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SOME EXTREMAL RESULTS ON THE CHROMATIC STABILITY INDEX

Published online by Cambridge University Press:  04 March 2022

SHENWEI HUANG
Affiliation:
College of Computer Science, Nankai University, Tianjin 300350, China e-mail: shenweihuang@nankai.edu.cn
SANDI KLAVŽAR*
Affiliation:
Faculty of Mathematics and Physics, University of Ljubljana, Ljubljana, Slovenia and Faculty of Natural Sciences and Mathematics, University of Maribor, Maribor, Slovenia and Institute of Mathematics, Physics and Mechanics, Ljubljana, Slovenia
HUI LEI
Affiliation:
School of Statistics and Data Science, LPMC and KLMDASR, Nankai University, Tianjin 300071, China e-mail: hlei@nankai.edu.cn
XIAOPAN LIAN
Affiliation:
Center for Combinatorics and LPMC, Nankai University, Tianjin, China e-mail: xiaopanlian@mail.nankai.edu.cn
YONGTANG SHI
Affiliation:
Center for Combinatorics and LPMC, Nankai University, Tianjin, China e-mail: shi@nankai.edu.cn
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Abstract

The $\chi $ -stability index $\mathrm {es}_{\chi }(G)$ of a graph G is the minimum number of its edges whose removal results in a graph with chromatic number smaller than that of G. We consider three open problems from Akbari et al. [‘Nordhaus–Gaddum and other bounds for the chromatic edge-stability number’, European J. Combin. 84 (2020), Article no. 103042]. We show by examples that a known characterisation of k-regular ( $k\le 5$ ) graphs G with $\mathrm {es}_{\chi }(G) = 1$ does not extend to $k\ge 6$ , and we characterise graphs G with $\chi (G)=3$ for which $\mathrm { es}_{\chi }(G)+\mathrm {es}_{\chi }(\overline {G}) = 2$ . We derive necessary conditions on graphs G which attain a known upper bound on $\mathrm { es}_{\chi }(G)$ in terms of the order and the chromatic number of G and show that the conditions are sufficient when $n\equiv 2 \pmod 3$ and $\chi (G)=3$ .

Type
Research Article
Copyright
© The Author(s), 2022. Published by Cambridge University Press on behalf of Australian Mathematical Publishing Association Inc.

1 Introduction

If ${\mathcal I}$ is a graph invariant and G a graph, then it is natural to consider the minimum number of vertices of G whose removal results in an induced subgraph $G'$ with ${\mathcal I}(G') \ne {\mathcal I}(G)$ or with $E(G') = \emptyset $ (see [Reference Alikhani and Piri2]). Let us call this number the ${\mathcal I}$ -stability number of G and denote it by $vs_{\mathcal I}(G)$ . Similarly, one may be interested in the minimum number of edges that have to be removed in order to obtain a spanning subgraph $G'$ with ${\mathcal I}(G') \ne {\mathcal I}(G)$ or with $E(G') = \emptyset $ . In this case let us call the minimum number of edges the ${\mathcal I}$ -stability index of G and denote it by $es_{\mathcal I}(G)$ .

Here we consider the $\chi $ -stability index ${\mathrm {es}_{\chi }}$ , spelled out as chromatic stability index. The $\chi $ -stability index ${\mathrm {es}_{\chi }}(G)$ of a graph G with at least one edge is thus the minimum number of edges of G whose removal results in a graph with chromatic number smaller than that of G. If $E(G) = \emptyset $ , then ${\mathrm {es}_{\chi }}(G) = 0$ . In some papers the term ‘chromatic edge-stability number’ is used, but in our general framework and since the investigation of the $\chi '$ -stability number was initiated in [Reference Alikhani and Piri2], this earlier terminology would be confusing.

The $\chi $ -stability index was first studied by Staton [Reference Staton10], who provided upper bounds ${\mathrm {es}_{\chi }}$ for regular graphs in terms of the size of the graph. The invariant was subsequently investigated in [Reference Arumugam, Sahul Hamid, Muthukamatchi, Balakrishnan and Madhavan3, Reference Brešar, Klavžar and Movarraei4, Reference Kemnitz, Marangio and Movarraei8]. We continue this line of the research, focusing on the following three open problems on the chromatic stability index.

Problem 1.2 [Reference Akbari, Klavžar, Movarraei and Nahvi1].

Characterise graphs G with ${\mathrm {es}_{\chi }}(G)+{\mathrm {es}_{\chi }}(\overline {G})=2$ .

In [Reference Akbari, Klavžar, Movarraei and Nahvi1] it was proved that if G is a graph of order n with $r=\chi (G)$ , then

(1.1) $$ \begin{align} {\mathrm{es}_{\chi}}(G)\leq\begin{cases} \lfloor{n}/{r}\rfloor\lfloor{n}/{r}+1\rfloor \quad & \mbox{if } n\equiv r-1 \pmod r, \\ \lfloor{n}/{r}\rfloor^2 \quad & \text{otherwise}.\\ \end{cases} \end{align} $$

Problem 1.3 [Reference Akbari, Klavžar, Movarraei and Nahvi1].

