1 Introduction
The boundary behavior of holomorphic functions is an important topic in complex analysis (see, for example, [Reference Rudin10]). Due to a close connection to harmonic analysis, the most investigated type of boundary behavior has been the behavior of holomorphic functions along paths tending to the boundary, especially along radii in the unit disc, and radial limits have also been applied to the design of filters in electrical engineering (see, e.g., [Reference Anderson and Vongpanitlerdm2]).
In 1955, Lehto [Reference Noshiro9] showed that, if $\psi _1, \psi _2:(0, 2\pi )\to [-\infty ,+\infty ]$ are arbitrary measurable functions, then there exists a function $f(z)$ , holomorphic in in the unit disc in the complex plane ${\mathbb C}$ , such that
Lehto’s theorem shows that the radial boundary values of holomorphic functions in ${\mathbb D}$ can be prescribed almost everywhere on the boundary of the disc. On the other hand, any attempt to prescribe angular boundary values fails dramatically due to the Luzin–Privalov uniqueness theorem [Reference Rudin10], which asserts that if a function f meromorphic in the unit disc ${\mathbb D}$ has angular limit $0$ at each point of a subset of the boundary having positive linear measure, then $f= 0$ . In Lehto’s theorem, the topology on $[-\infty , +\infty ]$ , and consequently the $\sigma $ -algebra of Borel sets, are induced by the natural mapping $[-1,+1]\to [-\infty , +\infty ], \, t\mapsto \tan (t\pi /2)$ .
We shall denote by $A^{\circ }$ the interior of a set A, with respect to a topology which will usually be evident from the context. For $p\in {\mathbb C}^n$ and $r>0$ , denote by ${\mathbb B}(p,r)$ the open ball of center p and radius r. For simplicity, we write ${\mathbb B}={\mathbb B}(0,1)$ ; i.e., the unit ball. Let m denote the Lebesgue $2n$ -measure on ${\mathbb C}^n={\mathbb R}^{2n}$ and $\nu $ the standard measure of mass $1$ on $\partial {\mathbb B}$ .
Whether Lehto’s theorem on radial limits can be extended to the open ball in ${\mathbb C}^n$ is an open problem. However, by replacing radial limits by limits along large sets (which we shall describe precisely), we shall state a theorem on boundary values which is valid on very general domains. A special case is the following result for the unit ball.
Theorem 1 Let $\psi $ be a Borel measurable function on the boundary $\partial {\mathbb B}$ of the unit ball ${\mathbb B}\subset {\mathbb C}^n,$ whose restriction to some closed subset $F_0 \subset \partial {\mathbb B}$ is continuous. Then, there exists a holomorphic function f on ${\mathbb B}$ , a set $F\subset \partial {\mathbb B}$ , with $F_0 \subset F$ and $\nu (\partial {\mathbb B}\backslash F)=0$ such that, for every $p\in F$ , there is a set ${\mathcal F}_p\subset {\mathbb B}$ , such that
and
It may seem surprising that continuity on an arbitrary closed set is enough to get an F whose complement in the boundary has measure zero. Perhaps it helps to consider the extreme (and simplest) case, where $F_0=\emptyset $ . The function $\psi $ is merely measurable on $\partial {\mathbb B}$ , but bear in mind that, by Lusin’s theorem, its restriction to subsets of the boundary, whose complement in the boundary have small measure, is continuous. Details are presented in the proof.
Although Theorem 1 resembles the theorem of Lehto, it is not strictly speaking a generalization of Lehto’s result, for we are not claiming that the set of approach ${\mathcal F}_p$ contains a Stolz cone at p, nor even a radial segment at p. Au contraire, all of the components of the ${\mathcal F}_p$ which we shall obtain will be compact, and of course, a radial segment $\{rp: r_0\le r<1\}$ at p cannot be contained in a compact subset of ${\mathbb B}$ . Thus, we may not prescribe angular approach, but we may at almost every point of the boundary prescribe approach from within a set whose complement is asymptotically negligible with respect to Lebesgue measure.
Dmitry Khavinson has pointed out the following interesting instance of Theorem 1. For $n=1$ , we take $F_0$ to be the union of two disjoint closed Jordan arcs $\alpha $ and $\beta $ and $\psi $ to be the characteristic function of $\alpha $ . We obtain a holomorphic function f in the unit disc which has the striking property of approximating 1 at every point of $\alpha $ and simultaneously approximating 0 at every point of $\beta $ , in the strong sense prescribed by the theorem.
Theorem 1 is a particular instance of the following theorem on complex manifolds, by which we mean connected holomorphic manifolds. Every domain U in a complex manifold is automatically a complex manifold, and we shall say that U is a Stein domain if U is Stein qua manifold. We shall be dealing with Borel measures, and we take as part of the definition of a Borel measure that compact sets have finite measure.
Theorem 2 Let M be a complex manifold endowed with a distance d, and let $U\subset M$ be an arbitrary Stein domain. Let $\mu $ be a regular Borel measure on M and $\nu $ a regular Borel measure on $\partial U$ . Let $\psi $ be a Borel measurable function on $\partial U$ , whose restriction to some closed subset $S\subset \partial U$ is continuous. Then, there exists a holomorphic function f on U, a set $F\subset \partial U$ , with $S\subset F$ and $\nu (\partial U\backslash F)=0$ such that, for every $p\in F$ , there is a set ${\mathcal F}_p\subset U$ , such that
and for every $\epsilon>0$ , there is an $r_{p,\epsilon }>0$ , such that
Let us say that a set $A\subset U$ is of $\mu $ -density zero relative to U at a point $p\in \partial U$ if, for each $\epsilon>0$ , there is an $r_{p,\epsilon }>0$ , such that
By abuse of notation, we shall simply say that A is of density zero at p. Formula (1) then is merely the assertion that the complement (in U) of ${\mathcal F}_p$ is of density zero at $p.$ Let $\partial _0U$ be the set of those points $p\in \partial U$ such that $\mu ({\mathbb B}(p, r)\cap U)\neq 0$ , for all $r>0$ . For $p\in \partial _o U$ , we notice that A is of density zero at p, if and only if
To prove Theorem 2, we henceforth fix such $M, d, U, \mu , \psi , S, \nu $ and we also fix some proper holomorphic embedding $h:M\to {\mathbb C}^n$ of M into some complex Euclidean space ${\mathbb C}^n.$ We denote by $\mu _*$ the push-forward by h of $\mu $ on $h(U)$ . Because $h:U\to h(U)$ is a proper embedding, $\mu _*$ is a regular Borel measure on $h(U)$ . By abuse of notation, we also denote by $\mu _*$ the trivial extension of $\mu _*$ to Borel subsets of ${\mathbb C}^n$ . That is, for every Borel subset $A\subset {\mathbb C}^n$ , we put $\mu _*(A)=\mu _*\big (A\cap h(U)\big )$ . Because $h(U)$ is closed in ${\mathbb C}^n$ , it follows that the extension $\mu _*$ is also a regular Borel measure on ${\mathbb C}^n$ .
