1. Introduction
The following two observations are well known to philosophers of physics:
1. Newtonian gravitation admits, in addition to the well-known velocity-boost and potential-shift symmetries, a “gravitational gauge symmetry” in which the gravitational field is altered.
2. Newtonian gravitation may be presented in a “geometrized” form known as Newton-Cartan theory,Footnote 1 in which the dynamically allowed trajectories are the geodesics of a nonflat connection.
Moreover, it is widely held that these two observations are intimately related. However, aspects of this relationship remain somewhat obscure. In particular, there is widespread disagreement over the sense in which the symmetry of observation 1 motivates the move from a nongeometrized formulation to the geometrized formulation of observation 2 and over the extent to which such motivation ought to be regarded as analogous to the use of the velocity-boost symmetry to motivate the move from Newtonian to Galilean space-time, or to the use of the potential-shift symmetry to motivate the move from a formulation in terms of gravitational potentials to a formulation in terms of gravitational fields.
In this article, I seek to clarify this relationship. First, I consider the symmetry from point 1 above, in the context of Newtonian gravitation set on Galilean space-time. I then briefly review the geometrized formulation of the theory and discuss some puzzling aspects concerning the relativity of acceleration. This motivates an exploration of Maxwell space-time and the presentation of a Newtonian theory of gravitation set on Maxwell space-time. I then look at how this theory relates to Newton-Cartan theory and explore how this illuminates the conceptual issues with which we began.
2. Galilean Gravitation
I will assume familiarity with the differential-geometric architecture standardly used to present classical gravitational theories (see Friedman Reference Friedman1983; Earman Reference Earman1989; and esp. Malament Reference Malament2012). All the theories we will consider postulate at least as much structure as that of Leibnizian space-time, which comprises data 〈M, ta, hab〉: here, M is a differential manifold that is diffeomorphic to ℝ4; ta is a smooth, curl-free 1-form; and hab is a smooth, symmetric rank (0, 2) tensor, of signature (0, +, +, +). The tensors ta and hab are orthogonal; that is, they satisfy
Given our topological assumptions, ta induces a foliation of M into three-dimensional hypersurfaces; we require that each such hypersurface is diffeomorphic to ℝ3. The tensor hab induces a three-dimensional metric on each hypersurface. We require that each hypersurface is complete relative to this induced metric and that the induced metric is flat.Footnote 2 We will use L to denote a Leibnizian space-time. If is a Leibnizian space-time, then a connection ∇ on M is said to be compatible with L just in case it satisfies
We will only consider compatible connections in this article.
A Galilean space-time is a Leibnizian space-time equipped with a flat (compatible) connection. The first theory we will consider is that of Newtonian gravitation on Galilean space-time—for short, “Galilean gravitation.” Each model of such a theory comprises the following data:
• A Galilean space-time 〈L, ∇〉
• A space-like vector field Ga
• A rank (2, 0) tensor field Tab
satisfying the following equations:
where .
The vector field Ga represents the gravitational field, and the tensor field Tab represents the mass and momentum of whatever matter or fields are present (with the scalar field ρ representing the mass density). I have chosen to work with a gravitational field, related to the mass density by the source equation (3a), rather than with a gravitational potential. This is simply in order to remove the gauge symmetries of the potential, so that we can focus on those symmetries that alter the field itself. Equation (3b), the condition that the gravitational field is twist-free, ensures that this decision is harmless: given our assumptions about the topology of L, it holds of Ga if and only if (iff) there is a scalar field φ such that .Footnote 3 Finally, equation (3c) encodes the dynamics of the matter (both gravitational and nongravitational).
To illuminate this last remark, note that wherever , we can decompose Tab by definingFootnote 4
so that
where ξa is a unit, future-directed time-like field (interpretable as the net motion of the matter) and σab is a symmetric field space-like in both indices (interpretable as the stress tensor for the matter). Equation (3c) then holds iff
hold. Thus, in the presence of mass, equation (3c) encodes both a continuity equation (6a) and an equation of motion (6b). Given a model of Galilean gravitation, we will refer to the integral curves of ξa as the dynamical trajectories, so the dynamical trajectories undergo an acceleration due to the gravitational field and due to the nongravitational forces encoded by the stress tensor. Obviously, in a realistic application one would impose further equations on Tab, capturing the details of the nongravitational dynamics. The theory (3) is only intended to provide a framework for analyzing theories involving gravitation, at a reasonably high level of generality (while nevertheless including an explicit representation of the mass and momentum).
