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TIGHT UNIVERSAL TRIANGULAR FORMS

Published online by Cambridge University Press:  18 November 2021

MINGYU KIM*
Affiliation:
Department of Mathematics, Sungkyunkwan University, Suwon 16419, Korea
*
Rights & Permissions [Opens in a new window]

Abstract

For a subset S of nonnegative integers and a vector $\mathbf {a}=(a_1,\ldots ,a_k)$ of positive integers, define the set $V^{\prime }_S(\mathbf {a})=\{ a_1s_1+\cdots +a_ks_k : s_i\in S\}-\{0\}$ . For a positive integer n, let $\mathcal T(n)$ be the set of integers greater than or equal to n. We consider the problem of finding all vectors $\mathbf {a}$ satisfying $V^{\prime }_S(\mathbf {a})=\mathcal T(n)$ when S is the set of (generalised) m-gonal numbers and n is a positive integer. In particular, we completely resolve the case when S is the set of triangular numbers.

Type
Research Article
Copyright
© The Author(s), 2021. Published by Cambridge University Press on behalf of Australian Mathematical Publishing Association Inc.

1 Introduction

For a positive integer m greater than or equal to 3, the polynomial

$$ \begin{align*}P_m(x)=\frac{(m-2)x^2-(m-4)x}{2} \end{align*} $$

is an integer-valued quadratic polynomial and $P_m(s)$ is the sth m-gonal number for a nonnegative integer s. For a vector $\mathbf {a}=(a_1,a_2,\ldots ,a_k)$ of positive integers, a polynomial of the form

$$ \begin{align*}p_m(\mathbf{a})=p_m(\mathbf{a})(x_1,\ldots,x_k)=a_1P_m(x_1)+\cdots+a_kP_m(x_k) \end{align*} $$

in variables $x_1,x_2,\ldots ,x_k$ is called a k-ary m-gonal form (or a k-ary sum of generalised m-gonal numbers). We say that an integer N is represented by an m-gonal form $p_m(\mathbf {a})$ if the equation

$$ \begin{align*}p_m(\mathbf{a})(x_1,\ldots,x_k)=N \end{align*} $$

has an integer solution. The minimum of $p_m(\mathbf {a})$ , denoted by $\min (p_m(\mathbf {a}))$ , is the smallest positive integer represented by $p_m(\mathbf {a})$ . We call an m-gonal form tight universal if it represents every positive integer greater than its minimum. A tight universal m-gonal form having minimum 1 is simply called universal. There are several results on the classification of universal m-gonal forms (see, for example, [Reference Bosma and Kane2, Reference Ju6, Reference Ju and Oh7, Reference Kim8]). Note that $P_4(x)=x^2$ and the classification of universal diagonal quadratic forms can be easily done by using the Conway–Schneeberger 15 theorem (see [Reference Bhargava1, Reference Conway3]).

Recently, the author and Oh [Reference Kim and Oh10] studied (positive definite integral) quadratic forms which represent every positive integer greater than the minimum of the form. We called such a quadratic form f tight $\mathcal T(n)$ -universal, where n is the minimum of the quadratic form f. We classified ‘diagonal’ tight universal quadratic forms, which gives the classification of tight universal m-gonal forms in the case of $m=4$ .

We follow the notation and terminologies used in [Reference Kim and Oh10]. For $n=1,2,3,\ldots ,$ we denote by $\mathcal T(n)$ the set of integers greater than or equal to n. We say that an m-gonal form is tight $\mathcal T(n)$ -universal if it is tight universal with minimum n. In Section 3, we resolve the classification problem of tight $\mathcal T(n)$ -universal m-gonal forms in the following cases:

$$ \begin{align*}\mathrm{(i)} \ m=5, \ n\ge 7; \quad \mathrm{(ii)} \ m=7, \ n\ge 11; \quad \mathrm{(iii)} \ m\ge 8, \ n\ge 2m-5.\end{align*} $$

In fact, it will be proved that there are ‘essentially’ two tight $\mathcal T(n)$ -universal m-gonal forms in the cases (ii) and (iii). It will also be shown that there is a unique tight $\mathcal T(n)$ -universal pentagonal form for any $n\ge 7$ . In addition, we classify tight $\mathcal T(n)$ -universal sums of m-gonal numbers (for the definition, see Section 3). In Section 4, we classify tight universal triangular forms by finding all tight $\mathcal T(n)$ -universal triangular forms for every integer $n\ge 3$ . Universal triangular forms were classified in [Reference Bosma and Kane2] and tight $\mathcal T(2)$ -universal triangular forms were found by Ju [‘Almost universal sums of triangular numbers with one exception’, submitted for publication]. To classify tight universal triangular forms, we use the theory of quadratic forms and adapt the geometric language of quadratic spaces and lattices, generally following [Reference Kitaoka11, Reference O’Meara12]. Some basic notation and terminologies will be given in Section 2.

2 Preliminaries

Let R be the ring of rational integers ${\mathbb Z}$ or the ring of p-adic integers ${\mathbb Z}_p$ for a prime p and let F be the field of fractions of R. An R-lattice is a finitely generated R-submodule of a quadratic space $(W,Q)$ over F. We let $B:W\times W\to F$ be the symmetric bilinear form associated to the quadratic map Q so that $B(x,x)=Q(x)$ for every $x\in W$ . For an element a in R and an R-lattice L, we say that a is represented by L over R and write $a{\ \longrightarrow \ } L$ over R if $Q(\mathbf {x})=a$ for some vector $\mathbf {x}\in L$ .

