1. Introduction
The idea of an ‘international community’ presupposes an account of how violence is bounded within that community.Footnote 1 International law would seem to offer certain elements for such an account, in themselves insufficient for evoking the impression of violence being fully contained and ruled by law. Suffice it here to recall the absence of a definition of the term ‘aggression’, the loose contours of the use of force mandated by resolutions under Chapter VII of the UN Charter, or the legal vexations of ‘humanitarian’ or ‘regime change’ varieties of intervention. Notwithstanding this, the standard response of many international lawyers to the challenge of violence is to account for a central norm comprising a prohibition of the use of force with two exceptions – self-defence and action under Chapter VII of the UN Charter.Footnote 2
The handiness of that norm has not prevented longueurs in its exegesis. This can be nicely illustrated by juxtaposing two documents dealing with the matter. The UN High-Level Panel, in its 2004 report to the Secretary-General, concluded that, in all cases relating to decisions to use military force, ‘we believe that the Charter of the United Nations, properly understood and applied, is equal to the task’.Footnote 3 The phrase ‘properly understood and applied’ suggests the existence of a self-evident supplementing normativity beyond the wording of the UN Charter. In 2004–5 a group of international lawyers with roots in the UK discourse on international law tried to clarify this supplementing normativity delimited to the question of self-defence, and the result was published as ‘The Chatham House Principles of International Law on the Use of Force in Self-Defence’.Footnote 4 However, the introductory text casts doubt on the capability of ten pages of ‘principles’ to tell the whole story in this particular area of the law:
Finally, it will also be obvious that while the Principles are intended to reflect current international law, the law in this area is politically and legally contentious, and the application of the law (and therefore the Principles) to particular cases will often be difficult.Footnote 5
This raises the question underlying this article: is the paucity of the central norm on the use of force in international law simply a sign of its current underdevelopment, to be remedied by persistent scooping from the sources of law?Footnote 6 Or does that paucity serve a function in itself, exciting international lawyers – including this one – to write yet another text on the use of force? If so, what is that function?
My hypothetical answer would be that this paucity of positive law on the use of force serves a function. It leaves room for referral to a violence that promotes the preservation and cohesion of a group, a community. This violence has been termed ‘generative’, its structuring through international law and its repeated staging reproducing the relationship of prophecy to miracle.
My argument is developed in two main steps. Section 2 is dedicated to a more detailed elaboration of the referral to generative violence. To that end I shall explore the distinction between ‘violence’ and ‘force’ in a standard textbook on international law and contrast it with Hannah Arendt's work. Thereafter, René Girard's theory of generative violence will be introduced. The meaning of making linguistic gestures is considered at the end of section 2, which is something of a toolbox for a close reading of a text of international law in section 3. This text is an excerpt from the US National Security Strategy of 2006, relating to the violent fettering of the violence emerging from weapons of mass destruction (presented in section 3.1). Section 3.2 looks into the way the ‘principle of pre-emption’ straddles the boundary between the inside and the outside of the international community; it is analysed as an obscuring gesture towards international law's immanence. Section 3.3 draws on the Articles on State Responsibility and a doctrinal text on humanitarian intervention to explain the exceptional space provided in the concept of necessity. This space provides for a controlled transition from law to religion and back. In the final section 4, I conclude that the portent of pre-emptive self-defence will become fully legible only at the moment of fulfilment, of ‘miraculous appeasement’.
2. Violence and force, prophecy and miracle
I shall assume that a complete account of the use of force under international law presupposes the identification of norms additional to the UN Charter and the customary law of self-defence. Often these norms merely manifest themselves through a gesture of referral beyond formal law: to Christian ethics in the debate on just-war theory; to humanitarianism or an idea of human rights in discussions on humanitarian intervention as well as the responsibility to protect; and to political theory in exchanges on regime-change intervention. On a more general level, such referral sheds light on our assumptions as to the nature of man, history, and destiny. It is the very paucity of positive norms of international law which invites these gestures of referral. Had it been possible, purely hypothetically, to derive a complete, transparent, and conclusive answer from international law, there would have been no need to supplement its norms. This supplement grows from that which is not explicitly stated in positive law, incomplete circumscriptions, negative expressions, and omissive language.
Using a photographic metaphor, I might describe it as law's negative.Footnote 7 A photographic negative is material and fixed. It is not readily legible in itself, unless we have knowledge of the positive. It provides an intermediary step needed to develop the positive. In this intermediary position, however, it remains closer to what it depicts than does the positive. It provides more information, as the printing of positives from negative originals causes losses. Also, it is temporally anterior to the positive. All these properties make the metaphor meaningful when I attempt to understand the functioning of law's negative. This ‘negative’ of the law cannot be reduced to a simple negation of positive law. The printing of a positive from the negative has caused a loss which is irretrievable.
