Freedom and the Late Twentieth-Century Renaissance of Liberalism
Quid est libertas? (What is freedom?), Cicero asked, and answered by claiming that it is the potestas vivendi, ut velis, the ability to live as you like (Paradoxa Stoicorum, 34). That simple adage of Stoic wisdom may have been enough to please some, but for a Swabian intellect, it was not. In Georg W. F. Hegel's Vorlesungen über die Philosophie der Geschichte (Lectures on the Philosophy of History) the self-elected Prussian pleaded for an understanding of world history as the advancement of the self-realisation of freedom: ‘Die Weltgeschichte ist der Fortschritt im Bewußtsein der Freiheit’ (The history of the world is the advance in the consciousness of freedom); he could thus declare that ‘Die Weltgeschichte geht von Osten nach Westen’ (World history goes from east to west).Footnote 1 The description of Western self-understanding and identity in terms of freedom was accelerated in recent history during the Cold War and the polarities of the ‘free-West’ for freedom against the ‘bound-East’ for peace. As Anselm Doering-Manteuffel has written: ‘Der Kampf für die “Freiheit” im Westen und für den “Frieden” im Osten sollte in Politik und Gesellschaft hüben und drüben identitätsstiftend wirken’ (The struggle for ‘freedom’ in the West and for ‘peace’ in the East worked to establish identity in politics and society on both sides).Footnote 2 Freedom's high place in Western self-identity, as reflected in Hegel's philosophy, is also attested to in Heinrich August Winkler's work; the prominent German historian's recent Geschichte des Westens (History of the West) charts the birth and development of this characteristic, among others, especially the division of power, in Western culture. These ideals constitute the central aspects of what Winkler calls the ‘normatives Projekt’ (normative project) of the West.Footnote 3 Although the first volume of his history of the West was published in 2009, many of his earlier publications have a similar viewpoint. Jürgen Habermas’ political philosophy, as exemplified in his speech ‘Die Moderne – ein unvollendetes Projekt’ (‘Modernity – an uncompleted project’) from 1980, was clearly an important milestone for the development of the discourse of the ‘Projekt der Moderne’ in terms of the expansion of freedom and liberalism for the 1980s and 1990s.Footnote 4 John Rawls was also very influential in attempting to reconcile Enlightenment concepts of freedom, contractual theory, equality and the modern society in his A Theory of Justice (1971). This text became an important resource for the renaissance of liberalism in the second half of the twentieth century.Footnote 5 Although the mood of the later 1980s and 1990s was clearly different from that of the fin de siècle of the late nineteenth and early twentieth centuries in the birth of classical modernity, there was an intellectual zeitgeist at the end of the twentieth century which was equally inescapable. In the late twentieth century there was a lively discourse on liberalism and freedom among political theorists, historians, theologians and philosophers in the context of a changing political landscape, the rise of the European Union and the global distribution of Western values. In the wake of the cultural revolutions of the 1960s and 1970s, the end of António Salazar's dictatorship in Portugal in 1974, and Francisco Franco's in Spain in 1975, many south American, central American, African and Asian countries transformed from military dictatorships or authoritarian regimes to democratic governments in the 1970s and 1980s; this reached a point of emotive symbolism in the collapse of the ‘anti-fascist protection wall’ in 1989, and the dissolution of the Eastern Bloc and reunification of Germany in the years that followed. By the late 1980s and through the 1990s the intellectual forum in many industrialised nations had been saturated with talk of freedom. This emphasis on freedom in the late twentieth century accompanied not only political and ethical frameworks, philosophical concepts of the person and theological schools which support them, but also many counter-narratives, and not a few from the realms of communitarianism in the assault on the modern autonomous self or the self-oriented materialistic society, or the ‘buffered self’ (Charles Taylor).Footnote 6 Alasdair MacIntyre's Dependent Rational Animals (1999), which is similar to his popular After Virtue (1981), is particularly insightful, not for its rejection of Hegel but for the constructive offer of an alternative. While he makes no claims about the history of the world, a universal claim about the human-self is asserted: the virtues of acknowledged dependence point to an area where ‘men need to become more like women’.Footnote 7 In fact, MacIntyre has taken it upon himself to correct a lack in the entire history of Western moral philosophy: ‘From Plato to Moore and since there are usually, with some rare exceptions, only passing references to human vulnerability and affliction and to the connections between them and our dependence on others.’Footnote 8 It is this dependence which MacIntyre creatively explores; he is not simply analysing the reality of it, but the consequences of it, for it is a means to virtuous human flourishing, in an Aristotelian ethical framework. He asks: ‘what difference to moral philosophy would it make, if we were to treat the facts of vulnerability and affliction and the related facts of dependence as central to the human condition?’Footnote 9 The strong, perhaps masculine account of freedom in Hegel has met, in MacIntyre, a feminine dependence on a greater self-awareness, not a Bewußtsein der Freiheit (consciousness of freedom), but one of interrelationship and the conditio humana.
