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This chapter draws on empirical research that demonstrates that utility model protection can address differential capture or appropriability needs for a firm’s portfolio of inventions in terms of time and cost. We propose that a “zone of appropriability preference” exists when utility models and standard patents overlap, and this zone provides important opportunities to firms with global intellectual property portfolios. Using the European Patent Office’s PATSTAT patent data and a novel experimental construct that tracks inventions that are pursued as a utility model instead of a standard patent, we demonstrate that firms appear to seek utility model protection when their overall appropriability needs differ by region. We make the case that a firm may choose standard patent protection in one region and utility model protection in another, even though standard patent protection is available in both settings
While national rules regarding the scope, availability and issuance of utility models vary from country to country, most utility model regimes offer protection for tangible products, with many, but not all, jurisdictions excluding processes, biological materials and computer software from the scope of protection. The duration of utility model protection ranges from five to fifteen years, with most countries offering ten years of protection. In most countries, utility model applications are not formally examined and must simply disclose the product in question. Given the lack of examination, obtaining utility models is generally viewed as faster and cheaper than obtaining patents. This combination of speed and cost, in theory, makes utility models potentially attractive to small and medium enterprises (SMEs) that cannot afford to obtain full patent protection. Similar considerations have also been raised as advantageous to innovators in low-income countries.
Construction Grammar and typology share many assumptions and each approach can fruitfully inform the other. Both fields start from a pairing of form and function and treat lexicon, morphology, and syntax as a continuum of varying strategies to express function. Cross-linguistic comparison leads to a distinction between language-particular categories and structures, determined by distributional analysis, and comparative concepts that are cross-linguistically valid. Strategies are morphosyntactic formal structures that are defined language-independently and constructions are comparative concepts; as such, constructions and their components can be aligned across languages, and strategies allow the alignment of morphosyntactic structures used for constructions across languages. Typologists have also developed representations of the conceptual relations between the functions of different constructions in terms of conceptual spaces. Typological diversity also suggests that the only universal syntactic structure is the part–whole relation between a construction and its constituents. Both Construction Grammar and typology give a prominent role to diachrony, seeing constructions as lineages.
State-owned enterprises (SOEs) in China play a critical role in national economic development and the country's positioning on the global stage. Chinese SOEs have undergone substantial transformations from traditional government-run entities to a variety of corporate forms exhibiting different levels of state involvement. Despite their substantial influence, the internal diversity of SOEs – from wholly state-owned to mixed-ownership – has not been thoroughly examined. This paper provides an overview of SOEs' critical roles in the Chinese economy, the relationship between SOEs and privately owned enterprises (POEs), and the challenges of SOEs in different stages of Chinese economic development. It then introduces five research papers that explore the institutional, strategic, and organizational perspectives on how SOEs manage the dual pressures of state and market logic, respond to policy adjustments, tackle leadership challenges, and navigate current global trends such as digital transformation, technological innovation, and environmental sustainability. In this paper, we provide important implications for policy and managerial practices and highlight a future research agenda for the heterogeneity of Chinese SOEs, and how SOEs respond to these challenges in the evolving geopolitical landscape, adapt their strategies, and manage relationships with foreign governments and enterprises under such conditions.
Warfare did not evolve in a linear fashion. This is most obvious on the physical level: the weapons and armies of polities across time and space have fluctuated in sophistication, so that early European medieval armies had more in common with ancient Israelite or Greek contingents than with the Roman war machinery, and, up to the nineteenth century or even the twentieth, raiding warfare in some parts of Africa or the islands of south-east Asia was akin to patterns of pre-Columbian warfare in the Americas, prehistoric warfare in Europe and ghazis and booty expeditions in Europe and around the Mediterranean. Where warfare’s aims went beyond mere raiding, for much of world history, the paucity or even absence of relevant sources has made it difficult to reconstruct political–strategic aims. We also encounter vast varieties conditioned in part by hard factors such as climate, geography and resources. We have encountered and possibly not always avoided the danger of squeezing cultural differences into a Procrustean bed of Western concepts and languages. Yet some striking patterns have emerged. Not only Indo-European cultures, but also Mongols and Chinese, came up with a strategic aim of establishing a universal monarchy, or defending against the imposition of such an overlordship. The forming of alliances for common strategic purposes and the defence of allies or clients is another widespread pattern, strategic co-operation counterbalancing long-term hostilities. The distinction between client states and allies was often blurred. Non-kinetic tools of strategy were also employed widely, from giving gifts, to tribute payments (again a distinction often difficult to make), to marriages to confirm peace treaties or cement alliances. And most cultures seem to have had some rules or code of honour with regard to the conduct of war which in many contexts imposed limits on the pursuit of strategic aims.