Characterise graphs that attain the upper bound in (1.1).

In the rest of this section we recall definitions needed in this paper. In Section 2 we consider graphs G with ${\mathrm { es}_{\chi }}(G) = 1$ and construct examples which demonstrate that a known characterisation of k-regular graphs G with ${\mathrm {es}_{\chi }}(G) = 1$ does not extend to $k\ge 6$ . Then, in Section 3, we characterise graphs G with $\chi (G)=3$ for which ${\mathrm {es}_{\chi }}(G)+{\mathrm {es}_{\chi }}(\overline {G}) = 2$ . In the concluding section we obtain necessary structural conditions on graphs G which attain the upper bound in (1.1). The conditions are proved to be sufficient when $n\equiv 2 \pmod 3$ and $\chi (G)=3$ .

The chromatic number $\chi (G)$ of a graph G is the smallest integer k such that G admits a proper colouring of its vertices using k colours. Unless stated otherwise, we will assume that the colours are from the set $[k] = \{1,\ldots , k\}$ . A $\chi (G)$ -colouring (or simply $\chi $ -colouring) of G is a proper colouring using $\chi (G)$ colours. In a colouring of G, a set of vertices having the same colour form a colour class. If c is a k-colouring of G with colour classes $C_1, \ldots , C_k$ , then we will identify c with $(C_1,\ldots , C_k)$ , that is, we will say that c is a colouring $(C_1,\ldots , C_k)$ . When we wish to emphasise that these colour classes correspond to c, we will denote them by $(C_1^c,\ldots , C_k^c)$ . If c is a colouring of G and $A\subseteq V(G)$ , then let $c(A) = \bigcup _{a\in A} c(a)$ . Let $c^*(G)$ denote the cardinality of a smallest colour class among all $\chi $ -colourings of G. If $c^*(G) = 1$ , then we say that G has a singleton colour class. The chromatic bondage number $\rho (G)$ of G denotes the minimum number of edges between two colour classes among all $\chi $ -colourings of a graph G. Clearly ${\mathrm {es}_{\chi }}(G)\leq \rho (G)$ .

For $v\in V(G)$ , let $d_G(v)$ and $N_G(v)$ denote the degree and the open neighbourhood of v in G, respectively. If $A\subseteq V(G)$ , then let $N_G(A)=(\bigcup _{v\in A}N_G(v))\backslash A$ . For $A,B\subseteq V(G)$ , let $E[A,B]$ be the set of edges which have one endpoint in A and the other in B, and let $e(A,B)=|E[A,B]|$ . The subgraph of G induced by $A\subseteq V(G)$ will be denoted by $G[A]$ . The girth $g(G)$ of a graph G is the length of a shortest cycle in G. The order of a largest complete subgraph in G is the clique number $\omega (G)$ of G. The complement of G is denoted by $\overline {G}$ .

2 On Problem 1.1

Problem 1.1, which asks for a characterisation of graphs G with ${\mathrm {es}_{\chi }}(G)=1$ , has been independently posed in [Reference Arumugam, Sahul Hamid, Muthukamatchi, Balakrishnan and Madhavan3, Problem 2.18] and [Reference Akbari, Klavžar, Movarraei and Nahvi1, Problem 5.3]. The two equivalent reformulations of the condition ${\mathrm {es}_{\chi }}(G)=1$ from the next proposition are from [Reference Kemnitz, Marangio and Movarraei8, Proposition 2.2] and [Reference Arumugam, Sahul Hamid, Muthukamatchi, Balakrishnan and Madhavan3, Remark 2.15], respectively. To be self-contained, we include a simple proof of the result.

Proposition 2.1. If G is a graph with $\chi (G) \ge 2$ , then the following claims are equivalent:

  1. (i) ${\mathrm {es}_{\chi }}(G)=1$ ;

  2. (ii) $\rho (G) = 1$ ;

  3. (iii) G admits a $\chi (G)$ -colouring $(C_1, \ldots , C_{\chi (G)})$ , where $|C_1| = 1$ and $e(C_1,C_2) = 1$ .

Proof. Let ${\mathrm {es}_{\chi }}(G)=1$ and let $e=uv\in E(G)$ be an edge such that $\chi (G-e) = \chi (G) - 1$ . If c is a $(\chi (G) - 1)$ -colouring of $G-e$ , then $c(u) = c(v)$ , for otherwise c would be a proper colouring of G (using only $\chi (G) - 1$ colours). Recolouring u with a new colour yields a colouring of G as required by (iii). Hence (i) implies (iii). The implication (iii) $\Rightarrow $ (ii) is obvious and (ii) $\Rightarrow $ (i) follows from the fact already noted that ${\mathrm {es}_{\chi }}(G) \le \rho (G)$ .

Although Proposition 2.1 formally gives two characterisations of graphs G with ${\mathrm {es}_{\chi }}(G)=1$ , it should be understood that Problem 1.1 asks for a structural characterisation of such graphs. The next result gives a partial solution of the problem.

Theorem 2.2 [Reference Akbari, Klavžar, Movarraei and Nahvi1, Theorem 4.4].

