“We should not confuse the foundations of the real world with the intellectual props that serve to evoke that world on the stage of our thoughts.” This quote from Ernst Mach (Mach [Reference Mach2012], p. 531, translated in Sigmund [Reference Sigmund2017], p. 19), surfacing from the origins of the philosophy of science, connects directly to the target article, in which Bruineberg and colleagues discuss how Markov blankets (MBs) should be understood within the wider literature of the free energy principle (FEP, Friston, Reference Friston2010), as well as how “models” and “modelling” should be interpreted within the cognitive and brain sciences more generally.
MBs are statistical descriptions that partition systems into internal, external, and blanket variables – where the internal variables are conditionally independent of the external variables, given the blanket variables. Bruineberg et al. provide a valuable service by distinguishing two interpretations of MBs: “Pearl blankets” (PBs) and “Friston blankets” (FBs). PBs embody an instrumental approach, in which MBs are used as tools to aid the analysis of complex systems, for example by identifying sets of variables suitable for further investigation. In contrast, FBs adopt an ontological stance in which they are assumed to either be (a literalist reading) – or usefully approximate (a realist reading) actually existing boundaries in the world, such as the boundary between a cell and its milieu, or between an organism or agent and its environment. Bruineberg et al. reveal the dangers of conflating these two interpretations, in particular when an instrumental (PB) application is implicitly or explicitly taken to justify ontological (FB) conclusions. Their arguments should be borne in mind by those inclined to help themselves to the FEP to explain their favourite grand mystery, or to take it as gospel.
Having said this, making a sharp distinction is often a useful prelude to recognising a spectrum of positions, each of which may be useful when assessed on its own merits. We suggest this is the case here. For example, one may begin with an instrumentalist approach and progressively refine and extend the corresponding model so as to make increasingly specific claims about the causal mechanisms at play in the system under study – in this way, gradually moving towards a more ontological or realist stance. What does “refine and extend” mean? It could mean equipping the model with additional features that represent potentially important and context-specific aspects of the relevant boundaries, such as autopoietic (self-producing) processes for biological boundaries (Kirchhoff, Parr, Palacios, Friston, & Kiverstein, Reference Kirchhoff, Parr, Palacios, Friston and Kiverstein2018; Maturana & Varela, Reference Maturana and Varela1980), and embodied and embedded interactions for cognitive boundaries (Clark & Chalmers, Reference Clark and Chalmers1998; Kirchhoff & Kiverstein, Reference Kirchhoff and Kiverstein2021), as well as a recognition of the limited degree to which statistical identification of an MB might generalise to nonequilibrium systems (Aguilera, Millidge, Tschantz, & Buckley, Reference Aguilera, Millidge, Tschantz and Buckley2022; Biehl, Pollock, & Kanai, Reference Biehl, Pollock and Kanai2021).
Bruineberg et al. mention these possibilities, but downplay their significance by drawing a contrast between “additional philosophical assumptions” and “additional technical assumptions,” where the latter implicitly subsumes everything just mentioned. But these modelling strategies and mathematical constraints are more than just additional assumptions, they can often be part-and-parcel of the explanatory model itself. And rather than “additional philosophical assumptions,” what seems to be required is a recognition of the model's philosophical context and the claims made on its behalf, so as to avoid the sort of conflation helpfully identified by Bruineberg.
Bruineberg et al. worry that, given such additional aspects, whether the MB formalism itself can still be doing any work? The answer is yes, to the extent that it helps specify those parts of a model that are focused on boundaries. By casting the distinction between PBs and FBs as sharp, rather than as extrema on a continuum, Bruineberg et al. underestimate the explanatory work that MBs may uniquely be able to do.
Digging a little deeper, one reason we might be tempted to invoke a bright-line distinction between PBs and FBs is because of the dramatic claims made for literalist readings of FBs, in which MBs are seen as really existing ontological boundaries in physical systems. But – as Mach reminds us – models are always models, whatever their granularity. Once we discount the relevance of an overly literalist reading, the value of a continuity between instrumental and ontological stances becomes easier to appreciate. (Here, it is worth separating Mach's valuable scepticism about literalism from his ultimately doomed project to ground physics solely in phenomenology; it is not likely that Mach would have had much time for FBs, even of a realist flavour.)