I shall approach the relation between positive law and law's negative in the international law on the use of force by inquiring into the concepts ‘violence’ and ‘force’. Much international legal doctrine appears to use these terms without-distinction. This is how Shaw's International Law introduces a chapter on ‘International Law and the Use of Force by States’:
While domestic systems have, on the whole, managed to prescribe a virtual monopoly on the use of force for the governmental institutions, reinforcing the hierarchical structure of authority and control, international law is in a different situation. It must seek to minimize and regulate the resort to force by states, without itself being able to enforce its will. Reliance has to be placed on consent, consensus, reciprocity and good faith. The role and manifestation of force in the world community is, of course, dependent upon political and other non-legal factors as well as upon the current state of the law, but the law must seek to provide mechanisms to restrain and punish the resort to violence.Footnote 8
Shaw's readiness to ascribe to law a will of its own is remarkable,Footnote 9 as is the underlying terminological order in this brief passage. ‘Authority’ is a term used to describe domestic systems, while it is absent in the qualification of international law. The ‘role and manifestation of force’ is set in contrast to ‘violence’ which is repressed through ‘mechanisms to restrain and punish’ it. Why have international lawyers chosen to speak of the ‘use of force’ as a function of the law, rather than of the use of violence?Footnote 10
‘Authority’, ‘force’, and ‘violence’; if we add ‘power’, these are four concepts around which Hannah Arendt's 1969 publication On Violence revolves.Footnote 11 Arendt lets ‘power’ correspond ‘to the human ability not just to act but to act in concert. Power is never the property of an individual; it belongs to a group and remains in existence only so long as the group keeps together.’Footnote 12 Arendt notes that the ‘concept of force is often used in daily speech as a synonym for violence, especially if violence serves as a means of coercion’. She suggests that it ‘should be reserved, in terminological language, for the “forces of nature” or the “force of circumstances” (la force des choses), that is, to indicate the energy released by physical or social movements’.Footnote 13 Her own text uses the term sparingly, and in a way that associates it with a philosophy of history. Violence, however, the word Arendt uses in the title of her book, is dealt with as the very last amongst her central terms, and with amazing brevity: ‘Violence . . . is distinguished by its instrumental character. Phenomenologically, it is close to strength, since the implements of violence, like all other tools, are designed and used for the purpose of multiplying natural strength until, in the last stage of their development, they can substitute for it.’Footnote 14 While ‘force’ makes volition disappear in complexity, ‘violence’ is instrumentalist and strongly attached to short-sighted volition. ‘Violence’ as a term allows its user to avoid any implication of agent and end, and shuns any presumption of authority. Violence seems to be pure volition without law: it is short-sightedly instrumental, devoid of principle, unpredictable. Force is associated with the language of natural sciences, and vibrates with the necessary causality of a natural law. Hence force is associated with the law in the closest conceivable way, while violence is maximally detached from the law.
Shaw finds a ‘hierarchical structure of authority and control’ with ‘domestic systems’, yet he does not expressly ascribe such a structure to international law. Authority, Arendt suggests, ‘can be vested in persons . . . or it can be vested in offices, as, for instance, in the Roman senate (auctoritas in senatu) or in the hierarchical offices of the Church . . . Its hallmark is unquestioning recognition by those who are asked to obey; neither coercion nor persuasion is needed.’Footnote 15 Obviously, international law lacks authority in the Arendtian sense. This assumption must be shared by Shaw when he explains that ‘[r]eliance has to be placed on consent, consensus, reciprocity and good faith’, as law lacks enforcement mechanisms of its own.
Projecting Arendt's terms back on the quoted excerpt from Shaw, his omissions appear in a sharper light. Following him, the ‘will’ of international law, together with ‘political and non-legal factors’, would be the impulse which sets free the energy of the social movement of force. But these factors may be combined in endless variations, which begs the question of what actually triggers force. In Shaw's open constellation where law's will interacts with other factors, I see a gesture of referral to an unaccounted, immanent normativity governing the use of force, to law's negative. What is the power setting free this force? Who assembles in the ‘group keep[ing] together’ which is at the core of a power triggering force? These are questions Arendt invites me to ask, and I would add another one: is the social cohesion of that group in some way co-constitutive with its exercise of power?