The boundary value problem, which we discuss in Theorem 2 for holomorphic functions of several complex variables, was considered in [Reference Falcó and Gauthier4] for holomorphic functions of a single complex variable. The analogous problem for harmonic functions on Riemannian manifolds was treated in [Reference Falcó and Gauthier5]. The methods employed in these two papers were different, and in [Reference Falcó and Gauthier6], a unified approach for holomorphic functions of a single variable and harmonic functions of several variables is presented by employing the Lax–Malgrange theorem expressed in the language of vector bundles. The Lax–Malgrange theorem is for differential operators between bundles of equal rank. The Cauchy–Riemann operator on a complex manifold of dimension n is a mapping from a bundle of rank $1$ to a bundle of rank n, so we only have equal rank when $n=1$ . For several complex variables, we thus require a different technique, and to this end, we shall introduce“bricks” in Section 2.
2 Brick constructions
A compact set $K\subset {\mathbb C}^n$ is said to be polynomially convex if, for every $z\not \in K$ , there is a holomorphic polynomial p, such that $|p(z)|>|p(\zeta )|$ , for every $\zeta \in K$ . By the Oka–Weil theorem, if K is polynomially convex, then every holomorphic function on K can be uniformly approximated by holomorphic polynomials.
The most basic domains in ${\mathbb C}^n$ are balls and polydiscs. Closed balls and closed discs are polynomially convex and so are good sets on which to approximate holomorphic functions by holomorphic polynomials. However, finite unions of disjoint closed balls or polydiscs are not, in general, polynomially convex. The fundamental tool regarding the polynomial convexity of the union of two sets is the Separation Lemma of Eva Kallin [Reference Lehto8], which asserts that the union of two polynomially convex compacta is polynomially convex if they can be separated by a (real) hyperplane. It turns out that (real) bricks, that is, bricks in ${\mathbb C}^n$ viewed as ${\mathbb R}^{2n}$ , are more convenient, in that it is possible to approximate on finite unions of disjoint closed bricks, provided they are appropriately “stacked,” taking into account the separation lemma. Approximation on appropriately stacked unions of closed balls and closed polydiscs is also possible, but stacks of bricks have the advantage that they can be stacked “more tightly.” Approximation on bricks was exploited in [Reference Bayart and Gauthier3] to study universality, but the term bricks was not employed there.
2.1 Bricks, stratification
Consider a brick $B\subset {\mathbb C}^n:$
We wish to partition B into smaller (sub)bricks by inserting some real hyperplanes perpendicular to the coordinate axes $\left \{x_1,y_1,\ldots ,x_n,y_n\right \}$ . Suppose the real hyperplanes orthogonal to the coordinates are
for some $r_1, s_1, \ldots , r_n, s_n\in \mathbb N$ and $\lambda _{i, j}, \mu _{i, j}\in {\mathbb R}$ . These hyperplanes partition B into finitely many bricks $(\beta _{i, j})$ , where the index $i, j$ is clarified as follows:
where $0\leq i_t\leq r_t$ , and $0\leq j_t\leq s_t$ .
We also introduce bricks $\widetilde {\beta }_{i,j}\subset \beta _{i,j}^{\mathrm {o}}$ , $\widetilde {\beta }_{i,j}=\widetilde {\beta }_{i_1, \dots , i_n, j_1, \dots , j_n}$ , obtained by inserting two new parallel hyperplanes between each consecutive parallel pair from the previous hyperplanes. That is, the $x_t$ and $y_t$ coordinates of $\widetilde {\beta }_{i,j}$ are given by
In other words, we used one prime for a hyperplane inserted to the right-hand side of a fixed hyperplane $x_t=\lambda _{ti_t}$ (or $y_t=\mu _{tj_t}$ ) and a double prime for a hyperplane added to the left-hand side of $x_t=\lambda _{ti_t}$ (or $y_t=\mu _{tj_t}$ ). For such a construction, we say that the family of bricks $(\widetilde {\beta }_{i,j})$ is a shrinking of the family of bricks $(\beta _{i,j})$ and we call the compactum $\widetilde B=\cup \widetilde {\beta }_{i,j}$ a stratification of the brick B.
Lemma 3 Let $B\subset {\mathbb C}^n$ be a brick, and let $(\beta _{i,j})$ be a partition of B by bricks induced by hyperplanes orthogonal to the real coordinates of ${\mathbb C}^n$ . Then, every stratification $\widetilde B=\bigcup _{i,j}\widetilde {\beta }_{i,j}$ is polynomially convex.
Proof We may use the superscript (n) to indicate that a set $A^{(n)}$ is in ${\mathbb C}^n$ , e.g., $B^{(n)}, \, \beta ^{(n)}_{i, j}$ , etc.