Let G be a connected, k-regular graph with $k\leq 5$ . Then ${\mathrm {es}_{\chi }}(G)=1$ if and only if G is $K_2$ , G is an odd cycle, or $\chi (G)>3$ and $c^{\star }(G) = 1$ .

The second part of [Reference Akbari, Klavžar, Movarraei and Nahvi1, Problem 5.3] says: ‘In particular, for the regular case extend the classification of Theorem 2.2 to $k>5$ .’ We do not solve the problem, but demonstrate in the rest of the section that (i) the problem appears difficult and (ii) $k=5$ is the threshold for regular graphs. Let X be the graph drawn in Figure 1.

Figure 1 The graph X.

Proposition 2.3. The graph X is a $6$ -regular graph with $\chi (X)=4$ , $c^{\star }(X) = 1$ and ${\mathrm {es}_{\chi }}(X) = 2$ .

Proof. Since $\omega (X)=4$ , we have $\chi (X)\geq 4$ . We give a 4-colouring c of X as follows: $c(w)=4$ , $c(v_1)=c(u_3)=c(u_6)=1$ , $c(v_3)=c(u_2)=c(u_5)=2$ , $c(v_2)=c(u_1)=c(u_4)=3$ . Since colour 4 is used exactly once, $\chi (X)=4$ and $c^*(X)=1$ . It remains to prove that ${\mathrm {es}_{\chi }}(X) = 2$ .

Let $X'$ be the graph obtained from X by deleting the edges $wv_1, wu_6$ . Then we can get a 3-colouring $c'$ of $X'$ as follows: $c'(w) = c'(v_1) = c'(u_3) = c'(u_6) = 1$ , $c'(v_3) = c'(u_2) = c'(u_5) = 2$ , $c'(v_2) = c'(u_1) = c'(u_4) = 3$ . Hence ${\mathrm {es}_{\chi }}(X) \le 2$ .

Suppose now by contrast that ${\mathrm {es}_{\chi }}(X) = 1$ . Then by Proposition 2.1(iii), there exists a colouring $c = (C_1, C_2, C_3, C_4)$ , such that $|C_1| = 1$ and $e(C_1, C_2)=1$ . Since $X[\{v_1,v_2,v_3,w\}]\cong K_4$ , we have $c(w)=1$ or $c(v_i)=1$ for some $i\in [3]$ . If $c(w)=1$ , then $\chi (X[N(w)])=3 $ and colour 2 appears only once in $N(w)$ . But this is impossible because $X[v_1,v_2,v_3]\cong K_3$ and $X[u_2,u_4,u_6]\cong K_3$ . If $c(w)\ne 1$ , then by symmetry we may without loss of generality assume that $c(v_1)=1$ . Then we consider the colouring of $N(v_1)$ . If $c(u_5)\neq c(v_3)$ , say $c(u_5)=a\in \{2,3,4\}$ and $c(v_3)=b\in \{2,3,4\}\backslash \{a\}$ , then $c(v_2)=c(u_1)=c=\{2,3,4\}\backslash \{a,b\}$ , $c(w)=a$ and $c(u_2)=b$ , contradicting the fact that $e(C_1, C_2)=1$ . If $c(u_5)=c(v_3)$ , say $c(u_5)=c(v_3)=a\in \{2,3,4\}$ , then $c(v_2)=b\in \{2,3,4\}\backslash \{a\}$ and $c(w)=c=\{2,3,4\}\backslash \{a,b\}$ . Since $\{w,v_2,u_5\}\subseteq N(u_6)$ , we have $c(u_6)=1$ , contradicting the fact that $|C_1| = 1$ . So ${\mathrm {es}_{\chi }}(G)\geq 2$ and we are done.

Proposition 2.3 shows that Theorem 2.2 does not extend to $6$ -regular graphs. On the other hand, consider the following example to see that there exist $4$ -chromatic, $6$ -regular (and higher regularity) graphs with ${\mathrm {es}_{\chi }}(G)=1$ . A graph $G=C(n; a_0,a_1, \ldots , a_k)$ is called a circulant if

$$ \begin{align*}V(G)=[n] \quad\mbox{and}\quad E(G)=\{(i,j): |i-j|\in\{a_0, a_1, \ldots, a_k\} \pmod n\},\end{align*} $$

where $1\leq a_0<a_1<\cdots <a_k\leq n/2$ . If $a_k<n/2$ , then G is a $(2k+2)$ -regular graph; otherwise, G is $(2k + 1)$ -regular. In [Reference Dobrynin, Melnikov and Pyatkin5, Theorem 2.1], Dobrynin et al. constructed 4-critical r-regular circulants for $r\in \{6,8,10\}$ . (Recall that a graph G with $\chi (G)=k$ is called edge-critical (or simply k-critical) if its chromatic number is strictly less than k after removing any edge.) Hence these regular graphs satisfy ${\mathrm {es}_{\chi }}(G)=1$ .

