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Corrections to “Value sets of sparse polynomials”

Published online by Cambridge University Press:  02 November 2021

Igor E. Shparlinski*
Affiliation:
School of Mathematics and Statistics, University of New South Wales Sydney, NSW 2052, Australia
José Felipe Voloch
Affiliation:
School of Mathematics and Statistics, University of Canterbury, Private Bag 4800, Christchurch 8140, New Zealand e-mail: felipe.voloch@canterbury.ac.nz
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Abstract

We give a corrected version of our previous lower bound on the value set of binomials (Canad. Math. Bull., v.63, 2020, 187–196). The other results are not affected.

MSC classification

Type
Article
Copyright
© Canadian Mathematical Society, 2021

1 Introduction

The value set of a polynomial $f(X) \in {\mathbb F}_{q}[X]$ over a finite field ${\mathbb F}_{q}$ of q elements is the set ${\mathcal V}(f) = \{ f(a):~a \in {\mathbb F}_{q} \}$ and we define $V(f) = \# {\mathcal V}(f)$ .

In the case of binomials $f(X) = X +aX^{n} \in {\mathbb F}_{p}[X]$ the bound of [Reference Shparlinski and VolochShVo18, Theorem 3.5] asserts that

$$ \begin{align*}V(f) \ge \max\{p/d, d, e, p/e\}, \end{align*} $$

where

(1.1) $$ \begin{align} d=\gcd(n,p-1) \qquad \mbox{and} \qquad e=\gcd(n-1,p-1). \end{align} $$

Unfortunately, the proof contains some wrong calculations, and in particular, the bound $V(f) \ge p/d$ is not correctly justified. In fact, it is easy to see that this bound is wrong. For example, for $f(X) = X - X^{n}$ for $d=1,$ this bound implies $V(f) =p$ , while we have $f(0) = f(1)=0$ and thus $V(f) \le p-1$ .

Here, we formulate and prove a corrected version.

Theorem 1.1 Let $f(X) = X +aX^{n} \in {\mathbb F}_{p}[X]$ , $1 < n < p$ , and let d and e be as in (1.1). Then

$$ \begin{align*}V(f) \ge \max\{d, (p-1)/(e+1), e+1\}. \end{align*} $$

Proof Note, that for distinct dth roots of unity, that is, for u with $u^{d} =1$ , the values $f(u) = u+a$ are pairwise distinct. Thus $V(f) \ge d$ .

We now consider only the values $x \in {\mathbb F}_{p}^{*}$ . The equation

(1.2) $$ \begin{align} f(x)=f(y), \qquad x,y \in {\mathbb F}_{p}^{*}, \end{align} $$

becomes, with $y=tx$ , $t \in {\mathbb F}_{p}^{*}$ , the same as

$$ \begin{align*}x + ax^{n} = tx + at^{n}x^{n}, \qquad t, x \in {\mathbb F}_{p}^{*}, \end{align*} $$

or

(1.3) $$ \begin{align} 1 + ax^{n-1} = t + at^{n}x^{n-1}, \qquad t, x \in {\mathbb F}_{p}^{*}, \end{align} $$

If $t=1,$ then there are $p-1$ possible values of x satisfying (1.3).

For other $p-2$ values of t, if $t^{n}=1$ , the equation (1.3) has no solution whereas if $t^{n} \ne 1$ , it defines a unique value of $x^{n-1}$ , which leads to e possible value of x. Hence, the number of solutions to the equation (1.3), and thus equation (1.2) as well, is ${p-1+ e(p-2)}$ , which is bounded by $(e+1)(p-1)$ .

By the Cauchy inequality,

$$ \begin{align*} (p-1)^{2} & =\left(\sum_{\lambda \in {\mathbb F}_{p}} \#\{x \in {\mathbb F}_{p}^{*}:~f(x) =\lambda\}\right)^{2} \\ & \le V^{*}(f) \sum_{\lambda \in {\mathbb F}_{p}} \left(\#\{x \in {\mathbb F}_{p}^{*}:~f(x) =\lambda\}\right)^{2}, \end{align*} $$

since the sum over $\lambda $ is supported on $V^{*}(f)$ terms, where $ V^{*}(f) $ is the number of distinct values of $f(x)$ with $x \in {\mathbb F}_{p}^{*}$ . Hence,

$$ \begin{align*} (p-1)^{2} & \le V^{*}(f) \#\{(x,y)\in {\mathbb F}_{p}^{*} \times {\mathbb F}_{p}^{*}:~f(x) =f(y)\}\\ & \le V^{*}(f) (e+1)(p-1). \end{align*} $$

Therefore,

$$ \begin{align*}V(f) \ge V^{*}(f) \ge (p-1)/ (e+1). \end{align*} $$

Furthermore, we now fix a nonzero eth power c with $1+ac \ne 0$ . Clearly for e distinct eth roots of c, that is, for u with $u^{e} =c$ the values $f(u) = u(1+ac)$ are pairwise distinct, and we can also add $f(0) = 0$ . Thus $V(f) \ge e+1$ .

The result now follows.▪

We now immediately obtain:

Corollary 1.2 If $f(X) = X +aX^{n} \in {\mathbb F}_{p}[X]$ , $1 < n < p$ , then $V(f) \ge \sqrt {p-1}$ .

Acknowledgment

The authors would like to thank Michael Zieve for pointing out some gaps in the original version of [Reference Shparlinski and VolochShVo18, Theorem 3.5].

References

Shparlinski, I. and Voloch, J. F., Value sets of sparse polynomials. Canad. Math. Bull. 63(2020), 187196.CrossRefGoogle Scholar