Let L be a ${\mathbb Z}$ -lattice on a quadratic space W over ${\mathbb Q}$ . The genus of L, denoted $\text {gen}(L)$ , is the set of all ${\mathbb Z}$ -lattices on W which are locally isometric to L. The number of isometry classes in $\text {gen}(L)$ is called the class number of L and denoted by $h(L)$ . If an integer a is represented by L over ${\mathbb Z}_p$ for all primes p (including $\infty $ ), then there is a ${\mathbb Z}$ -lattice K in $\text {gen}(L)$ such that $a{\ \longrightarrow \ } K$ (see [Reference O’Meara12, 102:5 Example]). In this case, we say that a is represented by the genus of L and write $a{\ \longrightarrow \ } \text {gen}(L)$ . For a ${\mathbb Z}$ -basis $\{ \mathbf {v}_1,\mathbf {v}_2,\ldots ,\mathbf {v}_k\}$ of L, the corresponding quadratic form $f_L$ is defined by

$$ \begin{align*}f_L=\sum_{i,j=1}^k B(\mathbf{v}_i,\mathbf{v}_j)x_ix_j. \end{align*} $$

If L admits an orthogonal basis $\{\mathbf {w}_1,\mathbf {w}_2,\ldots ,\mathbf {w}_k\}$ , then we simply write

$$ \begin{align*}L\simeq \langle Q(\mathbf{w}_1),Q(\mathbf{w}_2),\ldots,Q(\mathbf{w}_k)\rangle. \end{align*} $$

We abuse the notation and the diagonal quadratic form $a_1x_1^2+a_2x_2^2+\cdots +a_kx_k^2$ will also be denoted by $\langle a_1,a_2,\ldots ,a_k\rangle $ . The scale of L is denoted by $\mathfrak {s}(L)$ . Throughout, we always assume that every ${\mathbb Z}$ -lattice is positive definite and primitive in the sense that $\mathfrak {s}(L)={\mathbb Z}$ . Any unexplained notation and terminologies on the representation of quadratic forms can be found in [Reference Kitaoka11] or [Reference O’Meara12].

Throughout this section, S always denotes a set of nonnegative integers containing $0$ and $1$ , unless otherwise stated. For a vector $\mathbf {a}=(a_1,a_2,\ldots ,a_k)\in {\mathbb N}^k$ , we define

$$ \begin{align*}V_S(\mathbf{a})=\{ a_1s_1+a_2s_2+\cdots+a_ks_k : s_i\in S\} \end{align*} $$

and define $V^{\prime }_S(\mathbf {a})=V_S(\mathbf {a})-\{0\}$ . For example, if S is the set of squares of integers, then

$$ \begin{align*}V^{\prime}_S(1,1,1,1)={\mathbb N},\quad V^{\prime}_S(1,1,1)={\mathbb N}-\{4^a(8b+7) : a,b\in {\mathbb N}_0\} \end{align*} $$

by Lagrange’s four-square theorem and Legendre’s three-square theorem, respectively. We denote the set of nonnegative integers by ${\mathbb N}_0$ for simplicity. For two vectors $\mathbf {u}=(u_1,u_2,\ldots ,u_r)\in {\mathbb N}^r$ and $\mathbf {v}=(v_1,v_2,\ldots ,v_s)\in {\mathbb N}^s$ , we write

$$ \begin{align*}\mathbf{u}\preceq \mathbf{v}\quad (\mathbf{u}\prec \mathbf{v}) \end{align*} $$

if $\{u_i\}_{1\le i\le r}$ is a subsequence (proper subsequence, respectively) of $\{v_j\}_{1\le j\le s}$ . Let n be a positive integer and let $\mathbf {a}$ be a vector of positive integers. We say that $\mathbf {a}$ is tight $\mathcal T(n)$ -universal with respect to S if $V^{\prime }_S(\mathbf {a})=\mathcal T(n)$ . When $n=1$ , we simply say that $\mathbf {a}$ is universal with respect to S. We say that $\mathbf {a}$ is new tight $\mathcal T(n)$ -universal with respect to S if $V^{\prime }_S(\mathbf {a})=\mathcal T(n)$ and $V^{\prime }_S(\mathbf {b})\subsetneq \mathcal T(n)$ whenever $\mathbf {b}\prec \mathbf {a}$ . For $n_1,n_2,\ldots ,n_r\in {\mathbb N}$ and $e_1,e_2,\ldots ,e_r\in {\mathbb N}_0$ , we denote by $ \mathbf {n_1}^{e_1}\mathbf {n_2}^{e_2}\cdots \mathbf {n_r}^{e_r} $ the vector

$$ \begin{align*}(n_1,\ldots,n_1,n_2,\ldots,n_2,\ldots,n_r,\ldots,n_r)\in {\mathbb Z}^{e_1+e_2+\cdots+e_r}, \end{align*} $$

where each $n_i$ is repeated $e_i$ times for $i=1,2,\ldots ,r$ . The first lemma is straightforward.

Lemma 2.1. Let $\mathbf {a},\mathbf {b}$ be vectors of positive integers such that $\mathbf {a}\preceq \mathbf {b}$ and let $S, S^{\prime }$ be sets of nonnegative integers containing $0$ and $1$ such that $S\subseteq S^{\prime }$ . Then:

  1. (i) $V_S(\mathbf {a})\subseteq V_S(\mathbf {b})$ ;

  2. (ii) $V_S(\mathbf {a})\subseteq V_{S^{\prime }}(\mathbf {a})$ ;

  3. (iii) $V_S(u+v)\subset V_S(u,v)$ for any $u,v\in {\mathbb N}$ ;

  4. (iv) $\min (V^{\prime }_S(\mathbf {a}))=\min \{a_i : 1\le i\le k\}$ , where $\mathbf {a}=(a_1,a_2,\ldots ,a_k)$ .

