Constitutional framework for IHL treaties in Peru
Peru is a party to most international humanitarian law (IHL) treaties, including the four Geneva Conventions of 1949Footnote 1 and their two Additional Protocols of 1977.Footnote 2 It has also ratified the International Convention for the Protection of All Persons from Enforced DisappearanceFootnote 3 and the Convention on Cluster Munitions.Footnote 4
In accordance with the Political Constitution of Peru, all treaties ratified by the State and in force are part of domestic law.Footnote 5 Although the Constitution does not specifically mention IHL treaties or the rights that derive therefrom, Article 55 stipulates that such treaties are part of domestic law provided they have been ratified by Peru and are in force.Footnote 6 Moreover, in accordance with the “open rights clause” set out in Article 3,Footnote 7 the Constitution does not exclude rights deriving from Peru's IHL obligations, on the grounds that they are based on the principle of human dignity. It can therefore be affirmed that IHL and human rights treaties ratified by Peru are part of the country's domestic legislation and that the rights set forth in those treaties are recognized by the Constitution.Footnote 8
In its Fourth Final and Transitory Provision, the Constitution also stipulates that the rules governing the rights and liberties recognized therein should be interpreted in accordance with the Universal Declaration of Human RightsFootnote 9 and with the relevant international treaties and agreements ratified by Peru. Article V of the Preliminary Title of the Constitutional Procedural Code further supports this interpretation of the law.Footnote 10 It is precisely these considerations that underpin the rulings of the Constitutional Court, stressing the need to investigate and punish alleged perpetrators of grave breaches of IHL and international human rights law, which are defined as crimes under international law.Footnote 11
The Constitution and Peruvian legislation thus consistently establish that the country's obligations under IHL and human rights law are part of domestic law. Similarly, the rights and liberties guaranteed by the Constitution and domestic legislation should be interpreted in light of the relevant instruments of international law, as recognized in various decisions handed down by the Constitutional Court.
Given that IHL treaties are part of national law, it is the country's duty to implement and apply the content of such treaties; this facilitates the fulfilment of the CONADIH's objectives in the sense that it has to provide advice to the Executive Power to adopt and develop public policies taking into consideration IHL, based on the legal obligation to do so.
Establishment of the National Committee for the Study and Implementation of IHL
The National Committee for the Study and Implementation of International Humanitarian Law (Comisión Nacional de Estudio y Aplicación del Derecho Internacional Humanitario, CONADIH) was set up in 2001, pursuant to Supreme Resolution No. 234-2001-JUS, in order to promote the implementation of IHL treaties in Peru. CONADIH is an interdepartmental consultative body within the executive branch of government.Footnote 12 Its role is to conduct studies on and make recommendations for compliance with and development of IHL, monitor compliance with the provisions of IHL, and spread knowledge of the rules and principles of IHL.Footnote 13
The following were appointed as full members of CONADIH at its founding: the then Ministry of Justice, now the Ministry of Justice and Human Rights, which holds CONADIH's chairmanship and is in charge of its Technical Secretariat; the Ministry for Foreign Affairs, which holds its vice-chairmanship; the Ministry of Defence; and the Ministry of the Interior. The Office of the Ombudsman, the Office of the National Human Rights Coordinator, and the International Committee of the Red Cross (ICRC) were appointed as observers. Pursuant to Supreme Resolution No. 062-2008-JUS,Footnote 14 the Ministry of Education subsequently became a full member and the Congress of the Republic became an observer. The director for human rights, also the executive secretary of the National Human Rights Council,Footnote 15 serves as CONADIH's chairman and head of its Technical Secretariat. The Secretariat is tasked with providing assessment services and technical and operational support.
In 2012, as part of the Ministry of Justice's reorganization,Footnote 16 it was put in charge of all matters pertaining to human rights law.Footnote 17 In order to discharge this mandate, it set up a Vice-Ministry for Human Rights and Access to Justice in charge of formulating, coordinating, carrying out and monitoring policies.Footnote 18 In particular, the Vice-Ministry is in charge of approving guidelines for the dissemination and promotion of international humanitarian and human rights law at the national level.Footnote 19 The Vice-Ministry includes, among other bodies, the Directorate-General for Human Rights, which is tasked with drafting, proposing, directing, coordinating, evaluating and monitoring policies, plans and programmes for the protection and promotion of these bodies of law that could even affect and/or influence other government ministries and sectors.Footnote 20
During this reorganization, the Vice-Ministry was entrusted with the chairmanship of CONADIH (which previously fell under the director of human rights, who worked under the Vice-Ministry) and the Technical Secretariat was placed under the recently created Directorate-General for Human Rights. Since the Vice-Ministry has a broader scope of influence than the Directorates and a stronger political capacity to influence policy-making decisions within the Ministry, CONADIH was also asked to render opinions and advise the executive branch of government on the development of public policies, programmes, projects, plans of action and transversal strategies relating to IHL. Thus, CONADIH not only plays the role of advising the executive branch on IHL, but also has the power to intervene directly through the implementation of public policies. This reorganization provided CONADIH with a broader field of action than it had under the resolution through which it was first set up. The fact that its Technical Secretariat comes under the responsibility of the Directorate-General for Human Rights, which is the main body in charge of promoting and protecting IHL and human rights law, has also enabled CONADIH to obtain additional financial and human resources to support its work.