3 On Problem 1.2

Let G be a graph with ${\mathrm {es}_{\chi }}(G)=1$ and $\chi (G)=r$ . We say that a $\chi $ -colouring of G is a good colouring if it satisfies the conditions of Proposition 2.1(iii). Let $\mathcal {C}(G)$ be the set of good colourings of G. If $c = (C^c_1, \ldots , C^c_r) \in \mathcal {C}(G)$ , then we may always without loss of generality assume that $|C^c_1|=1$ and $e(C^c_1, C^c_2)=1$ .

Clearly, ${\mathrm {es}_{\chi }}(G)+{\mathrm {es}_{\chi }}(\overline {G}) = 2$ holds if and only if ${\mathrm {es}_{\chi }}(G) = {\mathrm { es}_{\chi }}(\overline {G}) = 1$ . We first characterise disconnected graphs G for which ${\mathrm {es}_{\chi }}(G)+{\mathrm {es}_{\chi }}(\overline {G}) = 2$ .

Proposition 3.1. Let G be a graph with components $G_1, \ldots ,G_s$ , $s\ge 2$ , and let $\mathcal {G}=\{G_i:\ \chi (G_i)=\chi (G), \ i\in [s]\}$ . Then ${\mathrm { es}_{\chi }}(G)+{\mathrm {es}_{\chi }}(\overline {G})=2$ if and only if

  1. (i) $|\mathcal {G}|=1$ and ${\mathrm {es}_{\chi }}(G_i)=1$ for $G_i\in \mathcal {G}$ , and

  2. (ii) there exists a $G_j$ such that ${\mathrm {es}_{\chi }}(\overline {G_j})=1$ , or there exist components $G_j$ and $G_k$ , $j\neq k$ , such that $c^*(\overline {G_j})=1$ and $c^*(\overline {G_k})=1$ .

Proof. The following fact is essential for the rest of the argument: if c is a proper colouring of $\overline {G}$ , then $c(V(G_i))\cap c(V(G_j)) = \emptyset $ for every $i, j\in [s]$ , $i\ne j$ . If G satisfies (i) and (ii), then (i) yields ${\mathrm {es}_{\chi }}(G)=1$ , while (ii) gives ${\mathrm { es}_{\chi }}(\overline {G})=1$ . Conversely, suppose that ${\mathrm {es}_{\chi }}(G)+{\mathrm {es}_{\chi }}(\overline {G})=2$ . Then ${\mathrm { es}_{\chi }}(G)=1$ and ${\mathrm {es}_{\chi }}(\overline {G})=1$ . If $|\mathcal {G}|\geq 2$ or ${\mathrm {es}_{\chi }}(G_i)\geq 2$ for any $G_i\in \mathcal {G}$ , then $\chi (G - e)=\chi (G)$ for any $e\in E(G)$ , a contradiction. This means that (i) holds. Since ${\mathrm { es}_{\chi }}(\overline {G})=1$ , there exists an a edge $\overline {e}\in E(\overline {G})$ such that $\chi (\overline {G} - \overline {e})<\chi (\overline {G})$ . We consider two cases for the edge $\overline {e}$ . If $\overline {e}\in E(\overline {G_j})$ for some $j\in [s]$ , then ${\mathrm {es}_{\chi }}(\overline {G_j})=1$ . In the other case the two endpoints of $\overline {e}$ lie in different components, say in $G_j$ and in $G_k$ , $j\ne k$ . But then $c^*(\overline {G_j})=1$ and $c^*(\overline {G_k})=1$ . Thus (ii) holds as well.

In the main result of this section we now characterise connected graphs G with $\chi (G)=3$ for which ${\mathrm {es}_{\chi }}(G)+{\mathrm { es}_{\chi }}(\overline {G})=2$ .

Theorem 3.2. Let G be a connected graph of order n, with $\chi (G)=3$ . Then ${\mathrm {es}_{\chi }}(G)+{\mathrm {es}_{\chi }}(\overline {G})=2$ if and only if

  1. (i) all odd cycles in G share one edge,

  2. (ii) $c^*(\overline {G})=1$ ,

  3. (iii) $\chi (\overline {G})\geq \lceil {n}/{2}\rceil $ ,

  4. (iv) if n is even, $\chi (\overline {G})={n}/{2}$ and $||C^c_2|-|C^c_3||=1$ for each $c = (C_1^c, C_2^c, C_3^c)\in \mathcal {C}(G)$ , then $g(G)=3$ and for any proper colouring of $\overline {G}$ , if $\{x_1,x_2,x_3\}$ is a colour class, then $d_{G}(v)\geq 2$ for each $v\in N_G(\{x_1,x_2,x_3\})$ .