Some of the counter-proposals, and not only MacIntyre's, responded to a relatively simplified discourse on freedom in the late twentieth century which has roots in humanism and the early Enlightenment. They sometimes sought to establish a more radical break with the Western tradition leading to the Enlightenment, and were thus driven back into the late Middle Ages. Although the object of criticism was a perceived over-emphasis on Enlightenment individualism and autonomy, which has primary roots in the seventeenth- and eighteenth-century political and social philosophy, this was projected back onto the thirteenth and fourteenth centuries. The Nominalists were viewed as responsible for setting the stage for the modern autonomous individual. While the broad meaning of freedom was reduced to the limited sense of autonomy, the critique of modern autonomy, pars pro toto, became a critique of freedom itself.
An Anglo-American Antithesis
MacIntyre was not alone in responding to simplified moral accounts of autonomy in the 1980s and 1990s. One response to the modern individual is also found in a group which would later be named Radical Orthodoxy. Many individuals in this group have taken up the topic of the modern concept of freedom in a relatively critical and sometimes reductionist manner. Stanley Hauerwas (who called modern democracy, freedom, justice and human rights bad ideas in the 1990s) may be seen on the edges of this group; he has also contributed to Radical Orthodoxy publications recently and has proved to be influential for some of the thinkers.Footnote 10 When it comes to addressing freedom philosophically and theologically in the new school, the late medieval via moderna is a critical turning point. The deterioration of the Thomistic ideal, the development of the late scholastic theories of knowledge and predication, and the separation of philosophy from theology with Duns Scotus (c.1270–1308) and William of Ockham (c.1285–1347) are thus made the genetic root of the modernist error.Footnote 11 The Reformation is presented as the immediate progenitor of a new religio moderna, a religion of the will. John Milbank writes of this in an exemplary fashion in his Theology and Social Theory, originally published in 1990: ‘late-medieval nominalism, the protestant reformation and seventeenth-century Augustinianism, . . . completely privatized, spiritualized and transcendentalized the sacred, and concurrently reimagined nature, human action and society as a sphere of autonomous, sheerly formal power’.Footnote 12 An ‘incipient liberalism’ is also read back into Augustine's opponents: ‘The Roman commonwealth . . . is actually condemned by Augustine for its individualism, and for not really fulfilling the goals of antique politics. . . . Augustine recognizes an individualizing degeneration in Rome's more recent history, and condemns the “incipient liberalism” . . .’Footnote 13 Milbank seems to suggest that Christianity's battle against liberalism is much older than the nineteenth century. He writes further of the modern condition in ‘post-humanism’ in which ‘freedom is only a reality as arbitrary power’ or ‘the promotion of the strongest’: ‘In civil society this is manifest as the growing postmodern dominance of the market system . . . recent capitalism . . . a war that is constant and invisible, all against all, and all against created nature’.Footnote 14 The corrupt ‘secular culture of modernity’ shows itself in ‘the private will respecting the freedom of others’.Footnote 15 Part of the difficulty of his argument is the proposal of apparent conceptual necessities of unfolding ideological determinism from the late Middle Ages to the modern period. This is compounded by his readings of intellectual figures, sometimes from long past centuries, with too little concern for their actual historical locations. It is also made problematic in his promotion of the French Integralists as the hopes for metaphysics, anti-capitalist socialism and a more assertive Christianity.Footnote 16 Although the editors of Radical Orthodoxy (1999) do not hesitate to declare a Cambridge pedigree, the group is more American than is usually acknowledged. Hauerwas was not the only figure providing anti-modernist direction to the new school. An American Jesuit, and graduate of Gonzaga, Santa Clara and Chicago, provided a narrative of modernity in the 1980s which is central to the programme.Footnote 17 Michael J. Buckley claims in At the Origins of Modern Atheism (1987) that the subjection of theology to philosophy is the causal explanation for the rise of atheism.Footnote 18 Radical Orthodoxy wants to reverse this, as is indicated in Milbank's essay from 1995: ‘Only theology overcomes metaphysics’.Footnote 19 The metaphysical anti-liberalism, anti-modernism and anti-capitalism at work in Milbank's turn to the Middle Ages at the height of the post-Second World War renaissance of liberalism has pre-formations in the first intellectual rejection of the French Revolution in