Hostname: page-component-745bb68f8f-b95js Total loading time: 0 Render date: 2025-02-10T01:21:35.586Z Has data issue: false hasContentIssue false

Hypergraph independence polynomials with a zero close to the origin

Published online by Cambridge University Press:  22 January 2025

Shengtong Zhang*
Affiliation:
Department of Mathematics, Stanford University, Stanford, CA, USA
Rights & Permissions [Opens in a new window]

Abstract

For each uniformity $k \geq 3$, we construct $k$ uniform linear hypergraphs $G$ with arbitrarily large maximum degree $\Delta$ whose independence polynomial $Z_G$ has a zero $\lambda$ with $\left \vert \lambda \right \vert = O\left (\frac {\log \Delta }{\Delta }\right )$. This disproves a recent conjecture of Galvin, McKinley, Perkins, Sarantis, and Tetali.

Type
Paper
Copyright
© The Author(s), 2025. Published by Cambridge University Press

1. Introduction

A hypergraph $G = (V, E)$ is a set of vertices $V$ together with a set of edges $E \subset 2^V$ . A hypergraph is $k$ -uniform if every edge has size $k$ . The degree of a vertex $v \in V$ , denoted by $d(v)$ , is the number of edges it appears in; in a hypergraph with maximum degree $\Delta$ , each vertex appears in at most $\Delta$ edges.

An independent set in $G$ is a set of vertices $I \subset V$ such that $I$ contains no edge. Let $\mathcal {I}(G)$ denote the family of all independent sets in $G$ . The independence polynomial of $G$ is defined by

\begin{equation*}Z_G(\lambda ) = \sum _{I \in \mathcal {I}(G)} \lambda ^{\left \vert I \right \vert }.\end{equation*}

This polynomial plays an important role in mathematics, physics and computer science [Reference Davies and Perkins1, Reference Heilmann and Lieb3, Reference Jain, Perkins, Sah and Sawhney4, Reference Scott and Sokal7Reference Weitz10]. A key property for understanding this polynomial is the largest radius of a disk-shaped zero-free region(ZFR), a region in $\mathbb {C}$ where $Z_G$ has no zero. We refer the reader to the introduction of [Reference Galvin, McKinley, Perkins, Sarantis and Tetali2] for a survey of how knowledge of the zeros of $Z_G$ can lead to interesting results about independent set.

When $G$ is a graph with maximum degree $\Delta$ , the ZFRs for $Z_G$ are well-understood [Reference Peters and Regts6, Reference Shearer8]. Specifically, Shearer [Reference Shearer8] showed that $Z_G$ has no zero inside the disk $\left \vert \lambda \right \vert \lt \frac {(\Delta - 1)^{\Delta - 1}}{\Delta ^{\Delta }}$ , and this bound is the best possible.

In a recent paper [Reference Galvin, McKinley, Perkins, Sarantis and Tetali2], Galvin, McKinley, Perkins, Sarantis and Tetali studied the zeros of $Z_G$ when $G$ is a general hypergraph with given maximum degree $\Delta$ . They showed that $Z_G$ has no zero inside the disk $\left \vert \lambda \right \vert \lt \frac {\Delta ^\Delta }{(\Delta + 1)^{(\Delta + 1)}}$ . Furthermore, for each uniformity $k \geq 2$ , they constructed a family of $k$ -uniform hypergraphs with arbitrarily large maximum degree $\Delta$ such that $Z_G$ has a zero $\lambda$ with $\left \vert \lambda \right \vert \lt O_k\left (\frac {\log \Delta }{\Delta }\right )$ , thereby showing that their bound is tight up to a logarithmic factor if we place no additional assumption on $G$ .

A hypergraph is linear if each pair of edges intersect in at most one vertex. The aforementioned constructions in [Reference Galvin, McKinley, Perkins, Sarantis and Tetali2, Section 4] are far from linear, since they contain edges that intersect in $(k - 1)$ vertices. In [Reference Galvin, McKinley, Perkins, Sarantis and Tetali2, Conjecture 3], Galvin, McKinley, Perkins, Sarantis and Tetali conjectured that their lower bound on the maximum radius of the zero-free disk for $Z_G$ can be improved under the additional assumption that $G$ is linear.

Conjecture 1.1. For each $k \geq 2$ , there exists a constant $C_k \gt 0$ such that the following is true. If $G$ is a $k$ -uniform, linear hypergraph with maximum degree $\Delta$ and if

\begin{equation*}\left \vert \lambda \right \vert \leq C_k \Delta ^{-\frac {1}{k - 1}}\end{equation*}

then $Z_G(\lambda ) \neq 0$ .