It will be helpful to have a term for a structure 〈L, ∇, Ga, Tab〉 that does not necessarily satisfy equations (3).Footnote 5 We will refer to such a structure as a model candidate for Galilean gravitation. The metaphysically inclined may think of model candidates as representing worlds that are metaphysically possible according to Galilean gravitation (they contain the right ontological ingredients) and of models as representing worlds that are physically possible according to Galilean gravitation (they contain the right ontological ingredients, arranged in the right way).
Our concern in this article is with a certain transformation one can make of the models of this theory—specifically, one obtained by altering the connection and gravitational field as follows:
where ηa is any space-like vector field such that . The notation (∇, ηatbtc) follows Malament ( Reference Malament2012, proposition 1.7.3); it shows that given any connection ∇ on a manifold M, any other connection ∇′ may be expressed in the form (∇, ) (for some symmetric tensor field ), meaning that for any tensor field on M:
It is straightforward to show that the transformation (7) is a symmetry of Galilean gravitation, in the following sense: if and are substituted into the equations (3), we get the same equations out again (and if ∇ is flat, then so is ∇′). Consequently, any model candidate 〈L, ∇, Ga, Tab〉 is a model of Galilean gravitation iff 〈L, ∇′, G′a, Tab〉 is also a model of Galilean gravitation.
Now, if we read the theory literally, then these two models would appear to represent distinct possibilities (since the two models are not isomorphic to one another). That is, if all the mathematical structures present in the models are taken to represent physical structure, then the two models disagree over what the world is like: they disagree over the magnitude of the gravitational field, for instance, and over the acceleration of matter. Yet this is a problematic judgment, since it seems that two such possibilities would be epistemically indistinguishable from one another: all seemingly observationally accessible quantities, such as relative distances, are the same in the two models. Such epistemic underdetermination gives us some reason to think that we should seek another theory that, read literally, does not give rise to such a problem (while still capturing the “good” content of Galilean gravitation; i.e., the content that is invariant under [7]).Footnote 6
3. Newton-Cartan Gravitation
The standard view is that such a theory is provided by Newton-Cartan gravitation. Let us say that a Newton-Cartan connection, for a given Leibnizian space-time, is a (compatible) connection whose curvature tensor obeys the homogeneous Trautman conditions,
and that a Newton-Cartan space-time consists of a Leibnizian space-time L together with a Newton-Cartan connection for L. Note that all flat connections obey the conditions (9), and so are Newton-Cartan connections; as such, Galilean space-time is a Newton-Cartan space-time. A model of Newton-Cartan gravitation then comprises
• A Newton-Cartan space-time 〈L, 〉
• A tensor field Tab
such that the following equations hold:
where the Ricci tensor and (as before) .
Thus, the source equation (10a) relates the mass density to the curvature of space-time, rather than to the gravitational field. If we have , then we can decompose Tab as in equation (5) to obtain
So the continuity equation (11a) is unchanged, but the equation of motion (11b) only features acceleration due to nongravitational forces: the gravitational acceleration has been “absorbed” into the curved Newton-Cartan connection.
The relationship between Galilean gravitation and Newton-Cartan gravitation is captured in what are known as the geometrization and recovery theorems (see Trautman Reference Trautman1965; Malament Reference Malament2012, propositions 4.2.1, 4.2.5). The former states that from any model of Galilean gravitation, one can obtain a unique model of Newton-Cartan gravitation, namely, that given by taking . Note that two models of Galilean gravitation that are related by the transformation (7) will generate the same model of Newton-Cartan gravitation. The latter asserts that given a model of Newton-Cartan gravitation, there is a model of Galilean gravitation related to it by for some twist-free space-like field Ga; several models, in fact, corresponding to different choices of Ga (and all related to one another by transformations of the form [7]). It is in this sense that Newton-Cartan gravitation captures the invariant content of Galilean gravitation: there is a systematic one-to-one correspondence between models of Newton-Cartan gravitation and equivalence classes of (7)-related models of Galilean gravitation.