the nineteenth century. Some of the critique was also re-established in the late nineteenth and early twentieth century French (and German) anti-Enlightenment intellectual movements.Footnote 20 In the 1920s and 1930s and early 1940s the programme was convincing in part because liberalism was being turned back on many fronts in Europe.Footnote 21 In terms of the more immediate context, in the Anglo-American background of the 1980s there was a lively anti-Thatcherism and anti-Reaganism which seems to be reflected in the intense critique found in the early 1990s publication.Footnote 22 While politicians and cultural analysts in the 1980s and 1990s were proclaiming that freedom was spreading to the world, some sought to offer a counter-narrative of the positively perceived spread of modern Western values and economics. Milbank's discourse on freedom is deeply entwined with this cultural critique. His work from the 1990s is an example of the radical rejection of the late twentieth-century cultural renaissance of liberalism. In the service of this programme, he tells a decline and fall story about the last six centuries to de-legitimatise modern accounts of freedom and liberalism. Freedom, usually understood reductively as autonomy, is negated in the communitarian (or Integralist, or Personalist) framework. Not everything, however, from the Radical Orthodoxy group is so radical; it has done modern theology a great service in, among other things, promoting the sometimes overlooked Neoplatonic tradition of Christian thought.
A New Liberal German Synthesis
The theological and philosophical approach to freedom was also treated extensively in German Protestant theology at the end of the twentieth century. With Reinhart Koselleck, for example, Friedrich Wilhelm Graf points back to a tradition in Christian theology which was established in the late eighteenth and early nineteenth century: ‘The close link between Protestantism, individual freedom, independent thinking and moral virtue determined the intense Protestantism discourse in the so-called “saddle period” (Reinhart Koselleck), the decades between 1770–1830, down to the hard fundamental political disputes over the legitimacy of the French Revolution.’Footnote 23 These are Graf's remarks from 2006 but accounts of freedom and Protestantism in close alliance can also be found in his work from the 1980s and 1990s. Elsewhere Graf makes his own plea for something like a Protestant project as well, one which revolves around the discourse of freedom, the individual and autonomy. Ulrich Barth, to name another important figure in the tradition of Falk Wagner, finds the trajectory earlier, with the late medieval Augustinian monk turned reformer, in Martin Luther's ninety-five Ablaßthesen (1517). Although Luther negated Erasmus’ autonomous freedom with all his theological resources, Barth finds, as he explains in a publication originally from 1998, the ‘Geburt religiöser Autonomie’ (birth of religious autonomy) here.Footnote 24 The theses offer a ‘Kompendium der Sozialkritik, Moralkritik, Religionskritik, Ideologiekritik und Institutionenkritik’ (Compendium of social critique, moral critique, critique of religion, critique of ideology and critique of institutions).Footnote 25 In Luther's theses he sees the methodological and the material sense of ‘Aufgeklärten Protestantismus’ (Enlightened Protestantism).Footnote 26 Although most, including Ernst Troeltsch (1865–1923), as Barth also points out, see the development of this phenomenon much later, in the Enlightenment, Barth wants to locate its roots at the beginning of Protestantism itself. For this reason, he can cite Cardinal Thomas Cajetan approvingly, that Luther's critique would require the building of a new church.Footnote 27 In this regard, Barth represents the extreme form of the late twentieth-century freedom discourse in theology in the German Protestant context. He seeks to root a theological movement, which is contingent upon the nineteenth century, three centuries earlier, while almost suggesting that Protestantism is essentially a new religion based upon human freedom and inner subjectivity. Although he cannot prove this from his citations of the anti-Erasmus Augustinian from the early sixteenth century, he sees beginnings here for a tradition which settles upon the individual and freedom, and later establishes new and fuller expression in Friedrich Schleiermacher (1768–1834). He can thus write, apparently making use of Nietzsche's subtitle to Menschliches, Allzumenschliches: Ein Buch für freie Geister (Human, All Too Human: A Book for Free Spirits) (1878): ‘Protestantismus – das ist der Traum einer Religion für freie Geister’ (Protestantism – that is the dream of a religion for free spirits).Footnote 28 In one regard, Barth represents the polar opposite of Milbank. While Barth embraces the post-Second World War renaissance of liberalism and moves theology and history towards it, Milbank rejects it and employs these for the anti-project.