Proof. Necessity. Since ${\mathrm {es}_{\chi }}(G)=1$ and $\chi (G)=3$ , there is an edge $e\in E(G)$ such that $G - e$ has no odd cycles. So (i) holds. It was observed in [Reference Akbari, Klavžar, Movarraei and Nahvi1, Lemma 4.3] that ${\mathrm {es}_{\chi }}(G)=1$ implies $c^*(G)=1$ , hence (ii) holds. Let $c = (C^c_1,C^c_2, C^c_3)\in \mathcal {C}(G)$ . We have $\omega (\overline {G})\geq \lfloor {n}/{2}\rfloor $ since $|C^c_1|=1$ . So, $\chi (\overline {G})\geq \omega (\overline {G})\geq \lceil {n}/{2}\rceil $ when n is even. When n is odd and $\omega (\overline {G})={(n-1)}/{2}$ , we have $|C^c_2|=|C^c_3|={(n-1)}/{2}$ and $\overline {G}[C^c_2]\cong K_{C^c_2}$ , $\overline {G}[C^c_3]\cong K_{C^c_3}$ . Note that for any proper colouring of $\overline {G}$ , there is at most one colour class with three vertices and there must be fewer than three vertices in other colour classes. By Proposition 2.1(iii), there exists a $\chi $ -colouring of $\overline {G}$ such that some colour class has exactly one vertex. Then $\chi (\overline {G})\geq {(n+1)}/{2}=\lceil {n}/{2}\rceil $ .

Suppose now that n is even, $\chi (\overline {G})={n}/{2}$ and $||C^c_2|-|C^c_3||=1$ for any $c = (C_1^c, C_2^c, C_3^c)\in \mathcal {C}(G)$ . Let $C^c_1=\{x_1\}$ and let $x_2$ be the vertex of $C^c_2$ such that $x_1x_2\in E(G)$ . Let $\bar {c}\in \mathcal {C}(\overline {G})$ and let the colour set used by $\bar {c}$ be $[{n}/{2}]$ . We claim that $\bar {c}(x_1)=\bar {c}(x_2)$ and $\bar {c}(x_1)\in \bar {c}(C^c_3)$ . Notice that $x_1$ is in $\overline {G}$ adjacent to all vertices of $C^c_2$ except $x_2$ . If $|C^c_2|-|C^c_3|=1$ , then $|C^c_2|={n}/{2}$ . Then the claim holds because $\chi (\overline {G})= {n}/{2} = |\bar {c}(C^c_2)|$ . Suppose next that $|C^c_3|-|C^c_2|=1$ . Then $|C^c_3|={n}/{2}$ and $|C^c_2|={(n-2)}/{2}$ . We have $|\bar {c}(C^c_3)| = {n}/{2}$ . If $\bar {c}(x_1)\neq \bar {c}(x_2)$ , then $\bar {c}(x_1\cup C^c_2)=[{n}/{2}]$ , contradicting the fact that $\bar {c}\in \mathcal {C}(\overline {G})$ because there is no singleton colour class. Hence $\bar {c}(x_1)=\bar {c}(x_2)$ and $\bar {c}(x_1)\in \bar {c}(C^c_3)$ since $\bar {c}(C^c_3)=[{n}/{2}]$ . Thus $g(G)=3$ . We can set $x_3\in C^c_3$ and $\bar {c}(x_1)=\bar {c}(x_2)=\bar {c}(x_3)=1$ in the following. Suppose there is a vertex $v\in N_G(\{x_1,x_2,x_3\})$ such that $d_G(v)=1$ . If $|C^c_2|-|C^c_3|=1$ , then $C^c_2\subseteq N_{\overline {G}}(v)$ when $v\in N_G(x_1)$ , $(C^c_2\backslash \{x_2\})\cup x_3\subseteq N_{\overline {G}}(v)$ when $v\in N_G(x_2)$ and $V(G)\backslash \{x_3\}= N_{\overline {G}}(v)$ when $v\in N_G(x_3)$ . Thus $\chi (\overline {G})>{n}/{2}$ when $v\in N_G(x_1)\cup N_G(x_2)$ , a contradiction. When $v\in N_G(x_3)$ , we may assume without loss of generality that $\bar {c}(C^c_3)=[ {(n-2)}/{2}]$ . Then $\bar {c}(v)={n}/{2}$ since $x_2\in N_{\overline {G}}(v)$ . But every colour in $[({n-2)}/{2}]$ appears exactly twice in $N_{\overline {G}}(v)$ , contradicting the fact that $\bar {c}\in \mathcal {C}(\overline {G})$ . If $|C^c_3|-|C^c_2|=1$ , then $\chi (\overline {G})>{n}/{2}$ when $v\in N_G(x_3)$ and $\bar {c}\notin \mathcal {C}(\overline {G})$ when $v\in N_G(x_1)\cup N_G(x_2)$ by the same analysis as above, a contradiction.

Sufficiency. Suppose an edge e is shared by all odd cycles of G. Then $\chi (G -e)\leq 2$ . Hence ${\mathrm {es}_{\chi }}(G)=1$ by definition. Suppose $\chi (\overline {G})\geq \lceil {n}/{2}\rceil $ . In [Reference Akbari, Klavžar, Movarraei and Nahvi1, Lemma 4.2] it was proved that if $\chi (\overline {G})\geq {(n+2)}/{2}$ , then ${\mathrm {es}_{\chi }}(\overline {G})=1$ . So we may assume $\chi (\overline {G})=\lceil {n}/{2}\rceil $ in the following.

