Historians of the Russian Empire and the Soviet Union are discovering the problem of race for themselves. Sporadic attempts in the past to find a place for “race” in Russian and Soviet historical narratives got little traction within the field.Footnote 1 Now the impetus clearly comes from outside, raising awareness about possible forms in which structural racism may reveal itself within our own professional community and inspiring hope that adapting “race” as a topic and a framework in research and teaching can enhance the relevance of our field in general. I contend, however, that this political impetus can produce lasting and meaningful results only if it generates momentum for deeper methodological reflection. In 2010, when AAASS changed its name to ASEEES, the rejection of the Slavic- and Russo- centrism was not accompanied by a basic reevaluation of the political and epistemological foundations of exclusion and inclusion that structure our disciplinary boundaries and approaches. We did not have a broad discussion about the categories of difference, including race, that could analytically queer, hybridize, and diversify what used to be designated as “Slavic” or “Russian” studies. My hope is that this time around, the discovery of “race” as a useful category of analysis will be accompanied by a thorough epistemological critique of the existing canons and paradigms, and as a result “race”—to paraphrase Geoff Eley's remark about “gender”—will be able to “swiftly graduate from being a ‘useful category of historical analysis’ into a necessary one, whose benefits promise a higher form of understanding.”Footnote 2 Therefore, my question in this essay is twofold: Why, until recently, has our field remained so reluctant to engage racial epistemology, and what “higher form of understanding” does “race” offer to students of Eurasia?
In my book Homo Imperii: A History of Physical Anthropology in Russia (2013), I attempted to answer the second part of the question by showing that “race” served as one of the languages of imperial self-reflection and modernization. Various actors from above and from below embraced it and adapted to their specific imperial situations. “Race” as a language of imperial modernity relied on the authority of science. Racialization helped to anchor population groups in longue durée “objective” structures, nominally differentiated as cultural or biological but in practice always hybrid. Populations were mentally assembled into ontologized, objectified, and knowable groups, which could be further managed through scientific politics. The language of race was globalizing; it enabled comparisons and hierarchies. In the Russian empire, the role of “race” was especially pronounced as a language of social critique of the “archaic” empire, framing the calls for both the empire's modernization (along the liberal “empire of knowledge” or the empire-of-nations model) and anticolonial resistance through collective self-racializing. This was due to the dynastic regime's reluctance to embrace race as an official idiom of empire, instead relying on categories such as mother tongue, social estate, or regional belonging. As I show in my new book project, “A Race for the Future: Scientific Visions of Modern Russian Jewishness” (due Fall 2022 from Harvard UP), this political asymmetry encouraged self-racializing as a subaltern strategy for disentangling one's national body from the imperial mix and resisting empire as an “unnatural” formation that hampered the “authentic” development of “natural” nations.Footnote 3 Vladimir (Ze΄ev) Jabotinsky, a leading representative of the racializing trend in Russian Zionism, clearly articulated these oppositions in 1903: “Natural factors produce race. A complex, roaring mishmash of economic factors distorts and changes racial traits to such an extent that the impact of race historically disappears. . . . However, if progress eventually brings some order into this maelstrom of multiple and diverse economic interests . . . then the race principle, which hitherto has been overshadowed by other influences, will draw itself up and blossom.”Footnote 4
When political, cultural, and scientific debates of the turn of the century are viewed from this perspective, they reveal a common underlying rhetorical repertoire aimed at the denaturalization and delegitimization of empire. As in the quote above, it included references to primordial purity and authenticity framed by scientific concepts of evolutionism and kinship and expressed in rigid identity categories.Footnote 5 Hybrid, situational, layered, and even local forms of belonging were rejected on scientific, political, and aesthetic grounds. Take Jabotinsky, who formulated a basic colonial dilemma common to all non-Russian intellectuals in the Russian Empire—whether Ukrainian, German, or Georgian—as the dilemma of provincialism, nature, and purity versus metropolitan position, urbanity, and hybridity. In his polemical texts, the non-Russian cultures in the empire stood for a “village,” a remote provincial nook, and the act of abandoning this village was described as migration to a big colonial urban metropolis symbolically designated as Rome: “Every mediocre man prefers Rome to a village.”Footnote 6
Such discourses of coloniality and purity generated responses that went far beyond the conventional ideological repertoire. Thus, one commentator noted the rejection of mimicry in Jabotinsky's critique of Jewish self-betrayal: “You [Jews] are very able, but any village boy can dance the Kamarinskaya [Russian folk dance] better than you. Hence, here is my advice for you: Do not grimace, stay true to yourself the way nature and your long history created you.”Footnote 7 Being a natural product of his racial base and national soil, the dancing Russian village boy was an apt metaphor for non-Russians’ participation in Russian culture as futile mimicry (grimacing, aping). Jabotinsky kept addressing his followers and opponents with challenging statements and images like the Jewish “mimic man,” that required intellectual and emotional investment to be properly understood. “From the days of Bar Kokhba we have not actively participated in our history,” Jabotinsky wrote in 1904. The modern Jew was “no self” (ne ia), and “one has to wash out the alien layer of him to get to his ‘self.’”Footnote 8