If $n=1$ , then the proof is trivial. A finite union of disjoint compacta having connected complements is again of connected complement and hence polynomially convex. Being separated by hyperplanes is even redundant in this case. So we assume the claim is true for $n>1$ . Let $B^{(n+1)}$ be a brick in ${\mathbb C}^{n+1}$ , and let $(\beta _{i,j}^{(n+1)})$ be a partition of $B^{(n+1)}$ by bricks as above and $(\widetilde {\beta }_{i,j}^{(n+1)})$ a shrinking thereof. We have
and for the shrinking
Thus,
$\widetilde B^{(1)}$ is polynomially convex by the trivial case $n=1$ , and $\widetilde B^{(n)}$ is polynomially convex by the induction hypothesis. Thus, $\widetilde B^{(n+1)}$ is polynomially convex as a product of polynomially convex sets. ▪
The following lemma shows that a stratification of a block can be chosen such that the interior of the block minus its stratification has arbitrarily small measure. Consequently, in the subsequent lemmas, we show that the density of the preimage (under h) can also be made arbitrary small.
Lemma 4 Given an arbitrary brick B, an arbitrary $\delta>0,$ and an arbitrary regular Borel measure $\eta $ on ${\mathbb C}^n,$ there exists a partition $(\beta _{i,j})$ of B such that, for every brick $\beta _{i,j}$ of the partition, $diam\,\beta _{i,j}<\delta $ and there exists a stratification $\widetilde B=\cup \widetilde {\beta }_{i,j}$ of this partition, such that
Proof We may denote
The distance between every two points in $(\beta _{i,j})$ , given by (3), is dominated by
Because there are at most $4n$ values $a_t, b_t, c_t, d_t$ , $t=1, \ldots , n$ , we may choose the coordinates of the $\beta _{i,j}$ ’s in (2) to ensure that (5) is less than $\delta $ , so we obtain that $diam\,\beta _{i,j}<\delta $ , for each $\beta _{i,j}.$
For the stratification $\widetilde B$ of B, with the coordinates in (4), for the additional hyperplanes, which we insert, we have
for the open bricks $X_{i,j}$ and $Y_{i,j}$ given by
for $t=1, \dots , n$ . Because the measure $\eta $ is regular,
We may thus choose the hyperplanes in (4), so that
▪
Lemma 5 Given an arbitrary brick B, and an arbitrary $\delta>0$ , there exists a partition $(\beta _{i,j})$ of B such that, for every brick $\beta _{i,j}$ of the partition, $diam\,\beta _{i,j}<\delta $ and given a compact set $K\subset \partial _0 U$ , for every $0< r< t,$ there exists a stratification $\widetilde B=\cup \widetilde {\beta }_{i, j}$ of this partition, such that
Proof Suppose a brick B, K, $\delta>0$ , and $0< r< t$ are given. Proof of the first part is the same as Lemma 4. To prove the second part, define
For $p\in K\backslash I_t$ , the result is trivial, because, for such p and for all $s\in [r, t]$ , one has
Now, suppose $p\in I_t$ . We claim that, if
then the proof is complete. Here is the reasoning. Invoking Lemma (4), for the push forward $\mu _*$ of $\mu $ , there exists a stratification $\widetilde B$ of B such that
Therefore, for $p\in I_t$ , and $s\in [r, t]$ , the above implies that
Now, we show that $M\neq 0$ . Suppose $M=0$ , then there exists a sequence $(p_j)$ of elements in $I_t\subseteq K$ such that
By the compactness of K, there is a point $p\in K$ and a subsequence of $(p_j)$ converging to p. By abuse of notation, we may assume this subsequence is $(p_j)$ . For an arbitrary $\epsilon>0$ , one can choose $j_{\epsilon }\in \mathbb N$ large enough such that $d(p_j, p)< r/2$ and $\mu \left ({\mathbb B}(p_j, r) \cap U\right )<\epsilon $ , for every $j>j_{\epsilon }$ . One, therefore, has
As epsilon was arbitrary, we can conclude that $\mu \left ({\mathbb B}(p, r/2) \cap U\right )=0$ ; that is, we have shown that there exists a neighborhood of p such that the measure of its intersection with U is zero, which contradicts our assumption that $p\in \partial _0U$ . ▪
2.2 Serpentine tiling and direction
We can fix an order on the $4n$ directions given by the positive and negative $x_k$ -directions and the positive and negative $y_k$ -directions, $ k=1, \dots , n$ ; that is, the order
Rename these as the k-directions, where $k=1,2,\ldots , 4n$ . For $k\in \mathbb N$ , we define the k-direction to mean the k (mod $4n$ ) direction.
Definition 6 A brick B has $4n$ faces. Let us call the face whose outward normal is in the k-direction, the k-side of B. We define the k-reflection $k(B)$ to be the reflection of B in the k-side of B. We extend this definition to $k\in {\mathbb N}\ ($ mod $4n)$ . We define the k-double $D_k(B)$ of the brick B to be the brick $B\cup k(B)$ .
If B is a brick and $k=1,2,\ldots $ , then the k-double $D_k(B)$ is polynomially convex as it is a brick.
Let us construct a special sequence of bricks $B_k, \, k=1,2, \dots $ . We take $B_1$ to be an arbitrary brick in ${\mathbb C}^n$ . Let $B_2$ be the $1$ -reflection $1(B_1)$ of $B_1$ . We put $B_3=2(B_1\cup B_2)$ . Having defined $B_1,\dots ,B_{\ell }$ , we define $B_{\ell +1}$ as $k(B_1 \cup B_2 \cup \cdots \cup B_{\ell })$ , where $k=\ell $ (mod $4n$ ).
Lemma 7 For an arbitrary brick $B_1$ in ${\mathbb C}^n$ , the family of bricks $(B_k)_{k=1}^{\infty }$ defined as above forms a tiling of ${\mathbb C}^n$ . That is, for $k\not =j, \, B_k^{\mathrm {o}}\cap B_j^{\mathrm {o}}=\emptyset $ and $\cup _k B_k={\mathbb C}^n$ .
