1975 seems light years away. In parts of the field of Byzantine studies, at any rate, the world has shifted, and perhaps most of all in that contested territory of early Byzantium, otherwise known as late antiquity. The first issue of Byzantine and Modern Greek Studies was published only four years after Peter Brown’s The World of Late Antiquity,Footnote 1 and before the ‘explosion’ of late antiquity.Footnote 2 This was also the start of another explosion: the emergence of late antique archaeology as a discipline, leading to its vast expansion and the enormous and ever-growing amount of material available today. For the first time, John Hayes's Late Roman Pottery (1972) enabled reliable dating criteria for the ceramic evidence that became the foundation of a new understanding of trade and economic life.Footnote 3 The UNESCO Save Carthage campaign, a landmark in the reliable recording of excavations of the late antique period, began in the following year, and since then the growth in data has been exponential. Few of the pioneers in this development had much time for Byzantium, and the growth in publications on the archaeology and material culture of the eastern Mediterranean in late antiquity has led to a distinct turn in scholarship away from Constantinople and from the questions traditionally associated with early Byzantium. An enormous literature continues on the periodization of late antiquity, but much of it is motivated more by the question of when the ancient world ended, or the Roman empire fell, than by any concern for the continuity or otherwise of Byzantium.Footnote 4 Given these developments it is not surprising that several Byzantinists currently argue that Byzantium ‘began’ only in the seventh century or thereabouts. This view is strengthened by the turn in the scholarship away from political and narrative history based primarily on textual evidence in favour of material culture and questions such as urbanism, settlement and language – a turn that has also made possible a secular approach as against the preoccupation with religion and specifically with Orthodoxy that still pervades some of the literature on Byzantium. However, the periodization of ‘late antiquity’ is far from settled, as we shall see, and I shall argue here that the ‘explosion’ of late antiquity has brought with it a real identity crisis for Byzantium.
The sixth century
Given this shift towards the east and away from political history, and with the entry into the mix of large numbers of new scholars, new journals and new research projects and publications series whose focus is anything but Byzantine, the sixth century as a topic has also been somewhat sidelined. It was already controversial among Byzantinists – was it the end of the Roman empire or just possibly the beginning of Byzantium?Footnote 5 Gibbon is not the only historian who has found the sixth century puzzling,Footnote 6 while recent publications insisting on a fifth-century fall of the Roman empire in the west also leave the sixth-century east exposed. It still seemed natural in 2000 for the final additional volume of the new Cambridge Ancient History (note the title) to end at about the same date as A. H. M. Jones's Later Roman Empire,Footnote 7 that is, AD 600 as against 602 respectively, allowing both works to end with a flourish with the sixth century. Now, in contrast, such a choice invites criticism for failing to include the great events of the early seventh century, including the emergence of Islam.
Central to the sixth century is the reign of Justinian, yet, as has been noted, it is striking that despite numerous shorter treatments the years since the first issue of Byzantine and Modern Greek Studies have not seen another work on the scale of E. Stein's Histoire du Bas-Empire II, published in French in 1959.Footnote 8 Why is this? Part of the answer may be in the decline of narrative and political history that has prevailed in the last few decades, with its more synchronic as well as more cultural approach.Footnote 9 Nor has administrative history been much in vogue among English-speaking scholars,Footnote 10 though it should be noted that this has not been the case in Italy and elsewhere. More recently one can detect a return to political and military narrative, alongside a focus on religious violence.Footnote 11 When he does make an appearance, Justinian currently tends to receive a bad press as tyrannical and deluded, if not quite in the terms in which he was presented by Tony Honoré, who likened him to Stalin.Footnote 12 For some the real heirs to Roman ideals are the Goths, not the Romans who invaded Italy under Justinian,Footnote 13 and for most the idea of a seriously intended reconquest is dead in the water, together with that of the sixth century as a hinge between antiquity and Byzantium.Footnote 14
One should also note the obstinate persistence of the idea of sixth-century Greek history-writing as ‘classicising’. Hence in some way the sixth century was not really Byzantine (a view strengthened by Anthony Kaldellis’ often-expressed view that Byzantium was always Roman, despite his willingness to use the terms Byzantine and Byzantium in book titles and elsewhere).Footnote 15 Here I should record how grateful I felt myself to Anthony Bryer who welcomed me into the fold of the Byzantine symposia in the late sixties and seventies, when I was working on Procopius and Agathias and was generally perceived as a classicist.Footnote 16 This was before the idea of ‘late antiquity’ had taken hold. Sixth-century ‘classicising’ historians were approached in terms of biography and reliability – how far they conveyed reliable historical information, an approach also extended with negative effects to hagiography and chronicles, and enshrined in Jones’ Later Roman Empire, which even now remains in many ways the fundamental guide.