Suppose first that n is odd. Let $\bar {c}$ be a proper colouring of $\overline {G}$ . Since $\chi (\overline {G})=\lceil {n}/{2}\rceil ={(n+1)}/{2}$ , the complement $\overline {G}$ has a singleton colour class under $\bar {c}$ . If $\overline {G}$ has two singleton colour classes under $\bar {c}$ , then $\rho (\overline {G})=1$ . Otherwise, other colour classes have exactly two vertices. Since G is connected, $\Delta (\overline {G})<n-1$ , thus $\rho (\overline {G})=1$ . Suppose next that n is even. We have $||C^c_2|-|C^c_3||=1$ for any $c_i\in \mathcal {C}(G)$ since $\chi (\overline {G})={n}/{2}$ . Since $c^*(\overline {G})=1$ , there is a proper colouring such that some colour class contains three vertices. Let $\bar {c}$ be the proper colouring and $\bar {c}(x_1)=\bar {c}(x_2)=\bar {c}(x_3)$ , where $x_s\in C^c_s $ for $s\in [3]$ . Let $\{\alpha ,\beta \}=\{2,3\}$ . If $|C^c_\alpha |-|C^c_\beta |=1$ , then $|C^c_\alpha |={n}/{2}$ and $|C^c_\beta |={(n-2)}/{2}$ . Since $\chi (\overline {G})={n}/{2}$ , we may assume $\bar {c}(C^c_\alpha )=[{n}/{2}]$ and ${n}/{2}\notin C^c_\beta $ , say $\bar {c}(u)={n}/{2}$ . Since G is connected and $d_G(v)\geq 2$ for any $v\in N_G(\{x_1,x_2,x_3\})$ , we have $N_{C^c_\beta }(u)\backslash \{x_\beta \}\neq \emptyset $ or $\{x_1,x_\beta \}\subseteq N_G(u)$ . Thus $\rho (\overline {G})=1$ , and by Proposition 2.1 we conclude that ${\mathrm {es}_{\chi }}(\overline {G})=~1$ .

4 On Problem 1.3

Obviously, when $r=2$ , the upper bound in (1.1) is attained if and only if the graph in question is a complete bipartite graph in which the orders of its bipartition sets differ by at most one. For an arbitrary r we have the following result.

Theorem 4.1. Let G be a graph of order n and with $r=\chi (G)$ .

  1. (i) Suppose that $n\equiv r-1 \pmod r$ and ${\mathrm {es}_{\chi }}(G)=\lfloor {n}/{r}\rfloor \lfloor {n}/{r}+1\rfloor $ . Then for any r-colouring $(C_1,\ldots , C_r)$ of G, where $|C_1|\leq \cdots \leq |C_r|$ ,

    1. (1) $|C_1|=\lfloor {n}/{r}\rfloor $ and $|C_2|=\cdots =|C_r|=\lfloor {n}/{r}+1\rfloor $ ;

    2. (2) if $2\leq i\leq r$ , then $G[C_1\cup C_i]$ is a complete bipartite graph with bipartition $(C_1, C_i)$ ;

    3. (3) if $v\in C_i$ and $j\in [r]\backslash \{i\}$ , then $e(v, C_j)\geq \lfloor {n}/{r}\rfloor $ .

  2. (ii) Suppose that $n\not \equiv r-1 \pmod r$ and ${\mathrm {es}_{\chi }}(G)=\lfloor {n}/{r}\rfloor ^2$ . Then for any r-colouring $(C_1,\ldots , C_r)$ of G, where $|C_1|\leq \cdots \leq |C_r|$ ,

    1. (1) $|C_1|=|C_2|=\lfloor {n}/{r}\rfloor $ ;

    2. (2) if $|C_i|=\lfloor {n}/{r}\rfloor $ , $v\in C_i$ and $j\in [r]\backslash \{i\}$ , then $e(v, C_j)\geq \lfloor {n}/{r}\rfloor $ ;

    3. (3) if $|C_i|>\lfloor {n}/{r}\rfloor $ , then $\sum _{v_s\in C_i} \ell _s\geq {\lfloor {n}/{r}\rfloor }^2$ , where

      $$ \begin{align*}\ell_s=\min\{e(v_s, C_j):\ v_s\in C_i, j\in[r]\backslash \{i\}\}.\end{align*} $$

Proof. (i) Consider an r-colouring $(C_1,\ldots , C_r)$ of G, where $|C_1|\leq \cdots \leq |C_r|$ .

(1) Since $n\equiv r-1 \pmod r$ , we have $n = r\lfloor n/r\rfloor + r -1$ . From here it was deduced in the proof of [Reference Akbari, Klavžar, Movarraei and Nahvi1, Theorem 2.1] that there exists at least one pair of colour classes, $C_i$ and $C_j$ , $i<j$ , such that $|C_i|+|C_j|\leq \lfloor {n}/{r}\rfloor +\lfloor {n}/{r}+1\rfloor $ . Since ${\mathrm {es}_{\chi }}(G)=\lfloor {n}/{r}\rfloor \lfloor {n}/{r}+1\rfloor $ , we have $|C_i|=\lfloor {n}/{r}\rfloor $ and $|C_j|=\lfloor {n}/{r}+1\rfloor $ . Moreover, $i=1$ and $|C_k|\geq \lfloor {n}/{r}+1\rfloor $ for $2\leq k\leq r$ , since otherwise ${\mathrm {es}_{\chi }}(G)\leq |C_1||C_2|\leq \lfloor {n}/{r}\rfloor ^2$ , a contradiction. Thus $|C_2|=\cdots =|C_r|=\lfloor {n}/{r}+1\rfloor $ because $n = r\lfloor n/r\rfloor + r -1$ .