CONADIH's main activities
CONADIH has been entrusted with three main tasks. These can be summarized as adoption and implementation of IHL obligations, IHL dissemination, and further developing the law.
Adoption and implementation of IHL obligations
CONADIH focuses on two strategic aims. The first is to ensure that the provisions of IHL treaties become part of the Peruvian legal order; the second is to promote the implementation of those treaties through measures taken at the national level. In order to meet these objectives, CONADIH has listed the national measures related to IHL that should be adopted as a guide to contribute to the monitoring of the following topics. They are (not necessarily in order of importance): institutionalized protection for individuals; protection of property; means and methods of warfare; investigation and prosecution of IHL violations; and IHL training and dissemination.
With regard to its first aim, CONADIH is endeavouring to promote the ratification by Peru of Protocol Additional to the Geneva Conventions of 12 August 1949, and Relating to the Adoption of an Additional Protective Emblem (Protocol III), of 8 December 2005 (AP III).Footnote 21 To this end, it has endorsed a report drawn up by its Technical Secretariat detailing the conditions to be met for such ratification. It has also recommended that the report be submitted to Peru's Congress through appropriate channels, and has urged the government to take the necessary steps for such ratification.
As for the second aim – namely, to promote the implementation of IHL treaties – CONADIH has already (i) set up a working group to analyze and identify the provisions of international law protecting cultural property that should be incorporated into domestic law, prioritize those provisions, and develop and propose measures to that end; (ii) drafted legislation amending Peru's Criminal Code and its Code on Children and Adolescents in order to provide for punishment for the recruitment and enlistment of persons under the age of 18 by State armed forces, armed groups and private military or security companies; (iii) carried out a technical study on questionable legal aspects of Act No. 29166,Footnote 22 which lays down rules on the use of force by military personnel on Peruvian territory, and related regulations; and (iv) studied the possibility of incorporating specific provisions protecting cultural property during armed conflict into Act No. 28296, which lays down general rules on Peru's cultural heritage,Footnote 23 and its regulations approved through Supreme Decree No. 011-2006-ED.Footnote 24
IHL training and dissemination
Moreover, CONADIH has developed and promoted the teaching and dissemination of IHL. It has, for instance, organized an annual Miguel Grau IHL training course for the past nine years.Footnote 25 The course is designed by CONADIH's Technical Secretariat with support from the ICRC and has a duration of one week, with national and international speakers tackling both general and specific IHL subjects; these are chosen in relation to the national context and humanitarian concerns that need to be addressed in an interdisciplinary manner.
The aim of this course is to promote and facilitate IHL training for public-sector employees such as government staff, legal experts, military personnel and members of the national police force, as well as representatives of the Office of the Ombudsman and members of civil society involved in implementing IHL.
In 2012, the first Miguel Grau IHL course outside of Lima was held in Ayacucho, and a roundtable was held on the jurisprudence of the International Criminal Court and the protection of children in armed conflict, using the Lubanga case as an example. The second and third courses took place during 2014 in the Ancash and Cusco regions.
The focus of the ninth Miguel Grau course, held in 2014, was protection for civilians during armed conflict. For the first time since the course was launched in 2006, participants were able to participate in an online course for three weeks before attending live classes. During the distance-learning phase of the training, teachers supervised their work online, provided them with reading material and assessed their work in order to select those who would be invited to attend classes in person. The distance-learning phase of the training enabled participants to better prepare for the on-site phase by improving their basic knowledge of IHL.Footnote 26
Other activities recently undertaken on CONADIH's initiative include the international workshop “International Standards on the Use of Force”, which took place in Lima in November 2014; the first “macro-regional” course on IHL, with the participation of the Peruvian northern regions of Piura, Tumbes, Lambayeque, Cajamarca and Trujillo, held in Piura in 2013; and a course on the protection of cultural property in armed conflict, which was held in Lima at the end of 2013.
CONADIH has also issued publications and prepared teaching materials, such as compilations of international IHL instruments and of national measures for the implementation of IHL in Peru, to be used in its training and dissemination activities.
The dissemination activities and preparation of teaching materials have allowed CONADIH to position itself as a reference organization on IHL-related issues and international standards on the use of force in other situations of violence before national authorities outside of the Ministry of Justice. It has also sensitized some decision-makers that have participated in one of the above-mentioned activities to take IHL into consideration when designing and promoting public policy.