At the same time, there is something potentially puzzling about this case. As mentioned above, the acceleration of the matter represented by ξa is not invariant under the transformations (7). If models related by such a transformation correspond to the same physical situation, then the natural reading would seem to be that accelerations are not a real, or objective, or absolute feature of the world (according to Newtonian gravitational theory). This notion is supported by reflection on the transition from setting Newtonian gravitation on Newtonian space-time (wherein there is a standard of absolute rest) to setting it on Galilean space-time. Here, we observe that applying a “boost” transformation is a symmetry of the dynamics. In Newtonian space-time, trajectories have (absolute) velocities relative to absolute space, but those velocities are not invariant under boosts. This is generally taken to license the claim that such velocities are not real, or objective, or absolute features of the world (according to the best interpretation of the theory). This claim is supported by the fact that we can set the theory instead on Galilean space-time, in which there is not the structure required to impute absolute velocities to trajectories. So if this transition involves the repudiation of absolute velocities (since they are not invariant under boosts), analogous reasoning would suggest that the move from Galilean gravitation to Newton-Cartan gravitation should involve the repudiation of absolute accelerations (since they are not invariant under [7]).
However, the orthodox view is that this is decisively not the case. The reason for this is straightforward: any model of Newton-Cartan gravitation does have enough structure to make pronouncements on the accelerations of trajectories, since it contains a privileged connection . As such, in transitioning from Galilean to Newton-Cartan gravitation, “We eliminate the notions of absolute acceleration and rotation relative to ∇, but we replace them with new notions of absolute acceleration and rotation relative to . Hence, the move from [Galilean gravitation] to [Newton-Cartan gravitation] does not involve a relativization of acceleration parallel to the relativization of velocity” (Friedman Reference Friedman1983, 122).Footnote 7 Here is another way of expressing the idea that Newton-Cartan space-time is just as committed to absolute acceleration as Galilean space-time was: the Newton-Cartan connection is not invariant under a transformation of the form (7a).Footnote 8 So let us consider what kind of structure is so invariant.
4. Maxwell Gravitation
Given a Galilean space-time 〈L, ∇〉, the structure that is invariant under a transformation of the form (7a) goes by the moniker of Maxwell space-time (Earman Reference Earman1989, chap. 2). Intuitively, the idea is that a Maxwell space-time contains a “standard of rotation” but no “standard of acceleration.” More precisely,Footnote 9 we say that a pair of connections ∇ and ∇′ compatible with a given Leibnizian space-time L are rotationally equivalent if, for any unit time-like field θa on L, iff . Then, a Maxwell space-time comprises
• A Leibnizian space-time L
• A standard of rotation [∇]: an equivalence class of rotationally equivalent flat affine connections (compatible with L).
The following proposition demonstrates the invariance of Maxwell space-time under (7a):
Proposition 1. Let 〈L, [∇]〉 be a Maxwell space-time, and consider any . For any other flat connection ∇′, (i.e., ∇′ is rotationally equivalent to ∇) iff , for some space-like field ηa such that .
Proof. The “if” direction is straightforward: if , then
and so ∇ and ∇′ are rotationally equivalent.
The “only if” direction follows immediately from the proof of proposition 3 in Weatherall (Reference Weatherall2015). QED
So given a pair of models of Galilean gravitation related by (7), the structure shared by their Galilean space-times 〈L, ∇〉 and 〈L, ∇′〉 is that of their common Maxwell space-time 〈L, [∇]〉.
Recently, Saunders has queried whether we really should regard Newton-Cartan theory as the space-time theory that properly encodes the lessons of the symmetry canvassed above: he argues that we can “interpret [Newton’s] laws … directly as concerning the relative motions of particle pairs” (Reference Ashtekar, Howard, Renn, Sarkar and Shimony2013, 41) and, hence, as describing a theory set on Maxwell space-time rather than Galilean space-time.Footnote 10 Saunders’s analysis concerns the point-particle formulation of Newtonian gravitation, but he continues: “There remain important questions, above all, moving over to a manifold formulation: What is the relation between a theory of gravity (and other forces) formulated in Maxwell space-time and one based on Newton-Cartan space-time?” (46). Obviously, assessing that relationship requires us to first present such a theory set on Maxwell space-time.
Without further ado, then, a model of Maxwell gravitation comprises
• A Maxwell space-time 〈L, [∇]〉
• A tensor field Tab
such that the following equations hold wherever :
where ∇ is an arbitrary element of [∇]. Moreover, we require that if there are regions of L in which , then the quantity ρ−1∇nTna converges as such a region is approached.