Chapter 9 studies the U.S.-China rivalry, which has strengthened since the early 2010s. From an evolutionary perspective, strategy is defined as a phenotype or playbook and strategic rivalry as a contest of different phenotypes in the larger ecological environment. International relations are thus fundamentally defined by competition and selection. Competition may lead to divergence among units, and the mechanism of selection indeed requires different types. The United States and China represent two different types of political systems, although there has also been mutual learning. The U.S.-China rivalry is consequential for East Asia and the world because they are currently the two greatest powers, with the sources of their power constructed and adapted over years. The chapter demonstrates how the United States and China have been in different stages since the founding of the United States in 1776, experiencing ups and downs in their bilateral interactions since 1784.
Climate change will increase average temperatures and the frequency and intensity of summertime droughts; those shifts will in turn affect forage production in grassland-based livestock farms. Farmers will accordingly likely have to implement adaptation strategies to cope with the effects of climate change. We hypothesized that farmers' resilience strategies would depend on (i) their intention to adapt to climate change, which partly results from previous climate risk exposure, (ii) how they perceive the values and disvalues of multi-species permanent grasslands (PGs), and (iii) that both of the aforementioned factors would vary according to the geographical context of each farm. We carried out 15 semi-structured interviews with dairy cattle farmers in the French Massif Central; the farms were distributed along a range of climatic and topographic conditions. We used (i) the Model of Proactive Private Adaptation to Climate Change to analyze farmers' individual process of adaptation, (ii) the Integrated Nature Futures Framework to analyze farmers' perception of multi-species PGs, and (iii) text analysis to identify the farmers' adaptation strategies. Nine of the farmers felt that they were already adapted to climate change or that they had a plan in place to implement new adaptations in the future. We observed straightforward relationships between these farmers' perception of PGs and their choice of adaptation strategy; those relationships varied, however, with the geographical context of each farm. Farmers in the northern Massif Central and southern uplands highlighted the values of PGs and considered PGs to be central to their adaption strategies. Conversely, farmers in the southern lowlands mostly referred to the disvalues of PGs; they based their adaptation strategies on temporary grasslands and forage crops. Three of the farmers believed that climate change posed a significant risk, but they foresaw little room to maneuver. Despite acknowledging the values of PGs, those individuals did not intend to use PGs to adapt to climate change. The final three farmers did not intend to adapt to climate change; their reasoning stemmed from either a mindset of fatalism or their acknowledged desire to retire soon. Extreme events such as the summertime drought of 2003 and human factors such as intergenerational transmission of farm can accordingly facilitate or inhibit climate change-related adaptation. It is accordingly important to take into account both socio-psychological and environmental factors when analyzing how grassland-based farmers transition to more climate change-resilient systems.
From a strategic standpoint, the final years of the American war in Vietnam highlighted a persistent uncertainty over how the conflict would end. Both civil and military leaders wrestled with confusing estimates on the war’s progress. These uncertainties mattered because they influenced the timing of and ways in which US forces withdrew from a war that would not end once the Americans had departed. Despite arguments that General Creighton Abrams had fought a “better war” in Vietnam leading to a military victory, a sense of strategic stalemate hung over these final years. Problems remained in assessing the political aspects of pacification, the staying power of the South Vietnamese armed forces once American troops departed, and the longterm viability of the Saigon regime. By early 1969, Abrams also had to confront political decisions leading to the first withdrawal of US troops, decisions that would pit him against the Nixon administration and bring to the surface grave civil–military tensions. Despite years of effort, a key question remained unanswered as these withdrawals began – how stable would South Vietnam be once Americans departed? Ultimately, these final years left the Americans no closer to answering the question of whether they would achieve “victory” in Vietnam.