One of the examples of this strengthened relationship between IHL, CONADIH and other national authorities has been the recently approved National Plan for Education in Fundamental Rights and Duties, which was approved on 12 December 2014 through Supreme Decree No. 010-2014-JUS and will apply until 2021. It involves and obliges different sectors, such as the Ministries of Education, Defence and the Interior, and demands specific actions to be created for each of them so as to include training on IHL and international human rights law into all the existing levels and institutions of public education.
Further developing the law
CONADIH and the Directorate-General for Human Rights have submitted various reports and other documents to the United Nations and the Organization of American States (OAS), including: (i) a report concerning the resolution adopted by the OAS General Assembly in 2013 on “Promotion of and Respect for International Humanitarian Law”;Footnote 27 (ii) a report responding to a request for follow-up on the work of the 31st International Conference of the Red Cross and Red Crescent; and (iii) a report concerning the resolution adopted by the OAS General Assembly in 2011 on “Persons Who Have Disappeared and Assistance to Members of Their Families”.Footnote 28
Moreover, CONADIH took part in the Continental Conference of National Committees for the Implementation of International Humanitarian Law of the Americas held in San Jose, Costa Rica, from 10 to 12 August 2013. CONADIH also participated in the fourth and fifth Mariscal Antonio José de Sucre IHL course, organized by the National IHL Committee of Ecuador in Quito and in Guayaquil, respectively, on “Humanitarian Needs in Armed Conflict and in Situations of Violence Falling Below that Threshold” (14 to 16 November 2012) and “IHL Applicable in Armed conflict at Sea and on Waterways” (31 July to 3 August 2013). Most recently, CONADIH participated in the Augusto Ramírez Ocampo IHL course held in Bogota, Colombia, from 7 to 10 October 2014.
Both the elaboration of reports and the participation in international activities have served as a means for CONADIH to gain a broader picture of the level of compliance of the State with the dispositions contained in IHL treaties, and to create and strenghten its dialogue and exchange of experience with other actors working toward the implementation of IHL, both at the national and international levels.
Identification of good practices conducive to strengthening CONADIH
The effort to strengthen CONADIH was motivated by the need to promote the development of its activities from within the Ministry of Justice and Human Rights, which had the competence to directly implement IHL, among other matters. This competence fell under the Directorate-General of Human Rights and includes the permanent provision of technical assistance, thus ensuring the continuity of the Committee. The building up and strengthening of CONADIH, which has been ongoing since 2001, is the responsibility of all its members. However, the lead role is played by the Ministry of Justice, which, as we have seen, holds the chairmanship and is in charge of the Technical Secretariat.
In that capacity, one of the first steps taken by the Ministry of Justice to strengthen CONADIH was to ascertain and then upgrade its legal status. In 2012, on the basis of Organic Law of the Executive Power No. 29158,Footnote 29 among other legislation in force, the Ministry of Justice defined CONADIH as a permanent interdepartmental committee whose tasks were to provide follow-up, monitoring and technical information, now with its presidency falling under the Vice-Ministry of Human Rights and Access to Justice. On the other hand, the Directorate-General for Human Rights – with decision-making powers regarding IHL – was entrusted with CONADIH's Technical Secretariat. This link reinforces the position of IHL not only within the Ministry but before other national organs.
The second step was to incorporate CONADIH into the internal management procedures of the Ministry of Justice so that human and financial resources could be earmarked for its work. From 2004 to 2011, CONADIH received international support pursuant to a cooperation agreement entered into with the German Development Service, now the German Agency for International Cooperation (Gesellschaft für Internationale Zusammenarbeit, GIZ), which operates in Peru. The GIZ had lines of action and interests which intersected at the time with the need to strengthen the implementation of IHL in Peru. This agreement brought in the human and financial resources needed to produce publications and undertake training and dissemination activities, since the two first persons hired to work as personnel dedicated solely to CONADIH's activities at the Ministry of Justice were financed by the GIZ.
Cooperation mechanisms established through inter-agency agreements have also provided CONADIH with considerable support for its activities. It has thus established ties with, among others, the Ministry of Defence, the Lima Bar Association and the German Red Cross.
CONADIH has three observer members: the Ombudsman's Office, the National Coordinator of Human Rights and the ICRC. As an observer member of CONADIH, the ICRC can render opinions on legislative initiatives promoted or commented on by CONADIH and offer technical advice for the design and implementation of CONADIH's activities; through its delegation for Bolivia, Ecuador and Peru, it has made an essential and lasting contribution to the process of organizing and strengthening CONADIH and to the development of its activities, not only helping technically but also financing diverse aspects of the organization process, including the invitation of international experts. In that respect, the ICRC is considered a key partner for the promotion of IHL in Peru.