This conjecture is motivated by results on asymptotic enumeration in [Reference Mousset, Noever, Panagiotou and Samotij5]. Galvin, McKinley, Perkins, Sarantis and Tetali verified this conjecture when $G$ is a hypertree [Reference Galvin, McKinley, Perkins, Sarantis and Tetali2, Theorem 4],

In this note, we disprove Conjecture1.1 in any uniformity $k \geq 3$ . Our counterexample shows that the radius of the disk-shaped ZFR $\left \vert \lambda \right \vert \lt \frac {\Delta ^\Delta }{(\Delta + 1)^{(\Delta + 1)}}$ is tight up to a logarithmic factor even if we assume that $G$ is a $k$ -uniform linear hypergraph.

Theorem 1.2. For each uniformity $k \geq 3$ and $\Delta \gt 100k^2$ , there exists a $k$ -uniform linear hypergraph $G$ with maximum degree $\Delta$ , such that $Z_{G}$ has a negative real zero $\lambda$ with $\lambda \in [-\frac {6k \log \Delta }{\Delta }, 0]$ .

2. The counterexample

We begin by describing a general construction.

Definition 2.1. Let $G = (V, E)$ be a hypergraph. We define $S_G$ as the hypergraph whose vertex set is $V \sqcup E$ , and whose edge set is $\{e \cup \{e\}\,:\, e \in E\}$ .

We begin by showing a basic property of $S_G$ .

Proposition 2.2. If $G = (V, E)$ is a $(k - 1)$ uniform linear hypergraph with maximum degree $\Delta$ , then $S_G$ is a $k$ uniform linear hypergraph with maximum degree $\Delta$ .

Proof. Each edge in $S_G$ has the form $e \cup \{e\}$ for some $e \in E$ , and $\left \vert e \cup \{e\} \right \vert = \left \vert e \right \vert + 1 = k$ . So $S_G$ is $k$ uniform.

For any pair of distinct edges $e_1 \cup \{e_1\}$ and $e_2 \cup \{e_2\}$ in $S_G$ , we have

\begin{equation*}\left \vert (e_1 \cup \{e_1\}) \cap (e_2 \cup \{e_2\}) \right \vert = \left \vert e_1 \cap e_2 \right \vert \leq 1.\end{equation*}

Thus $S_G$ is linear.

Finally, each vertex in $V$ has the same degree in $G$ and $S_G$ , while each element in $E$ has degree $1$ in $S_G$ . Therefore, the maximum degree of $S_G$ is the same as the maximum degree of $G$ .

In the next two lemmas, we give an explicit formula for the independence polynomial $Z_{S_G}$ of $S_G$ and prove that it has a zero close to the origin whenever $G$ satisfies a mild expansion property.

Lemma 2.3. Let $G = (V, E)$ be a hypergraph. For each set of vertices $S \subset V$ , let $E(S)$ denote the edges of $G$ with at least one vertex in $S$ , and write $e(S) = \left \vert E(S) \right \vert$ . Then we have

\begin{equation*}Z_{S_G}(\lambda ) = \sum _{S \subset V} \lambda ^{\left \vert V \right \vert - \left \vert S \right \vert } (1 + \lambda )^{e(S)}.\end{equation*}

Proof. Classifying the independence sets of $S_G$ based on their intersections with $V \subset V(S_G)$ , we have

\begin{equation*}Z_{S_G}(\lambda ) = \sum _{S \subset V} \sum _{I \in \mathcal {I}(S_G)\,:\, I \cap V = V \backslash S} \lambda ^{\left \vert I \right \vert }.\end{equation*}

A set of vertices $I \subset V \sqcup E$ with $I \cap V = V \backslash S$ is independent in $S_G$ if and only if $J \,:\!=\, I \cap E$ is contained in $E(S)$ . So we have

\begin{equation*}\sum _{I \in \mathcal {I}(S_G)\,:\, I \cap V = V \backslash S} \lambda ^{\left \vert I \right \vert } = \lambda ^{\left \vert V \backslash S \right \vert } \sum _{J \subset E(S)} \lambda ^{\left \vert J \right \vert } = \lambda ^{\left \vert V \backslash S \right \vert } (1 + \lambda )^{e(S)}\end{equation*}

and the lemma follows.

Lemma 2.4. Let $G = (V, E)$ be a hypergraph with $n \geq 3$ vertices. Assume that $n$ is odd. Furthermore, assume that for some $\alpha \in [3\log n, n]$ , we have $e(S) \geq \alpha \left \vert S \right \vert$ for any $S \subset V$ . Then $Z_{S_G}$ has a negative real zero in the interval

\begin{equation*}\left [-\frac {3 \log n}{\alpha }, 0\right ].\end{equation*}

Proof. Set $\lambda _0 = -\frac {3\log n}{\alpha }$ . As $Z_{S_G}(0) = 1$ , it suffices to show that $Z_{S_G}(\lambda _0) \lt 0$ .