Graf, Ulrich Barth and others are recovering something which was neglected in the earlier parts of the twentieth century in the wake of Dialectical Theology and Barthian anti-liberalism which saw this kind of Protestant liberalism, and the focus on freedom and autonomy in this manner, as sin itself. This is found most famously in the Römerbrief (1919), which contributed to the anti-liberal rhetoric which aided the downfall of the Weimar Republic, but also later, with significant continuity.Footnote 29 In light of the destructive power of anti-liberal thinking in the early twentieth century, throughout Europe, and not only in Germany, the setting forth of this liberal Protestant tradition among contemporary theologians, including Klaus Tanner, has been a necessary development.Footnote 30 While the rebirth of the German liberal tradition is a response to the historical trajectory of the northern European theological discipline in the last century, and a reflection of the renaissance of liberalism in the post-Second World War era, it is also much more than this. The movement, if one may speak of this broad theological school which seeks positively to determine freedom, autonomy and the individual in Christian theology and ethics, also answers, and critically responds to, in a positive and constructive manner, a contemporary context which may ask what Christian theology has to say to these matters. In the new liberal theology, a free and autonomous individual is often a central part of the answer to these questions.
A Via Media
There were a variety of alternative approaches to freedom in face of the renaissance of liberalism among theologians. Here the work of two Lutheran theologians, Wolfhart Pannenberg and Christoph Schwöbel, and one member of the Church of Scotland, David Fergusson, will be briefly introduced.Footnote 31
Coming from a somewhat different point of orientation than the new liberal theology, Pannenberg also addressed freedom in the later part of the twentieth century.Footnote 32 In particular, he demonstrates the important relation to the concepts of sin and identity in the Christian tradition while attempting to show that man is both sinful and a responsible agent. Much of the problem discussed with his Catholic interlocutor, the dogmatician, Thomas Pröpper, is the nature and possibility of freedom, transcendent identity and the corrupted will. Pröpper's critique, published in the Tübingen Theologische Quartalschrift in 1990, holds that genuine human freedom is nowhere acknowledged in Pannenberg's theology.Footnote 33 Pannenberg sets out an Augustinian conception of the will in relation to sin. He positively articulates it as perfected in orientation to its goal and end in the good, and ultimately God, but he also characterises freedom and human will in bondage to sin and understands man as responsible in spite of his corruption. This theology runs effectively parallel to his critique, in the wake of nineteenth-century liberal Protestantism, of the imago Dei in a near Barthian framework. Christ is the only true imago and man's freedom is only fulfilled in his redemption in Christ. Pannenberg's correction of autonomous accounts of freedom is also identifiable in Christoph Schwöbel's ‘Imago Libertatis: Freiheit des Menschen und Freiheit Gottes’ (Imago Libertatis: Human and Divine Freedom) from 2002. The German edition of the English essay from 1995 also deals with the problem of freedom in a broader discourse in relation to theology.Footnote 34 Schwöbel sets out his position in twelve theses about freedom, a theme which he characterises as the ‘Fundamentalprinzip für das Verständnis des Menschseins in der Moderne (und in der Postmoderne)’ (Fundamental principle for understanding the human condition in modernity (and postmodernity)).Footnote 35 The dominance of this principle is the result of a progressive ‘Radikalisierungsprozess’ (process of radicalization) in its interpretation.Footnote 36 Schwöbel holds that the centrality of the concept has nevertheless not cleared the fog from the meaning. He seeks to clarify some aspects of this term and refers to freedom in his theological and philosophical account as a part of man's ontological constitution.Footnote 37 He begins not with the capacity of freedom (free will, etc.), but with descriptions of freedom in terms of the action of a subject with intentions, goals, means and norms. While raising critical questions about the Kantian autonomous subject and his account of the transcendental law (which redefines the law from a correlation of external limitations of freedom to a process in which autonomous subjects determine norms for themselves), he also tracks the shift from self-determination to self-construction and self-realisation, while showing the dangers of this concept for freedom and personhood itself.Footnote 38 Later in the seventh thesis Schwöbel investigates some of the historical and theological aspects of the problem in the inheritance and development of nominalism, a view of God as a self-realising and self-constituting subject, which he claims is also related to the development of Western atheism.Footnote 39 Schwöbel thus incorporates the popular theme from the Anglo-American discourse (but ultimately takes it another direction). He goes