The same reasoning can be applied to the distinction between “being a model” and “having a model” – a distinction that Bruineberg et al. mention, but only in passing (see also Seth and Tsakiris, Reference Seth and Tsakiris2018). Under the FEP, and following the spirit of the cybernetic pioneers (Conant & Ashby, Reference Conant and Ashby1970), many systems can be interpreted as “being” a model of their environment. In an example briefly discussed by Bruineberg et al., even a simple Watt governor can be described as performing inference – however it is best thought of not as having a model that is used to perform inference, but as being a model of its environment, from the perspective of an external observer (see Van Gelder [Reference Van Gelder1995] for the original and still instructive version of this argument, in the context of computational theories of mind). By contrast, neurocognitive systems that are modelled as implementing generative models of their sensorium, in order to perform inference through prediction error minimization, are better described as having models, rather than merely being models.
This distinction is important, because the status of having (rather than being) a model may speak to a variety of interesting phenomena, such as the potential for counterfactual cognition, imagination and imagery, volitional action of various kinds, and perhaps even the difference between conscious and unconscious perception. Methodologically, the hypothesis that a system has a model can be warranted if having that hypothesis leads to novel testable predictions that would not have been made without that hypothesis (see Chemero [Reference Chemero2000] for a related argument). Again, it is beneficial to recognise that this distinction comes in degrees, and that even the (realist, ontological) claim that a system has a model should not confuse the map with the territory.
The broader lesson from Bruineberg et al. is the need for a healthy interaction across disciplinary boundaries, and especially among philosophy, physics, biology, and cognitive science, in order to avoid the pitfalls of explanatory overreach, and to take advantage of the many opportunities that arise at disciplinary boundaries. Ernst Mach – a physicist who eventually took a Chair in the Department of Philosophy at the University of Vienna, making lasting contributions to psychology and physiology along the way – exemplifies these virtues.
“We should not confuse the foundations of the real world with the intellectual props that serve to evoke that world on the stage of our thoughts.” This quote from Ernst Mach (Mach [Reference Mach2012], p. 531, translated in Sigmund [Reference Sigmund2017], p. 19), surfacing from the origins of the philosophy of science, connects directly to the target article, in which Bruineberg and colleagues discuss how Markov blankets (MBs) should be understood within the wider literature of the free energy principle (FEP, Friston, Reference Friston2010), as well as how “models” and “modelling” should be interpreted within the cognitive and brain sciences more generally.
MBs are statistical descriptions that partition systems into internal, external, and blanket variables – where the internal variables are conditionally independent of the external variables, given the blanket variables. Bruineberg et al. provide a valuable service by distinguishing two interpretations of MBs: “Pearl blankets” (PBs) and “Friston blankets” (FBs). PBs embody an instrumental approach, in which MBs are used as tools to aid the analysis of complex systems, for example by identifying sets of variables suitable for further investigation. In contrast, FBs adopt an ontological stance in which they are assumed to either be (a literalist reading) – or usefully approximate (a realist reading) actually existing boundaries in the world, such as the boundary between a cell and its milieu, or between an organism or agent and its environment. Bruineberg et al. reveal the dangers of conflating these two interpretations, in particular when an instrumental (PB) application is implicitly or explicitly taken to justify ontological (FB) conclusions. Their arguments should be borne in mind by those inclined to help themselves to the FEP to explain their favourite grand mystery, or to take it as gospel.
Having said this, making a sharp distinction is often a useful prelude to recognising a spectrum of positions, each of which may be useful when assessed on its own merits. We suggest this is the case here. For example, one may begin with an instrumentalist approach and progressively refine and extend the corresponding model so as to make increasingly specific claims about the causal mechanisms at play in the system under study – in this way, gradually moving towards a more ontological or realist stance. What does “refine and extend” mean? It could mean equipping the model with additional features that represent potentially important and context-specific aspects of the relevant boundaries, such as autopoietic (self-producing) processes for biological boundaries (Kirchhoff, Parr, Palacios, Friston, & Kiverstein, Reference Kirchhoff, Parr, Palacios, Friston and Kiverstein2018; Maturana & Varela, Reference Maturana and Varela1980), and embodied and embedded interactions for cognitive boundaries (Clark & Chalmers, Reference Clark and Chalmers1998; Kirchhoff & Kiverstein, Reference Kirchhoff and Kiverstein2021), as well as a recognition of the limited degree to which statistical identification of an MB might generalise to nonequilibrium systems (Aguilera, Millidge, Tschantz, & Buckley, Reference Aguilera, Millidge, Tschantz and Buckley2022; Biehl, Pollock, & Kanai, Reference Biehl, Pollock and Kanai2021).
