Hostname: page-component-7b9c58cd5d-dlb68 Total loading time: 0 Render date: 2025-03-15T10:28:47.428Z Has data issue: false hasContentIssue false

An explicit Dobrushin uniqueness region for Gibbs point processes with repulsive interactions

Published online by Cambridge University Press:  30 March 2022

Pierre Houdebert*
Affiliation:
Universität Potsdam
Alexander Zass*
Affiliation:
Universität Potsdam, WIAS Berlin
*
*Postal address: Karl-Liebknecht Str. 24-25, 14476 Potsdam, Germany. Email: pierre.houdebert@gmail.com
**Postal address: Mohrenstr. 39, 10117 Berlin, Germany. Email: alexander.zass@wias-berlin.de
Rights & Permissions [Opens in a new window]

Abstract

We present a uniqueness result for Gibbs point processes with interactions that come from a non-negative pair potential; in particular, we provide an explicit uniqueness region in terms of activity z and inverse temperature $\beta$ . The technique used relies on applying to the continuous setting the classical Dobrushin criterion. We also present a comparison to the two other uniqueness methods of cluster expansion and disagreement percolation, which can also be applied for this type of interaction.

Type
Original Article
Copyright
© The Author(s), 2022. Published by Cambridge University Press on behalf of Applied Probability Trust

1. Introduction

In this work we present a uniqueness result for a class of Gibbs point processes in $\mathbb{R}^d$ , $d\geq 2$ , where the Gibbsian interaction is given by a non-negative pair potential.

In statistical mechanics, Gibbs point processes are often defined through the Dobrushin–Lanford–Ruelle (DLR) equations [Reference Dobrushin10, Reference Lanford and Ruelle21] that prescribe their conditional laws. This large class of point processes is widely used, as it allows for various types of interaction: among others, it can be in the form of a k-body potential; depend on geometric features like the Delaunay tessellation or the area interaction processes; be attractive or repulsive. For an introduction to Gibbs point processes see [Reference Dereudre6, Reference Georgii16].

Setting aside the (far from trivial) existence problem, which is not the focus of this paper, the natural question is that of the uniqueness (or lack thereof) of Gibbs point processes. Indeed, in the setting of Gibbs point processes that are characterised by a pair potential $\phi$ , an activity parameter $z > 0$ and an inverse temperature $\beta \geq 0$ , we place particular focus on obtaining an explicit uniqueness region of the parameters $z,\beta$ . Heuristically, it is expected that for fixed $\beta$ , uniqueness is achieved for activities z small enough. We remark, however, that such behaviour has actually been disproved for the specific case of the Widom–Rowlinson model with random radii with heavy tails, see [Reference Dereudre and Houdebert8].

The uniqueness question for lattice systems is one of main interests in the community, and different arguments and methods exist, including Peierls’ argument [Reference Peierls30], the Dobrushin criterion from [Reference Dobrushin10], cluster expansion (see [Reference Mayer26, Reference Ruelle37]), a characterisation due to Lebowitz and Martin Löf [Reference Lebowitz and Martin-Löf23], and disagreement percolation (see, for example, [Reference Georgii, Häggström and Maes18, Reference van den Berg42, Reference van den Berg and Maes43]). No one method is a priori stronger than the others; it is a question of finding which is better adapted to the specific model for which we wish to prove the uniqueness of the Gibbs measure.

This consideration also holds true in the continuous framework, where the uniqueness question is even more delicate. The three techniques we analyse in the setting of this paper, namely the Dobrushin contraction criterion, cluster expansion, and disagreement percolation, all work under different assumptions, and yield different parameter domains in which uniqueness holds. It is therefore generally complicated to compare their efficacy.

In the main result of this paper, Theorem 3.1, we provide a set of (simple to test) assumptions which lead to a uniqueness result for small activity. The strength of this result lies in the explicit nature of the uniqueness domain it yields, i.e. the following parameter region for $z, \beta$ :

\begin{equation*} \Bigg\{(z, \beta)\in\mathbb{R}_{>0}\times\mathbb{R}_{\geq 0} \,:\, z < \Bigg(\sup_{x \in \mathbb{R}^d} \int_{\mathbb{R}^d} \text{e}^{-\beta \phi(x,y)} \, \text{d} y\Bigg)^{-1}\Bigg\},\end{equation*}

and in the simplicity of its proof, which makes use of the Dobrushin criterion. The celebrated original uniqueness criterion from [Reference Dobrushin10] (very general, but presented only for discrete Gibbs models) can be applied to continuum models by first decomposing the space $\mathbb{R}^d$ into disjoint cubes of some side length $a>0$ . Letting this discretisation parameter a tend to 0 in (3.9), we are able to obtain the explicit uniqueness bound above.

We prove our result for potentials with a hard-core component close to the origin (Assumption (A1) in Section 3.1), as such a requirement allows us to only consider configurations having at most one point in each small cube, which in turn simplifies the computations when taking the limit as the size of the cubes goes to 0. However, since the probability of having more than one point in a small cube vanishes together with its size, we conjecture that Theorem 3.1 could still be valid without this hard-core assumption. See Section 3.3 for more detailed comments.

The second aspect of our work is a comparison between the three uniqueness techniques; in particular, in Section 3.5 we compare it to the explicit uniqueness regions that can be obtained from existing works on cluster expansion and disagreement percolation, in [Reference Jansen20] and [Reference Hofer-Temmel and Houdebert19], respectively. What transpires from this comparison is that Theorem 3.1 yields a larger uniqueness region than the one that can be obtained via cluster expansion [Reference Fernández, Procacci and Scoppola15, Reference Jansen20]. Furthermore, as expected, for $\beta$ small enough, the result is also better than the one obtained from disagreement percolation, yielding a larger range of possible activities z for which uniqueness holds.

The article is organised as follows. In Section 2 we introduce the formalism used in this work. In Section 3.1 we introduce the assumptions needed and state the uniqueness theorem, which is then proved in Section 3.2. In Section 3.3 we comment on the assumptions and give possible generalisations to our work. In Sections 3.4 and 3.5 we discuss the optimality of our result, and compare it to existing results coming from cluster expansion and disagreement percolation.

2. The setting

2.1. Configuration space

In this work we consider point configurations in $\mathbb{R}^d$ , $d\geq 2$ . More precisely, we endow $\mathbb{R}^d$ with the usual Euclidean distance $\left\vert {\cdot}\right\vert$ and Borel $\sigma$ -algebra $\mathcal{B}(\mathbb{R}^d)$ , and set the configuration space $\Omega$ to be the set of locally finite configurations $\omega$ on $\mathbb{R} ^d$ , i.e. measures of the form $\omega = \sum_i \delta_{x_i}$ , with $\# \omega_{\Lambda}< \infty$ for any bounded $\Lambda$ in $\mathcal{B}(\mathbb{R}^d)$ (here, $\#$ denotes the cardinality of the support of the configuration, and $\omega_{\Lambda}$ the restriction of $\omega$ to $\Omega_\Lambda$ ).

As the configurations we consider here are simple, i.e. with no overlapping points, we also denote a configuration $\omega = \sum_i \delta_{x_i}$ by the subset of $\mathbb{R}^d$ on which it is supported: $\omega = \{x_1,\dots,x_n,\dots\}$ . Consequently, $\omega_\Lambda = \omega\cap\Lambda$ . We write $\omega^{\prime} \omega \,:\!=\, \omega^{\prime} \cup \omega$ for the concatenation (or union) of two configurations.

We endow $\Omega$ with the usual $\sigma$ -algebra $\mathcal{F}$ generated by the counting functions on bounded Borel sets, $\omega\mapsto \#\omega_\Lambda$ .

For any $\Lambda \subset \mathbb{R}^d$ , $\Omega_{\Lambda}\subset \Omega$ denotes the subset of configurations supported on $\Lambda$ (and $\mathcal{F}_{\Lambda}$ the corresponding $\sigma$ -algebra).