Impact
CONADIH, which has received a broad mandate, has been encouraged by the growing number of measures taken to promote the implementation of IHL since it was set up fourteen years ago. One example of such measures is the National Human Rights Plan (2014–2016), approved by Supreme Decree No. 005-2014-JUS, which involved CONADIH and the Directorate-General for Human Rights and includes the following provisions: (i) promote the ratification of IHL treaties, (ii) implement IHL treaties through normative measures, (iii) consolidate comprehensive and decentralized IHL training programmes for members of the armed forces and the national police of Peru, and (iv) encourage the introduction of IHL training courses in the curricula of universities and other institutions of higher learning.Footnote 30 Another is the National Plan of Action for Children and Adolescents (2012–2021), approved by Supreme Decree No. 001-2012-MIMP, which includes the aim of ensuring that those concerned cooperate to eliminate the voluntary or forced enlistment of children and adolescents in internal conflict, a goal known as “outcome 23”.Footnote 31 This bill was presented by CONADIH and is now part of the broader National Penal Code bill which aims to replace said Code entirely. A third measure is the National Action Plan against Trafficking in Persons (2011–2016), approved through Supreme Decree No. 004-2011-IN, which covers, among other things, forced recruitment by armed groups.Footnote 32
Ministerial protocols adopted on specific topics include a set of technical guidelines on psychosocial support for the families of missing persons, which were approved through Ministerial Resolution No. 299-2012/MINSA.Footnote 33 These guidelines offer methodological tools to help medical personnel assist individuals, families and communities affected by the disappearance of persons in connection with the violence that plagued the country from 1980 to 2000.
CONADIH's strategic partners include the National Commission against the Illicit Manufacturing of and Trafficking in Firearms, Ammunition, Explosives and Other Related Materials (CONATIAF),Footnote 34 the Peruvian Centre for Action against Anti-personnel Mines (CONTRAMINAS)Footnote 35 and the National Council for the Prohibition of Chemical Weapons (CONAPAQ).Footnote 36 Although these agencies do not have specific IHL expertise, their tasks are related to this field. CONADIH offers technical support to these institutions both through written opinions and through direct participation in meetings in which IHL related matters are discussed. Act No. 27741 lays down the obligation to systematically teach and disseminate the provisions of the Political Constitution, human rights law and IHL at all levels of the civil and military educational system and in all universities and other institutions of higher learning.Footnote 37 This obligation was reiterated by the Ministry of Defence,Footnote 38 the Joint Command of the Armed ForcesFootnote 39 and the Ministry of the Interior.Footnote 40 Pursuant to the aforesaid Act, the Directorate-General for Human Rights and CONADIH are working on a national plan for providing instruction in human rights law and IHL.
Lastly, the mechanisms set up by the United Nations pursuant to Resolution A/RES/65/29 on the “Status of the Protocols Additional to the Geneva Conventions of 1949 and Relating to the Protection of Victims of Armed Conflicts”Footnote 41 and those set up by the OAS pursuant to the resolutions taken by its General Assembly on “Promotion of and Respect for International Humanitarian Law”,Footnote 42 among others, have helped to assess the extent to which Peru has implemented the provisions of IHL and to identify what still remains to be done.
Conclusions
Peru has adopted various measures for the implementation of IHL at the national level, most of which have been drafted and presented to legislative actors by CONADIH. Where this has not been the case, CONADIH has commented on proposed measures and adopted a position – which thus became that of its members as well – on IHL-related matters. These measures are designed not only to fulfil CONADIH's international obligations under the IHL treaties to which it is a party but also to encourage government forces to ensure respect for IHL at the national level, including compliance with the obligation to protect persons who are not or are no longer taking part in armed conflict.
Thanks to its interdepartmental nature, CONADIH has been able to consolidate its role as a technical IHL resource within the executive branch of government by undertaking, in coordination with all its members, activities that have a direct impact on the implementation of IHL. CONADIH and its constituent parts have thus become the main channel for promoting the implementation of IHL in Peru. Even when its members are able to act independently of CONADIH for the promotion of IHL in matters related to their exclusive competences, the inter-sectoral body facilitates dialogue and the adoption of a common position in matters that concern more than one member. This process has benefited considerably from the support and advice provided by the ICRC.
Incorporating IHL into public policies in peacetime, and thus taking preventive action, is a major challenge. How well this challenge is met no doubt depends on the nature and structure of national IHL committees and on the degree to which they are provided with the means to achieve their aims. CONADIH has positioned itself as the technical body regarding IHL; its activities, such as the Miguel Grau course, now constitute a coveted introductory and interdisciplinary training space for public servants. However, there is still a need to further position the topics covered by CONADIH before political authorities in decision-making positions and to continue promoting the ratification of IHL treaties as well as implementing those to which Peru is already a party.