By Lemma2.3, we have the identity

\begin{equation*}Z_{S_G}(\lambda _0) = \sum _{S \subset V} \lambda _0^{\left \vert V \right \vert - \left \vert S \right \vert } (1 + \lambda _0)^{e(S)}.\end{equation*}

We isolate the term with $S = \emptyset$ and obtain

\begin{equation*}Z_{S_G}(\lambda _0) = \lambda _0^{\left \vert V \right \vert } \left (1 + \sum _{S \subset V, S \neq \emptyset } \lambda _0^{-\left \vert S \right \vert } (1 + \lambda _0)^{e(S)}\right )\end{equation*}

Since $0 \leq 1 + \lambda _0 \leq e^{\lambda _0}$ , for each $S \subset V$ we can estimate

\begin{equation*}\left \vert \lambda _0^{-\left \vert S \right \vert } (1 + \lambda _0)^{e(S)} \right \vert \leq \left \vert \lambda _0 \right \vert ^{-\left \vert S \right \vert } e^{\lambda _0 e(S)} \leq \alpha ^{\left \vert S \right \vert } e^{-3 \log n \cdot \left \vert S \right \vert }.\end{equation*}

Thus we have

\begin{equation*}\left \vert \sum _{S \subset V, S \neq \emptyset } \lambda _0^{-\left \vert S \right \vert } (1 + \lambda _0)^{e(S)} \right \vert \leq \sum _{k = 1}^n \binom {n}{k} \alpha ^{k} e^{-3 \log n \cdot k} \leq \sum _{k = 1}^n \frac {1}{k!} \left (\frac {\alpha }{n^2}\right )^k.\end{equation*}

where the second inequality uses the estimate $\binom {n}{k} \leq \frac {n^k}{k!}$ .

We assume that $\alpha \leq n$ , so $\left (\frac {\alpha }{n^2}\right )^k \lt \frac {1}{n}$ for each $k \geq 1$ . This leads to

\begin{equation*}\left \vert \sum _{S \subset V, S \neq \emptyset } \lambda _0^{-\left \vert S \right \vert } (1 + \lambda _0)^{e(S)} \right \vert \leq \frac {1}{n}\sum _{k = 1}^n \frac {1}{k!} \lt \frac {e}{n} \lt 1.\end{equation*}

Thus we conclude that

\begin{equation*}1 + \sum _{S \subset V, S \neq \emptyset } \lambda _0^{-\left \vert S \right \vert } (1 + \lambda _0)^{e(S)} \gt 0\end{equation*}

so $Z_{S_G}(\lambda _0) \lt 0$ , as desired.

Our main theorem is an easy corollary of this result. Indeed, for any $(k - 1)$ uniform hypergraph $G$ we can show that $e(S) \geq \frac {\delta (G) \left \vert S \right \vert }{k - 1}$ for any $S \subset V$ . So when $\delta (G) \geq \Delta (G) - 1$ , one can take $\alpha = \frac {\Delta (G) - 1}{k - 1}$ in Lemma2.4. We give an explicit construction of such a hypergraph.

Lemma 2.5. For any uniformity $k \geq 2$ and $\Delta \geq k$ , there exists a $k$ uniform, $\Delta$ regular linear hypergraph $H_{k, \Delta }$ on at most $2k \Delta$ vertices.

Proof. We take a prime $p$ in $[\Delta, 2\Delta ]$ , which exists by Chebyshev’s theorem. Let $H_{k, \Delta }$ be the hypergraph on the vertex set $V = [k] \times \mathbb {Z}_p$ with an edge $\{(i, a + id)\,:\, i \in [k]\}$ for each pair $(a, d) \in \mathbb {Z}_p \times [\Delta ]$ . The number of vertices in $H_{k, \Delta }$ is $\left \vert V \right \vert = kp \leq 2 \Delta k$ .

Any vertex $(i, x) \in V$ is contained precisely in the edges corresponding to $(a, d) \in \mathbb {Z}_p \times [\Delta ]$ with $a \equiv x - id \pmod {p}$ . As there is exactly one $a \in \mathbb {Z}_p$ corresponding to each $d \in [\Delta ]$ , $H_{k, \Delta }$ is $\Delta$ regular.

The size of the intersection between two distinct edges corresponding to $(a, d)$ and $(a', d')$ is the number of solutions $i \in [k]$ to the linear congruence equation $a + id \equiv a' + id' \pmod {p}$ . As $k \leq \Delta \leq p$ , there is at most one solution $i \in [k]$ to this linear congruence equation, so every pair of hyperedges in $H_{k, \Delta }$ intersect in at most one vertex. Therefore, $H_{k, \Delta }$ is a linear hypergraph.