Bruineberg et al. mention these possibilities, but downplay their significance by drawing a contrast between “additional philosophical assumptions” and “additional technical assumptions,” where the latter implicitly subsumes everything just mentioned. But these modelling strategies and mathematical constraints are more than just additional assumptions, they can often be part-and-parcel of the explanatory model itself. And rather than “additional philosophical assumptions,” what seems to be required is a recognition of the model's philosophical context and the claims made on its behalf, so as to avoid the sort of conflation helpfully identified by Bruineberg.
Bruineberg et al. worry that, given such additional aspects, whether the MB formalism itself can still be doing any work? The answer is yes, to the extent that it helps specify those parts of a model that are focused on boundaries. By casting the distinction between PBs and FBs as sharp, rather than as extrema on a continuum, Bruineberg et al. underestimate the explanatory work that MBs may uniquely be able to do.
Digging a little deeper, one reason we might be tempted to invoke a bright-line distinction between PBs and FBs is because of the dramatic claims made for literalist readings of FBs, in which MBs are seen as really existing ontological boundaries in physical systems. But – as Mach reminds us – models are always models, whatever their granularity. Once we discount the relevance of an overly literalist reading, the value of a continuity between instrumental and ontological stances becomes easier to appreciate. (Here, it is worth separating Mach's valuable scepticism about literalism from his ultimately doomed project to ground physics solely in phenomenology; it is not likely that Mach would have had much time for FBs, even of a realist flavour.)
The same reasoning can be applied to the distinction between “being a model” and “having a model” – a distinction that Bruineberg et al. mention, but only in passing (see also Seth and Tsakiris, Reference Seth and Tsakiris2018). Under the FEP, and following the spirit of the cybernetic pioneers (Conant & Ashby, Reference Conant and Ashby1970), many systems can be interpreted as “being” a model of their environment. In an example briefly discussed by Bruineberg et al., even a simple Watt governor can be described as performing inference – however it is best thought of not as having a model that is used to perform inference, but as being a model of its environment, from the perspective of an external observer (see Van Gelder [Reference Van Gelder1995] for the original and still instructive version of this argument, in the context of computational theories of mind). By contrast, neurocognitive systems that are modelled as implementing generative models of their sensorium, in order to perform inference through prediction error minimization, are better described as having models, rather than merely being models.
This distinction is important, because the status of having (rather than being) a model may speak to a variety of interesting phenomena, such as the potential for counterfactual cognition, imagination and imagery, volitional action of various kinds, and perhaps even the difference between conscious and unconscious perception. Methodologically, the hypothesis that a system has a model can be warranted if having that hypothesis leads to novel testable predictions that would not have been made without that hypothesis (see Chemero [Reference Chemero2000] for a related argument). Again, it is beneficial to recognise that this distinction comes in degrees, and that even the (realist, ontological) claim that a system has a model should not confuse the map with the territory.
The broader lesson from Bruineberg et al. is the need for a healthy interaction across disciplinary boundaries, and especially among philosophy, physics, biology, and cognitive science, in order to avoid the pitfalls of explanatory overreach, and to take advantage of the many opportunities that arise at disciplinary boundaries. Ernst Mach – a physicist who eventually took a Chair in the Department of Philosophy at the University of Vienna, making lasting contributions to psychology and physiology along the way – exemplifies these virtues.
Acknowledgements
The authors are grateful to Chris Buckley and Miguel Aguilera for helpful comments.
Financial support
This work was supported by the European Research Council (AKS, Advanced Investigator grant number 101019254), by the Canadian Institute for Advanced Research (AKS and AT, CIFAR Program on Brain, Mind, and Consciousness), by the Dr. Mortimer and Theresa Sackler Foundation (The Sackler Centre for Consciousness Science, AKS and AT), and by the Leverhulme Trust (AKS and TK, Doctoral Scholarship Programme grant number DS-2017-011).
Conflict of interest
None.