Plausible as it might have been at first sight, I now have serious doubts whether the distinction between force and violence in the quote from Shaw is helpful at all.Footnote 16 I would like to consider a different way of accounting for the use of force. Following the French philosopher and literary critic René Girard,
[t]he procedures that keep man's violence in bounds have one thing in common: they are no strangers to the ways of violence. There is reason to believe that they are all rooted in religion. As we have seen, the various forms of prevention go hand in hand with religious practices. The curative procedures are also imbued with religious concepts – both the rudimentary sacrificial rites and the more advanced judicial forms. Religion in its broadest sense, then, must be another term for that obscurity that surrounds man's efforts to defend himself by curative or preventative means against violence.Footnote 17
This obscurity perseveres in the age of secularization, and can be tracked in the functioning of legal institutions:
It is that enigmatic quality that pervades the judicial system when that system replaces sacrifice. This obscurity coincides with the transcendental effectiveness of a violence that is holy, legal, and legitimate successfully opposed to a violence that is unjust, illegal, and illegitimate.Footnote 18
Elsewhere, Girard expresses the function of religion in straightforward terms: it ‘invariably strives to subduing violence, to keep it from running wild’.Footnote 19
I would like to highlight two aspects which will prove relevant for the question raised in this article. First, Girard speaks of violence;Footnote 20 and, more particularly, of violence as a way to keep man's violence in bounds. This suggests that bounded violence is to be distinguished from violence bounding it. Projected onto the terminology of international law, this implies a particular, superordinate violence bounding the use of force as much as the stray violence which international law, following Shaw, must ‘restrain and punish’. It is only this generative violence which seems to provide for the cohesion of a political community from which an Arendtian ‘power’ may emanate. Following Girard, this power will seek to maintain itself violently, and this violence, exercised within the ‘international community’, would be termed ‘force’ by international lawyers. In a way this violence authors power or, rather, provides a co-original authority to power. What is ‘curative or preventive’ within the logic of generative violence, is actually enabling the unleashing of violence from an external perspective. The logic of bounding violence is always a logic of enabling violence, too.
Second, Girard emphasizes the role of obscurity and enigma, and links it to the law. Obscurity possesses a distinct function in his analysis of violence, and Girard finds it to be present even in cases where violence can be successfully established as ‘holy, legal and legitimate’, thereby attaining ‘transcendental effectiveness’. As international law represents a ‘curative and preventative means’, it falls neatly within the Girardian use of the term ‘religion’. Provocative to some, this could be discarded as a definitional caprice, were it not for the suggestion that religion puts obscurity to productive use. If we follow Girard and read international law as religion, its incompleteness, its obscurity might be absolutely necessary for the law's ‘transcendental effectiveness’ in containing violence. That suggestion should be hard to accept for lawyers used to thinking in terms of predictability.
So what is Girard's point? A foundational assumption in his work is that we are driven by a desire for that which our fellow humans desire. This mimetic desire spreads, and spawns rivalry, conflict, and, ultimately, violence. The use of violence does not end the cycle of desire, though. Rather, it sets off retributive violence, which triggers further retribution, and so forth. In the long run, this contagious violence will threaten the continued existence of a community. In Violence and the Sacred, Girard explores a coping mechanism. By directing intra-community violence onto a surrogate victim and sacrificing him or her, this threat is externalized and eliminated with the victim, and the community emerges reappeased. Girard describes this victim as a scapegoat, who is a replacement for the potential victims of retributive violence and innocent in the sense that he or she bears no responsibility for the escalating violence.Footnote 21 To maintain cohesion in communities, this pattern is ritually repeated.Footnote 22 The ‘vitality as an institution’ of sacrificial institution ‘depends on its ability to conceal the displacement upon which the rite is based’Footnote 23 – that is, the displacement of violence from the real victims of retributive violence to the scapegoat victim.Footnote 24 The impulse of jurists to ‘fill the void’ left by the letter of the law through the device of interpretation or by conjuring lex ferenda might be one of the collusive strategies covering up the displacement upon which the rite is based. In legal questions related to the use of force, filling the void is the lawyer's contribution to the act of scapegoating.Footnote 25 The lawyer produces knowledge that forms part of the infliction of violence on the scapegoat victim, multiplying the ‘natural strength’ of whoever is immediately inflicting physical violence on him or her. This displacement is the source of the ‘obscurity that surrounds man's efforts to defend himself by curative or preventative means against violence’ discussed above.
The displacement process also provides the link to religion, and the concept of the sacred, which Girard makes a centrepiece of his theory. The scapegoat, the sacrificial victim, appears to be simultaneously the cause and resolution of conflict, and his or her killing leads to the ‘miraculous consequence’ of peace. How can that be?