Proof of Theorem 1.2. Let $H = H_{(k - 1), \Delta }$ be the $(k - 1)$ uniform linear hypergraph constructed in Lemma2.5. If $H$ has an even number of vertices, we remove an arbitrary vertex $v$ of $H$ together with any edge containing the vertex. Thus, we obtain a $(k - 1)$ uniform linear hypergraph $H$ with an odd number of vertices, maximum degree $\Delta$ , and minimum degree at least $(\Delta - 1)$ . By Proposition2.2, $G = S_H$ is a $k$ uniform linear hypergraph with maximum degree $\Delta$ .

Let $n \leq 2k \Delta$ be the number of vertices in $H$ . For any vertex subset $S$ of $H$ , the $(k - 1)$ uniformity of $H$ implies that the number of edges in $G$ with at least one vertex in $S$ is lower bounded by

\begin{equation*}e(S) \geq \frac {1}{k - 1} \sum _{v \in S} d(v) \geq \frac {\Delta - 1}{k - 1} \left \vert S \right \vert .\end{equation*}

By our assumptions $\Delta \gt 100k^2$ and $n \leq 2k \Delta$ , we can check that

\begin{equation*}\frac {\Delta - 1}{k - 1} \gt \frac {\Delta }{k} \gt 10 \sqrt {\Delta } \gt 10 \log \Delta \gt 3 \log (2k\Delta ) \geq 3 \log (n).\end{equation*}

Furthermore, we have $\frac {\Delta - 1}{k - 1} \leq \Delta - 1 \lt n$ . So we can apply Lemma2.4 with $\alpha = \frac {\Delta - 1}{k - 1}$ . We conclude that $Z_{G}$ has a negative real zero $\lambda$ with

\begin{equation*}-\lambda \leq \frac {3\log n}{(\Delta - 1) / (k - 1)} \leq \frac {3 k \log (2\Delta k)}{\Delta } \leq \frac {6k \log \Delta }{\Delta }\end{equation*}

where the last two inequalities follow from $\Delta \gt 100k^2$ . So $G$ satisfies the requirements of Theorem 1.2.

Acknowledgements

I am supported by the Craig Franklin Fellowship in Mathematics at Stanford University. I thank Professor Nima Anari and Professor Will Perkins for many helpful discussions and comments. I also thank the anonymous referee for valuable feedbacks on the manuscript.

References

Davies, E. and Perkins, W. (2023) Approximately counting independent sets of a given size in bounded-degree graphs. SIAM J. Comput 52 618640.CrossRefGoogle Scholar
Galvin, D. McKinley, G. Perkins, W. Sarantis, M. and Tetali, P. (2024) On the zeroes of hypergraph independence polynomials. Combin. Probab. Comput 33 6584.CrossRefGoogle Scholar
Heilmann, O. J. and Lieb, E. H. (1972) Theory of monomer-dimer systems. Comm. Math. Phys 25 190232.CrossRefGoogle Scholar
Jain, V., Perkins, W., Sah, A. and Sawhney, M. (2022) Approximate counting and sampling via local central limit theorems. In STOC ’22—Proceedings of the 54th Annual ACM SIGACT Symposium on Theory of Computing, ACM, New York, pp. 14731486. ©2022CrossRefGoogle Scholar
Mousset, F. Noever, A. Panagiotou, K. and Samotij, W. (2020) On the probability of nonexistence in binomial subsets. Ann. Probab 48 493525.CrossRefGoogle Scholar
Peters, H. and Regts, G. (2019) On a conjecture of Sokal concerning roots of the independence polynomial. Michigan Math. J 68 3355.CrossRefGoogle Scholar
Scott, A. D. and Sokal, A. D. (2005) The repulsive lattice gas, the independent-set polynomial, and the Lovász local lemma. J. Stat. Phys 118 11511261.CrossRefGoogle Scholar
Shearer, J. B. (1985) On a problem of Spencer. Combinatorica 5 241245.CrossRefGoogle Scholar
Sly, A. (2010) Computational transition at the uniqueness threshold. In 2010 IEEE 51st Annual Symposium on Foundations of Computer Science—FOCS 2010, IEEE Computer Soc, Los Alamitos, CA, pp. 287296.CrossRefGoogle Scholar
Weitz, D. (2006) Counting independent sets up to the tree threshold. In STOC’06: Proceedings of the 38th Annual ACM Symposium on Theory of Computing, ACM, New York, pp. 140149.CrossRefGoogle Scholar