Research into late antique urbanism has developed into a substantial growth industry in recent years. The ‘long’ Late Antiquity is very much in the ascendancy, meaning that this field includes the period from the third to the eighth centuries CE, and takes in cities as far afield as Milan and Resafa. The study of urban history in this period is classically both multidisciplinary and interdisciplinary, involving the work of administrative, economic, political and social historians, but also archaeologists, epigraphers and papyrologists. The amount that has been written on late antique cities in recent years seems almost unmanageable for a single scholar, even though a number of useful edited collections and survey volumes have done a good job of bringing together and/or summarizing the field.Footnote 1 The aim of this brief essay is to give an up-to-date thematic survey, such as may be useful (and interesting) for scholars working on urban history from a range of different perspectives and periods.Footnote 2 The bibliographic guidance given will, inevitably, aim at selective sampling, rather than comprehensiveness, and the survey will naturally reflect the personal preferences of its author, a historian, rather than an archaeologist, unlike many of the specialists in late antique urbanism. The intention is to open up for the eyes of both specialists, and non-specialists, what is most distinctive and interesting in the recent study of late antique urbanism. Finally, the essay will indicate where further work is clearly needed, including areas where comparison with other periods of urban history might be helpful.
In recent years, there has been an important re-evaluation of the late antique phase of classical urbanism, moving beyond a simple narrative of decline, which traditionally marked the study of the history of the period. The fate of towns in Late Antiquity has always constituted a major subject in the history of Late Antiquity tout court, due to the ideological and (practical) centrality of urban life in the classical world.Footnote 3 From the polis to the civitas, the ideal of the self-governing, self-sustaining city, with its council and its agora or forum, its gymnasium or its baths, represents a key element of what we think of as ‘classical civilization’. This urban model underwent substantial change during Late Antiquity, though, as we shall see, at different times and in different ways in different areas of what was once the classical world.
The ‘decline’ or ‘transformation’ debate still rumbles on.Footnote 4 J.H.W.G. Liebeschuetz, in a long series of publications, has continued to argue for the decline of the classical city in Late Antiquity.Footnote 5 Liebeschuetz robustly defends his use of the concept of decline against the onslaught of interpreters who prefer to speak of ‘transformation’, accusing his detractors of a surfeit of ‘political correctness’.Footnote 6 He is notably traditional in his focus on the political and administrative history of the city, making good use of epigraphic, legal and papyrological sources. Perhaps the key narrative of his major monograph on the city concerns the demise of traditional civic government, including that long-lived subject ‘the flight of the curiales’: ‘a long-term trend, the change from government by decurions to government by notables. It is a principal thesis of the book that this change did make a significant difference, both to the functioning of cities themselves, and to their ability to perform the administrative tasks on which the empire depended.’Footnote 7 This change in the personnel and character of urban government comprises the rise of the bishop as civic leader, related in turn to the Christianization of urban space. This is a topic crucial in discussion of ‘transformation’, but for Liebeschuetz the Christianization of the city is a central aspect of (and cause of) ‘decline’, as he sees ancient Christianity as incompatible with the ideas and ideals of the classical polis.Footnote 8 The rise of religious and factional violence in the cities is also seen by Liebeschuetz (in a long tradition, going back to Gibbon) as a key characteristic of the late antique city, and another case where the finger can be pointed at Christianity.Footnote 9
While Liebeschuetz, at heart a traditional political historian, largely ignores the physical fabric of the city, this is a key focus for many other scholars, who are often archaeologists, working on the urban material fabric. Late antique archaeologists have often had significant obstacles in their way, generally because the ‘late’ phases of ancient towns and cities have tended to have been ignored, and indeed destroyed, in an archaeological attempt to find earlier, more ‘classical’ layers of urbanism. In recent years, however, there has been an important change in archaeological practice and priorities, and, finally, attention has been paid to the late antique layers and epigraphic record, at long-excavated urban sites, as well as at new excavations.Footnote 10 The interests of classical archaeologists have tended to privilege certain key types of (public) building and monument as characteristic of classical urbanism: the forum/agora, council buildings, baths, colonnaded streets, city walls. Private space, notably housing, has received less attention, though that too has been changing in recent years.Footnote 11 Meanwhile, the interests of ‘Christian archaeologists’ have privileged a different type of construction: churches. Topographical studies of the late antique city inevitably focus on the ‘Christianization’ of urban space, though they are beginning to look beyond a simple focus on monumental ecclesiastical structures.Footnote 12
The general picture of later antique urbanism is, however, far from uniform, and it is difficult to synthesize without resorting to gross distortion and over-simplification.Footnote 13 Overall, a simplistic overview of the changes to the topography and material fabric of the city during the ‘long’ Late Antiquity can be given as follows. Transformation involved, and was due to, a whole range of phenomena: political change, militarization/fortification, Christianization, ruralization and abandonment. Urban space became increasingly functional or simplified in form.Footnote 14 However, these changes happened at varying speeds, and to different extents, in very different ways across the former classical world.Footnote 15 Regional and local studies are absolutely crucial.