This is only well specified if the choice of ∇ is indeed arbitrary. The following proposition shows that this is, indeed, the case.
Proposition 2. Let 〈L, [∇], Tab〉 be a model candidate for Maxwell gravitation, and consider any ∇, . Then the equations (12) hold with respect to ∇ iff they hold with respect to ∇′.
Proof. By proposition 1, , for some space-like field ηa such that . It follows that
First, from equation (13)
so equation (12a) holds with respect to ∇ iff it holds with respect to ∇′.
Second, we find that
Since , , where θn is any future-directed unit time-like field; it follows that .Footnote 11 So (12b) holds with respect to ∇ iff it holds with respect to ∇′.
Finally,
And so equation (12c) also holds with respect to ∇ iff it holds with respect to ∇′. QED
As with the two previous theories, wherever we can decompose Tab using (5). It is then straightforward to show that (12a) holds iff
does (i.e., the continuity equation carries over).
There is not a straightforward analogue of (6b) or (11b) for Maxwell gravitation (which is to be expected, given that Maxwell space-time lacks an absolute standard of acceleration). However, we can show that Maxwell gravitation determines the relative acceleration of the dynamical trajectories. That is, given a unit time-like vector field θa on a Maxwell space-time 〈L, [∇]〉, let λa be a connecting field for θa: a space-like vector field such that (where ℒθ denotes the Lie derivative along θa). Intuitively, we think of λa as joining integral curves of θa to “neighboring” integral curves. The relative acceleration of such neighboring curves is then given by
and has radial component (magnitude in the direction of λa)
where , for the spatial metric associated to θa.Footnote 12 These expressions are easily shown to be independent of the choice of , but they do depend on λa. If, however, we introduce three connecting fields , , and that are orthonormal to one another, then we can define the average radial acceleration of θa as the average of the three radial components,
It can then be shown that the average radial acceleration is independent of the choice of connecting fields ; indeed, we have
Proposition 3. Let θa be a unit time-like field on some Maxwell space-time 〈L, [∇]〉, and suppose that are three orthonormal space-like fields such that . Then for any ,
Proof. First, some straightforward algebra shows that for any connecting field λa,Footnote 13
Since the connecting fields are orthonormal (Malament Reference Malament2012, eq. [4.1.12]),
Therefore,
QED
Now observe that, given equation (15),
It follows that if Tab obeys equation (12b), then
In other words, Maxwell gravitation specifies the relative acceleration of trajectories (and characterizes them as having both a gravitational and nongravitational component).
5. Comparing Maxwell Gravitation and Newton-Cartan Gravitation
We now consider the relationship between Maxwell gravitation and Newton-Cartan gravitation. First, we say that a connection is compatible with a given Maxwell space-time 〈L, [∇]〉 if it is compatible with the Leibnizian substructure L of the Maxwell space-time and rotationally equivalent to the members of [∇]. We now prove an intermediate proposition, giving the relationship between different Newton-Cartan connections compatible with a given standard of rotation.
Proposition 4. Let 〈L, [∇]〉 be a Maxwell space-time, and let be any Newton-Cartan connection compatible with 〈L, [∇]〉. Then for any other connection , is a Newton-Cartan connection compatible with 〈L, [∇]〉 iff , for some space-like field ζa such that .
Proof. First, suppose that for such a field ζa. That it is compatible with L is immediate. And for any time-like θa,
So clearly, iff ; that is, and are rotationally equivalent. It remains to show that satisfies the homogeneous Trautman conditions (9). Applying the standard condition relating two Riemann tensors (Malament Reference Malament2012, eq. [1.8.2]), we obtain
Hence
Next, suppose that . A straightforward computation (together with the twist freedom of ζa) yields
The converse half of the proof is adapted from Weatherall (Reference Weatherall2015). Suppose that is a Newton-Cartan connection compatible with 〈L, [∇]〉. Since and are both compatible with L, there is some antisymmetric tensor field κab such that (Malament Reference Malament2012, proposition 4.1.3). Now let θa be some unit time-like field such that (some such field is guaranteed to exist, since obeys the homogeneous Trautman conditions; see Malament Reference Malament2012, proposition 4.3.7). Using the fact that , we can show that κab = 0, and hence that for some space-like field ζa (see Weatherall [Reference Weatherall2015, 91] for details of the computation).