The imperative of authenticity had an intellectually paralyzing effect on those whose identifications were hybrid (“Russian Jew”) or who did not want to streamline and modernize them (to cease being Muslims or southern Russians and become Tatars or Ukrainians). For example, Vladimir (Waldemar) Bogoraz (Tan), a Jew and Russian writer, populist, exile, and ethnographer, felt helpless: “I cannot reject my double nature. To what extent I am Jewish, and to what extent I am Russian—I myself do not know. If you want to find out, carve out my heart and weigh it.”Footnote 9 Bogoraz (Tan) was not new to the concept of race, discourse of purity, and politics of nationalism, but he preferred to safely apply “race” to the primitive Siberian natives as objects of his benevolent evolutionary ethnography and to speak of racism in connection to Russian nationalism of the imperial authorities. As a reporter for the liberal newspaper Russkie vedomosti at the trial that followed the 1903 pogrom in Gomel΄, Bogoraz interviewed Ivan Kotliarevskii, the chair of the special tribunal and one such modern Russian nationalist. “Jewish assimilation does not exist,” Bogoraz reported Kotliarevskii's words, and continued:
Anthropology denies it; it teaches that in the course of four thousand years, the Jewish type has remained unchanged. . . . “I also read Renan,” Kotliarevskii remarked with modesty. Nothing has changed from ancient times. Jews were always an alien element amid other peoples. Neither schools, nor Russian language and literature, nor aspirations of Jewish youth for higher education can help this. Jewish nationality [lies] deeper than the language.
“But you [sound like] a Zionist!” I responded involuntarily (1904).Footnote 10
Bogoraz rejected the language of racial groupness as embraced by both antisemites and Zionists, even though the former subscribed to a hegemonic vision of Russian nationalism whereas the latter shared in the anticolonial nationalism of the oppressed. At the same time, he lacked an alternative idiom of modern groupness that would be suitable for the time of rising mass politics in the empire that encouraged nationalism from below and from above. His discourse embodied what Jodi Byrd has described as “colonial cacophony,”Footnote 11 whereas the power of Jabotinsky's discourse rested in the “claim by the colonized that their world is fundamentally different. The colonial world is a Manichaean world.”Footnote 12 Bogoraz's reaction to this pressure was telling. He protested Jabotinsky's binary opposition between the central/Russian (“a wide and bright hall”) and the provincial/Jewish (“dark corner”): “You want to set up a new closet [for us].” To Jabotinsky's argument that racial animosity is normal when nations cannot pursue “normal national life,” Bogoraz retorted: “I do not feel the desire to take revenge on the Odessa tramps [bosiaki] and Volhynia soiuzniki [members of the nationalist Union of the Russian People]. They are not to blame; the demons inside them are to blame. . . . ‘Father, forgive them, for they know not what they do.’”Footnote 13 Bogoraz's reactions were revealingly centered on the issue of the individual agency and responsibility of those whom he perceived as passive victims of racism and nationalism projected by the authorities. Jabotinsky, to the contrary, insisted that all racial/national groups that he imagined as populating the agonistic imperial political field were embracing collective agency and responsibility as a precondition for political citizenship by overcoming subalternity and purging their inner imperial hybridity. Decades later Frantz Fanon summarized the goal of such a purge in one aphoristic sentence: “Decolonization unifies this world by a radical decision to remove its heterogeneity, by unifying it on the grounds of nation and sometimes race.”Footnote 14
In the early Soviet context, racializing continued to perform a similar function of modernizing groupness along the guidelines of modern sciences and validating local national projects so that they could be incorporated into the Bolshevik evolutionist “affirmative action empire.”Footnote 15 Race-thinking also helped to naturalize social class (consider concepts such as “class origin” or the stigma of parents’ class belonging) and objectify Soviet biopolitics as a version of the postcolonial purge. Recent studies have traced the roots of the central late Soviet biosocial category of groupness, etnos, which included somatic elements usually coded as “race” and anchored ethnicity in a biological genealogy, to the same turn-of-the-century moment of intensive and comparative reflection on the nature of imperial diversity as an impediment to modernization or as its “natural condition.”Footnote 16 The Jabotinsky–Bogoraz example illustrates the fundamental conflict that turn-of-the-century political, intellectual, and social dynamics made apparent—the typical “tension of empire” between the empirical reality of irregular human diversity and the scientific and political ideal of neatly bounded homogeneous collectives, framed in the categories of universal western modernity.Footnote 17 Exploring “race” from this perspective means engaging in a Foucauldian archaeology of race-thinking by identifying the conditions of possibility of knowledge that enabled certain types and forms of social imagination.