Let $\left\vert {\cdot}\right\vert$ be the usual d-dimensional Lebesgue measure. We denote by $v_d \,:\!=\, \left\vert {B(0,1)}\right\vert$ the volume of the unit ball in $\mathbb{R}^d$ .

On the space $\Omega$ , we consider the probability measure $\pi^{z}$ given by the distribution of the homogeneous Poisson point process with intensity $z >0$ . Recall that this means that:

  1. i. For every bounded set $\Lambda\subset\mathbb{R}^d$ , the distribution of the number of points in $\Lambda$ under $\pi^z$ is a Poisson distribution of mean $z \left\vert {\Lambda}\right\vert$ .

  2. ii. Given the number of points in a bounded set $\Lambda$ , the said points are independent and uniformly distributed in $\Lambda$ .

For any bounded set $\Lambda \subset \mathbb{R}^d$ , we denote by $\pi^{z}_\Lambda$ the restriction of $\pi^{z}$ to $\Omega_\Lambda$ .

For more details on Poisson point processes see, for example, [Reference Daley and Vere-Jones4, Reference Last and Penrose22].

2.2. Interactions and Gibbs point processes

As usual, we add an interaction on the Poisson point process by considering the notion of Gibbs specifications associated to a given Hamiltonian. More precisely, let $\phi$ be a symmetric non-negative (i.e. repulsive) pair potential $\phi \colon \mathbb{R}^d \times \mathbb{R}^d \to \mathbb{R}_{\geq 0} \cup \{+\infty\}$ , and define, for any bounded set $\Lambda \subset \mathbb{R}^d$ , the $\Lambda$ -Hamiltonian by setting

\begin{equation*}H_\Lambda (\omega) \,:\!=\, \displaystyle\sum_{\substack{\{x,y\} \subset \omega\\ \{x,y\}\cap \Lambda \not = \emptyset } }\phi (x,y),\qquad \omega\in\Omega.\end{equation*}

Since the potential $\phi$ is non-negative, this quantity is well-defined for any configuration $\omega\in\Omega$ . In Section 3.1 we provide the more precise assumptions that are needed for the main result of this work, but we remark now that we do not assume translation invariance.

Definition 2.1. The Gibbs specification associated to the potential $\phi$ on a bounded measurable set $\Lambda \subset \mathbb{R}^d$ , with boundary condition $\gamma$ , activity $z>0$ , and inverse temperature $\beta\geq 0$ , is given by the following probability measure on the configurations with support in $\Lambda$ :

\begin{equation*} \mathscr{P}_{\Lambda, \gamma}^{z, \beta}(\text{d} \omega_\Lambda) \,:\!=\, \frac{ \text{e}^{-\beta H_{\Lambda} (\omega_{\Lambda} \gamma_{\Lambda^c}) }} {Z^{z, \beta}_{\Lambda,\gamma}} \ \pi^{z}_{\Lambda}(\text{d}\omega_{\Lambda}),\qquad \omega_\Lambda\in\Omega_\Lambda,\end{equation*}

where the normalisation factor is the partition function

\begin{equation*} Z^{z, \beta}_{\Lambda,\gamma} \,:\!=\, \int_{\Omega} \text{e}^{-\beta H_{\Lambda} (\omega_{\Lambda} \gamma_{\Lambda^c})}\pi^{z}_{\Lambda}(\text{d}\omega_{\Lambda}) \in (0,1].\end{equation*}

Since $Z^{z, \beta}_{\Lambda,\gamma}$ is finite, the Gibbs specification is always well-defined.

Definition 2.2. A probability measure P on $\Omega$ is said to be a Gibbs point process associated to the potential $\phi$ , with activity $z>0$ and inverse temperature $\beta\geq 0$ , denoted $P \in \mathcal{G}_{z, \beta}(\phi)$ , if, for every bounded measurable function f and for all bounded Borel $\Lambda \subset \mathbb{R}^d$ ,

(DLR) \begin{equation} \int_{\Omega} f \, \text{d} P = \int_{\Omega} \int_{\Omega} f(\omega_{\Lambda} \gamma_{\Lambda^c} )\ \mathscr{P}^{z, \beta}_{\Lambda, \gamma}(\text{d} \omega_\Lambda)\ P (\text{d} \gamma). \end{equation}

These are the DLR equations after Dobrushin, Lanford, and Ruelle, and prescribe the conditional probabilities of a Gibbs point process.

The first question that arises in Gibbs point process theory is whether there exists at least one solution to the DLR equations. This important and difficult problem has been studied for many different interactions and settings: from the classical works of [Reference Pechersky and Zhukov29, Reference Ruelle37] to more recent works considering the case of geometrical interactions [Reference Dereudre5, Reference Dereudre, Drouilhet and Georgii7], infinite range pair potentials [Reference Dereudre and Vasseur9], and unbounded interactions in the context of marked point processes [Reference Rœlly and Zass36].

The existence of such a measure in the setting of this paper is a known result (for example in [Reference Ruelle38]), and is therefore not the subject of our work. For completeness, we state it here:

Proposition 2.1. Let $\phi$ be a non-negative and symmetric pair potential. Let $\beta\geq 0$ and assume that for all $x\in\mathbb{R}^d$ , $\int_{\mathbb{R}^d} \big( 1 - \text{e}^{-\beta \phi (x,y)} \big) \, \text{d} y <\infty$ . Then, for any activity $z>0$ , there exists at least one Gibbs point process $P\in\mathcal{G}_{z, \beta}(\phi)$ .

In what follows, we first prove a simple and explicit uniqueness criterion derived from the standard Dobrushin technique, and then compare it to criteria coming from the two other techniques of cluster expansion and disagreement percolation.

We do not explore the topic of phase transition; we only mention that the question of the non-uniqueness of the Gibbs point process is of major interest and very few results are known. In particular, the existing literature mainly deals with coloured (multi-species) models like the Widom–Rowlinson model; see, for instance, [Reference Chayes, Chayes and Kotecký2, Reference Dereudre and Houdebert8]. In these works, phase transition is proved by showing that one species ‘dominates’ the others when the activity of the points is large enough.

3. Uniqueness of the Gibbs point process

In Sections 3.1 and 3.2 we derive a simple and explicit uniqueness region by applying the discrete Dobrushin contraction criterion from [Reference Dobrushin10] through a discretisation parameter a, and then considering the limit as a goes to 0.

The remainder of the paper deals with the natural questions that arise from this result. In particular, in Section 3.3 we discuss the assumptions of Theorem 3.1, as well as possible generalisations that could be the subject of future work. In Section 3.4 we perform a numerical study to show that taking the limit for the mesh size $a\rightarrow 0$ yields a larger uniqueness region than that of the Dobrushin criterion for any fixed $a>0$ . Finally, in Section 3.5 we compare this uniqueness region to those coming from other approaches, namely cluster expansion and disagreement percolation.

3.1. Dobrushin uniqueness region

We present here the assumptions that are required in the statement of our main result. See Section 3.3 for some comments on these conditions.

In what follows we assume that the (not necessarily translation-invariant) pair potential $\phi$ is such that the following three conditions are satisfied:

  1. Repulsive and hard-core close to the origin: $\phi$ is non-negative, and there exists a uniform hard-core diameter $R>0$ such that, for all $x,y \in \mathbb{R}^d$ with $\left\vert {x-y}\right\vert< R$ , $\phi(x,y)=+ \infty$ .

  2. Uniform regularity of the potential: $C_\phi(\beta) \,:\!=\, \sup_{x \in \mathbb{R}^d} \int_{\mathbb{R}^d}\big( 1 - \text{e}^{-\beta \phi (x,y)} \big) \, \text{d} y < +\infty$ .