In Gallic cities such as Bordeaux, Paris and Périgueux, for example, from the late third to the fifth centuries the urban plan underwent radical constriction, as new city walls, built to repel barbarian invaders, cut off parts of the city for good.Footnote 16 In the Danubian frontier provinces, such as Rhaetia, Noricum and Pannonia, classical urbanism underwent dramatic change during the fifth century, with militarized settlements replacing civilian urban sites on a large scale.Footnote 17 However, in North Africa the fourth and fifth centuries (at least up to the period of the Vandal conquest in 429–39) marked a period of urban expansion, not constriction, for the most part.Footnote 18 Meanwhile, in the Greek east urbanism flourished, allowing for key regional and local variations, permitting a much longer Late Antiquity, throughout the entire sixth century in many places.Footnote 19 Crisis in Greece and Asia Minor came in the late sixth/seventh centuries, and here a long debate continues as to how far this crisis was based on structural weaknesses rather than individual crises (Persian occupation, Arab invasion, plague).Footnote 20 Meanwhile, in the diocese of Oriens, urbanism flourished into the Umayyad period.Footnote 21 An east/west divide is too crude: there is much diversity within both west and east, and even within provinces and smaller regions.Footnote 22 Historical studies of individual cities, obviously, have much to recommend them, though Liebeschuetz makes a good point when he suggests that it is more helpful to look at regional networks and the interactions between cities, rather than at ‘typical’ cities when attempting overall assessments.Footnote 23
Just as a focus on individual cities can be misleading when attempting a holistic view, urban history in this period cannot be studied in a vacuum: cities could only function within a broader economic context, and urban and rural life were entirely interdependent.Footnote 24 Urban/rural relations, though comprising a whole range of aspects, including social and religious relations, perhaps most obviously concern the realm of economics. Traditionally, not least, the wealth of the social and political elite of the town was based on their landholdings in the hinterland.Footnote 25 A study of the relationship between a town and its rural hinterland can be especially revealing when this relationship fluctuates over the chronological time-span of Late Antiquity.Footnote 26 ‘Ruralization’ is an important aspect of the history of the period, though this term needs to be understood in a properly nuanced fashion.Footnote 27 It is clear that in many areas rural settlements were increasing in prosperity, with a notable growth in villages, in terms of both number and economy, while cities were declining.Footnote 28
The economic relationship between town and hinterland raises the broader question of the economic role of cities, which, particularly with relation to the Pirenne debate, continues to be an area of considerable interest.Footnote 29 Developments in the nature of trade in the Mediterranean during the ‘long’ Late Antiquity are central to recent work, most importantly that of Chris Wickham, which has looked to archaeological evidence (largely ceramic) in order to create a more complete and complex picture of trade in this period.Footnote 30 Wickham's comparative study indicates the great regional variety in trade trajectories over this period, which saw the emergence of new trading centres as well as the eclipse (and indeed continuity) of others. In this context, the port city of Marseille constitutes a particularly interesting case-study.Footnote 31 It was clearly in some sense a unicum: it had the longest ‘Late Antiquity’ of any city in Gaul, and was able to maintain its position through dual engagement with the late antique Mediterranean world on the one hand and the more markedly ‘medieval’ system of Frankish Gaul on the other. Marseille actually benefited from the fall of the Western Roman Empire, which led directly to its becoming an important economic centre, though retrenchment is clear in the seventh century, with obscurity descending at the advent of the eighth century. The history of late antique Marseille is greatly elucidated by detailed pottery studies, demonstrating once again the importance of ceramics for our understanding of urban economic history.