(2) and (3) Observe that $G[C_1\cup C_i]$ is a complete bipartite graph with bipartition $(C_1, C_i)$ for any $2\leq i\leq r$ , since otherwise ${\mathrm {es}_{\chi }}(G)\leq |C_1||C_i|\leq \lfloor {n}/{r}\rfloor \lfloor {n}/{r}+1\rfloor -1$ , a contradiction. Therefore, $e(v, C_j)\geq \lfloor {n}/{r}\rfloor $ when $v\in C_1$ or $j=1$ . If $e(v, C_j)<\lfloor {n}/{r}\rfloor $ for some $v\in C_i$ and $j\in [r]\backslash \{i\}$ ( $i,j>1$ ), then by deleting the edge set $E(v, C_j)\cup E(C_i\backslash \{v\}, C_1)$ , we get an $(r-1)$ -colouring with the colour class set $\{C_1\cup (C_i\backslash \{v\}), C_2,\ldots ,C_j\cup \{v\},\ldots , C_r\}\backslash \{C_i\}$ . Notice that $|E(v, C_j)\cup E(C_i\backslash \{v\}, C_1)|<\lfloor {n}/{r}\rfloor \lfloor {n}/{r}+1\rfloor $ . Thus ${\mathrm {es}_{\chi }}(G)< \lfloor {n}/{r}\rfloor \lfloor {n}/{r}+1\rfloor $ , a contradiction.

(ii) Suppose $n\not \equiv r-1 \pmod r$ and ${\mathrm {es}_{\chi }}(G)=\lfloor {n}/{r}\rfloor ^2$ . Consider an r-colouring $(C_1,\ldots , C_r)$ of G, where $|C_1|\leq |C_2|\leq \cdots \leq |C_r|$ .

(1) By the proof of [Reference Akbari, Klavžar, Movarraei and Nahvi1, Theorem 2.1], there exists at least one pair of colour classes, $C_i$ and $C_j$ ( $i\leq j$ ), in which $|C_i|+|C_j|\leq 2\lfloor {n}/{r}\rfloor $ . Since ${\mathrm {es}_{\chi }}(G)=\lfloor {n}/{r}\rfloor ^2$ , we have $|C_i|=|C_j|=\lfloor {n}/{r}\rfloor $ . Moveover, $|C_k|\geq \lfloor {n}/{r}\rfloor $ for $1\leq k\leq r$ , since otherwise ${\mathrm {es}_{\chi }}(G)\leq |C_1||C_2|< \lfloor {n}/{r}\rfloor ^2$ , a contradiction. Thus $|C_1|=|C_2|=\lfloor {n}/{r}\rfloor $ .

(2) and (3) Suppose $|C_i|=\lfloor {n}/{r}\rfloor $ and there exists some $v\in C_i$ and $j\in [r]\backslash \{i\}$ such that $e(v, C_j)<\lfloor {n}/{r}\rfloor $ . We take a colour class $C_k$ with $\lfloor {n}/{r}\rfloor $ vertices, which is different from $C_i$ . This is possible because $|C_1|=|C_2|=\lfloor {n}/{r}\rfloor $ . Note that k and j are not necessarily distinct. We delete the edge set $E(v, C_j)\cup E(C_i\backslash \{v\}, C_k)$ and get an $(r-1)$ -colouring with colour class set $\{C_1, \ldots , C_k\cup (C_i\backslash \{v\}), \ldots ,C_j\cup \{v\},\ldots , C_r\}\backslash \{C_i\}$ . Notice that $|E(v, C_j)\cup E(C_i\backslash \{v\}, C_k)|<\lfloor {n}/{r}\rfloor ^2$ . Thus ${\mathrm {es}_{\chi }}(G)< \lfloor {n}/{r}\rfloor ^2$ , a contradiction.

Suppose $|C_i|>\lfloor {n}/{r}\rfloor $ and $\sum _{v_s\in C_i}\ell _s< {\lfloor {n}/{r}\rfloor }^2$ , where $\ell _s$ is defined as in the statement of the theorem. Let $C^s$ be one of the corresponding colour classes when $\ell _s$ is taken for $v_s$ . Then for any $v_s\in C_i$ , we delete the edge set $E(v_s, C^s)$ and get an $(r-1)$ -colouring by putting $v_s$ in $C^s$ . Thus ${\mathrm {es}_{\chi }}(G)< \lfloor {n}/{r}\rfloor ^2$ , a contradiction.