If it is true that the community has everything to fear from the sacred, it is equally true that the community owes its very existence to the sacred. For in perceiving itself as uniquely situated outside the sphere of the sacred, the community assumes that it has been engendered by it; the act of generative violence that created the community is attributed not to men, but to the sacred itself. Having brought the community into existence, the sacred brings about its own expulsion and withdraws from the scene, thereby releasing the community from its direct contact. . . . A total separation of the community and the sacred would be fully as dangerous as a fusion of the two. Too great a separation can result in a massive onslaught on the sacred, a fatal backlash; then, too, there is always the risk that men will neglect or even forget how to implement the preventive measures taught them by the sacred itself as a defense against its own violence.Footnote 26
Hence Girard's theory is a theory of generative violence, a violence engendering the community, and, in the moment of crisis, re-engendering it miraculously through the sacrificial act.Footnote 27 To conceal the displacement of the victim's role is essential for its functioning. This displacement is effectively hidden by the sacrificial rite and integrated into belief structures, into ideas of a divine visitation of the community.Footnote 28 While Girard's theory is much richer than is reflected by my sketch, no more is needed for the purposes of this article.
Save, perhaps, for an effort to protect Girard against a possible misunderstanding. ‘Nothing, in my opinion, could be theoretically more dangerous than the tradition of organic thought in political matters by which power and violence are interpreted in biological terms’, Arendt wrote in her On Violence.Footnote 29 The point of Girard's theory is to develop a critique of the assumption that generative violence, well practised throughout history, is a somehow natural and necessary means of organizing human community.Footnote 30 International lawyers who open up an obscure space for the transcendental in their explanation of the norms governing the use of force expose themselves to the range of this critique. With Shaw, maleficent violence is addressed with the beneficent violence of international law (qua ‘use of force’), producing peace and security in the international community. This corresponds neatly to the Manichean ideas Girard's theory seeks to unravel and critique: the maleficent ‘violence running wild’ is addressed with the beneficent violence of sacrifice, producing appeasement, fecundity, and a socially stable community.
Before bringing this correspondence back to a selection of texts of contemporary international law, I have to consider the inner logic of these obscuring moves that ensure the success of sacrificial violence. Without an understanding of the specific function of positive law in conjunction with what I have termed law's negative, I will not be able to corroborate the correspondence between sacrificial violence and the use of force.
Above, my interest was mainly directed towards the relationship between sacrificial violence and the creation of social cohesion in a community. I tried to explain what law cannot say, in particular why the law cannot account for the logic of sacrificial violence without losing its effectiveness. Against the backdrop of Girard's ‘miracle of appeasement’, I have to consider what law needs to signify to ensure this effectiveness.
The obscurity which Girard considers to be so necessary for the proper working of the sacrificial process can only extend to the inner workings of that process. Its outcome, however, must appear as legible and meaningful for community members; the sudden re-legitimation of community after an accepted sacrifice is a reflection of a transcendental will. In itself, appeasement could not be understood as miraculous, were it not for a portent in the light of which the miracle becomes legible as a transcendental intervention. Or, as Franz Rosenzweig emphasized, the ‘prediction, the expectation of a miracle, always remains the constitutive factor, while the miracle itself is but the factor of realization’.Footnote 31 Appeasement itself, together with the re-legitimation of community, is a secondary event. The constitutional moment of this community is that of the portent. Yet without the miracle the portent cannot be read properly.
But what is a portent? In his study on the materiality of the miracle, Eric Santner draws on Rosenzweig's Star of Redemption:
While today one can only imagine a miracle as a breach of natural law of some sort, ‘for the consciousness of erstwhile humanity’, Rosenzweig writes, a miracle was based on an entirely different circumstance, namely, on its having been predicted, not on its deviation from the course of nature as this had previously been fixed by the law. As Rosenzweig puts it, ‘[m]iracle and prophecy belong together’ . . . In the first instance, Rosenzweig is thinking here of the efforts made by both Judaism and Christianity to anchor the ultimate miracle – that of revelation – in prior ‘predictions’ or signs.Footnote 32
In a correlated way, reductive judicial formalism would invoke the portent as the first component of a breach of the law, and denounce an action or omission based on it as the realization of this breach.Footnote 33 It is precisely this re-projection of action or omission on a portent that allows for a teleological interpretation producing legality through legitimacy arguments.Footnote 34
The preceding debate on humanitarian intervention delivered a portent in relation to the 1999 intervention in the province of Kosovo and its subsequent appeasement.Footnote 35 Its formal illegality was acknowledged by many international lawyers, yet superseded by a somehow undisputable legitimacy simultaneously read into it. The sense of historical purpose was perhaps most pertinently expressed in the reference by the German foreign minister Joschka Fischer to an imperative of not allowing a repetition of Auschwitz felt by ‘his generation’ to motivate his support for a NATO intervention.Footnote 36 Fischer's statement, along with the literature on humanitarian intervention, established the constitutive portent.