Proof It is clear that, for $k>j, \, B_k^{\mathrm {o}}\cap B_j^{\mathrm {o}}=\emptyset $ , because every $B_k, k>1$ , is a reflection of the brick $\cup _{j< k} B_j.$
We may write
To show that we have a tiling, it is sufficient to show that, for $t=1,\ldots ,n,$
Note that $\cup _kB_k$ forms a tiling of ${\mathbb C}^n$ if and only if $\cup _k (B_k+v)$ where v is a vector in ${\mathbb C}^n$ is a tiling; that is, a translation of a tiling is a tiling. Thus, we may assume that $0\in B_1^{\mathrm {o}}$ , equivalently,
To show (8), we begin by showing that
The first reflection is in the $(+x_1)$ -direction, so $a_1^{(2)}=a_1^{(1)}$ and $b_1^{(2)}=b_1^{(1)}+(b_1^{(1)}-a_1^{(1)})>2b_1^{(1)}$ , bearing in mind that $a_1^{(1)}<0$ . The second reflection is in the $(-x_1)$ -direction, so $b_1^{(3)}=b_1^{(2)}$ and $a_1^{(3)}=a_1^{(2)}-(b_1^{(2)}-a_1^{(2)})<-2b_1^{(1)}$ . One should note that the next $4n-2$ reflections have no contribution to the $x_1$ axis; that is, $a_1^{(k)}=a_1^{(3)}$ and $b_1^{(k)}=b_1^{(3)}$ , for $k=4,5,\ldots ,4n$ . Thus, $a_1^{(4n)}< -2b_1^{(1)}$ and $2b_1^{(1)}< b_1^{(4n)}$ . Repeating the same argument for the next $4n$ reflections, we have that $a_1^{(2\cdot 4n)}< -2b_1^{4n}<-2^2b_1^{(1)}$ and $2^2b_1^{(1)}<2b_1^{(4n)}< b_1^{(2\cdot 4n)}$ . By recursion, we conclude that
Because the sequences $(a_1^{(k)})$ and $(b_1^{(k)})$ are monotone, this establishes (9).
The third and fourth reflections are, respectively, in the $(+y_1)$ - and $(-y_1)$ -directions. An argument analogous to the one just given shows that
which implies that $c_1^{(k)}\searrow -\infty $ and $d_1^{(k)}\nearrow +\infty $ as $k\to +\infty $ .
By the symmetry of the construction and the fact that the directions change periodically each $4n$ times, the same argument can be applied for $t=2,\ldots ,n$ , which yields (8). ▪
Definition 8 (Serpentine and Masonic tilings)
The tiling $(B_k)_{k=1}^{\infty }$ of ${\mathbb C}^{n}$ by the above process is called a serpentine tiling. If to each $B_k,\, k=1,2,\ldots $ , we associate a stratification $\widetilde {B}_k$ , we call the reduced tiling $(\widetilde {B}_k)_{k=1}^{\infty }$ a Masonic tiling. We shall call the closed set $E=\cup _k \widetilde B_k$ the Masonic temple constructed from the Masonic tiling ( $\widetilde B_k)_{k=1}^{\infty }$ .
For the remainder of this paper, $(B_k)_{k=1}^{\infty }$ will denote an arbitrary but fixed serpentine tiling of ${\mathbb C}^n$ . We denote by $(\beta _{i,j}^ k)_{k=1}^{\infty }$ an associated sequence of tilings. That is, $(\beta _{i,j}^ k)_{i, j}$ is a tiling of $B_k$ , for $k=1,2, \ldots $ . One should note that $(\widetilde B_k)_{k=1}^{\infty }$ does not cover ${\mathbb C}^{n}$ .
We now generalize, in some sense, Lemma 5 from a block to a tiling of ${\mathbb C}^n$ .
Lemma 9 Let $(B_k)_{k=1}^{\infty }$ be a serpentine tiling of ${\mathbb C}^n;$ let $(\delta _k)_{k=1}^{\infty }$ be a sequence of positive numbers: let $\eta $ be an arbitrary regular Borel measure on ${\mathbb C}^n$ and let $(K_k)_{k=1}^{\infty }$ be an exhaustion of $\partial _0 U$ by compacta. Then, there exists a partition $(\beta _{i,j}^k)$ of $B_{k}$ , and an associated Masonic tiling $(\widetilde B_k)_{k=1}^{\infty }$ , whose corresponding Masonic temple $E=\cup _k\widetilde B_k$ is such that, for $k=1,2,\ldots, $
-
(a) $diam(\beta ^k_{i,j})<\delta _k$ , for each brick $\beta ^k_{i,j}$ of $B_k$ ;
-
(b) $\eta \left \{z\in {\mathbb C}^n\backslash E: |z|>k\right \}< \delta _k$ and hence:
$$ \begin{align*} \mu \left\{x\in U: h(x)\in {\mathbb C}^n \backslash E \textit{ and } |h(x)|>k\right\}< \delta_k. \end{align*} $$ -
(c) for all $p\in \partial U$ and for all $\lambda>0$ , there exists an $r_{p, \lambda }>0$ , such that
$$ \begin{align*} \mu\big({\mathbb B}(p, r)\cap(U\backslash h^{-1}(E))\big) \le \lambda\cdot\mu\big({\mathbb B}(p, r)\cap U\big), \quad \text{for all} \quad 0 < r < r_{p, \lambda}. \end{align*} $$
Proof Let $(\epsilon _k)_{k=1}^{\infty }$ be an arbitrary sequence of positive numbers. To prove (a) and (b), let $B=B_k$ , $\delta =\min \{\delta _k, 2^{-k}, \epsilon _k\}$ , $K=K_k$ , and $[r, t]=[1/(\ell +1),1/\ell ] , k=1, 2, \ldots $ . Because both Lemmas 4 and 5 have the property that every finer partition satisfies the same conclusion, we may thus choose a partition $(\beta _{i,j}^k)$ of $B_{k}$ , such that, for $k=1,2,\ldots $ ,
which proves (a) and
Now, because the family $(\widetilde {B}_{k})_{k=1}^{\infty }$ of stratifications and the family $(\widetilde \beta _{i,j}^k)$ of all the bricks of all the $\widetilde B_{k}$ are both locally finite, we may choose a sequence $(\epsilon _k)_{k=1}^{\infty }$ which tends to zero sufficiently rapidly that (11) yields the desired estimates
The second part of (b) can be proved by noting that $\mu _*$ is a regular Borel measures on ${\mathbb C}^n$ .