Lemma 2.2. Let $\mathbf {a}=\mathbf {1}^{e_1}\mathbf {2}^{e_2}\mathbf {3}^{e_3}$ be a vector with a positive integer $e_1$ and nonnegative integers $e_2$ and $e_3$ . Assume that $V_S(\mathbf {a})={\mathbb N}_0$ . Then, for any integer $n\ge 2e_3+3$ , the vector

$$ \begin{align*}\mathbf{b}=\mathbf{n}^{e_1}\mathbf{n+1}^1\mathbf{n+2}^1\cdots \mathbf{2n-1}^1\mathbf{2n}^{e_2} \end{align*} $$

is tight $\mathcal T(n)$ -universal with respect to S.

Proof. Let n be an integer with $n\ge 2e_3+3$ and let m be an integer greater than or equal to n. Then m can be written in the form $un+v$ for a nonnegative integer u and an integer v with $n\le v\le 2n-1$ . To prove the lemma, it suffices to show that $un+v\in V_S(\mathbf {b})$ . Since

$$ \begin{align*}u\in {\mathbb N}_0 =V_S(\mathbf{a})=V_S(\mathbf{1}^{e_1}\mathbf{2}^{e_2}\mathbf{3}^{e_3}), \end{align*} $$

we have

$$ \begin{align*}un\in V_S(\mathbf{n}^{e_1}\mathbf{2n}^{e_2}\mathbf{3n}^{e_3}). \end{align*} $$

Since the other cases can be dealt with in a similar manner, we only provide the proof when

$$ \begin{align*}n+1\le v\le e_3+1\quad \text{or}\quad 2n-e_3-1\le v\le 2n-1. \end{align*} $$

By applying Lemma 2.1(iii) $e_3$ times,

$$ \begin{align*}V_S(\mathbf{3n}^{e_3})\subseteq V_S(n+1,2n-1,n+2,2n-2,\ldots,\widehat{v},\widehat{3n-v},\ldots,n+e_3+1,2n-e_3-1), \end{align*} $$

where the hat symbol $\,\hat {}\,$ indicates that the component is omitted. It follows that

$$ \begin{align*} un&\in V_S(\mathbf{n}^{e_1}\mathbf{2n}^{e_2}\mathbf{3n}^{e_3})\\ &\subseteq V_S(\mathbf{n}^{e_1}\mathbf{2n}^{e_2}\mathbf{n+1}^1\mathbf{2n-1}^1\cdots \widehat{\mathbf{v}^1}\widehat{\mathbf{3n-v}^1}\cdots \mathbf{n+e_3+1}^1\mathbf{2n-e_3-1}^1). \end{align*} $$

Therefore,

$$ \begin{align*} un+v&\in V_S(\mathbf{n}^{e_1}\mathbf{2n}^{e_2}\mathbf{n+1}^1\mathbf{2n-1}^1\cdots \mathbf{v}^1\mathbf{3n-v}^1\cdots \mathbf{n+e_3+1}^1\mathbf{2n-e_3-1}^1)\\ &\subseteq V_S(\mathbf{n}^{e_1}\mathbf{n+1}^1\mathbf{n+2}^1\cdots \mathbf{2n-1}^1\mathbf{2n}^{e_2}). \end{align*} $$

This completes the proof.

For $n=1,2,3,\ldots $  , we define vectors $\mathbf {x}_n, \mathbf {y}_n\in {\mathbb Z}^{n+1}$ by

$$ \begin{align*}\mathbf{x}_n=(n,n,n+1,n+2,\ldots,2n-1),\quad \mathbf{y}_n=(n,n+1,n+2,\ldots,2n). \end{align*} $$

Lemma 2.3. Let n be a positive integer and let $\mathbf {a}=(a_1,a_2,\ldots ,a_k)\in {\mathbb N}^k$ with $a_1\le a_2\le \cdots \le a_k$ such that $V^{\prime }_S(\mathbf {a})=\mathcal T(n)$ . Then $(n,n+1,n+2,\ldots ,2n-1)\preceq \mathbf {a}$ . Furthermore, if $2\not \in S$ , then $\mathbf {x}_n\preceq \mathbf {a}$ or $\mathbf {y}_n\preceq \mathbf {a}$ .

Proof. Since $V^{\prime }_S(\mathbf {a})=\mathcal T(n)$ ,

(2.1) $$ \begin{align} n=a_1\le a_2\le \cdots \le a_k. \end{align} $$

To prove the first assertion, it suffices to show that for any integer v with $n+1\le v\le 2n-1$ , there is an integer $j_v$ with $1\le j_v\le k$ such that $a_{j_v}=v$ . Let v be an integer such that $n+1\le v\le 2n-1$ . Since $v\in V^{\prime }_S(\mathbf {a})$ , we have $ v=a_1s_1+a_2s_2+\cdots +a_ks_k $ for some $s_1,s_2,\ldots ,s_k\in S$ . Since $v>0$ , there is an integer $j_v$ with $1\le j_v\le k$ such that $s_{j_v}>0$ . If $s_l>0$ for some l different from $j_v$ , then

$$ \begin{align*}v=a_1s_1+a_2s_2+\cdots+a_ks_k\ge a_{j_v}s_{j_v}+a_ls_l\ge a_{j_v}+a_l\ge 2n \end{align*} $$

by (2.1) and this is absurd since $v\le 2n-1$ . It follows that $s_{j_v}=1$ and $s_l=0$ for any $l\neq j_v$ . Thus, $v=a_{j_v}$ and the first assertion follows.

Now we assume further that $2\not \in S$ . Then clearly

$$ \begin{align*}2n\in V_S(\mathbf{a})-V_S(n,n+1,n+2,\ldots,2n-1). \end{align*} $$

From this, one may easily deduce that

$$ \begin{align*}(n,n,n+1,n+2,\ldots,2n-1)\preceq \mathbf{a}\quad\text{or}\quad(n,n+1,n+2,\ldots,2n-1,2n)\preceq \mathbf{a}. \end{align*} $$

This completes the proof.