Recall that a graph colouring $(C_1,\ldots , C_k)$ is equitable [Reference Erdős and Fiedler6] if $| |C_i| - |C_j| | \le 1$ for all $i\ne j$ . Hence all the colourings from Theorem 4.1(i) are equitable, and consequently the corresponding extremal graphs have the same chromatic number and the equitable chromatic number. (See [Reference Heckel7, Reference Li and Zhang9] for a couple of recent investigations of the equitable chromatic number.)

Theorem 4.2. Let G be a graph of order n, where $n\equiv 2 \pmod 3$ and with $\chi (G)=3$ . If any $3$ -colouring of G satisfies (1)–(3) of Theorem 4.1(i), then ${\mathrm {es}_{\chi }}(G)=\lfloor {n}/{3}\rfloor \lfloor {n}/{3}+1\rfloor $ .

Proof. Let c be a $3$ -colouring of G satisfying (1)–(3) of Theorem 4.1(i). Let $\{i,j\}=\{2,3\}$ . For $v\in C_i$ we may let $e(v, C_j)=\lfloor {n}/{3}\rfloor $ (as adding edges to a graph cannot decrease its $\chi $ -stability index). Since for any $e\in E(G)$ , e lies in exactly $\lfloor {n}/{3}\rfloor $ subgraphs $K_3$ , the graph $G - e$ has at most $\lfloor {n}/{3}\rfloor $ fewer subgraphs isomorphic to $K_3$ than G. Let $F\subseteq E(G)$ with $|F|=\lfloor {n}/{3}\rfloor \lfloor {n}/{3}+1\rfloor -1$ . Then the graph $G\backslash F$ has at most $\lfloor {n}/{3}\rfloor (\lfloor {n}/{3}\rfloor \lfloor {n}/{3}+1\rfloor -1)$ fewer subgraphs $K_3$ than G. But G has $\lfloor {n}/{3}\rfloor \lfloor {n}/{3}\rfloor \lfloor {n}/{3}+1\rfloor $ subgraphs $K_3$ , so that $G\backslash F$ has at least one subgraph $K_3$ and consequently $\chi (G\backslash F)=3$ . Hence, ${\mathrm {es}_{\chi }}(G)=\lfloor {n}/{3}\rfloor \lfloor {n}/{3}+1\rfloor $ .

Let G be a graph with n vertices and $r=\chi (G)$ . Note that when $r=5$ and $n\equiv 4 \pmod 5$ , the conditions (1)–(3) in Theorem 4.1(i) are not sufficient. Let $G_{12}$ be the graph from Figure 2, and let $G_{14}$ be obtained from $G_{12}$ by adding two new vertices $u_0$ and $v_0$ and connecting $u_0$ and $v_0$ to all vertices of $G_{12}$ . Then we have the following result.

Figure 2 The graph $G_{12}$ . Colour available online.

Proposition 4.3. The graph $G_{14}$ satisfies conditions (1)–(3) of Theorem 4.1(i), but ${\mathrm { es}_{\chi }}(G_{14})<\lfloor {n}/{r}\rfloor \lfloor {n}/{r}+1\rfloor =6$ .

Proof. We first show that $\chi (G_{14})=5$ . Let $A=\{a,b,c\}$ , $B=\{u,v,w\}$ , $C=\{1,2,3\}$ , and $D=\{x,y,z\}$ . We claim that $\chi (G_{14})=5$ and that $G_{14}$ has a unique $5$ -colouring. By means of a computer search (using SageMath), we found all independent sets of $G_{14}$ with at least three vertices, A, B, C, D, $\{b,u,1,z\}$ , and each $X\subseteq \{b,u,1,z\}$ with $|X|=3$ . So, if any three vertices of $\{b,u,1,z\}$ have the same colour under some proper colouring $c:V(G_{14})\rightarrow [k]$ of $G_{14}$ , then $k\geq 6$ . Thus $\chi (G_{14})=5$ and the unique $5$ -colouring has colour classes $\{u_0,v_0\}$ , A, B, C, D. Therefore, the graph $G_{14}$ satisfies conditions (1)–(3) of Theorem 4.1(i).

On the other hand, by deleting the edges $cv$ , $aw$ , $3y$ and $2x$ (coloured orange in the figure), we can get a $4$ -colouring with colour classes $\{u_0,v_0\}$ , $\{a,c,v,w\}$ , $\{b,u,1,z\}$ , $\{2,3,x,y\}$ . Therefore, ${\mathrm {es}_{\chi }}(G_{14})\leq 4$ .

Footnotes

Huang was partially supported by the National Natural Science Foundation of China (11801284) and the Fundamental Research Funds for the Central Universities, Nankai University. Lei, Lian and Shi were partially supported by the China–Slovenia bilateral project ‘Some topics in modern graph theory’ (No. 12-6), the National Natural Science Foundation of China and the Fundamental Research Funds for the Central Universities, Nankai University. Klavžar acknowledges the financial support from the Slovenian Research Agency (research core funding No. P1-0297 and projects J1-9109, J1-1693, N1-0095, N1-0108).

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Figure 0

Figure 1 The graph X.

Figure 1

Figure 2 The graph $G_{12}$. Colour available online.