To prove (c), note that, for $p\in \partial U\backslash \partial _0 U$ , this is trivial, because both sides are zero. Now, for $p\in \partial _0 U$ , there exists $k_p\in \mathbb N$ such that $p\in K_{k_p}$ . Moreover, $p\in K_{k}$ , for all $k \ge k_p$ . Now, suppose $\lambda>0$ and suppose $0< r< 1$ . We may choose $k(\lambda )\ge k_p$ such that $2^{-(k(\lambda )-1)}< \lambda $ . Furthermore, choose $\ell _{\lambda }$ so large that ${\mathbb B}(p, r)\cap h^{-1}(B_k)=\emptyset $ , for all $k\le k(\lambda )$ and all $r<1/\ell _{\lambda }=:r_{p, \lambda }$ . Then, for all $r< r_{p, \lambda }$ , by subadditivity of the measure $\mu $ and inequality (12), one has
which completes the proof in (c). ▪
3 Approximation in $\boldsymbol{\mathbb C}^{\boldsymbol{n}}$
The first approximation theorem is about approximating a sequence of holomorphic functions defined, respectively, on a sequence of tiles by an entire function. Then, we shall approximate (outside of a small set) a continuous function on ${\mathbb C}^n$ by an entire function.
Theorem 10 Let $(\widetilde {B}_k)_{k=1}^{\infty }$ be a Masonic tiling in ${\mathbb C}^n$ , $(f_k)_{k=1}^{\infty }$ a sequence of functions, $f_k$ holomorphic on $\widetilde {B}_k$ , and $(\epsilon _k)_{k=1}^{\infty }$ a sequence of positive numbers. Then, there is an entire function g, such that
Proof We may assume that, for each k, $\sum _{j>k}\epsilon _j<\epsilon _k.$
Set $E_0=\emptyset $ , and $E_n=\cup _{k=1}^nB_k, n>0$ . By definition, $E_1=B_1$ is polynomially convex. Because $E_n$ , for $n>1$ , is the n-double of $E_{n-1}$ , it follows that $E_n$ is polynomially convex. We shall construct by induction a sequence $\{P_n\}$ of polynomials, such that $|P_k-f_k|<\epsilon _k/2^k$ , for $k=1,2,\ldots $ , on $\widetilde B_k$ and $|P_k-P_{k-1}|<\epsilon _k/2^k$ on $E_{k-1}$ . The function $f_1$ is holomorphic on $\widetilde {B}_1$ , and $\widetilde {B}_1$ is polynomially convex, so there is a holomorphic polynomial $P_1$ such that
Define
which is a holomorphic function on $B_1\cup \widetilde {B}_2$ . By the Kallin Separation Lemma, $B_1\cup \widetilde {B}_2$ is polynomially convex, so there exists a holomorphic polynomial $P_2$ such that
Having defined $P_1, \dots , P_k$ , define
which is a holomorphic function on $E_k\cup \widetilde {B}_{k+1}$ . Because $E_k\cup \widetilde {B}_{k+1}$ is a polynomially convex set, there exists a holomorphic polynomial $P_{k+1}$ such that
Equivalently,
We claim that the sequence $\{P_k\}$ , obtained by the above procedure, is uniformly Cauchy on compact subsets of ${\mathbb C}^n$ . To prove this, let K be a compact subset of ${\mathbb C}^n$ and fix $\epsilon>0$ . Recall that $(B_k)_{k=1}^{\infty }$ is a serpentine tilling, so for sufficiently large N, we have $K\subset \cup _{k=1}^NB_k=E_N$ . Choose such an N so large that $\epsilon _N<\epsilon $ . Let $N\leq s\leq \ell $ . Then, for $z\in K$ , one has $z\in E_s\subset E_{\ell }$ . So, on K,
Thus, the sequence $(P_k)_{k=1}^{\infty }$ is indeed uniformly Cauchy on compacta and hence converges to an entire function g.
There only remains to show that g performs the required approximation of $(f_k)_{k=1}^{\infty }$ on $(\widetilde B_k)_{k=1}^{\infty }$ . Fix k. First, note that $\widetilde {B}_k\subset E_{j-1}\subset E_j$ , for every $j>k$ . By (13) and the above computation, for $z\in \widetilde {B}_k$ , one has
Therefore,
▪
Lemma 11 Let v be a continuous function on ${\mathbb C}^n$ , and $\delta $ a positive (decreasing) continuous function on $[0,+\infty )$ . Then, there is a Masonic temple $E\subset {\mathbb C}^n$ , and an entire function g, such that
and, for every $p\in \partial U$ and $\lambda>0$ , there exists an $r_{p,\lambda }>0$ such that
Proof Suppose a serpentine tiling $(B_k)_{k=1}^{\infty }$ of ${\mathbb C}^n$ is given. For $k=1,2,\ldots $ , set
For each k, $r_k\le r_{k+1}$ , so $\delta _k\ge \delta _{k+1}$ .