However, the scene has since shifted dramatically, and applying the classicising model to sixth-century writers can now only take us so far. It has been replaced for many by a closer consideration of the texts themselves and their internal dynamics. Historians will always want to ask what useful evidence can be obtained from ancient and Byzantine writers, but they must now do so from a position that recognizes the complexity and the literary subtlety of their compositions.Footnote 17 Nowhere is this more necessary than in the case of Procopius, whose works still dominate our understanding of the sixth century, and here too one can see the tectonic plates moving. Multi-author volumes published and in progress contain papers on narrativityFootnote 18 as well as realia, and if out of Procopius’ three works the Buildings still most eludes classification,Footnote 19 at least consciousness has been raised, and historians and literary scholars now have to come together.Footnote 20
The concept of classicising history necessarily involves the question of genre, which I emphasized when writing of Procopius several decades ago, but this too is now subject to revisionism.Footnote 21 Anthony Kaldellis’ much-cited Procopius of Caesarea Footnote 22 also calls for a literary approach, though his is based on the old question of what the author ‘really’ believed. Carrying such an approach to its limits, Kaldellis dismisses the Buildings altogether as being insincere, based on the dubious premise that what modern critics should be looking for is ‘sincerity’. Whether there was a specifically ‘late antique aesthetic’ is also a current question.Footnote 23 Even if not — and behind such an assumption lurks the assumption of a contrasting ‘Byzantine aesthetic’ — a methodological approach to the writers of the sixth century based primarily on classical imitation and historical reliability will no longer serve, any more than an approach to the sixth century or other periods based only on what some call ‘traditional text-based history’. In answer to Kaldellis, late antiquity is far from ‘dissolving’, but approaches to the hinge period of the sixth century do seem to be in a particular state of flux.
One of the hallmarks of the mass of publications on late antiquity has been the amount of emphasis placed on religion, not least in the wake of the belated discovery by classicists and late Roman scholars alike of the huge amount of Christian and Jewish texts ripe for their attention. The field has recently been expanded by some to include Sasanian and other material, and to recognize and seek to incorporate Neoplatonic thought and writing as another important strand. This move brings about its own further dynamics and responses. Thus religion in late antiquity is often now interpreted within the frame of cultural history,Footnote 24 while many historians look for evidence of questioning, indifference, scepticism and even atheism.Footnote 25 There is an obvious resonance here for the later centuries of Byzantium, commonly if uncritically believed to be an overwhelmingly orthodox and even theocratic society.Footnote 26 Similarly, the turn towards emphasizing religious violence for which Kaldellis calls in his contribution to the Marginalia open forumFootnote 27 has already happened.Footnote 28 Finally negative features in late antiquity are a theme addressed at length by Mischa Meier, in a counter to the ‘benign’ late antiquity of which some have complained.Footnote 29
The turn to the east
Within or alongside this outpouring of publications on late antiquity we can detect another powerful trend, which I term the turn to the east, marked by enthusiasm for the complex culture of the eastern Mediterranean in the fifth to seventh centuries,Footnote 30 the incorporation of Syriac as well as Greek material and increasingly the tendency to bring early Islam into the late antique frame, aided in this narrative by the claim of an over-riding late antique monotheism and further complicated by the rising theme of ‘Abrahamic religions’.Footnote 31 The same trend is reflected in the work of some Islamicists, who are themselves presenting Islam as a religion of late antiquity.Footnote 32 The general turn to the east is also a product of the huge amount of archaeological material that has become available in the last generation, but in addition the new vigour that has manifested itself in Sasanian studies and late antique Judaism has fed into a rising interest in the Byzantine-Sasanian wars under Chosroes II and the events of the Persian conquest of Jerusalem and the Near East in the early seventh century.Footnote 33 From here it seems only a small and natural step to the incorporation of early Islam into the late antique world view.Footnote 34
Byzantium dissolves?
It would be tedious to repeat all the arguments that have filled academic journals in recent years about the periodisation of late antiquity. Peter Brown's original endpoint in The World of Late Antiquity was AD 750, coinciding with the fall of the Umayyads and the ‘Abbasid revolution’, and while it did not directly address the questions about the emergence of Islam that are currently such a preoccupation, the book played its part in the turn to the east, not least by drawing heavily on Sasanian material. Brown's later book, The Rise of Western Christendom, extended its coverage to AD 1000 and also ranged widely, but its title indicated a different focus.Footnote 35 In contrast, Garth Fowden, who also adopts the year 1000 as a turning point, sees it as the end of late antiquity and firmly concentrates on the east, so much so indeed that he includes Islam under the Umayyads and the Abbasids but effectively leaves out Byzantium and Constantinople after about 600.Footnote 36 Such a focus fits well with the wider and essentially apologetic enterprise of presenting Islam in a positive light. It is explicitly shared for example in the ‘Global late antiquities’ project recently launched by early Islamicists at Boston University, which calls for a ‘holistic approach to late antiquity’ that can include ‘both Europe and Islam as the heirs of the biblical legacy of ancient Israel and the classical legacy of Greece and Rome’.Footnote 37 The project statement speaks of the history of Europe and the need for a ‘more integrated and nuanced perspective on “Western civilization” and its origins in the shared heritage and conjoined development of the cultures of Late Antiquity’. But as often, Byzantium is left marooned.Footnote 38 Worse, such an emphasis is in danger of playing to the very denigration of Byzantium that Byzantinists have been trying so hard to overcome.