3 Tight $\mathcal T(n)$ -universal sums of (generalised) m-gonal numbers

Let m be an integer greater than or equal to 3. We denote the set of (generalised) m-gonal numbers by $\mathcal {P}_m$ (respectively, $\mathcal {GP}_m$ ), that is,

$$ \begin{align*}\mathcal{P}_m=\bigg\{ \frac{(m-2)x^2-(m-4)x}2 : x\in {\mathbb N}_0 \bigg\}, \quad \mathcal{GP}_m=\bigg\{ \frac{(m-2)x^2-(m-4)x}2 : x\in {\mathbb Z} \bigg\}. \end{align*} $$

One may easily check that:

  1. (i) $\{0,1\} \subset \mathcal {P}_m\subseteq \mathcal {GP}_m$ for any $m\ge 3$ ;

  2. (ii) $2\not \in \mathcal {P}_m$ for any $m\ge 3$ ;

  3. (iii) $2\in \mathcal {GP}_m$ only if $m=5$ ;

  4. (iv) $\mathcal {P}_3=\mathcal {GP}_3=\mathcal {GP}_6$ ;

  5. (v) $\mathcal {P}_4=\mathcal {GP}_4$ .

Proposition 3.1. Let m be an integer greater than or equal to $8$ . If $n\ge 2m-5$ , then both $\mathbf {x}_n$ and $\mathbf {y}_n$ are tight $\mathcal T(n)$ -universal with respect to $\mathcal {GP}_m$ .

Proof. By [Reference Sun13, Theorem 1.1] and [Reference Kim8, Theorem 3.2], $ V_{\mathcal {GP}_m}(\mathbf {1}^{m-4})={\mathbb N}_0. $ From this, one may easily deduce that $ V_{\mathcal {GP}_m}(\mathbf {1}^{e_1}\mathbf {2}^{e_2}\mathbf {3}^{m-4})={\mathbb N}_0 $ for $(e_1,e_2)\in \{(2,0),(1,1)\}$ . Now the proposition follows immediately from Lemma 2.2.

Theorem 3.2. Let m be an integer greater than or equal to $8$ . If $n\ge 2m-5$ , then there are exactly two new tight $\mathcal T(n)$ -universal m-gonal forms.

Proof. Note that $2\not \in \mathcal {GP}_m$ since $m\neq 5$ . The theorem follows immediately from the second assertion of Lemma 2.3 and Proposition 3.1.

Proposition 3.3. There is only one new tight $\mathcal T(n)$ -universal pentagonal form for any $n\ge 7$ .

Proof. Note that the vector $(1,3,3)$ is universal with respect to $\mathcal {GP}_5$ (see [Reference Ge and Sun4]). By Lemma 2.2, the vector $ (n,n+1,n+2,\ldots ,2n-1) $ is tight $\mathcal T(n)$ -universal with respect to $\mathcal {GP}_5$ for any $n\ge 7$ . Now the proposition follows immediately from the first assertion of Lemma 2.3.

Proposition 3.4. There are exactly two new tight $\mathcal T(n)$ -universal heptagonal forms for any $n\ge 11$ .

Proof. Note that $V_{\mathcal {GP}_7}(1,1,1,1)={\mathbb N}_0$ (see [Reference Sun13] or [Reference Kim8, Theorem 1.2]). It follows that $ V_{\mathcal {GP}_7}(\mathbf {1}^{e_1}\mathbf {2}^{e_2}\mathbf {3}^4)={\mathbb N}_0 $ for $(e_1,e_2)\in \{(2,0),(1,1)\}$ . The proposition follows immediately from Lemma 2.2 and the second assertion of Lemma 2.3.

Let n be a positive integer. Now we define (new) tight $\mathcal T(n)$ -universal sums of m-gonal numbers. For an integer $m\ge 3$ and a vector $\mathbf {a}$ of positive integers, we call the pair $(\mathcal P_m,\mathbf {a})$ a sum of m-gonal numbers. We say that $(\mathcal P_m,\mathbf {a})$ is tight $\mathcal T(n)$ -universal if $V^{\prime }_{\mathcal P_m}(\mathbf {a})=\mathcal T(n)$ . A tight $\mathcal T(n)$ -universal sum of m-gonal numbers $(\mathcal P_m,\mathbf {a})$ is called new if $(\mathcal P_m,\mathbf {b})$ is not $\mathcal T(n)$ -universal whenever $\mathbf {b}\prec \mathbf {a}$ or, equivalently, $V^{\prime }_{\mathcal P_m}(\mathbf {b})\subsetneq \mathcal T(n)$ whenever $\mathbf {b}\prec \mathbf {a}$ .

Proposition 3.5. Let m be an integer greater than or equal to $3$ . If $n\ge 2m+3$ , then both $(\mathcal P_m,\mathbf {x}_n)$ and $(\mathcal P_m,\mathbf {y}_n)$ are tight $\mathcal T(n)$ -universal.

Proof. Fermat’s polygonal number theorem says that $ V_{\mathcal {P}_m}(\mathbf {1}^m)={\mathbb N}_0. $ From this, one may easily deduce that $ V_{\mathcal {P}_m}(\mathbf {1}^{e_1}\mathbf {2}^{e_2}\mathbf {3}^m)={\mathbb N}_0 $ for $(e_1,e_2)\in \{(2,0),(1,1)\}$ . Now the tight $\mathcal T(n)$ -universalities (with respect to $\mathcal {P}_m$ ) of $\mathbf {x}_n$ and $\mathbf {y}_n$ follow immediately from Lemma 2.2.

Theorem 3.6. Let m be an integer greater than or equal to $3$ . If $n\ge 2m+3$ , then there are exactly two new tight $\mathcal T(n)$ -universal sums of m-gonal numbers.

Proof. Note that $2\not \in \mathcal {P}_m$ . The theorem follows immediately from the second assertion of Lemma 2.3 and Proposition 3.5.