Standard narratives of the American war in Vietnam contend that the US Army squandered its chances of victory because of misguided strategy. Such works claim that once President Lyndon B. Johnson deployed American ground combat troops to South Vietnam, General William C. Westmoreland, the US military commander in Vietnam, pursued an ill-advised strategy of attrition. Worse, these narratives continue, the general implemented this strategy despite being presented with a clearly better alternative from US Marine Corps commanders operating in the northern provinces of South Vietnam. Such conventional wisdom, however, presents a flawed understanding of American strategy under Westmoreland, who never subscribed to an “either–or” approach to confronting the political-military threat inside South Vietnam. At no point did Westmoreland concentrate solely on conventional battle at the expense of counterinsurgency. Likewise, the general never believed local civic action or pacification programs to be a panacea. In reality, American strategy from 1964 to 1968 rested on a belief that South Vietnam was facing a dual threat – both conventional and unconventional – that required a similarly comprehensive response. By reexamining American strategy under Westmoreland, one finds no “missed opportunity,” a conclusion that raises important questions about the limits of American military power abroad in the mid-1960s.
The theme of the 2024 Business History Conference was “doing business in the public interest,” but what does it actually mean to “do business in the public interest?” This presidential address challenges the idea of shareholder primacy as the main purpose of business enterprises historically and examines various ways that business historians might approach the idea of businesses acting in a public interest. In particular, it analyzes instances in which corporations made a decision in the public interest without clear evidence that it would benefit their bottom line; cases where it would demonstrably hurt their bottom line to prioritize the public; corporations that made a decision allegedly in the public interest that actually turned out to be bad for the public interest; and corporations that made a decision that was bad for the public interest that also turned out to be bad for their own bottom line.
Chapter 4 opens up the black box of the firm to assess the effects of leadership on reform outcomes in China Infrastructure (CI) (pseudonym), a central SOE in the construction industry. The chapter features paired comparisons of the consecutive tenures of chairmen in CI and process tracing of original data gathered during fifteen months of fieldwork inside the company, primarily in its Beijing headquarters, between January 2014 and June 2016, with follow-up visits in June 2018, December 2019, and December 2023. It presents evidence that the chairman’s leadership generated variation in the degree to which market expansion was decentralized and in the balance of influence among intra-firm actors. The chapter also evaluates and rules out alternative explanations: guanxi with and intervention by higher-level officials, shifts in policy by administrative superiors, and changes in industry competition in domestic and international markets.
Chapter 5 examines the effects of leadership on reform outcomes in four other central SOEs: State Grid, China General Nuclear Power Group, Sinochem, and China Railway Engineering Corporation. These companies are selected to capture full variation along two key dimensions: industry strategic importance and firm type. For each of these four central SOEs, the chapter compares the consecutive tenures of their chairmen to assess the effects of leadership on reform at the firm level. This survey provides additional evidence that successive leaders’ decisions about organizational strategy and structure are an important driver of variation in reform outcomes. Cross-firm analysis further suggests that the effects of leadership on reform are a matter of degree and are conditioned by existing institutions, policies, and economic factors.
Implementing a product design that incorporates circular economy aspects is a highly intricate task. Its complexity stems from various aspects, such as the interdependent solution space and the challenge to evaluate the impact of circular design in early development phases. To facilitate informed decision-making, a support system is necessary that integrates product-oriented circular measures, and derives their effect on the product's design and its circularity. We present an approach for such a support system, including its evaluation on the design of an automotive center console.
What strategic challenges are faced by both start-ups and incumbent firms, and what opportunities do these challenges create for business model innovation? Focusing on the underpinning theory and concepts of business models, this book identifies new business models capable of creating sustainable competitive advantage, and guides readers through their implementation. A detailed introduction outlines current research in business model innovation (including directions for future research) and global business cases are applied throughout to illustrate key issues. Topics covered include market creation, leadership, digital technology adoption, small- and medium-sized enterprises, start-ups, sustainability, socio-economic development and conduct risk. Also discussed are the principles of the architecting economic systems, the role of government in influencing business models design, and how organisational structures must adapt in the context of business model innovation.