It remains to show that ζa is twist-free. By using equation (24), we obtain
So by exchange of indices, and applying the second homogeneous Trautman condition,
Since , . QED
We can now explore the relationship between Maxwell gravitation and Newton-Cartan gravitation. The relationship is limited in an important way: we can establish a correspondence between the models of Maxwell gravitation and those of Newton-Cartan gravitation only in the case of an everywhere nonvanishing mass density. However, each such model of Newton-Cartan gravitation is naturally associated with a unique such model of Maxwell gravitation and vice versa. This provides a sense in which the two theories might be regarded as equivalent over the nonvanishing-mass sector, since the mutual pair of associations might be regarded as showing how the two theories are intertranslatable with one another (cf. Glymour Reference Glymour1970, Reference Glymour1977; Barrett and Halvorson Reference Barrett and Halvorson2016).
Proposition 5. Let 〈L, , Tab〉 be a model of Newton-Cartan gravitation such that at all points in L, . Then there is a unique standard of rotation [∇] such that is compatible with [∇], and 〈L, [∇], Tab〉 is a model of Maxwell gravitation.
Proof. First, define [∇] as consisting of all and only those connections that are flat and that are rotationally equivalent to . By the Trautman recovery theorem, there is at least one such connection, so [∇] is nonempty. Hence, it is indeed a standard of rotation with which is compatible—and it is manifestly unique in this regard.
It remains to show that 〈L, [∇], Tab〉 is a model of Maxwell gravitation. Let ∇ be an arbitrary element of [∇]. The connection ∇ is a Newton-Cartan connection,Footnote 14 and is evidently compatible with [∇], so by proposition 4, for a space-like ζa such that . Since and ∇ are rotationally equivalent, we also have that . By equation (10b),
So first, the fact that ζa is space-like entails that (12a) is satisfied.
Second, from (10a) and the standard equation relating curvature tensors for different connections, we obtain
Since , it follows that equation (12b) is satisfied.
Finally,
So equation (12c) is satisfied. QED
Proposition 6. Let 〈L, [∇], Tab〉 be a model of Maxwell gravitation such that at all points in L, . Then there is a unique Newton-Cartan connection compatible with 〈L, [∇]〉 such that 〈L, , Tab〉 is a model of Newton-Cartan gravitation.
Proof. First, we show existence. Let ∇ be an arbitrary element of [∇], and define
Then is a Newton-Cartan connection compatible with 〈L, [∇]〉. For this, given proposition 4, it suffices to observe that ρ−1∇nTna is a space-like field that is twist-free (by eqq. [12a] and [12c]).
Further, 〈L, , Tab〉 is a model of Newton-Cartan gravitation. First, from equations (12a) and (12b),
So equation (10a) is satisfied. Second,
where we have used equation (12a). So equation (10b) is satisfied.
We now prove uniqueness. Suppose that and are two Newton-Cartan connections, compatible with [∇], such that . By proposition 4, , where . But then by equation (13), . So by supposition (and the fact that ), , and so . QED
6. Constructing Space-Time
Let us take stock. On the face of it, a model of Maxwell gravitation 〈L, [∇], Tab〉 might be imagined to have strictly less structure than a model of Newton-Cartan gravitation 〈L, , Tab〉: the latter has all the same stuff that the former has but also includes a standard of acceleration. What proposition 6 shows is that—in the case that ρ is nowhere vanishing—there is a sense in which this appearance is misleading, since the “extra” structure (the standard of acceleration) can be defined from the other structure in the model: the standard of acceleration is defined as that according to which the net gravitational acceleration of the matter encoded by Tab is zero.
Note that we do need to represent the matter by a mass-momentum tensor (rather than just a mass density) if this reconstruction is to work: a mere mass density does not carry enough information to fix a standard of acceleration, that is, to determine a unique Newton-Cartan connection.Footnote 15 For example,Footnote 16 let 〈L, , Tab〉 be some model of Newton-Cartan gravitation, and consider the structures 〈L, , ρ〉 and (with ), where in some coordinate system (t, x, y, z) adapted to L,
One can show that both structures satisfy equation (10a) (the satisfaction of eq. [10b] does not arise), and clearly, both structures give rise to the same standard of rotation, and so both correspond to the same Maxwell-space-time-based structure 〈L, [∇], ρ〉.