For fixed $k=1, 2, \dots $ , the restriction of v to $B_k$ is uniformly continuous (by compactness of $B_k$ ). Therefore, for each k, there exists $a_k>0$ such that
Consider a new sequence $(\theta _k)$ , where
By Lemma 9, there exists a partition $(\beta _{i, j}^k)$ of $B_k$ such that $diam(\beta ^k_{i,j})<\theta _k$ , for each $k=1, 2, \dots $ . Furthermore, there exists a stratification $\widetilde B_k=\cup \,\widetilde \beta ^k_{i,j}$ of $B_{k}$ , such that, for the Masonic tiling $E=\cup _k \widetilde B_{k}$ ,
for all $p\in \partial U$ and for all $\lambda>0$ , there exists an $r_{p, \lambda }>0$ , such that
which proves (16). In addition, denoting by $[r]$ the greatest integer less than or equal to r,
which proves (14).
Define a holomorphic function on this Masonic temple $E=\cup _k \widetilde {B}_{k}$ , associated to the continuous function u on ${\mathbb C}^n$ . Pick sample points $z^k_{i, j}\in \widetilde {\beta }^k_{i,j}\subset \widetilde {B}_k$ for each element $\widetilde B_k$ in the Masonic tiling. Define $f_k$ on $\widetilde B_{k}$ by setting
that is, $f_k$ has the constant value $v(z^k_{i, j})$ on $\widetilde {\beta }^k_{i,j}$ , for each $i, j$ . It is clear that $(f_k)_{k=1}^{\infty }$ is a sequence of holomorphic functions such that $f_k$ is holomorphic on $ \widetilde {B}_{k}$ . For this sequence of holomorphic functions and the sequence $(\delta _k)_{k=1}^{\infty }$ , by Theorem 10, there exists an entire function g such that
We note that if $z\in \widetilde {\beta }^k_{i,j}$ , then $|v(z^k_{i, j})-v(z)|<\delta _k/2$ , because $diam(\widetilde {\beta }^k_{i,j})\leq diam (\beta ^k_{i,j})<\theta _k\leq a_k$ .
Suppose $z\in E$ . Then, there exists $k=1, 2, \dots $ and $i=i_k, j=j_k$ such that $z\in \widetilde {\beta }_{i, j}^k\subset \widetilde {B}_k\subset B_k$ . One, therefore, has
where the last inequality follows from the property that $\delta $ is a decreasing function. ▪
The following approximation result is not needed in the proof of our main theorem, but is closely related to the topic and of independent interest.
Theorem 12 In ${\mathbb C}^n$ , for every regular Borel measure $\eta $ , for every Borel measurable function $\varphi $ , and for every positive decreasing continuous function $\epsilon $ on $[0,+\infty )$ , there exists an entire function f and a closed set $E\subset {\mathbb C}^n$ , such that
and
Proof We may assume that $\epsilon $ deceases to zero. For each $k=1,2,\ldots $ , choose a positive number $\epsilon _k$ with $\epsilon _k<\epsilon (k+2)/2$ . We may further assume that,
for each k. Define
Because $A_k$ is locally compact, it follows, from Lusin’s theorem [Reference Wage11, Theorem 2.24], that there is a continuous function $u_k$ on $A_k$ , and a subset (which by the regularity of $\eta $ we may take to be compact) $K_k\subset A_k$ , such that $u_k=\varphi $ on $K_k$ and $\mu (A_k\backslash K_k)<\epsilon _k$ . Define u on $E_1=\cup _kK_k$ by setting $u=u_k$ on each $K_k$ . Because the family of $K_k$ ’s is a locally finite family of disjoint compacta, the set $E_1=\cup _kK_k$ is closed and u is continuous on $E_1$ . By Tietze’s theorem [Reference Wage11, Theorem 20.4], one may extend u to a continuous function on ${\mathbb C}^n$ , which we continue to denote by u. Furthermore,
On the other hand, by Lemma 11, there exists an entire function f and a closed set (Masonic temple) $E_2\subset {\mathbb C}^n$ , such that
and
Now, for $z\in E_1\cap E_2$ , one has
Furthermore, by subadditivity of $\eta $ , for $E=E_1\cap E_2$ , one has
Therefore, E is the desired closed set and f is the desired entire function. ▪
Remark For Lebesgue measure, the proof of Theorem 12 can be somewhat simplified, taking into account Lemma 2.4 in [Reference Kallin7], which states that for an arbitrary polynomially convex compact set $Y\subset {\mathbb C}^n$ and $\epsilon>0$ , there is a totally disconnected polynomially convex compact set $K\subset Y$ , such that $m(Y\backslash K)<\epsilon $ and also taking into account, that polynomials are dense in $C(K)$ , when K is a totally disconnected polynomially convex compact set [Reference Alexander and Wermer1, Chapter 8, p. 48].
4 Proof of Theorem 2
Recalling that our manifold M is equipped with a distance d, we denote by ${\mathbb B}(p,r)$ the open ball of center $p\in M$ and radius $r>0$ .
Lemma 13 Let $K\subset \partial _0 U$ and $Q\subset \partial U$ be disjoint compact sets. Then, for each $\varepsilon>0$ , there exists $\delta>0$ and an open neighborhood $V_{\delta }$ of Q in M contained in a $\delta $ -neighborhood of Q in M disjoint from K such that
Furthermore, $\delta $ can be chosen, so that ${\mathbb B}(p,r)\cap V_{\delta }=\emptyset $ , for all $p\in K$ and $r<\delta $ .
Proof Let $r_0=d(Q, K)/2$ , which is not zero, because Q and K are compact. Define
We claim $\rho>0$ ; otherwise, there exists a sequence of $(p_n)\subset K$ such that it converges to a point $p\in K\subset \partial _0U$ (by compactness of K) and
For a given $\eta>0$ , one can choose $n_{\eta }$ large enough such that $1/n<\eta $ and $d(p_n, p)< r_0/2$ , for every $n>n_{\eta }$ . This implies that
that is, $\mu \left ({\mathbb B}(p, r_0/2)\cap U\right )=0$ . This contradicts our assumption that $p\in \partial _0U$ , so $\rho \neq 0$ .