on to establish the connection between the radicalism of the Übermensch ideology of the twentieth century with this orientation of freedom as naked self-realisation and autonomy.Footnote 40 Theses ten, eleven and twelve develop a positive account of freedom. Moving from the Christian understanding of the perversion of freedom in sin, the Gospel, which calls the person to recognise his schlechthinnige Abhängigkeit (utter dependence [sc. Schleiermacher]) on the grace of God, redeems freedom. The redeemed freedom is ‘wesentlich endliche und relative Freiheit’ (essentially finite and relative freedom), a freedom in orientation.Footnote 41 The redeemed freedom is also the recovery of the creative freedom which has its final ground in God. Schwöbel then attempts to reintroduce the concept of the imago Dei, and thus the imago libertatis, which he previously connected to the rise of the pure autonomous freedom (nominalism) in a simplified understanding of a mere quantitative difference. He reintroduces it by emphasising the necessity of the qualitative and christological aspects of this theological principle of analogy.Footnote 42 He ends with a plea for understanding freedom within the framework of love. While carefully reintroducing – and thus parting ways with some of his Anglo-American counterparts – the critical terminology of Selbstbestimmung (self-determination), which was negatively handled throughout the other theses, he presents a positive account of freedom as self-determination by means of a presentation of the popular and closely related late medieval nominalist terminology (absolute and ordained power), which can be applied to both God and man when it comes to understanding freedom. While there is something like self-determination (sc. potentia absoluta), it is constricted or confined in the carried out act (sc. potentia ordinata); in an analogous manner, love and freedom are not simply equalised, but love is the body of freedom, in God, and freedom the form of love. Love thus presumes a freedom which does not have self-realisation as its final end of all action, but a freedom which has the development of the other as a necessary condition for its own self-realisation.Footnote 43 Schwöbel can thus set his hopes on a more perfect realisation of the motto of the French Revolution in its non-essentialist triadic structure: Liberté, égalité, fraternité.
While slightly more critical of the modern terminology than Graf, and somewhat closer to Pannenberg's account, which made room for sin in the concept of freedom, than Ulrich Barth's near equalisation of Protestantism with the principle, in Schwöbel's account of freedom the primary emphasis seems to lie with a positive but also critical reception of the liberal Protestant tradition and the modern centrality of freedom. There are a variety of other examples of a middle way in the 1990s as well. One of these is seen in the work of the accomplished British theologian of Scottish descent, David Fergusson. His Community, Liberalism and Christian Ethics, which was published just two years before the turn of the century, engaged the lively debate of the 1990s in a constructive but also critical manner. As he remarks regarding MacIntyre's critique of the liberal society: ‘in the absence of any alternative proposal in MacIntyre for the organisation of a pluralist society, we have to make the best of liberalism’.Footnote 44 Fergusson later argues, in the context of a discourse on the church in liberal societies and the nature of ecclesial membership, that an individual's freedom may be ‘constrained by the action of the Holy Spirit, yet it ought not to be restricted by any civil polity. There ought to be no compulsion either for or against belonging to the community of the church.’Footnote 45 He continues his theological argument later for ‘the protection of individuals against forces which infringe their legitimate freedom’.Footnote 46 He goes on to argue for the dignity of the person and the rights of individuals. This does not lead him, however, to a full-scale annexation of ‘liberal theories’; this convergence is rather an ‘instance of common ground without common theory’.Footnote 47 As he explains:
The assumptions on which ideals of individual freedom and equality are founded do not reflect . . . a commitment to any doctrine of the unencumbered self, or a procedural ethic such as that found in Habermas. . . . Their articulation may, none the less, differ in some respects from the description of freedom and equality of liberal individualism. For example, the importance of participation in the economic and social life of the community may be a more significant feature of the rights of each person for a philosophy or theology which stresses the importance of community for the moral formation and fulfilment of the self.Footnote 48
Fergusson's theology is another example of a middle path in the 1990s between the radical rejection of the modern renaissance of liberalism and the full alignment with the programme. With a more contained critique of modern accounts of freedom, Pannenberg, Schwöbel and Fergusson avoided an absolute negation of the intellectual movement; and with a more sceptical assessment of the Enlightenment tradition, they also avoided a complete alliance.