For the third assumption we first need to introduce some notation. Let $a >0$ , and partition the space $\mathbb{R}^d$ into cubes of side length a, centred in the points of the lattice; for any $i\in a \mathbb{Z}^d$ , these are

(3.1) \begin{equation} \Lambda_{a,i} \,:\!=\, i + \left(-\frac{a}{2} , \frac{a}{2}\right]^d. \end{equation}

Then, define the following ‘local supremum’ of the Mayer function:

(3.2) \begin{equation} \Psi_a(x,y) \,:\!=\, \sup_{\bar{y} \in \Lambda_{a,i} } \big( 1 - \text{e}^{- \beta \phi (x,\bar{y})}\big) \qquad \text{if } y\in\Lambda_{a,i}.\end{equation}

The last assumption is given by the following:

  1. Regularity of the induced Mayer function:

    \begin{align*} \sup_{x \in \mathbb{R}^d} \int_{\mathbb{R}^d} \big(1 - {\text{e}}^{-\beta \phi (x,y)}\big) \text{d} y &= \lim_{a \to 0} \, \sup_{x \in \mathbb{R}^d} \, \int_{\mathbb{R}^d} \Psi_a(x,y) \, \text{d} y \\ &{= \inf_{0 \lt a \lt 2R/\sqrt{d}} \, \sup_{x \in \mathbb{R}^d} \, \int_{\mathbb{R}^d} \Psi_a(x,y) \, \text{d} y}.\end{align*}

We are now ready to state the main result of this paper.

Theorem 3.1. Let the pair potential $\phi$ satisfy Assumptions (A1), (A2), and (A3). Furthermore, assume

(3.3) \begin{equation} z < C_\phi(\beta)^{-1}.\end{equation}

Then there exists a unique Gibbs point process $P\in\mathcal{G}_{z, \beta}(\phi)$ .

3.2. Proof of Theorem 3.1

Proof.In this subsection we provide the proof to the above theorem. As already stated in the introduction, the result is an application to the continuous setting of the classical Dobrushin technique for lattice models. To do this, we use a standard discretisation technique, via a parameter $a>0$ that defines the mesh size a. The novelty of our result, and what leads to the explicit uniqueness region, is to consider the Dobrushin criterion in the limit as $a\to 0$ ; this final step of the proof is done in Section 3.2.4.

3.2.1. The Dobrushin contraction method in the lattice

The proof of Theorem 3.1 relies on the classical Dobrushin criterion [Reference Dobrushin10]. In this subsection we describe the setting and the results as they apply to our model. (For a general presentation see, for example, [Reference Georgii17].)

Let $\Xi$ be a complete separable metric space, which we call the spin space. Fix $a>0$ , and consider the discrete configuration space $\Xi^{a \mathbb{Z}^d}$ , equipped with the standard cylinder $\sigma$ -algebra. Let $\Pi = \left(\Pi_\Gamma(\cdot\mid\xi)\right)_{\Gamma \subset a \mathbb{Z}^d, \xi \in \Xi^{ a \mathbb{Z}^d}}$ be a discrete specification, i.e. a consistent family of conditional probability measures indexed by a finite $\Gamma \subset a \mathbb{Z}^d$ and a discrete configuration $\xi \in \Xi^{ a \mathbb{Z}^d}$ . Furthermore, for any event A, $\Pi_\Gamma(A\vert\xi)$ only depends on the restriction $\xi_{\Gamma^c}$ of $\xi$ to $\Xi^{\Gamma^c}$ .

Definition 3.1. A probability measure Q on $\Xi^{a\mathbb{Z}^d}$ is said to be a Gibbs measure compatible with the specification $\Pi$ if, for any finite $\Gamma \subset a \mathbb{Z}^d$ and any bounded measurable function g, it satisfies $\int g(\xi) Q(d\xi) = \int g(\xi^{\prime}_\Gamma \, \xi_{\Gamma^c} ) \Pi_\Gamma \, (\text{d} \xi^{\prime}_\Gamma\mid\xi) \, Q(\text{d} \xi)$ .

The original result, proved by Dobrushin in [Reference Dobrushin10], reads:

Theorem 3.2. Let $a>0$ and $\Pi_i \,:\!=\, \Pi_{\{i \}}$ . If

\begin{equation*} \sup_{i \in a \mathbb{Z}^d} \, \sum_{j\not = i} \sup_{\substack{\xi,\tilde\xi\in\Xi^{a\mathbb{Z}^d}\\\xi_k = \tilde{\xi}_k\ \forall k\neq j}} d_{\text{TV}}\big( \Pi_i\, (\cdot\mid\xi),\Pi_i\, (\cdot\mid\tilde{\xi}) \big) \lt 1,\end{equation*}

then there exists at most one Gibbs measure on $\Xi^{a\mathbb{Z}^d}$ compatible with the specification $\Pi$ .

An easy generalisation, which we use in the following subsection to restrict the set of allowed configurations, is the following:

Lemma 3.1. Let $a>0$ and consider $A\subset\Xi^{a\mathbb{Z}^d}$ such that $Q(A)=1$ for any Gibbs measure Q on $\Xi^{a\mathbb{Z}^d}$ compatible with the specification $\Pi$ . If

(3.4) \begin{equation} \sup_{i \in a \mathbb{Z}^d} \, \sum_{j\not = i} \sup_{\substack{\xi,\tilde\xi\in A\\\xi_k = \tilde{\xi}_k\ \forall k\neq j}} d_{\text{TV}} \big( \Pi_i\, (\cdot\mid\xi),\Pi_i\, (\cdot\mid\tilde{\xi}) \big) \lt 1,\end{equation}

then there exists at most one Gibbs measure in $\Xi^{a\mathbb{Z}^d}$ compatible with the specification $\Pi$ .

Remark 3.1. As seen in the above lemma, the hard-core Assumption (A1) allows us to restrict the set of possible boundary conditions in (3.4). This is also achieved in [Reference Dobrushin and Pecherski11], extended to the continuous setting in [Reference Belitsky and Pechersky1, Reference Pechersky and Zhukov29], but while the criterion provides a uniqueness result for more general interactions than those considered here, it does not generally provide an explicit uniqueness region, which is one of the goals of our work. Indeed, as seen in [Reference Pechersky and Zhukov29, Lemma 6], their method yields uniqueness for small (non-explicit) values of the parameters.

3.2.2. The correspondence between continuous and lattice models

In order to apply Lemma 3.1, we must express the continuous model as a lattice model. The representation we make use of here does not lose any of the information from the continuous model, so that the uniqueness properties of the two models are indeed equivalent (see [Reference Dobrushin and Pecherski11, Reference Pechersky and Zhukov29]). In this it differs from the cell-gas model presented in [Reference Rebenko34], where the idea is that uniqueness for the discrete model implies uniqueness for the continuous one, but it is not a one-to-one correspondence.

Fix $a>0$ , and consider again the partition of $\mathbb{R}^d$ into the cubes $\Lambda_{a, i}$ defined in (3.1). Set the spin space to be the space of configurations supported on the closure of $\Lambda_{a,0}$ , $\Xi \,:\!=\, \Omega_{\bar\Lambda_{a,0}}$ , endowed with its $\sigma$ -algebra $\mathcal{F}_{\bar\Lambda_{a,0}}$ . The lattice configurations are then subsets $\xi\subset\Xi^{a\mathbb{Z}^d}$ . The correspondence between the two models is given by the measurable embedding $T\colon \Omega \to \Xi^{a \mathbb{Z}^d}$ , $\omega \mapsto \xi = (\xi_j)_{j\in a\mathbb{Z}^d}$ , defined by setting, for all $j\in a\mathbb{Z}^d$ , $\xi_j \,:\!=\, \omega_{\Lambda_{a, j}} - j= \{ x- j\,:\, x \in \omega_{\Lambda_{a, j}} \}\subset \Lambda_{a,0}$ . Its inverse $T^{-1}$ can be naturally extended from $T(\Omega)$ to the whole of $\Xi^{a\mathbb{Z}^d}$ by considering $T^{-1}(\xi) = \bigcup_{j\in a\mathbb{Z}^d} \xi_j +j$ .