We now let $0< \delta < r_0$ . Because the measure $\mu $ is regular, we may choose $V_{\delta }$ , such that $\mu \left (V_{\delta }\cap U\right )<\epsilon \cdot \rho $ . Let $r>0$ be arbitrary. If $r< r_0$ , then the claim is true. Indeed,
because ${\mathbb B}(p, r)\cap V_{\delta }=\emptyset $ , for every $p\in K$ ; if $r>r_0$ , one has
for every $p\in K$ . This completes the proof of the first part.
The second part of the lemma is clear. ▪
Lemma 14 There exists a measurable set F, with $S\subset F\subset \partial U$ and $\nu (\partial U\backslash F)=0;$ there exists a function $u\in C(U)$ , continuous on U, such that, for every $p\in F$ , there exists ${\mathcal E}_p\subset U$ such that
and for every $\lambda>0$ , there exists $r_{p, \lambda }>0$ , such that
Proof Put $S_0=S\cap \partial _0 U$ and $S^0=S\backslash \partial _0U$ , so $S=S^0\dot \cup S_0$ . We can write $S_0=\cup _{n=1}^{\infty } S_n$ and $S^0=\cup _{n=1}^{\infty } S^n$ , where $(S_n)_{n=1}^{\infty }$ and $(S^n)_{n=1}^{\infty }$ are increasing sequences of compact sets.
First, we assume that $\nu (\partial _0 U\backslash S_0)<+\infty $ . By Lusin’s theorem (see [Reference Rudin11] and [Reference Wage12, Theorem 2]), there exists a compact set $Q_1$ in $\partial _0 U\backslash S_0$ such that $\nu (\partial _0 U\backslash S_0\backslash Q_1)<2^{-1}$ and the restriction of $\psi $ to $Q_1$ is continuous. Now, again by Lusin’s theorem, we can find a compact set $Q_2$ in $ \partial _0 U\backslash S_0\backslash Q_1$ with $\nu \big ((\partial _0 U\backslash S_0\backslash Q_1)\backslash Q_2\big )<2^{-2}$ , so that the restriction of $\psi $ to $Q_2$ is continuous. Because $Q_1$ and $Q_2$ are disjoint compact sets, the restriction of $\psi $ to $Q_1\,\dot \cup \,Q_2$ is continuous. By induction, we can construct a sequence of compact sets $(Q_n)_{n=1}^{\infty }$ , so that $Q_{n}\subset {\partial _0 U}\backslash S_0\backslash \cup _{j=1}^{n-1} Q_j$ , $\nu (\partial _0 U\backslash S_0\backslash \cup _{j=1}^{n} Q_j)<2^{-n}$ , and the restriction of $\psi $ to $Q_1\,\dot \cup \cdots \dot \cup \, Q_n$ is continuous, for $n=1,2,3,\ldots $ . It is obvious that $(Q_n)_{n=1}^{\infty }$ is a family of pairwise disjoint compact sets, and setting
we have that $Q\subset \partial _0 U$ and $\nu \big (({\partial _0 U}\backslash S_0)\backslash Q\big )=0.$
If $\nu ({\partial _0 U}\backslash S_0)=+\infty $ , then by the $\sigma $ -finiteness of the measure $\nu $ , there exists a pairwise disjoint sequence of measurable sets $(R_l)_{l=1}^{\infty }$ with $\nu (R_l)<+\infty $ and $\partial _0 U\backslash S_0=\dot {\bigcup }_{l=1}^{\infty } R_l$ . By the previous argument applied to the function $\psi $ restricted to the set $R_l$ , we can find a pairwise disjoint sequence of compact sets $(Q_{n, l})_{n=1}^{\infty }$ of $R_l$ , so that the restriction of $\psi $ to each $Q_{n, l}$ is continuous and $\nu (R_l\backslash \dot \cup _{n=1}^{\infty } Q_{n, l})=0$ . We may arrange the countable family of pairwise disjoint compact sets
in a sequence, so that, whether or not $\nu ({\partial _0 U}\backslash S_0)=+\infty $ , we may write Q in the form (20), where the $Q_n$ ’s are disjoint and the restriction of $\psi $ to each $Q_n$ is continuous and $\nu \big (({\partial _0 U}\backslash S_0)\backslash Q\big )=0.$
Similarly, there is a set $A\subset (\partial U\backslash \partial _0U)\backslash S^0$ of the form $A=A_1\cup A_2\cdots $ , where $(A_n)_{n=1}^{\infty }$ is a sequence of disjoint compact sets, $\psi $ restricted to each $A_n$ is continuous, and
Setting $F=A\cup S\cup Q$ , we have $S\subset F\subset \partial U$ and $\nu \big (\partial U\backslash F)=0$ . Note that the restriction of $\psi $ to each $F_n=A_1\cup \cdots \cup A_n\cup S\cup Q_1\cup \cdots \cup Q_n$ is continuous, because the restriction to the closed set S is continuous, the restriction to the compact set $A_1\cup \cdots \cup A_n\cup Q_1\cup \cdots \cup Q_n$ is continuous, and this compact set is disjoint from the closed set S, so the restriction to the union, which is $F_n$ , of the closed set and the compact set is also continuous.
We now begin to extend the function $\psi $ . For this, we shall construct inductively an increasing sequence $(E_n)_{n=1}^{\infty }$ of subsets of U and a sequence of functions $(f_n)_{n=1}^{\infty }$ .
By Lemma 13, for $l=2,3,\ldots $ , there is an open neighborhood $V_{1,l}$ of $Q_l$ contained in a $\delta _{1,l}$ -neighborhood of $Q_l$ in M such that
Without loss of generality, we can assume that $\delta _{1,l}<1$ , for $l=2,3,\ldots $ . Set
Because $F_1$ is closed in $E_1\cup F_1$ , by the Tietze extension theorem, we can extend the function $\psi _1$ to a continuous function $f_1$ on $E_1\cup F_1$ .