Political and administrative history continue to dominate the study of late antique cities, however. The ‘great’ imperial capitals inevitably receive the lion's share of detailed study, due to the relative wealth of textual material, including inscriptions, that is available to elucidate the political and administrative history of these larger cities, unlike their smaller counterparts. The establishment of a number of imperial capitals in this period is a striking feature of the Later Roman Empire.Footnote 32 The same applies, to a lesser extent, to the capitals of provinces, which seem generally to have fared relatively well in Late Antiquity, due to the opportunities afforded for lucrative employment and imperial patronage. This is not to say that the archaeological evidence for late antique capitals is always more striking, or accessible. Ravenna is of course an exceptional case, although only recently has serious attention been given to the secular buildings of Ravenna, alongside its world-famous churches.Footnote 33 However, a city as important as Milan has left a disappointingly elusive material footprint.Footnote 34
The great imperial capital cities of Rome and Constantinople continue to dominate the bibliography. The development of the city of Rome from the classical to the medieval world has come under particularly intense scrutiny in recent years. Excavation of the Crypta Balbi sites, as well as the Imperial Fora in its early medieval phase, has been of huge significance, providing an absolutely crucial counterpoint to the traditionally ecclesiastical focus of the archaeology of Rome in the late antique and medieval periods.Footnote 35 Our understanding of the infrastructure of the city produces a less bleak picture of ‘decline’ than that traditionally understood.Footnote 36 The ‘Christianization’ of the city of Rome remains a key topic of research meanwhile, with recent studies looking beyond top-down, ecclesiastical models of religious change.Footnote 37 Most work, however, continues to focus on the religious history of the elite within the city of Rome.Footnote 38 A social, economic and cultural history of this elite, focusing, in particular, on their activity as patrons is gradually coming into view.Footnote 39 The political and civic activities of the elite within the city continue to constitute a dominant focus of scholarship.Footnote 40 Cultural historical approaches to the late antique city of Rome are only gradually making their impact. A concern with collective memory and cultural identity has brought new insights to the study of both religious and secular aspects of the city.Footnote 41 An interest in symbols and ideology, including a focus on the city less as objective materiality than as subjective experience is also an emerging trend.Footnote 42
By contrast, late antique Constantinople remains much harder to access, whether through text or material remains. The early phase of the city's existence, that of the late antique period, has undoubtedly suffered from the perspective of hindsight, which seeks to cast a more stereotypically ‘Byzantine’ vision of the city than is helpful. However, the topography and infrastructure of the city in this period have received attention from archaeologists and materially minded historians.Footnote 43 Outside traditional concerns with the political status and history of the city, a more cultural or social history of the city in this period has yet to be written, perhaps unsurprisingly, given the constraints of the available textual evidence.Footnote 44
Rome and Constantinople predominate in bibliographies dealing with the performance of urban ritual: an analysis of urban space as the primary location for the performance of ritual is a notable theme in current scholarship.Footnote 45 Ritual, as is widely accepted, played an important role in demarcating space, in constructing both community and power relations. Imperial, or royal, cities clearly had particularly important roles in this regard. However, at certain times, alternative locations might offer more appropriate locations for possibly controversial ritual performance.Footnote 46 In Late Antiquity, new forms of religious ritual gradually replaced the old, notably, for instance with Christian ceremonial working together with an emergent Christian topography to map the late antique city in new directions. Contemporaneously, new forms of civic and political ritual also developed, though it is, of course, difficult to separate ‘secular’ from ‘religious’ ritual in this period. Some cities offered particularly rich, and potentially controversial, opportunities in this regard. Jerusalem is a notable case in point, highlighted by the striking example of the accession of the Umayyad monarch Mu'awiya I as caliph in Jerusalem in 660 or 661.Footnote 47 This was a very particular moment of ritual appropriation: Mu'awiya deliberately made use of traditional sacred spaces and rituals in Jerusalem that united Christians, Jews and Muslims.Footnote 48 In discussing these rituals, Andrew Marsham has emphasized the various different social, religious and ethnic groups who made up the ‘audience’ for Mu'awiya's performance, an important reminder of the heterogeneity of the urban population in Late Antiquity.
Still more work remains to be done on the subject of the transformation of classical urbanism in the early Islamic world. The traditional, highly schematic view, made iconic by Jean Sauvaget's diagram, which depicted the transformation from colonnaded street into the suq, embodying the ‘degeneration’ (dégénérescence) of the classical street plan, has long been rejected, and research in this area has generally since accepted the ‘transformation’ paradigm.Footnote 49 Ongoing work on late antique and early Islamic Palmyra, for instance, has shown important transformations during this period, including the building of one of the largest churches in Syria in the north-west quarter and then a congregational mosque in the former Severan Caesareum, as well as the incursion of small shops into the Great Colonnade.Footnote 50 Early Islamic Syria is obviously a key location where thriving urbanism can be detected at a ‘late’ stage.Footnote 51 Continuity of classical urbanism is manifested in the use and upkeep of such distinctive classical urban public features as bathhouses and marketplaces, in urban sites such as Scythopolis, Edessa and Resafa.Footnote 52 This involved the continuation of such seemingly classical characteristics as local euergetism and its traditional counterpart, the epigraphic habit.