Now, compare the possibility of reconstructing a model of Newton-Cartan gravitation from a model of Maxwell gravitation with an observation made by Pooley (Reference Pooley2013, sec. 4.5). He notes that the presentation by Earman and Friedman of Newtonian space-time as 〈L, ∇, Aa〉 (where Aa is the time-like vector field representing absolute space) has a certain redundancy: 〈L, Aa〉 has the same structure, in the sense that the derivative operator ∇ may be defined from the structure of L and Aa. One way of thinking about proposition 6 is as showing that a Newton-Cartan model 〈L, , Tab〉 (in which everywhere) carries a similar form of redundancy: provided we know the standard of rotation associated to , and provided we know the character of Tab, we can “fill in the blanks” to reconstruct itself.
That said, there are two important differences between this case and the case raised by Pooley. The first is that in the example of Newtonian space-time, we note that a piece of spatiotemporal structure (the connection) may be defined in terms of other pieces of spatiotemporal structure (the Leibnizian space-time structure, plus the structure of absolute space). By contrast, here we have a piece of spatiotemporal structure (the standard of acceleration) being defined in terms of spatiotemporal structure (the Maxwellian space-time structure) and nonspatiotemporal structure (the mass-momentum tensor). This gives us a better handle on the question of whether acceleration is absolute or relative in the context of Newtonian gravitation. To claim that acceleration is relative in Maxwell gravitation would mean taking the space-time structure in a model 〈L, [∇], Tab〉 to be given by the Maxwell space-time 〈L, [∇]〉, rather than by the Newton-Cartan structure 〈L, 〉 definable within the model. In favor of this interpretation, note that L and [∇] are the only primitive geometrical structures in any model of Maxwell gravitation, so on a view that identifies space-time structure as just the primitive geometrical structure of a theory, it would be very natural to read this theory as having merely relative acceleration.Footnote 17 But, if one has a different conception of space-time structure, then it may well be that the Newton-Cartan connection is properly identified as spatiotemporal structure—the fact that it is derived from material dynamical structures (i.e., Tab) notwithstanding. In particular, Knox’s (Reference Knox2014) “space-time functionalism” holds that the space-time structure in a theory is whatever structure encodes the relevant notion of inertial frame in that theory. There are good grounds for thinking that this role is played by the Newton-Cartan connection—and hence, for the space-time functionalist to maintain that acceleration in Maxwell gravitation is absolute. Thus, this case provides a useful (although admittedly partial) illustration of the so-called dynamical approach to space-time geometry (Brown Reference Brown2005; Stevens Reference Stevens2015) in which one seeks to characterize space-time geometry as a codification of the behavior of dynamical structures.Footnote 18
The second (perhaps related) distinction is that such a unique reconstruction is always available in the Newtonian space-time case,Footnote 19 whereas unique reconstruction is here only guaranteed by requiring the nonvanishing of the matter—in effect, by requiring that there be sufficient material structure to everywhere “probe” the spatiotemporal structure.
What happens when the matter distribution does vanish in some regions, then? In such a case, we are still able to construct a Newton-Cartan connection, but, in general, the connection will not be unique. For example, consider the case in which . Trivially, 〈L, [∇], 0〉 is a model of Maxwell gravitation, but we can show that 〈L, ∇, 0〉 and 〈L, (∇, (∇aɸ)tbtc), 0〉, where and ɸ is as in equation (31), are both models of Newton-Cartan gravitation for which . However, these models are distinct (nonisomorphic): the connection (∇, (∇aɸ)tbtc) is not flat (but merely has a vanishing Ricci tensor).
Bearing this in mind, consider the following remarks of Saunders: “What of possible worlds, and distinctions among them drawn in [Newton-Cartan gravitation], invisible to ours? Take possible worlds each with only a single structureless particle. Depending on the connection, there will be infinitely many distinct trajectories, infinitely many distinct worlds of this kind. But in [Maxwell-gravitation] terms, … there is only one such world—a trivial one in which there are no meaningful predications of the motion of the particle at all. Only for worlds with two or more particles can distinctions among motions be drawn” (Reference Ashtekar, Howard, Renn, Sarkar and Shimony2013, 46–47). We have now seen how to extend this observation to a field-theoretic formulation of Newtonian gravitation: in general, there are distinct but “materially identical” models of Newton-Cartan gravitation (such as 〈L, ∇, 0〉 and 〈L, (∇, (∇aɸ)tbtc), 0〉), which will correspond to a single model of Maxwell gravitation.