Set $E_0=\emptyset $ and assume that, for $j=1,\ldots ,n$ , we have fixed $E_j$ , $\delta _{j,l}$ , for $l\ge j+1$ , and functions $f_j$ continuous on $E_j\cup F_j,$
where $E_j=U\backslash \cup _{l=j+1}^{\infty } V_{j,l}$ with $V_{j,l}$ being an open neighborhood of $Q_l$ contained in a $\delta _{j,l}$ -neighborhood of $Q_l$ in $M\backslash E_j$ such that
$\delta _{j,l}<1/j$ , for $j=1,\ldots ,n$ and $l=j+1,j+2,\ldots $ . For the step $n+1$ , using Lemma 13 again, we have that for every natural number $l>n+1$ , there is an open neighborhood $V_{n+1,l}$ of $Q_l$ contained in a $\delta _{n+1,l}$ -neighborhood of $Q_l$ in $M\backslash E_n$ such that
Without loss of generality, we can assume that $\delta _{n+1,l}<1/(n+1)$ . Set
Note that $E_n\cup F_{n+1}$ is relatively closed in $E_{n+1}\cup F_{n+1}$ . Furthermore, the function $f_{n+1}$ defined on $E_n\cup F_{n+1}$ as $f_{n+1}=f_{n}$ on $E_n\cup F_n$ and $f_{n+1}=\psi _n$ on $Q_{n+1}$ is continuous, because these two closed sets $E_n\cup F_n$ and $Q_{n+1}$ are disjoint. Therefore, by the Tietze extension theorem, we can extend the function $f_{n+1}$ to a continuous function on $E_{n+1}\cup F_{n+1}$ that we denote in the same way.
Note that $\cup _{n=1}^{\infty } E_n=U$ , because $\delta _{n+1,l}<1/(n+1)$ . Then, the function u, defined on U as $u(x)=f_n(x)$ if $x\in E_n$ , is continuous on U.
Finally, we show the limit property. Fix $p\in F$ . If $p\in \partial U\backslash \partial _0 U$ , we set ${\mathcal E}_p=\emptyset $ , so (18) and (19) are trivial, because
If $p\in F\cap \partial _0U$ , then, either $p\in S$ and there is some $n(S)$ , such that $p\in S_n$ , for all $n\ge n(S)$ , or $p\in Q$ , in which case $p\in Q_n$ , for some $n=n(Q)$ . In the first case, set $n(p)=n(S);$ in the second case, set $n(p)=n(Q)$ , and in either case, set ${\mathcal E}_p=E_{n(p)}$ .
We have that $p\in F_{n(p)}, \, u=f_{n(p)}$ on $E_{n(p)}={\mathcal E}_p$ , $f_n$ is continuous on $E_n\cup F_n$ , and $f_{n(p)}=\psi _{n(p)}$ on $F_{n(p)}$ . Therefore, $u(x)\to \psi (p)$ , as $x\to p$ in ${\mathcal E}_p=E_{n(p)}$ .
For fixed $\lambda>0$ , choose $m>n(p)$ so large that $1/2^m<\lambda $ and set
Then, for $r< r_{p,\lambda }$ , one has
▪
Now, we are in a position to give a proof of Theorem 2.
Proof Proof of Theorem 2
By Lemma 14, there exists a measurable set F, with
a continuous function u on U such that, for every $p\in F$ , there exists a set ${\mathcal E}_p\subset U$ such that
Furthermore, for $\lambda>0$ , there is an $r_{p,\lambda }>0$ , such that
Now, let $h:U\to {\mathbb C}^n$ be a proper embedding of the Stein domain U into some complex Euclidean space ${\mathbb C}^n$ , and consider the continuous function $v=u\circ h^{-1}$ , defined on the closed subset $h(U)\subset {\mathbb C}^n$ . We extend v continuously to all of ${\mathbb C}^n.$ Note that, for $q\in \partial U$ , if $x\rightarrow q$ , $x\in U$ , then $h(x)\rightarrow \infty $ .
Let $\delta $ be a positive (decreasing) continuous function on $[0, +\infty )$ , such that $\delta (r)\searrow 0$ as $r\nearrow +\infty $ . Let $(\widetilde B_k)_{k=1}^{\infty }$ be a stratification of $( B_k)_{k=1}^{\infty }$ , such that the Masonic temple $E_{2}=\cup _k \widetilde B_k$ satisfies Lemma 11. Therefore, by Lemma 11, the closed set $E_{2}\subset {\mathbb C}^n$ may be constructed such that, setting ${\mathcal E}_2=h^{-1}(E_2)$ , for every $p\in \partial U$ and for every $\lambda>0$ , there is an $r^{\prime }_{p, \lambda }>0$ , such that
and there exists an entire function g, such that
Note that for $z=h(x)$ , where x is in ${\mathcal E}_{2}\subset U$ , the above can be written as
Define $f=g\circ h$ , which is a holomorphic function on U. Furthermore, for $p\in F$ and $x\in {\mathcal E}_{2}$ arbitrary, one has
The above (and the properties of the functions h and $\delta $ ) implies that, for $p\in F,$
We now let ${\mathcal F}_p={\mathcal E}_p\cap {\mathcal E}_2$ , for $p\in F$ . Then, ${\mathcal F}_p$ is closed; furthermore,
by equation (26). Finally, for a given $\lambda>0$ , by invoking (24) and (25), one has
for all $0< r < \min \{r_{p, \lambda }, r^{\prime }_{p, \lambda } \}$ .
This concludes the proof of Theorem 2. ▪
Acknowledgment
The junior author would like to thank the senior author for introducing the problem and for his generous support. We would like to thank the authors of [Reference Falcó and Gauthier6]; our Lemma 13 is inspired by a similar result from their manuscript. We would also like to thank Alexander Izzo for drawing our attention to his lovely paper [Reference Kallin7], which, as we remarked, makes it possible to simplify our proof of Theorem 11 in the case of Lebesgue measure. We would also like to thank Anush Tserunyan for stimulating discussions regarding descriptive set theory.