The Introduction lays out the contextual background to the themes and elements that are brought together to shape the monograph’s arguments. It positions the monograph within the existing literature on the Seven Years’ War and the history of neutrality in order to establish how it builds upon these bodies of work to incorporate law as a necessary element of strategic analysis. The core hypotheses and arguments of the book are also established. First, that neutrality was a dynamic role for maritime nations such as Spain and the Dutch Republic which had as much of an influencing effect on British strategic thinking as did affairs with belligerent nations. Second, that the Court of Prize Appeal played a critical role within the three-pronged maritime strategy of maintaining foreign confidence in British maritime law and its court system; balancing the interests of British privateers and neutral carriers of commerce in the prize court system; and destroying French seaborne trade through commerce predation. Third, that British maritime strategic concerns shaped and created new legal rules, norms, and precedents within the prize court system that would then serve to clarify and cement British, Spanish, and Dutch understandings of neutral rights and international maritime law.
The opening chapter provides the necessary context for both the development of British prize law and how law has, or has not, been treated in maritime strategic thinking. It provides a conceptual analysis of how and why law should be incorporated into maritime strategic thought. The conceptual part of the chapter argues that law and sea power cannot be divorced for two principal reasons. First, sea power is the vehicle through which a state is able to transform domestic maritime law into international maritime law. Second, the maritime strategic considerations of a nation drive negotiations over international maritime law in an attempt to either constrain, or expand, the rights of a sea power. The extent to which maritime nations are able to influence those negotiations depends on the relative qualities of their sea power.
This chapter provides a contextual overview of the development and operation of the British prize court system. It then introduces the specific legal rules and precedents, specifically the Rule of the War of 1756, that were developed by Britain during the Seven Years’ War in the pursuit of negotiating neutral rights to Britain’s strategic advantage. The chapter critiques the historiography on the Rule of the War of 1756 and makes the argument that the development of the rule and its influence in subsequent wars can only be understood if its strategic drivers are taken into account. The Rule, in other words, was as much a creation of strategic thinking as it was of legal thinking.
Chapter 12 concludes the book and ties its different strands together. It explains why, and when, lawfare came to be seen by leading RPF cadres as a functional equivalent to warfare. The chapter further explains why Rwanda’s present resembles its past to a remarkable degree. More specifically, the analysis demonstrates that the government of threat and care in the twenty-first century was informed by a raison d’état that has driven the imposition of grand institutional designs ever since the precolony. What this concluding chapter offers is a path-dependent argument about the rise of lawfare in post-genocide Rwanda. As such, it illustrate the analytic payoff of taking the study of the country’s gacaca courts out of the context of transitional justice.
Over the last half-decade, worker-led struggles have spread across US cafes, warehouses, universities, media outlets, and beyond. Reviving the bottom-up spirit that enabled unions to make their big breakthrough in the 1930s, recent worker-to-worker initiatives have shown how this can be done in our sprawled out, economically decentralized conditions. Building off the best traditions of left trade unionism, and leaning on the novel affordances of digital tools, they’ve pioneered new forms of organizing that can extend widely enough to confront the systemic ills plaguing working people.
There are many explanations for the so-called rigor-relevance gap in academic research on strategic management. This Element reviews the existing literature on the matter and argues that it must go beyond the typical explanations of knowledge and language differences and look at more fundamental, societal, and cultural explanations. The empirical focus of this Element is the history and possible particularities of strategic management research in Sweden where the authors show how almost 300 years of relevance-centered research have undergone significant changes over the last 30 years, and that the historical development is based very much on societal pressure, academic culture and shifting perspectives on the role of academic research. The authors conclude by offering a couple of examples of how Swedish research, close to its traditional approaches, still can contribute to relevance and thus help balance the rigor-relevance divide.