The seventh century
In responding to these issues from the Byzantine point of view, the seventh century is no less critical than the sixth. It was, after all, the century of the Persian occupation of the Near East, the end of the Sasanian empire, the rise of Islam and the establishment of the Umayyad state. It was a difficult time for Byzantium, faced with defeat, major military threats and economic loss. Yet Byzantium survived.
It is certainly tempting to see this period as the one in which the later Byzantine state found its real beginning. Yet there are losses as well as gains in any periodization. In this case too the publications of recent years indicate new ways of looking at the seventh century that do not necessarily turn on whether it was ‘Byzantine’ or ‘late antique’ or late or east Roman, and which offer alternatives to the earlier emphasis on defeat and disaster.Footnote 39
Oddly enough, it might seem, given the unwillingness of many late antique scholars to confront theology and their corresponding wish to collapse religious issues into cultural history, theology and doctrinal issues feature prominently in these developments. Of course patristic scholars and theologians have always continued to write on these subjects, but we can now see also a much greater willingness among some late antique and Byzantine historians to address what used to be considered highly specialist questions rather than ones that fall within the purview of general history. In part I would suggest that this is a natural offshoot of the new emphasis on writers of the eastern provinces, including those writing in Syriac. In addition the separation of the Chalcedonian and Miaphysite churches from the sixth century on has become a major subject for historians,Footnote 40 like the local reactions to the Persian occupation of Palestine, and the role of Christian communities in the Sasanian empire.Footnote 41 Another landmark in recent scholarship is provided by the publication of detailed commentaries and translations of sixth and seventh century councils,Footnote 42 together with an increasing awareness of and interest in the modes and techniques of argumentation used here and in other contemporary works. These included the huge contemporary production of florilegia of proof texts and the development of anti-heretical and anti-Jewish themes. The enormous emphasis currently placed on Maximus the Confessor as an important historical figure as well as a very major theologian is yet another indicator of this trend, much stimulated by the publication some years ago of a critical edition of the acts of the Lateran Synod of 649, which made clear the central role played by Maximus in this event, as well as the edition of a hostile Syriac Life of Maximus which, if reliable, changes existing views of Maximus in dramatic ways.Footnote 43 The crisis and division caused by seventh-century attempts to impose the doctrine that Christ had one will (Monothelitism) have been brought into sharper relief. Religious unity was and remained a prime concern for emperors in the seventh century just as in the sixth, and as a result of this recent work we are in a far better position to understand the dynamics involved. I would go further and claim that a better understanding of the seventh-century theological struggles is essential for any revisionist account of Byzantine iconoclasm.Footnote 44
What is to be done, or, what's in a name?
Most scholars would agree that the term Byzantium can safely be applied to the seventh century, even if finding a starting point is not so easy. Nor is it easy to accommodate within a Byzantine framework the ever-increasing mass of information about the eastern provinces or the momentous events that took place in the east in the seventh century. Yet after all, most historians have to make difficult choices, especially if they are writing about periods of rapid change. It is true that the very term ‘Byzantium’ may still carry unfortunate overtones, but the answer is to rehabilitate it, not to avoid it, and to recognise that any other choice will also have its drawbacks. More significant are the suspicion felt towards Byzantium among some late antique scholarsFootnote 45 and the frequent assertion that Constantinople was cut off from the eastern provinces by the Arab conquests or that the latter immediately became isolated from Byzantium. The truth was more complex than that. The associations of the term Byzantium can certainly still get in the way, and there are still genuine arguments to be made about periodization and definition, but these are more an internal matter within historiography than real issues. They should not lead to the exclusion of Byzantium, whether from narratives of transition focused on the eastern Mediterranean and pointing towards Islam, or from narratives of a transition from classical antiquity to western Europe, pointing inexorably to the Enlightenment. As ways of understanding transitions and the sweep of history on a wider scale, both narratives are deficient, and both rely on hidden assumptions and prejudices.
I have pointed here to one of these narratives, which in my view threatens to sideline Byzantium. It seems clear that the overall problem has much to do with the ways in which academic disciplines work: few of those who work on late antiquity see Byzantium as relevant to them. What's to be done is up to Byzantinists, who are probably tired of these questions and just want to get on with their work. Most of them are already used to negotiating these various problems, and in many cases, too, the same scholar can, and indeed has to, play to both late antique and Byzantine constituencies. The cake can be cut in different ways. But we must be careful that parts are not dropped altogether.