The ubiquity of race in Russian history and the multiplicity of its political meanings in various circumstances can be accurately explained only by resorting to the concept of empire as a context-setting category.Footnote 18 Depending on an imperial situation, “race” can be a weapon of the weak or an instrument of oppression and exclusion, or both at the same time, because race is a language and narrative in need of deciphering rather than a self-evident framework. Moreover, scholars in our field explore “race” that did not always connote color or any visible physical difference, and did not derive its authority from the support of the confluent centers of political power and modern knowledge production, which did not always coincide in the Russian empire. The discovery of “race” thus becomes tantamount to the rediscovery of Eurasia as an imperial space—irregularly hierarchical and heterogeneous, characterized by the politics of exceptionalism and a constant renegotiation of differences. Taking empire seriously as a context-setting category for the history of Eurasia turns “race” from a “useful category of historical analysis” into “a necessary one, whose benefits promise a higher form of understanding” (Eley).
So, what prevented this seemingly obvious development from happening earlier? Among various possible explanations I would single out one—the divergence between the “imperial” and “modernity” paradigms in Eurasian studies. I can address this problem here only sketchily and only inasmuch as it concerns “race.”
Since the 1990s, “Russian” studies has pursued two main directions of conceptual innovation: through critical and creative adaptation of the Foucauldian modernity paradigm and through the deconstruction of “Russia” as an imperial formation. Laura Engelstein's daring Keys to Happiness launched the debate about Russia's “combined underdevelopment” and politics of expert modernity.Footnote 19 A pathbreaking contribution to the field, the book was characteristically blind toward empire as a formative context for the “underdeveloped” Russian modernity. To take just one example: Engelstein's innovative gender-centered discussion of the physician Praskovia Nikolaevna Tarnovskaia's anthropological study of Russian female murderers and prostitutes (a “Russian” contribution to the European canon of criminal anthropology) entirely overlooked Tarnovskaia's obsessive concern with race. Tarnovskaia's struggle to ensure the homogeneity of her “material in terms of race” remained unnoticed and hence irrelevant for the book's argument.Footnote 20 Unlike Tarnovskaia, Engelstein treated peasants as a unified object of projections by modern experts in a not-quite modern state.
Since then, empire-blindness has never been truly overcome or reflected upon by representatives of the “modernity school.”Footnote 21 A more recent revision of Engelstein's original argument by Daniel Beer in Renovating Russia is emblematic of this selective vision.Footnote 22 In his rich and important book, Beer issues a call to fully appreciate the disciplinary power of late imperial biomedical discourses and experts and their influence on the Bolshevik version of modernity. He never questions the imperial/colonial/subaltern positionality of these “experts,” however, and the objects of their biopolitics. For example, one of Beer's protagonists is the Kiev University neurology professor, Ivan Sikorsky, an advocate of modern population politics who was interested in uplifting the peasant population through sanitizing measures and psychiatric control. Beer does not expose this Foucauldian expert as a leading representative of modern Russian racial nationalism, who advocated transformation of the old empire into a nation-state surrounded by inferior colonial peripheries. To this end, Sikorsky developed racial hierarchies and biopolitical mechanisms of consolidation of the racially uniform Russian metropole segregated from territorially contiguous colonies. He argued that the time had come to do away with the archaic imperial arrangement in the name of the “Russian people and the state created by this people.”Footnote 23 This inevitably meant a clash with competing visions of Russian imperial or nationally non-Russian modernity that informed approaches by many other protagonists of Beer's book. From the modernity paradigm perspective, however, these semantic-producing contexts remain invisible. Thus, Beer identifies in Sikorsky's studies of “mental” epidemics among Russian peasant sectarians a typical liberal trope of peasant backwardness. His otherwise nuanced analysis misses the imperial psychiatrist's main agenda: to selectively construct the boundaries of a Russian racial/national norm and protect it from “mentally contagious” (and hence not quite “Russian”) sectarians.