4 Tight universal triangular forms

In this section, we classify tight universal triangular forms. As noted in the introduction, for $n=1,2$ , tight $\mathcal T(n)$ -universal triangular forms were already classified. We first prove that there are exactly 12 new tight $\mathcal T(3)$ -universal triangular forms as listed in Table 1. We also prove that there are exactly two new tight $\mathcal T(n)$ -universal triangular forms

$$ \begin{align*}X_n=p_3(n,n,n+1,n+2,\ldots,2n-1)\quad \text{and}\quad Y_n=p_3(n,n+1,n+2,\ldots,2n-1,2n) \end{align*} $$

for any $n\ge 4$ . We introduce some notation which will be used throughout this section. Recall that a triangular form is a polynomial of the form

$$ \begin{align*}p_3(a_1,a_2,\ldots,a_k)=a_1\frac{x_1(x_1+1)}{2}+\cdots+a_k\frac{x_k(x_k+1)}{2}, \end{align*} $$

where $(a_1,a_2,\ldots ,a_k)$ is a vector of positive integers. For a nonnegative integer g and a triangular form $p_3(a_1,a_2,\ldots ,a_k)$ , we write

$$ \begin{align*}g{\ \longrightarrow \ } p_3(a_1,a_2,\ldots,a_k) \end{align*} $$

if g is represented by $p_3(a_1,a_2,\ldots ,a_k)$ . For a positive integer u and a diagonal quadratic form $\langle a_1,a_2,\ldots ,a_k\rangle $ , we write

$$ \begin{align*}u{\ \overset{2}{\longrightarrow} \ } \langle a_1,a_2,\ldots,a_k\rangle \end{align*} $$

if there is a vector $(x_1,x_2,\ldots ,x_k)\in {\mathbb Z}^k$ with $(2,x_1x_2\cdots x_k)=1$ such that

$$ \begin{align*}a_1x_1^2+a_2x_2^2+\cdots+a_kx_k^2=u. \end{align*} $$

One may easily see the following observation, which will be used to show the tight universality of triangular forms: a nonnegative integer g is represented by a triangular form $p_3(a_1,a_2,\ldots ,a_k)$ if and only if

$$ \begin{align*}8g+a_1+a_2+\cdots+a_k{\ \overset{2}{\longrightarrow} \ } \langle a_1,a_2,\ldots,a_k\rangle. \end{align*} $$

A ternary triangular form $p_3(a,b,c)$ is called regular if, for every nonnegative integer g, the following holds: if $8g+a+b+c{\ \longrightarrow \ } \langle a,b,c\rangle $ over ${\mathbb Z}_p$ for every odd prime p, then $8g+a+b+c{\ \overset {2}{\longrightarrow } \ } \langle a,b,c\rangle $ . For more information about regular ternary triangular forms, we refer the reader to [Reference Kim and Oh9].

Table 1 New tight $\mathcal T(3)$ -universal triangular forms $p_3(a_1,a_2,\ldots ,a_k)$ .

Proposition 4.1. The quaternary triangular form $X_3=p_3(3,3,4,5)$ is tight $\mathcal T(3)$ -universal.

Proof. One may directly check that $X_3$ represents all integers from 3 to 14. Let g be a positive integer greater than 14 and put $g^{\prime }=8g+15$ . To show that g is represented by $X_3$ , it suffices to show that $ g^{\prime }{\ \overset {2}{\longrightarrow } \ } \langle 3,3,4,5\rangle. $

Define sets A and B by

$$ \begin{align*} A&=\{ u\in {\mathbb N} : u\equiv 1\ (\mathrm{mod}\ 3 ) \ \text{or}\ u\equiv 3,6\ (\mathrm{mod}\ 9 ) \}, \\ B&=\{ u\in {\mathbb N} : u\equiv 2\ (\mathrm{mod}\ 8 ),\ u\ge 10\}. \end{align*} $$

We assert that $ v{\ \overset {2}{\longrightarrow } \ } \langle 3,3,4\rangle $ for any $v\in A\cap B$ . To show the assertion, let $v\in A\cap B$ . One may easily check that every positive integer in A is represented by the diagonal quadratic form $\langle 3,3,4\rangle $ over ${\mathbb Z}_3$ . Note that $\langle 3,3,4\rangle $ represents all elements in ${\mathbb Z}_p$ over ${\mathbb Z}_p$ for any prime $p\ge 5$ . Thus, $ v{\ \longrightarrow \ } \langle 3,3,4\rangle $ over ${\mathbb Z}_p$ for all odd primes p. Furthermore, $v=8v^{\prime }+10$ for some nonnegative integer $v^{\prime }$ since $v\in B$ . From these statements and the fact that the ternary triangular form $p_3(3,3,4)$ is regular (see [Reference Kim and Oh9]), it follows that $ v{\ \overset {2}{\longrightarrow } \ } \langle 3,3,4\rangle. $ So, we have the assertion.

If we define an odd positive integer d by

$$ \begin{align*}d=\begin{cases} 1\quad &\text{if } g^{\prime}\equiv 0\ (\mathrm{mod}\ 3 ) \ \ \text{or}\ \ g^{\prime}\equiv 2,8\ (\mathrm{mod}\ 9 ) ,\\ 3\quad&\text{if } g^{\prime}\equiv 1\ (\mathrm{mod}\ 3 ) ,\\ 5\quad&\text{if } g^{\prime}\equiv 5\ (\mathrm{mod}\ 9 ) ,\end{cases} \end{align*} $$

then one may easily check that $g^{\prime }-5d^2\in A\cap B$ . Thus, $ g^{\prime }-5d^2{\ \overset {2}{\longrightarrow } \ } \langle 3,3,4\rangle. $ Since d is odd, it follows that $ g^{\prime }{\ \overset {2}{\longrightarrow } \ } \langle 3,3,4,5\rangle. $ This completes the proof.