Remark 3.2. A lattice configuration $\xi\in\Xi^{a\mathbb{Z}^d}\setminus T(\Omega)$ contains points in $\bar \Lambda_{a,0}\setminus \Lambda_{a,0}$ and so $T^{-1}$ maps it to a continuous configuration $\gamma$ with overlapping points. Nevertheless, such configurations have probability 0 under the Gibbs point process as $\phi(x,x) = +\infty$ .

We next define the lattice specification by setting, for any finite $\Gamma \subset a \mathbb{Z}^d$ , $\Pi_{\Gamma}(\cdot\,\vert\,\xi) \,:\!=\, \mathscr{P}^{z, \beta}_{\Lambda,\gamma}$ , where $\Lambda = \cup_{i \in \Gamma} \Lambda_{a, i}$ and $\gamma = T^{-1}(\xi)$ , and let $\mathcal{G}^{a\mathbb{Z}^d}_{z, \beta}(\phi)$ be the set of probability measures on $\Xi^{a \mathbb{Z}^d}$ compatible with the specification $\Pi$ . Thanks to the hard-core Assumption (A1) and the previous remark, it can be seen, as in [Reference Pechersky and Zhukov29], that for $a< 2R/\sqrt{d}$ , the map T induces a bijective map $\hat{T}\,:\, \mathcal{G}_{z, \beta}(\phi) \to \mathcal{G}^{a\mathbb{Z}^d}_{z, \beta}(\phi)$ . The Gibbs point processes in $\mathcal{G}_{z, \beta}(\phi)$ are supported on the set of R-hard-core configurations (commonly, allowed) $\mathcal{A}_R\subset\Omega$ , i.e. $\gamma\in\mathcal{A}_R$ is such that if $\{x,y\}\subset\gamma$ , then $\left\vert {x-y}\right\vert\geq R$ ; the Gibbs measures in $\mathcal{G}^{a\mathbb{Z}^d}_{z, \beta}(\phi)$ are supported on their image via T, i.e. $A \,:\!=\, T(\mathcal{A}_R)$ .

We can then restrict our study to only the allowed configurations $\mathcal{A}_R$ . Indeed, thanks to Lemma 3.1 and the one-to-one correspondence between continuous and lattice models, in order to prove the uniqueness of the original Gibbs point process, it is enough to show that, for some $a>0$ ,

(3.5) \begin{equation} \sup_{i\in a \mathbb{Z} ^d} \sum_{j\in a \mathbb{Z} ^d\setminus\{i\}} k^{(a)}_{i,j} < 1,\end{equation}

where we have set, for any $\{i,j\} \subset a \mathbb{Z}^d$ ,

\begin{equation*} k^{(a)}_{i,j} \,:\!=\, \sup_{\substack{\gamma,\tilde\gamma\in\mathcal{A}_R\\\gamma_{\Lambda_{a,j}^c} = \tilde{\gamma}_{\Lambda_{a,j}^c}}} d_{\text{TV}} \left( \mathscr{P}^{z, \beta}_{\Lambda_{a, i}, \gamma}; \mathscr{P}^{z, \beta}_{\Lambda_{a, i}, \tilde{\gamma}} \right).\end{equation*}

3.2.3. Computation of the coefficients

We consider $0<a<2R/\sqrt{d}$ so that the cube of side length a is contained in the hard core: $\Lambda_{a,0} \subset B(0,R)$ . Thanks to Assumption (A1), this implies that every allowed configuration $\gamma\in\mathcal{A}_R$ has at most one point in each cube $\Lambda_{a,k}$ , $k\in a\mathbb{Z}^d$ .

Fix $i\in a\mathbb{Z}^d$ , and for the sake of simplicity let $\Lambda$ denote the cube $\Lambda_{a,i}$ . For any $j \in a \mathbb{Z}^d\setminus\{i\}$ , consider two configurations that differ only inside the cube $\Lambda_{a,j}$ , i.e.

(3.6) \begin{equation} \gamma, \tilde{\gamma}\in\mathcal{A}_R \,:\, \gamma_{\Lambda^c_{a,j}} =\tilde{\gamma}_{\Lambda^c_{a,j}}.\end{equation}

Without loss of generality, we can assume that ${Z^{z, \beta}_{\Lambda}(\tilde{\gamma})}\leq{Z^{z, \beta}_{\Lambda}({\gamma)}}$ . Computing the total variation distance (see, e.g., [Reference Resnick35, Lemma 8.2.1]), we have

\begin{equation*}\begin{split} d_{\text{TV}} \left(\mathscr{P}^{z, \beta}_{\Lambda, \gamma}, \mathscr{P}^{z, \beta}_{\Lambda, \tilde{\gamma}} \right) & = \sup_{B\subset\mathcal{A}_R}\left\vert {\mathscr{P}^{z, \beta}_{\Lambda, \gamma}(B) - \mathscr{P}^{z, \beta}_{\Lambda, \tilde{\gamma}}(B)}\right\vert \\ & = \int_{\mathcal{A}_R} \left[ \frac{\text{e}^{- \beta H_{\Lambda}( \omega_{\Lambda} \gamma_{\Lambda^c})}} {Z^{z, \beta}_{\Lambda}(\gamma)} - \frac{\text{e}^{- \beta H_{\Lambda}( \omega_{\Lambda} \tilde{\gamma}_{\Lambda^c})}} {Z^{z, \beta}_{\Lambda}(\tilde{\gamma})} \right]^+ \pi^{z}_{\Lambda}(d\omega_{\Lambda}),\end{split}\end{equation*}

where $y^+ \,:\!=\, \max(y,0)$ denotes the positive part of $y\in\mathbb{R}$ . Since the configuration $\omega_\Lambda$ constains at most one point in $\Lambda$ , we obtain

\begin{equation*} d_{\text{TV}} \left( \mathscr{P}^{z, \beta}_{\Lambda, \gamma} , \mathscr{P}^{z, \beta}_{\Lambda, \tilde{\gamma}} \right) = z \text{e}^{-z \left\vert {\Lambda}\right\vert} \int_{\Lambda} \left[ \frac{\text{e}^{- \beta H_{\Lambda}( \{x\} \cup \gamma_{\Lambda^c}) } } {Z^{z, \beta}_{\Lambda}(\gamma)} - \frac{\text{e}^{- \beta H_{\Lambda}( \{x\} \cup \tilde{\gamma}_{\Lambda^c}) } } {Z^{z, \beta}_{\Lambda}(\tilde{\gamma})} \right]^+ \text{d} x.\end{equation*}

Since $\text{e}^{-z \left\vert {\Lambda}\right\vert} \leq Z^{z, \beta}_{\Lambda}(\tilde{\gamma}) \leq Z^{z, \beta}_{\Lambda}(\gamma) \leq 1$ , we have

\begin{equation*}\begin{split} & \text{e}^{-z \left\vert {\Lambda}\right\vert} \left[ \frac{\text{e}^{- \beta H_{\Lambda}( \{x\} \cup \gamma_{\Lambda^c}) } } {Z^{z, \beta}_{\Lambda}(\gamma)} - \frac{\text{e}^{- \beta H_{\Lambda}( \{x\} \cup \tilde{\gamma}_{\Lambda^c}) } } {Z^{z, \beta}_{\Lambda}(\tilde{\gamma})} \right]^+ \\ &\leq \text{e}^{-z \left\vert {\Lambda}\right\vert} \left[ \frac{e^{- \beta H_{\Lambda}( \{x\} \cup \gamma_{\Lambda^c}) } } {Z^{z, \beta}_{\Lambda}(\gamma)} - \frac{\text{e}^{- \beta H_{\Lambda}( \{x\} \cup \tilde{\gamma}_{\Lambda^c}) } } {Z^{z, \beta}_{\Lambda}({\gamma})} \right]^+ \leq \left[ \text{e}^{- \beta H_{\Lambda}( \{x\} \cup \gamma_{\Lambda^c}) } - \text{e}^{- \beta H_{\Lambda}( \{x\} \cup \tilde{\gamma}_{\Lambda^c})} \right]^+ ,\end{split}\end{equation*}

and we can now estimate

(3.7) \begin{equation} d_{\text{TV}} \left( \mathscr{P}^{z, \beta}_{\Lambda, \gamma} , \mathscr{P}^{z, \beta}_{\Lambda, \tilde{\gamma}} \right) \leq z \int_{\Lambda} \left[ \text{e}^{- \beta H_{\Lambda}( \{x\} \cup \gamma_{\Lambda^c}) } - \text{e}^{- \beta H_{\Lambda}( \{x\} \cup \tilde{\gamma}_{\Lambda^c})} \right]^+ \text{d} x.\end{equation}