The empire-blindness of the modernity paradigm is not accidental and exposes its roots in the Foucauldian concept of modernity. Its subsequent “rerouting” by Ann Stoler “through the history of empire” that allowed “race” to be reincorporated into the original Foucauldian design passed over the modernity school in our field.Footnote 24 Similarly, the modernity school never seriously engaged with the imperial “strategic relativism” thesis that problematizes monological explanatory narratives in the imperial situation.Footnote 25 James Clifford's exposure of Foucault's “scrupulous ethnocentrism” and Stoler's critique of the “metropolitan” view of modernity by locating its shaping “outside those forced fields in which imperial knowledge was promoted and desiring subjects were made” contributed to the imperial turn in Eurasian studies and their direct engagement with postcolonial critique but not the modernity school itself.Footnote 26 Therefore, it comes as no surprise that the new take on empire as an idiom of irregular diversity was missed by a field still largely defined by the “strategic essentialism” of the modernity paradigm. Even Jane Burbank's “imperial rights regime” model, highly influential in comparative studies of imperial subjecthood and citizenship, does not seem to resonate with the scholars of legal history in Russian studies.Footnote 27 Vera Tolz's or my own works on race as an important imperial semantic field in need of thorough contextualization coexist with the Sonderweg approach, especially strong when it comes to “race,” which appears consonant with the empire-blindness of the modernity school. Regardless of the accumulated body of historical scholarship on “race” and the general consensus in contemporary humanities and critical theory,Footnote 28 the conversation in our field is still often structured by the artificial segregation of cultural and biological categories of groupness, and Russian and Soviet modernities are still often interpreted as race-free (“archaic” empire and regime operating through social idioms).Footnote 29 Due to this lack of dialogue between the imperial and modernity “schools,” Russian history continues to be defined, to borrow Dipesh Chakrabarty's classical formula, “in terms of lack, of absence, or an incompleteness that translates into ‘inadequacy.’”Footnote 30
The predicament of the modernity school's strategic essentialism is even more pronounced in the historiography of the Soviet period. Until recently, Soviet proletarians “spoke Bolshevik” in historical studies only in Russian, only in one register (Soviet/class consciousness), and only in the subjectivity language supplied to them by the Soviet expert regime in Moscow. Empirically, the inadequacy of this reading of the Soviet past is obvious, and the ambiguity of “class,” “gender,” “nationality,” and “race” in the Soviet context requires an approach informed by the strategic relativism for an accurate rendering of the complex Soviet society in flux. But methodological work toward this end has been inconsistent. Peter Holquist's groundbreaking exploration of the birth of modern population politics within the ranks of educated elites of the Russian imperial army has generated interest in the culture of statism and the persistence of “expert modernity” from the Russian empire to the early Soviet Union. However, Holquist's original sensibility toward imperial societal complexity and diversity has been lost along the way.Footnote 31 The recent centenary of the Revolution of 1917 generated a stream of publications discussing its various aspects, but not its imperial character (along the lines of Jerry Adelman's “imperial revolution” paradigm).Footnote 32 Terry Martin's and Francine Hirsch's pioneering studies of Soviet nation-building inspired massive scholarship on the dialectics of imperial (universalist, supranational) and national in the Soviet project.Footnote 33 These, however, did not have the effect of destabilizing the very conceptual apparatus that is used to account for Soviet modernity. No wonder our field is losing scholars who specialize in Central Asia or the Baltics as they tend to ally themselves with Ottomanists, students of Muslim modernity, or eastern Europeanists––the fields more open to postcolonial questioning of their analytical categories, to decentering the metropole, and deconstructing Russocentric canons of “Russian” history and literature (often exhibiting the same empire-blindness from another extreme, by completely ignoring the context of the Russian Empire as irrelevant).
To reassemble the crumbling field of Eurasian studies on a new common basis, an analytical reincorporation of empire as a context-setting category is needed. With it, “race” would acquire a legitimate place as a category of practice and a category of analysis that helps us to understand the social, cultural, and political dynamics of a complex imperial formation that we collectively explore.