We use the following lemma proved by B. W. Jones in his unpublished thesis [Reference Jones5].

Lemma 4.2 (Jones).

Let p be an odd prime and k be a positive integer not divisible by p such that the Diophantine equation $x^2+ky^2=p$ has an integer solution. If the Diophantine equation

$$ \begin{align*}x^2+ky^2=N\quad (N>0) \end{align*} $$

has an integer solution, then it also has an integer solution $(x_0,y_0)$ satisfying

$$ \begin{align*}\gcd(x_0,y_0,p)=1. \end{align*} $$

Proposition 4.3. Let g be a positive integer congruent to $5$ modulo $8$ . Assume that g is congruent to $1$ modulo $3$ or is a multiple of $9$ . Then g is represented by the diagonal ternary quadratic form $3x^2+4y^2+6z^2$ .

Proof. Let $L=\langle 3,4,6\rangle $ . The class number $h(L)$ of L is 2 and the genus mate is $\langle 1,6,12\rangle $ . From the assumptions, one may easily check that $ g{\ \longrightarrow \ } \text {gen}(\langle 3,4,6\rangle ). $ We may assume that $g{\ \longrightarrow \ } \langle 1,6,12\rangle $ since otherwise we are done. Thus, there is a vector $(x_1,y_1,z_1)\in {\mathbb Z}^3$ such that

$$ \begin{align*}g=x_1^2+6y_1^2+12z_1^2. \end{align*} $$

First, assume that $g\equiv 0\ (\mathrm {mod}\ 9 )$ . One may easily check that $x_1\equiv 0\ (\mathrm {mod}\ 3 )$ and that $y_1\equiv 0\ (\mathrm {mod}\ 3 )$ if and only if $z_1\equiv 0\ (\mathrm {mod}\ 3 )$ . By changing the sign of $z_1$ if necessary, we may further assume that $y_1\equiv z_1\ (\mathrm {mod}\ 3 )$ . Thus, $x_1=3x_2$ and $y_1=z_1-3y_2$ with integers $x_2$ and $y_2$ . Now

$$ \begin{align*} g&=x_1^2+6y_1^2+12z_1^2\\ &=(3x_2)^2+6(z_1-3y_2)^2+12z_1^2\\ &=3(x_2+2y_2-2z_1)^2+4(3y_2)^2+6(x_2-y_2+z_1)^2. \end{align*} $$

Second, assume that $g\equiv 1\ (\mathrm {mod}\ 3 )$ . If $y_1^2+2z_1^2=0$ , then $g=x_1^2$ and this is absurd since $g\equiv 5\ (\mathrm {mod}\ 8 )$ . Hence, $y_1^2+2z_1^2\neq 0$ and thus, by Lemma 4.2, there are integers $y_3$ and $z_3$ with $\gcd (y_3,z_3,3)=1$ such that

$$ \begin{align*}y_1^2+2z_1^2=y_3^2+2z_3^2. \end{align*} $$

Note that $x_1\not \equiv 0\ (\mathrm {mod}\ 3 )$ since $g\equiv 1\ (\mathrm {mod}\ 3 )$ . After changing the signs of $y_3$ and $z_3$ if necessary, we may assume that $x_1+y_3+2z_3\equiv 0\ (\mathrm {mod}\ 3 )$ . Then

$$ \begin{align*} g&=x_1^2+6y_3^2+12z_3^2\\ &=3\bigg( \frac{x_1-2y_3-4z_3}{3}\bigg)^2+4( y_3-z_3)^2+6\bigg( \frac{x_1+y_3+2z_3}{3}\bigg)^2. \end{align*} $$

Since $x_1-2y_3-4z_3\equiv x_1+y_3+2z_3\equiv 0\ (\mathrm {mod}\ 3 )$ , we have $g{\ \longrightarrow \ } L$ . This completes the proof.

Proposition 4.4. The quaternary triangular form $Y_3=p_3(3,4,5,6)$ represents all positive integers except $1$ , $2$ and $16$ .

Proof. One may directly check that $Y_3$ represents all integers from 3 to 29 except 16. Let g be an integer greater than 29 and put $g^{\prime }=8g+18$ . If we define an odd positive integer d by

$$ \begin{align*}d=\begin{cases} 1\quad&\text{if } g^{\prime}\equiv 0\ (\mathrm{mod}\ 3 ) \ \ \text{or}\ \ g^{\prime}\equiv 5\ (\mathrm{mod}\ 9 ) ,\\ 3\quad&\text{if } g^{\prime}\equiv 1\ (\mathrm{mod}\ 3 ) ,\\ 5\quad&\text{if } g^{\prime}\equiv 8\ (\mathrm{mod}\ 9 ) ,\\ 7\quad&\text{if } g^{\prime}\equiv 2\ (\mathrm{mod}\ 9 ) ,\end{cases} \end{align*} $$

then one may easily check that $g^{\prime }-5d^2\equiv 1\ (\mathrm {mod}\ 3 )$ or $g^{\prime }-5d^2\equiv 0\ (\mathrm {mod}\ 9 )$ . Furthermore, $g^{\prime }-5d^2\equiv 5\ (\mathrm {mod}\ 8 )$ since d is odd. Hence, $g^{\prime }-5d^2{\ \longrightarrow \ } \langle 3,4,6\rangle $ by Proposition 4.3. Thus, there is a vector $(x,y,z)\in {\mathbb Z}^3$ such that $ g^{\prime }\kern-3pt -5d^2{\kern2pt=\kern2pt}3x^2{\kern1.5pt+\kern2pt}4y^2{\kern1.5pt+\kern2pt}6z^2. $ One may easily deduce from $g^{\prime }-5d^2\equiv 5\ (\mathrm {mod}\ 8 )$ that $xyz\equiv 1\ (\mathrm {mod}\ 2 )$ . Thus, $g^{\prime }{\ \overset {2}{\longrightarrow } \ } \langle 3,4,5,6\rangle $ . This completes the proof.