Since $\phi$ is non-negative, the right-hand side is largest when $\gamma = \emptyset$ ; hence, from (3.6), $\tilde{\gamma} = \tilde{\gamma}_{\Lambda_{a,j}}$ , with at most one point in the cube $\Lambda_{a,j}$ . We then have that the following uniform bound holds over all pairs of allowed boundary configurations:

(3.8) \begin{equation} \text{for all } \gamma, \tilde{\gamma}\in\mathcal{A}_R\,:\, \gamma_{\Lambda^c} = \tilde{\gamma}_{\Lambda^c}, \ d_{\text{TV}} \left( \mathscr{P}^{z, \beta}_{\Lambda, \gamma} , \mathscr{P}^{z, \beta}_{\Lambda, \tilde{\gamma}} \right) \leq z \sup_{y \in \Lambda } \int_{\Lambda} \big( 1 - \text{e}^{- \beta \phi (x,y) } \big) \, \text{d} x.\end{equation}

In particular, taking the supremum over the configurations $\gamma, \tilde{\gamma}\in\mathcal{A}_R$ such that $\gamma_{\Lambda_{a,j}^c} = \tilde{\gamma}_{\Lambda_{a,j}^c}$ yields

\begin{equation*} k^{(a)}_{i,j}\leq z \sup_{y \in \Lambda_{a,j} }\int_{\Lambda_{a,i}}\big(1 - \text{e}^{- \beta \phi (x,y) } \big) \, \text{d} x.\end{equation*}

3.2.4. Obtaining the bound

Summing the coefficients $k^{(a)}_{i,j}$ over all $j\in a\mathbb{Z}^d\setminus\{i\}$ gives

\begin{equation*}\begin{split} \sum_{\substack{j \in a \mathbb{Z}^d \\ j\not = i}} k^{(a)}_{i,j} & \leq z \sum_{\substack{j \in a \mathbb{Z}^d \\ j\not = i}} \sup_{y \in \Lambda_{a,j} } \, \int_{\Lambda_{a, i}} \big( 1 - \text{e}^{- \beta \phi (x,y) } \big) \, \text{d} x \\ & \leq z \int_{\Lambda_{a, i}} \sum_{\substack{j \in a \mathbb{Z}^d \\ j\not = i}} \sup_{y \in \Lambda_{a,j} } \, \big( 1 - \text{e}^{- \beta \phi (x,y) } \big) \, \text{d} x \\ & = z \int_{\Lambda_{a, i}} \sum_{\substack{j \in a \mathbb{Z}^d \\ j\not = i}} \frac{1}{\left\vert {\Lambda_{a, j}}\right\vert} \int_{\Lambda_{a, j}} \sup_{\bar{y} \in \Lambda_{a,j} } \, \big( 1 - \text{e}^{- \beta \phi (x,\bar{y}) } \big) \, \text{d} y \, \text{d} x \\ & = \frac{z}{\left\vert {\Lambda_{a, i}}\right\vert} \int_{\Lambda_{a, i}} \int_{\mathbb{R}^d \setminus \Lambda_{a, i}} \Psi_a(x,y)\, \text{d} y \, \text{d} x \\ & \leq z \sup_{x \in \Lambda_{a, i}} \int_{\mathbb{R}^d } \Psi_a(x,y)\, \text{d} y,\end{split}\end{equation*}

where $\Psi_a$ is the function defined in (3.2). Taking the supremum over all $i \in a \mathbb{Z}^d$ yields

(3.9) \begin{align} \sup_{i \in a \mathbb{Z}^d} \sum_{\substack{j \in a \mathbb{Z}^d \\ j\not = i}} \sup_{\gamma, \tilde{\gamma}\in\mathcal{A}_R } \, d_{\text{TV}} &\left( \mathscr{P}^{z, \beta}_{\Lambda_{a, i}, \gamma} , \mathscr{P}^{z, \beta}_{\Lambda_{a, i}, \tilde{\gamma}} \right)\\ & \leq z \sup_{x \in \mathbb{R}^d} \int_{\mathbb{R}^d } \Psi_a(x,y)\, \text{d} y \, \xrightarrow{a \to 0} z \sup_{x \in \mathbb{R}^d} \int_{\mathbb{R}^d } \big( 1 - \text{e}^{-\beta \phi (x,y)} \big) \, \text{d} y,\end{align}

where the last convergence follows from Assumption (A3). This means, in particular, that if $z \sup_{x \in \mathbb{R}^d} \int_{\mathbb{R}^d } \left( 1 - \text{e}^{-\beta \phi (x,y)} \right) \text{d} y < 1$ , there exists $a>0$ such that the Dobrushin condition (3.5) is satisfied: $\sup_{i\in a \mathbb{Z} ^d} \sum_{j\in a \mathbb{Z} ^d\setminus\{i\}} k^{(a)}_{i,j} < 1$ . This concludes the proof of Theorem 3.1.

Remark 3.3. The uniqueness region obtained for fixed $a>0$ , i.e.

\begin{equation*} z \sup_{x \in \mathbb{R}^d} \int_{\mathbb{R}^d } \Psi_a(x,y)\, \text{d} y<1 , \end{equation*}

is not explicit due to the nature of the function $\Psi_a$ . For the same reason, comparing it for different values of a is not an easy feat. See the comparison in Section 3.4.

3.3. Discussion about the assumptions and possible generalisations

The proof of Theorem 3.1 relies on the assumptions on the interaction made above, namely that it is coming from a non-negative pair potential $\phi$ which is hard-core close to the origin (A1), with an integrability assumption (A2), and a technical regularity assumption (A3). We comment here on these requirements.

3.3.1. The assumptions

Firstly, we restrict our study to non-negative potentials $\phi$ . We used this assumption to simplify the estimation of the total-variation distance in (3.8), since in this case $\text{e}^{-\beta H_\Lambda(\gamma)}$ is (uniformly) bounded from above by 1. Extending our result to more general pair potentials, e.g. stable and regular like those considered in the Kirkwood–Salsburg approach of [Reference Ruelle37], remains an open question. In the setting of repulsive potentials we can, however, easily apply and compare all three uniqueness methods.

Secondly, the regularity assumption (A3) is purely technical, resulting from taking $a \to 0$ in the proof. The first equality is satisfied whenever the set of discontinuity of $\phi(x,.)$ is of measure 0, which is the case, for example, for the radial potentials with hard core presented in Section 3.5. The result of Theorem 3.1 is obtained without making use of the second equality, which ensures instead that the uniqueness region is optimal within the Dobrushin criterion and it is consistent with numerical results (see Section 3.4).

Thirdly, the regularity assumption (A2) is quite standard, and seems unavoidable when using the Dobrushin criterion. Furthermore, a similar assumption is required when using the cluster expansion technique.

The most restricting requirement we make is therefore Assumption (A1), which excludes interactions that do not have a hard-core component; notice how the condition $\big(\left\vert {x-y}\right\vert\geq R\big)$ can be generalised by $\big(y\notin x+U\big)$ , where U is any neighbourhood of the origin, for example an ellipse with minor axis equal to R.