The natural next question is whether Saunders is correct that the extra structure of Newton-Cartan gravitation compared to Maxwell gravitation is “surplus.” Consider a pair of such materially identical models M, M′ of Newton-Cartan gravitation. The only difference between M and M′ concerns the nature of space-time in empty regions. So, at issue is whether such a difference constitutes an empirical difference. It turns out, however, that this is not a clear-cut question, for one can find (intuitively plausible) criteria of empirical equivalence that generate different answers. On the one hand, M and M′ agree with respect to all material structure: thus, the full collection of every piece of observational data regarding M is identical to that regarding M′. On the other, it is not straightforwardly the case that M and M′ agree on the content of all possible observations. For although there is not (in fact) any matter in the empty regions, there could have been, and were such matter to have been introduced, the motions that it would have made would suffice to empirically discriminate between M and M′ (or to rule them both out in favor of some third alternative). More generally, the distinction at issue is whether unactualized dispositions may properly be considered as empirically respectable properties.Footnote 20
Finally, I turn to comparing the analysis given here with the (related) account of Weatherall (Reference Weatherall2015). One difference is with regard to the framework: Weatherall’s analysis represents the source matter via a mass density ρ and considers what kinds of trajectories for test particles would be permissible for such a mass density. By contrast, the analysis above uses the mass-momentum tensor Tab to represent matter that is simultaneously source and test: in the Newton-Cartan theory, for instance, equation (10a) encodes Tab’s role as source matter, and equation (10b) encodes its role as test matter. Moreover, the only dynamics in play in Weatherall’s paper is that of gravitation.
Within this framework, Weatherall characterizes the dynamically permissible trajectories (for a given mass density ρ on Maxwell space-time) as follows. First, observe that given a Maxwell space-time equipped with a mass density, 〈L, [∇], ρ〉, for any , there exists a space-like vector field Ga such that 〈L, ∇, ρ, Ga〉 satisfies equations (3a) and (3b). Given such a Ga, the allowed trajectories are then all and only those curves whose tangents satisfy
Note that the choice of Ga (for a given ∇) is not unique, and not just in the manner captured by the gravitational gauge symmetry (7): for instance, given a scalar field ɸ of the form (31), then 〈L, [∇], ρ, 〉 will also satisfy (3a) and (3b) but will pick out a different set of allowed trajectories, where the two sets of trajectories do not even agree on the relative accelerations of bodies (and hence, correspond to distinct Newton-Cartan connections).
The models of gravitation on Maxwell space-time are then identified as follows: 〈L, [∇], ρ, {γ}〉 (where {γ} is a set of time-like curves on L) is a model iff (i) for any , there is some space-like field such that 〈L, ∇, , ρ, {γ}〉 satisfies equations (3a), (3b), and (32) and (ii) {γ} is appropriately maximal; that is, if γ′ is a curve such that (with respect to any ), then . Note that these conditions do not quite line up with Maxwell gravitation as I have defined it, even allowing for the difference in framework: Weatherall’s approach does not encode a continuity equation. More significantly, each model is equipped with all the allowed trajectories for test particles, even in empty regions (i.e., regions in which ).