Corollary 4.5. All of the quinary triangular forms in Table 1 are tight $\mathcal T(3)$ -universal.

Proof. Let $Z=p_3(a_1,a_2,a_3,a_4,a_5)$ be any quinary triangular form in Table 1. One may see that

$$ \begin{align*}(3,4,5,6)\prec (a_1,a_2,a_3,a_4,a_5). \end{align*} $$

From this and Proposition 4.4, it follows that Z represents every integer greater than or equal to 3 except 16. One may directly check that Z also represents 16. This completes the proof.

Proposition 4.6. Every new tight $\mathcal T(3)$ -universal triangular form appears in Table 1.

Proof. Let $p_3=p_3(a_1,a_2,\ldots ,a_k)$ be a new tight $\mathcal T(3)$ -universal triangular form. By Lemma 2.3, we have $X_3\preceq p_3$ or $Y_3\preceq p_3$ .

First, assume that $X_3\preceq p_3$ . From the fact that $X_3$ is tight $\mathcal T(3)$ -universal and the assumption that $p_3$ is new tight $\mathcal T(3)$ -universal, it follows that $p_3=X_3$ .

Second, assume that $Y_3\preceq p_3$ . Since $Y_3$ is not $\mathcal T(3)$ -universal, it follows that $k>4$ and there is a vector $(\kern2pt j_1,j_2,j_3,j_4)\in {\mathbb Z}^4$ with $ (\kern2pt j_1,j_2,j_3,j_4)\prec (1,2,\ldots ,k) $ such that $(a_{j_1},a_{j_2},a_{j_3},a_{j_4})=(3,4,5,6)$ . We put $ A=\{u\in {\mathbb N} : 3\le u\le 16, u\neq 14,15\}. $ If $a_j\not \in A$ for every $j\in \{1,2,\ldots ,k\} \setminus \{\kern2pt j_1,j_2,j_3,j_4\}$ , then one may easily show that $p_3$ cannot represent 16, which is absurd. Thus, there is an integer j with

$$ \begin{align*}j\in \{1,2,\ldots,k\} \setminus \{\kern2pt j_1,j_2,j_3,j_4\} \end{align*} $$

such that $a_j\in A$ . One may check that $p_3(a_{j_1},a_{j_2},a_{j_3},a_{j_4},a_j)$ is in Table 1 and thus it is tight $\mathcal T(3)$ -universal. It follows that $k=5$ and $p_3=p_3(a_{j_1},a_{j_2},a_{j_3},a_{j_4},a_j)$ since otherwise $p_3$ is not new. This completes the proof.

Theorem 4.7. For any integer n greater than or equal to $3$ , the triangular form $X_n=p_3(n,n,n+1,n+2,\ldots ,2n-1)$ is tight $\mathcal T(n)$ -universal.

Proof. First, assume that $n\ge 6$ . Let g be an integer greater than or equal to n. Then g can be written in the form $g=un+v$ for some nonnegative integer u and an integer v with $n\le v\le 2n-1$ . Note that the ternary triangular form $p_3(1,1,4)$ is universal and thus it represents u. Thus, $un$ is represented by $p_3(n,n,4n)$ . It follows that $un$ is represented by $p_3(n,n,n+1,n+2,2n-3)$ . Thus, if $v\not \in \{n+1,n+2,2n-3\}$ , then $un+v$ is represented by $p_3(n,n,n+1,n+2,2n-3,v)$ and thus by $X_n$ . On the other hand, the ternary triangular form $p_3(1,1,5)$ is also universal. Hence, $un$ is represented by $p_3(n,n,5n)$ and thus also represented by $p_3(n,n,n+3,2n-2,2n-1)$ . From this we deduce that if $v \not\in \{n+3,2n-2,2n-1\}$ , then $un+v$ is represented by $p_3(n,n,n+3,2n-2,2n-1,v)$ and thus by $X_n$ .

Second, assume that $n=5$ . Let g be an integer greater than or equal to 236. We write $g=15u+v$ , where u is a positive integer and v is an integer such that $0\le v\le 14$ . Note that the ternary triangular form $p_3(1,1,3)$ is regular. For any nonnegative integer w, both $8\cdot 3w+5$ and $8(3w+1)+5$ are represented by $\langle 1,1,3\rangle $ over ${\mathbb Z}_3$ . Thus, $p_3(1,1,3)$ represents every nonnegative integer not equivalent to 2 modulo 3. It follows that $p_3(5,5,6+9)$ represents every nonnegative integer congruent to 0 or 5 modulo 15. Hence, if $v\in \{0,5\}$ , then $ g=15u+v{\ \longrightarrow \ } p_3(5,5,6+9) $ and so $ g{\ \longrightarrow \ } p_3(5,5,6,9). $ One may directly check that the binary triangular form $p_3(7,8)$ represents all integers in the set

$$ \begin{align*}\{31,122,48,94,80,231,7,8,24\}. \end{align*} $$

If $v\not \in \{0,5\}$ , then one may easily see that there is a positive integer a in the above set such that $g-a$ is a nonnegative integer congruent to 0 or 5 modulo 15. Thus, we have $g-a{\ \longrightarrow \ } p_3(5,5,6+9,7,8)$ . One may directly check that $p_3(5,5,6,7,8,9)$ represents all integers from 5 to 235.