While the story of late antique urbanism ultimately involves the disappearance of some cities, some new urban centres were also born during the post-classical period. In Syria, for instance, Aleppo and Damascus grew to outstrip previous classical centres. One particularly tantalizing case, however, is that of Reccopolis, in Spain.Footnote 53 In a reminder of the potency of classical urbanism, even in a post-classical world, the Visigothic king Leovogild founded Reccopolis in 577 (he also founded the city of Victoriacum in Vasconia in 581, but this city has not been found). This compact site is centred on a striking and unusual building, usually interpreted as a royal palace, though it would be wise to exercise caution in this interpretation, when so much remains unclear. Recent excavations suggest continuity and reoccupation, rather than catastrophe, during the Arab Conquest, though from the mid-eighth century rapid decay of much of the physical fabric seems to have set in and in the course of the ninth century a fortified village emerged nearby as a new settlement.
There remain a number of important challenges in the study of late antique urbanism. In recent years, great progress has been made in gaining an understanding of the urban material fabric and topography. Scholarship has moved beyond a picture of straightforward decline, and is starting to progress beyond the limiting debate of decline versus transformation. The particular challenge, from the point of view of this particular urban historian, is to write a history of the late antique city which focuses more on people and less on buildings on the one hand, and institutions on the other. Some are starting to think about applying the ‘biographical’ approach to ancient towns, much as scholars focusing on later periods have done. Writing a social and cultural history of urban populations, particularly the non-elite, is clearly a challenging enterprise, but there are a number of instances and opportunities pointing a way ahead.Footnote 54
In common with much scholarship on the ancient world, cities have tended to be approached from an unashamedly elitist viewpoint. That is, scholars have tended, consciously or not, to identify themselves with the class running the (late) ancient city, and tended to lament the passing of traditional curial government, the abandonment of elite housing in intramural areas, and the transformation in the use of monuments traditionally seen as symbolic of (elite) classical culture. These changes, as noted above, and as is well known, have tended to be labelled as ‘decline’, as ‘decadence’, while the elitist and at times orientalizing assumptions behind these interpretations have often gone unchallenged. But what did it mean for the non-elite population of the city when, for instance, elite housing was taken over by lower-class housing, artisanal or commercial structures?Footnote 55 How far were the living standards of the poorer inhabitants of the cities affected by changes to classical urbanism? Can we in fact see different consequences of urban change for different social groups? These are all questions that remain to be dealt with.
The urban masses traditionally feature in the history of late antique towns largely as rioters, as members of the factions, as perpetrators of religious violence or as undifferentiated members of the congregations of the great metropolitan bishops, categories which tend to overlap. Of course, social historians of the period have begun to write about the (urban) non-elite in more sophisticated and differentiated ways, using the same patristic, legal and historiographical sources as more traditional histories.Footnote 56 Late antique historians could undoubtedly learn from the methods and approaches used by urban historians writing on later periods, even if the sources available to them will differ greatly.
In a development that moves towards putting (ordinary) people back into the late antique city, archaeologists themselves are moving beyond an approach that focuses narrowly on built structures, from merely describing topographical and architectural developments, as ends in themselves.Footnote 57 Attempts at a more theoretically informed, and perhaps more humane archaeology can easily be found in the Late Antique Archaeology volumes, and other projects spearheaded by Luke Lavan.Footnote 58 In the first volume, Lavan noted aptly that the traditional classical-archaeological focus on building type had often obscured secondary activities taking place in architectural spaces, while ignoring non-architectural spaces altogether, and suggested an approach that studied ‘activity spaces’, rather than buildings.Footnote 59 Lavan is continuing this attempt to people the ancient city with a current project ‘Visualisation of the Late Antique City’, which looks at ‘daily life’ in smaller cities.Footnote 60 Digital technology offers exciting new possibilities in terms of virtual reconstruction of past cities, including, obviously, during the period of Late Antiquity. For instance, the ‘Digital Roman Forum’ created at UCLA is the basis for a web-project entitled ‘Visualising Statues in the Late Antique Roman Forum’.Footnote 61 The website has the sub-sites ‘Ritual Experience’ and ‘Spatial Context’, though the specific reconstructions depicted must often, inevitably, depend on highly speculative reconstruction of statue location and identification.Footnote 62
Finally perhaps, there is room for more consideration of the ideological and symbolic aspects of urbanism. One of the key starting points for this essay was the ideological centrality of the polis/civitas in the ancient world, while the transformation of this ideal, alongside the actuality, constitutes an important part of the debate regarding late antique urbanism. Liebeschuetz’ notion of the Christian rejection of this ideal, and its (at least partial) responsibility for the urban ‘failure’ in this period remains problematic,Footnote 63 but the subject should form an important part of ongoing discussion.Footnote 64 A more ‘post-modern’ discussion of the late antique city as constructed space, as subjective experience, indeed as an ‘imagined community’ – or rather as a palimpsest of overlapping and conflicting visions of these – should take its place alongside more empirical work, just as with scholarship on the modern and contemporary city. While this is an inevitably personal view of the field, it seems a good place to conclude, looking forward to the myriad opportunities that remain for future research in late antique urbanism.