Weatherall’s key result is then as follows (where I have modified his notation, to match that used in this article):
Let {γ}ρ be the collection of allowed trajectories for a given mass distribution ρ in Maxwell-Huygens [i.e., Maxwell] space-time 〈L, [∇]〉. … Then there exists a unique derivative operator such that (1) {γ}ρ consists of the timelike geodesics of and (2) 〈L, 〉 is a model of Newton-Cartan theory for mass density ρ. (Weatherall Reference Weatherall2015, proposition 4)
One word of warning: speaking of the collection of allowed trajectories for a given mass distribution (in a Maxwell space-time) is a little infelicitous since—as discussed above—a mass density on Maxwell space-time does not fix a unique collection of allowed trajectories for test particles. So it would be better to speak of a collection of allowed trajectories.Footnote 21
Now, to facilitate the comparison between this and proposition 6, recall that (in the contexts in which ; i.e., the contexts in which proposition 6 applies) we can decompose the mass-momentum tensor into a vector field ξa and a stress tensor σab, and if σab vanishes (i.e., in the absence of nongravitational interactions) the reconstructed connection is that according to which the integral curves of ξa are geodesics. So whereas Weatherall’s observation is that a full collection of dynamically allowed trajectories is sufficient to pick out a unique Newton-Cartan connection, proposition 6 shows that a single congruence of such trajectories is sufficient. This makes Weatherall’s result slightly less strong than proposition 6, at least in the context of nonvanishing ρ: it is a generic feature of differential geometry that a connection is uniquely identified by its geodesics, whereas it is not typically the case that a single congruence of geodesics is sufficient.Footnote 22 (It suffices in the context of proposition 6 only because of the further requirement that the Newton-Cartan connection be compatible with the background Maxwell space-time.) That said, because Weatherall’s approach also includes the trajectories for test particles in empty regions, a model of Newton-Cartan gravitation can always be reconstructed from a model of Weatherall gravitation, even if there are empty regions.
Weatherall argues that this result shows that Saunders has made an error here: “[The proposition above]—at least as I interpret it here—reveals a certain inadequacy in Saunders’s account. Saunders insists that there is no privileged standard of acceleration in Maxwell-Huygens space-time. … Nonetheless, it turns out that once one takes the dynamically allowed trajectories into account, one can define a standard of acceleration, namely, the unique one relative to which the allowed trajectories are geodesics” (Weatherall Reference Weatherall2015, 89–90). Of course, Weatherall’s technical claim here is quite correct, but I suggest that the technical claim does not quite capture what Saunders has in mind. From Saunders’s remarks, it seems clear that he is not including all dynamically allowed trajectories as part of the empirical content of the theory; rather, he is including only the actual trajectories, the actual motions of matter. In other words, the disagreement between Saunders and Weatherall is essentially that already discussed, over what the most appropriate criterion of empirical equivalence between models of Newton-Cartan gravitation is. Saunders appeals to the former criterion (where empirical equivalence means agreement with respect to material structure) and so concludes that Newton-Cartan gravitation draws distinctions without differences; Weatherall appeals to the latter criterion (where empirical equivalence requires agreement about the counterfactual motions of hypothetical test particles) and so denies that Newton-Cartan gravitation draws distinctions without differences.Footnote 23 Insofar as Maxwell gravitation does collapse those distinctions, it—rather than Weatherall’s theory—represents the natural extension of Saunders’s remarks to the field-theoretic context.
Finally, even apart from these differences over which class of models is picked out, there is also (I claim) a value to having equations that more simply and directly pick out the models. In particular, it helps us see a little more clearly the reason why the theory may be set on Maxwell space-time but not on anything weaker. If the game is just that of picking out a certain class of models, then we can set a gravitational theory on Leibniz space-time just as easily as on Maxwell space-time. For consider the following theory, of “Leibniz gravitation”: a triple 〈L, ρ, {γ}〉 is a model of Leibniz gravitation iff for some ∇ compatible with L, there is some space-like field Ga such that 〈L, ∇, Ga, ρ, {γ}〉 is a model of Galilean gravitation, and (ii) {γ} is appropriately maximal. We can prove a reconstruction theorem for Leibniz gravitation of just the same sort as Weatherall gravitation: given any model of Leibniz gravitation 〈L, ρ, {γ}〉, there is a unique derivative operator such that 〈L, , ρ, {γ}〉 is a model of Newton-Cartan gravitation.Footnote 24
Yet Leibniz gravitation is a blatant pseudotheory—“arrant knavery,” as Belot (Reference Belot2000, 571) rightly derides it. Why is it knavery? I say: because we cannot give any set of equations, formulated in terms that refer only to the structure of Leibnizian space-time, that picks out those models. This is not to say that there is not a distinction between the forms of Leibniz gravitation and Weatherall gravitation: in Leibniz gravitation, rather than universally quantifying over connections compatible with the background structure, we existentially quantified over them. My claim is just that the fact that Maxwell gravitation is a legitimate theory, whereas Leibniz gravitation is not, can be hard to see when both are presented merely as classes of models. By contrast, if we insist that the class of models be picked out by a set of equations, then we can more easily keep ourselves honest.Footnote 25