Third, assume that $n=4$ . Note that the ternary triangular form $p_3(2,2,3)$ is regular. From this, one may easily show that it represents every nonnegative integer not congruent to 1 modulo 3. Thus, $p_3(4,4,6)$ represents every nonnegative integer of the form $6u$ and $6u+4$ , where $u\in {\mathbb Z}_{\ge 0}$ . Note that $p_3(5,7)$ represents 5, 7, 15 and 26 as

$$ \begin{align*}5=5\cdot 1+7\cdot 0,\ 7=5\cdot 0+7\cdot 1,\ 15=5\cdot 3+7\cdot 0,\ 26=5\cdot 1+7\cdot 3. \end{align*} $$

From this and the fact that $p_3(4,4,6)$ represents every nonnegative integer of the form $6u$ , it follows that $p_3(4,4,5,6,7)$ represents every nonnegative integer of the form

$$ \begin{align*}6u+7,\quad 6u+26,\quad 6u+15\quad \text{and}\quad 6u+5. \end{align*} $$

One may directly check that $p_3(4,4,5,6,7)$ represents all integers from 4 to 25.

The case of $n=3$ was already proved in Proposition 4.1. This completes the proof.

Theorem 4.8. For any integer n greater than or equal to $4$ , the triangular form $Y_n=p_3(n,n+1,n+2,\ldots ,2n)$ is tight $\mathcal T(n)$ -universal.

Proof. First, assume that the integer n is greater than 4. Let g be an integer greater than or equal to n. We write $g=un+v$ for some nonnegative integer u and an integer v with $n\le v\le 2n-1$ . Since $n\ge 5$ , there is an integer $n_1$ with $1\le n_1\le [ n/2 ]$ such that the three integers $n+n_1$ , $2n-n_1$ and v are all distinct. Since the ternary triangular form $p_3(1,2,3)$ is universal, every nonnegative integer which is a multiple of n is represented by $p_3(n,2n,3n)$ and thus also by $p_3(n,2n,n+n_1,2n-n_1)$ . It follows that $g=un+v$ is represented by $p_3(n,2n,n+n_1,2n-n_1,v)$ . From this and the choice of v, it follows that g is represented by $Y_n$ .

Now we assume that $n=4$ . Let $g_1$ be an integer greater than or equal to 830. If we define two odd positive integers $\alpha $ and $\beta $ as

$$ \begin{align*}(\alpha,\beta)=\begin{cases} (1,1)\quad&\text{if } g_1\equiv 0\ (\mathrm{mod}\ 6 ),\\ (1,17)\quad&\text{if } g_1\equiv 1\ (\mathrm{mod}\ 6 ),\\ (3,43)\quad&\text{if } g_1\equiv 2\ (\mathrm{mod}\ 6 ),\\ (3,27)\quad&\text{if } g_1\equiv 3\ (\mathrm{mod}\ 6 ),\\ (1,33)\quad&\text{if } g_1\equiv 4\ (\mathrm{mod}\ 6 ),\\ (5,37)\quad&\text{if } g_1\equiv 5\ (\mathrm{mod}\ 6 ),\end{cases} \end{align*} $$

then one may easily check that $8g_1+30-5\alpha ^2-7\beta ^2$ is a nonnegative integer congruent to 18 modulo 48. Put

$$ \begin{align*}s=8g_1+30-5\alpha^2-7\beta^2 \end{align*} $$

and let $L=\langle 4,6,8\rangle $ . We assert that $s{\ \overset {2}{\longrightarrow } \ } L$ . One may easily check that s is locally represented by L. Note that the class number of L is 2 and the genus mate is $M=\langle 2,4,24\rangle $ . If $s{\ \longrightarrow \ } L$ , then we have $s{\ \overset {2}{\longrightarrow } \ } L$ since $s\equiv 2\ (\mathrm {mod}\ 16 )$ . Hence, we may assume that $s{\ \longrightarrow \ } M$ . Thus, there is a vector $(x,y,z)\in {\mathbb Z}^3$ such that

$$ \begin{align*}s=2x^2+4y^2+24z^2. \end{align*} $$

Since $s\equiv 0\ (\mathrm {mod}\ 3 )$ , either $xy\not \equiv 0\ (\mathrm {mod}\ 3 )$ or $x\equiv y\equiv 0\ (\mathrm {mod}\ 3 )$ holds. After changing the sign of y if necessary, we may assume that $x\equiv y\ (\mathrm {mod}\ 3 )$ . If we put $x=y-3x_1$ , then

$$ \begin{align*} s&=2x^2+4y^2+24z^2\\ &=2(y-3x_1)^2+4y^2+24z^2\\ &=4(x_1+2z)^2+6(x_1-y)^2+8(x_1-z)^2. \end{align*} $$

In the above equation, one may easily deduce that

$$ \begin{align*}x_1+2z\equiv x_1-y\equiv x_1-z\equiv 1\ (\mathrm{mod}\ 2 ) \end{align*} $$

from the fact that $s\equiv 2\ (\mathrm {mod}\ 16 )$ . Thus, we have $s{\ \overset {2}{\longrightarrow } \ } L$ . It follows immediately from this that

$$ \begin{align*}8g_1+30{\ \overset{2}{\longrightarrow} \ } \langle 4,5,6,7,8\rangle, \end{align*} $$

which is equivalent to $g_1{\ \longrightarrow \ } Y_4$ . On the other hand, one may directly check that $Y_4$ represents all integers from 4 to 829. This completes the proof.

Theorem 4.9. For any integer n exceeding $3$ , there are exactly two new tight $\mathcal T(n)$ -universal triangular forms $X_n$ and $Y_n$ .

Proof. The result follows immediately from Lemma 2.3 and Theorems 4.7 and 4.8.

Footnotes

This work was supported by a National Research Foundation of Korea (NRF) grant funded by the government of Korea (MSIT) (NRF-2021R1C1C2010133).

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Figure 0

Table 1 New tight $\mathcal T(3)$-universal triangular forms $p_3(a_1,a_2,\ldots ,a_k)$.