The hard-core part of the interaction makes sure that any configuration has at most one point in each cube, if the cubes are small enough; this in turn allows us to derive the bound in (3.3). Heuristically, the presence of the hard core means that the discretisation leads to a stationary approximating sequence. In the absence of it, the approximation would be only asymptotic. Many interactions, however, do not satisfy this assumption, like the widely known Strauss pairwise interaction from [Reference Strauss41]. In the case of a non-negative potential without hard core, as for the Strauss model with $\phi (x,y) = \textbf{1}_{\{\left\vert {x-y}\right\vert\leq 1\}}$ , we would still be able to apply the classical Dobrushin criterion and then consider the limit $a \to 0$ . However, when taking the supremum in (3.7) over all possible configurations $\gamma,\tilde \gamma$ , as in this case there is no restriction on the number of points in each cube, the uniqueness region we would obtain is $z <v_{d}^{-1}$ , where $v_{d}$ is the volume of the unit ball. Notice how this criterion no longer depends on $\beta$ .

One possible way to overcome this issue is to use the so-called Dobrushin–Pechersky uniqueness criterion [Reference Dobrushin and Pecherski11]. While the assumptions needed for this criterion are well understood (see [Reference Pechersky and Zhukov29]), the resulting conditions are too technical to obtain explicit values of the parameters.

3.3.2. Possible generalisations

It seems possible to develop new techniques inspired by the proof of Theorem 3.1. Heuristically, when taking $a \to 0$ it is less and less likely for a boundary condition to have more than one point in a small cube of side length a. One would then be able to do without the hard-core assumption by instead controlling the number of points in small boxes. This is the case, for example, with superstable potentials [Reference Ruelle38] or with orderly point processes [Reference Daley3, Reference Ellis12]; in both cases we are able to bound the probability of having more than two points in a given box in terms of its volume [Reference Schuhmacher40].

By retracing the proof of Theorem 3.1 with $\mathcal{A}^a \,:\!=\, \{\gamma\,:\,\#\gamma_{\Lambda_a}< 2\}$ in place of the R-hard-core configurations $\mathcal{A}_R$ , we obtain the following bound, similar to (3.8):

\begin{equation*} \text{for all } \gamma, \tilde{\gamma}\in \mathcal{A}^a\,:\, \gamma_{\Lambda^c} = \tilde{\gamma}_{\Lambda^c}, \ d_{\text{TV}} \left( \mathscr{P}^{z, \beta}_{\Lambda, \gamma} , \mathscr{P}^{z, \beta}_{\Lambda, \tilde{\gamma}} \right) \leq z \sup_{y \in \Lambda } \int_{\Lambda} \big( 1 - \text{e}^{- \beta \phi (x,y) } \big) \, \text{d} x,\end{equation*}

and we can set

\begin{equation*} k^{(a)^{\prime}}_{i,j} \,:\!=\, \sup_{\substack{\gamma,\tilde\gamma\in\mathcal{A}^a\\\gamma_{\Lambda_{a,j}^c} = \tilde{\gamma}_{\Lambda_{a,j}^c}}} d_{\text{TV}} \left( \mathscr{P}^{z, \beta}_{\Lambda_{a, i}, \gamma}; \mathscr{P}^{z, \beta}_{\Lambda_{a, i}, \tilde{\gamma}} \right).\end{equation*}

The point that remains open is whether we can apply the lattice Dobrushin criterion here. It is in fact not enough that $P(\lim_{a\to 0} \mathcal{A}^a)=1$ , as what allows us to conclude the proof of Theorem 3.1 is the existence of a positive a, with $P(\mathcal{A}^a)=1$ , that we can apply the classical Dobrushin criterion with (via Lemma 3.1). In this limiting case, the uniqueness of the Gibbs point process therefore remains a conjecture, which requires a not straightforward generalisation of Lemma 3.1.

Independently, Michelen and Perkins have recently developed [Reference Michelen and Perkins27] a novel approach to prove uniqueness for repulsive and regular pair potentials, proposing a new explicit bound for the uniqueness region, by adapting the correlation decay method from theoretical computer science and using a recursive integral representation of the density of a point process.

3.4. Optimality of Theorem 3.1 within the Dobrushin criterion

We believe the simplicity of the uniqueness region obtained in Theorem 3.1, as well as the ability to compare it to other criteria, are justifications enough for considering this method. It is of course natural to ask whether taking the limit for $a\to 0$ actually yields a larger uniqueness region than is obtained by just considering a fixed $a>0$ , i.e. when the second equality of Assumption (A3) holds.

This translates to comparing the uniqueness regions obtained by fixing some $a>0$ and by taking the limit $a \to 0$ , i.e. respectively (note that for $\bar z_\beta(a)$ we are using the possibly sub-optimal estimate of (3.9) for the total variation distance)

\begin{equation*} \bar z_\beta(a) \,:\!=\, \sup \bigg\{ z > 0\,:\, z \sup_{x \in \mathbb{R}^d} \int_{\mathbb{R}^d } \Psi_a(x,y)\, \text{d} y < 1 \bigg\} = \inf_{x\in\mathbb{R}^d} \left(\int_{\mathbb{R}^d } \Psi_a(x,y)\, \text{d} y \right)^{-1},\ a>0,\end{equation*}

and $\bar z_\beta(0) \,:\!=\, \sup\, \{ z > 0\,:\, z\, C_\phi(\beta) < 1 \} = \left(C_\phi(\beta)\right)^{-1}$ . We note that, due to the form of the function $\Psi_a$ defined in (3.2), the uniqueness region obtained for any fixed $a>0$ is of implicit nature (while $\Psi_a$ is monotone in a, this monotonicity is broken when integrating and taking the supremum over all $x\in\mathbb{R}^d$ ) and it is therefore difficult to compare the uniqueness regions for different values of a. We have performed, however, a numerical study in the case of the hard-sphere model $\phi(x,y) = (+\infty) \textbf{1}_{\{\left\vert {x-y}\right\vert\leq 1\}}$ in dimension $d=2$ ; Figure 1 displays the upper bound $\bar z_{\beta}(a)$ of the Dobrushin uniqueness interval that we have computed numerically for several values of a, showing that taking the limit $a \to 0$ yields a larger Dobrushin uniqueness region than that of any fixed $a>0$ . This indicates that the second equality of Assumption (A3) holds.

Figure 1. Dobrushin uniqueness bound $a \mapsto \bar{z}_\beta(a)$ for the hard-sphere model, for several values of $a\in[0,0.7]$ . We find $\bar{z}_\beta(0)\simeq 0.318$ .

3.5. Comparison with other uniqueness methods

In this subsection we briefly describe the two methods of cluster expansion and disagreement percolation, and see how the uniqueness regions that they yield compare to our Dobrushin criterion result. In particular, we provide a visual comparison between the three uniqueness methods, displayed in Figure 2 for two potentials with hard core, and in Figure 3 for the case of the Strauss potential if the result of Theorem 3.1 holds without the hard-core assumption.

Figure 2. The uniqueness regions (shaded where our method yields a larger bound) for the three different methods consist in the regions below the respective curves. Depicted here for the pure hard-core potential $\phi(x,y)=(+\infty) \textbf{1}_{\{\left\vert {x-y}\right\vert\leq 1\}}$ on the left and for $\phi(x,y)=(+\infty) \textbf{1}_{\{\left\vert {x-y}\right\vert\leq 1\}} + \textbf{1}_{\{1<\left\vert {x-y}\right\vert\leq 3\}}$ on the right.

Figure 3. Uniqueness regions (shaded where our method yields a larger bound) for the Strauss potential $\phi (x,y) = \textbf{1}_{\{\left\vert {x-y}\right\vert\leq 1\}}$ , assuming the result can be applied here.

3.5.1. Cluster expansion

The method of cluster expansion was first developed for lattice systems in the 1980s (see, e.g., [Reference Malyshev24]) and later extended to the continuous case. Indeed, different approaches exist to show the convergence of the cluster terms (see, e.g., [Reference Malyshev and Minlos25, Reference Nehring, Poghosyan and Zessin28, Reference Poghosyan and Ueltschi32]).

For continuous point processes, the technique [Reference Ruelle37] relies on a series expansion of the correlation functions. More precisely, it consists in showing that the correlation functions of a Gibbs point process can be expressed as an absolutely converging series of cluster terms, and uniqueness is then proved by considering a set of integral equations, the so-called Kirkwood–Salsburg equations, satisfied by the correlation functions, which can be reformulated as a fixed-point problem in an appropriately chosen Banach space, therefore having a unique solution.

Jansen [Reference Jansen20] presents a cluster expansion criterion for Gibbs point processes with a repulsive interaction $\phi$ , with a condition similar to that presented in [Reference Faris13] as a sufficient condition for the convergence of cluster expansion. However, since the most general form of this criterion yields an implicit uniqueness region, in order to compare it with the domains obtained through the other methods, we only recall a specific uniqueness case that has an explicit region.

Theorem 3.3 ([Reference Jansen20]). Suppose there exist a non-negative measurable function $\textbf{a}$ and some $t>0$ such that, almost everywhere for $x_0\in\mathbb{R}^d$ , $z \text{e}^t\int \big(1 - \text{e}^{-\beta\phi(x_0,y)}\big)\text{e}^{\textbf{a}(y)} \, \text{d} y \leq \textbf{a}(x_0)$ . Then there exists a unique Gibbs measure $P\in\mathcal{G}_{z, \beta}(\phi)$ .

Restricting $\textbf{a}$ to be a constant function, and remarking that $\max_{\textbf{a}\geq 0} \textbf{a}\text{e}^{-\textbf{a}} = \frac{1}{\text{e}}$ , the condition of the above theorem holds for some $\textbf{a}\geq 0$ and $t>0$ as soon as the classical Ruelle condition (e.g. [Reference Ruelle37, Theorem 4.2.3]) holds:

(3.10) \begin{equation} z < \frac{1}{\text{e}}\, C_\phi(\beta)^{-1}.\end{equation}

By considering a non-constant function $\textbf{a}$ in Theorem 3.3, we could hope to obtain a better bound than (3.10).

We also note that Fernández, Procacci, and Scoppola were able to improve the classical cluster expansion bound using tree-graph estimates. Their approach was first presented in [Reference Fernández and Procacci14], where they also provided a comparison to the other methods; in [Reference Fernández, Procacci and Scoppola15] the authors studied the specific case of the two-dimensional hard-sphere model (where $C_\phi(\beta) = v_2$ is given by the volume of the unit ball in $\mathbb{R}^2$ ) and obtained from cluster expansion an improved bound which they estimated numerically as $z < 0.5107\, v_2^{-1}$ . While larger than bound in (3.10), $z<\text{e}^{-1}v_2^{-1}$ , this uniqueness region is still smaller than the one we have obtained, i.e. $z<v_2^{-1}$ .

Remark 3.4. The restriction to non-negative potentials greatly simplifies the cluster expansion approach. In this setting it is immediate to see that the correlation functions of any Gibbs point process are in the same Banach space where uniqueness holds: this is generally obtained by estimating the correlation functions via a so-called Ruelle bound, cf. [Reference Ruelle39], which is trivial in the case of repulsive interactions.

3.5.2. Disagreement percolation

The method of disagreement percolation was introduced for lattice systems in [Reference van den Berg42, Reference van den Berg and Maes43]. The idea behind disagreement percolation is the construction of a coupling, sometimes called disagreement coupling, which compares Gibbs specifications with two different boundary conditions outside a given box, in such a way that the disagreement points between the two Gibbs specification are ‘connected’ to the boundary of the box. If the probability of being connected to the boundary of an increasingly large box goes to zero, uniqueness holds.

Adapting the uniqueness result of [Reference Hofer-Temmel and Houdebert19] to our setting gives the following result.

Theorem 3.4 ([Reference Hofer-Temmel and Houdebert19]). Let $\phi$ be a finite-range pair potential, i.e. there exists $r>0$ such that $\phi(x,y)=0$ if $\left\vert {x-y}\right\vert>r$ . Then there exists at most one Gibbs point process $P\in\mathcal{G}_{z, \beta}(\phi)$ , for any $\beta\geq 0$ and for any activity

\begin{equation*} z < \frac{z_c(d)}{r^d},\end{equation*}

where $z_c(d)$ is the percolation threshold of the Poisson–Boolean model in dimension d connecting points at distance at most one.

Remark 3.5. We recall that the Poisson–Boolean model with fixed radius $\frac{1}{2}$ is a Poisson point process of balls $\pi^{z}$ where the configurations are collections of balls centred in the Poisson point in $\mathbb{R}^d$ and with radius $\frac{1}{2}$ . The percolation threshold $z_c(d)$ is the smallest intensity value at which there exists $\pi^{z}$ -almost surely an infinite connected component (i.e. the model percolates).

Note that $z_c(d)\geq v_d^{-1}$ and, in the asymptotics as $d\rightarrow\infty$ , $z_c(d)\sim v_d^{-1}$ [Reference Penrose31]. We also remark that in dimension $d=2$ we can perform a simulation to see that $z_c(2) \simeq 1.436\,29$ [Reference Quintanilla, Torquato and Ziff33].

In [Reference Hofer-Temmel and Houdebert19] the above bound was actually proved for interactions that do not necessarily come from a pair potential, without a hard core, and with a finite random range that may depend on the (unbounded) marks of each point of the configuration. However, it does not apply for infinite-range pair potentials, which are instead allowed in Theorem 3.1.

Finally, we remark that the disagreement percolation uniqueness region is independent of the parameter $\beta$ and depends only on the range of the interaction. Typically, when $\beta$ is large the disagreement percolation uniqueness region is larger than that obtained from our bound in Theorem 3.1, but when $\beta$ is small our uniqueness region is larger than the one coming from disagreement percolation (see the second potential of Figure 2).

Acknowledgements

The authors would like to thank Sylvie Rœlly: the final presentation of this work owes much to her. We also thank the two referees for the many precise comments and remarks, which notably improved both the presentation and the content of the paper.

Funding information

The research of the authors has been partially funded by the Deutsche Forschungsge- meinschaft (DFG) Project-ID 318763901 - SFB1294 and Deutsch-Französische Hochschule (DFH) – DFDK 01-18.

Competing interests

There were no competing interests to declare which arose during the preparation or publication process of this article.

References

Belitsky, V. and Pechersky, E. A. (2002). Uniqueness of Gibbs state for non-ideal gas in $\mathbb{R}^d$ : The case of multibody interaction. J. Stat. Phys. 106, 931955.CrossRefGoogle Scholar
Chayes, J. T., Chayes, L. and Kotecký, R. (1995). The analysis of the Widom–Rowlinson model by stochastic geometric methods. Commun. Math. Phys. 172, 551569.CrossRefGoogle Scholar
Daley, D. J. (1974). Various concepts of orderliness for point-processes. In Stochastic Geometry (A Tribute to the Memory of Rollo Davidson), eds R. Davidson, D. G. Kendall and E. F. Harding, Wiley, London, pp. 148161.Google Scholar
Daley, D. J. and Vere-Jones, D. (1988). An Introduction to the Theory of Point Processes. Springer, New York.Google Scholar
Dereudre, D. (2009). The existence of Quermass-interaction processes for nonlocally stable interaction and non-bounded convex grains. Adv. Appl. Prob. 41, 664681.CrossRefGoogle Scholar
Dereudre, D. (2019). Introduction to the theory of Gibbs point processes. In Stochastic Geometry: Modern Research Frontiers, ed D. Coupier (Lect. Notes Math. 2237). Springer, Berlin, pp. 181229.CrossRefGoogle Scholar
Dereudre, D., Drouilhet, R. and Georgii, H. O. (2012). Existence of Gibbsian point processes with geometry-dependent interactions. Prob. Theory Relat. Fields 153, 643670.CrossRefGoogle Scholar
Dereudre, D. and Houdebert, P. (2019). Phase transition for continuum Widom–Rowlinson model with random radii. J. Stat. Phys. 174, 5676.CrossRefGoogle Scholar
Dereudre, D. and Vasseur, T. (2020). Existence of Gibbs point processes with stable infinite range interaction. J. Appl. Prob. 57, 775791.CrossRefGoogle Scholar
Dobrushin, R. L. (1968). The description of a random field by means of conditional probabilities and conditions of its regularity. Theory Prob. Appl. 13, 197224.CrossRefGoogle Scholar
Dobrushin, R. L., and Pecherski, E. A. (1983). A criterion of the uniqueness of Gibbsian fields in the non-compact case. In Probability Theory and Mathematical Statistics, eds J. V. Prokhorov and K. ItÔ (Lect. Notes Math. 1021). Springer, Berlin, pp. 97110.CrossRefGoogle Scholar
Ellis, S. P. (1991). Density estimation for point processes. Stoch. Process. Appl. 39, 345358.CrossRefGoogle Scholar
Faris, W. G. (2008). A connected graph identity and convergence of cluster expansions. J. Math. Phys. 49, 113302.CrossRefGoogle Scholar
Fernández, R. and Procacci, A. (2007). Cluster expansion for abstract polymer models: New bounds from an old approach. Commun. Math. Phys. 274, 123140.CrossRefGoogle Scholar
Fernández, R., Procacci, A. and Scoppola, B. (2007). The analyticity region of the hard sphere gas: Improved bounds. J. Stat. Phys. 128, 11391143.CrossRefGoogle Scholar
Georgii, H.-O. (1979). Canonical Gibbs Measures (Lect. Notes Math. 760). Springer, Berlin.CrossRefGoogle Scholar
Georgii, H.-O. (2011). Gibbs Measures and Phase Transitions, 2nd edn (Studies Math. 9). de Gruyter, Berlin.CrossRefGoogle Scholar
Georgii, H. O., Häggström, O. and Maes, C. (2001). The random geometry of equilibrium phases. In Phase Transitions and Critical Phenomena, Vol. 18, eds C. Domb and J. Lebowitz. Academic Press, New York, pp. 1142.CrossRefGoogle Scholar
Hofer-Temmel, C. and Houdebert, P. (2019). Disagreement percolation for Gibbs ball models. Stoch. Process. Appl. 129, 39223940.CrossRefGoogle Scholar
Jansen, S. (2019). Cluster expansions for Gibbs point processes. Adv. Appl. Prob. 51, 11291178.CrossRefGoogle Scholar
Lanford, O. E. and Ruelle, D. (1969). Observables at infinity and states with short range correlations in statistical mechanics. Commun. Math. Phys. 13, 194215.CrossRefGoogle Scholar
Last, G. and Penrose, M. (2017). Lectures on the Poisson Process. Cambridge University Press.CrossRefGoogle Scholar
Lebowitz, J. L. and Martin-Löf, A. (1972). On the uniqueness of the equilibrium state for Ising spin systems. Commun. Math. Phys. 25, 276282.CrossRefGoogle Scholar
Malyshev, V. A. (1980). Cluster expansion in lattice models of statistical physics and the quantum theory of fields. Russ. Math. Surv. 35, 162.CrossRefGoogle Scholar
Malyshev, V. A. and Minlos, R. A. (1991). Gibbs Random Fields (Math. Appl. 44), Springer, Berlin.Google Scholar
Mayer, J. E. (1937). The statistical mechanics of condensing systems. I. J. Chem. Phys. 5, 6773.CrossRefGoogle Scholar
Michelen, M. and Perkins, W. (2020). Analyticity for classical gasses via recursion. Preprint, arXiv:2008.00972.Google Scholar
Nehring, B., Poghosyan, S. and Zessin, H. (2013). On the construction of point processes in statistical mechanics. J. Math. Phys. 54, 063302.CrossRefGoogle Scholar
Pechersky, E. A. and Zhukov, Yu. (1999). Uniqueness of Gibbs state for nonideal gas in $\mathbb{R}^d$ : The case of pair potentials. J. Stat. Phys. 97, 145172.CrossRefGoogle Scholar
Peierls, R. (1936). On Ising’s model of ferromagnetism. Math. Proc. Camb. Phil. Soc. 32, 477481.CrossRefGoogle Scholar
Penrose, M. D. (1996). Continuum percolation and Euclidean minimal spanning trees in high dimensions. Ann. Appl. Prob. 6, 528544.CrossRefGoogle Scholar
Poghosyan, S. and Ueltschi, D. (2009). Abstract cluster expansion with applications to statistical mechanical systems. J. Math. Phys. 50, 53509.CrossRefGoogle Scholar
Quintanilla, J., Torquato, S. and Ziff, R. M. (2000). Efficient measurement of the percolation threshold for fully penetrable discs. J. Phys. A. Math. Gen. 33, L399L407.CrossRefGoogle Scholar
Rebenko, A. (2013). Cell gas model of classical statistical systems. Rev. Math. Phys. 25, 1330006.CrossRefGoogle Scholar
Resnick, S. (2014). A Probability Path. Birkhäuser, Basel.CrossRefGoogle Scholar
Rœlly, S. and Zass, A. (2020). Marked Gibbs point processes with unbounded interaction: An existence result. J. Stat. Phys. 179, 972996.CrossRefGoogle Scholar
Ruelle, D. (1969). Statistical Mechanics: Rigorous Results. W. A. Benjamin, New York.Google Scholar
Ruelle, D. (1970). Superstable interactions in classical statistical mechanics. Commun. Math. Phys. 18, 127159.CrossRefGoogle Scholar
Ruelle, D. (1971). Existence of a phase transition in a continuous classical system. Phys. Rev. Lett. 27, 10401041.CrossRefGoogle Scholar
Schuhmacher, D. (2005). Upper bounds for spatial point process approximations. Ann. Appl. Prob. 15, 615651.CrossRefGoogle Scholar
Strauss, D. J. (1975). A model for clustering. Biometrika 62, 467475.CrossRefGoogle Scholar
van den Berg, J. (1993). A uniqueness condition for Gibbs measures, with application to the 2-dimensional Ising antiferromagnet. Commun. Math. Phys. 152, 161166.CrossRefGoogle Scholar
van den Berg, J. and Maes, C. (1994). Disagreement percolation in the study of Markov fields. Ann. Prob. 22, 749763.Google Scholar
Figure 0

Figure 1. Dobrushin uniqueness bound $a \mapsto \bar{z}_\beta(a)$ for the hard-sphere model, for several values of $a\in[0,0.7]$. We find $\bar{z}_\beta(0)\simeq 0.318$.

Figure 1

Figure 2. The uniqueness regions (shaded where our method yields a larger bound) for the three different methods consist in the regions below the respective curves. Depicted here for the pure hard-core potential $\phi(x,y)=(+\infty) \textbf{1}_{\{\left\vert {x-y}\right\vert\leq 1\}}$ on the left and for $\phi(x,y)=(+\infty) \textbf{1}_{\{\left\vert {x-y}\right\vert\leq 1\}} + \textbf{1}_{\{1<\left\vert {x-y}\right\vert\leq 3\}}$ on the right.

Figure 2

Figure 3. Uniqueness regions (shaded where our method yields a larger bound) for the Strauss potential $\phi (x,y) = \textbf{1}_{\{\left\vert {x-y}\right\vert\leq 1\}}$, assuming the result can be applied here.