How should I understand the portent? In his essay on the German literary critic Max Kommerell, Giorgio Agamben elaborates on Kommerell's work on gesture:
Gesture is not an absolutely non-linguistic element but, rather, something closely tied to language. It is first of all a forceful presence in language itself, one that is older and more originary than conceptual expression. Kommerell defines linguistic gesture (Sprachgebärde) as the stratum of language that is not exhausted in communication and that captures language, so to speak, in solitary moments.Footnote 37
Agamben then concludes that ‘if speech is originary gesture, then what is at issue in gesture is not so much a prelinguisitic content as, so to speak, the other side of language, the muteness inherent in humankind's very capacity for language, its speechless dwelling in language’.Footnote 38 Foreign Minister Fischer's reference to Auschwitz is a linguistic gesture towards what is, as the title of Dan Diner's book on the Holocaust suggests, ‘beyond the conceivable’.Footnote 39 The ‘significance’ of this gesture, its prophetic allure, is neatly reflected in Diner's suggestion that the commemoration of the Holocaust is increasingly becoming the core of a European memory, providing a central point of reference for a European identity as well as the foundation for European constitution building.Footnote 40
It is surprising to what degree Rosenzweig's claim on the portent's constitutional position can assume literality.
Here I will conclude on my argument on the role of the law and, in particular, that of law's negative. Wherever a telos emancipating itself from the black letter of international law is reread into the law and a historical mission projected onto it, we are witnessing the making of gestures. These gestures are constitutional in the sense that they ‘signify’ law's negative as soon as a subsequent event is read as a miraculous appeasement. It is the making of gestures that I have to be attentive to when I now return to the texts of international law.
3. International law
One way of testing the usefulness of a Girardian approach would be to read a text on the international use of force with attention to the way in which it accommodates generative violence. I will first present that text, and then subject it to a Girardian reading.Footnote 41
The text I have chosen is related to the international law on the use of force in self-defence in the context of the production and proliferation of biological, chemical, or nuclear ‘weapons of mass destruction’ (WMD). It is contained in the 2006 US National Security Strategy (NSS).Footnote 42 Controversial as it may be, it provides a wonderful object of study for those seeking to track the production of knowledge on divine violence through international law.
A passage from the NSS reads as follows:
Meeting WMD proliferation challenges also requires effective international action – and the international community is most engaged in such action when the United States leads.
Taking action need not involve military force. Our strong preference and common practice is to address proliferation concerns through international diplomacy, in concert with key allies and regional partners. If necessary, however, under long-standing principles of self-defence, we do not rule out the use of force before attacks occur, even if uncertainty remains as to the time and place of the enemy's attack. When the consequences of an attack with WMD are potentially so devastating, we cannot afford to stand idly by as grave dangers materialize. This is the principle and logic of pre-emption. The place of pre-emption in our national security strategy remains the same. We will always proceed deliberately, weighing the consequences of our actions. The reasons for our actions will be clear, the force measured, and the cause just.Footnote 43
The text is taken from a section headed by the following imperative: ‘Prevent Our Enemies from Threatening Us, Our Allies, and Our Friends with Weapons of Mass Destruction’. This imperative is ostensibly directed towards the US institutions, yet it is as much an adjuration of the sacred. When describing the ‘way ahead’ under this heading, the author of the text identifies ‘[t]he need for action’, and the quote represents the second sentence of the third paragraph and the fourth paragraph in its entirety. The quoted text is followed by a one-page text box on the issue of ‘Iraq and Weapons of Mass Destruction’.
3.1. Limit
In its parts related to terrorist threats, the 2006 National Security Strategy operates with four hierarchical levels: that of a single superpower (the United States, on which it is incumbent to take the lead); the ordinary state, forming part of the ‘international community’ together with the United States; the rogue state, referred to frequently in the chapter from which my quote was taken, and subordinated to both; and, finally, the terrorist. The rogue state and the terrorist could be seen as two representations of the same actor, which is given an individual as well as an institutional form. To my mind, both rogue state and terrorist represent two different embodiments of divine violence, simultaneously located inside and outside the international community. This straddling of the limit between inside and outside, between divine and profane, is crucial for the function of sacrificial rites.Footnote 44
The quoted text lives off a limit severing the ordinary violence of the ‘use of force’ from the extraordinary violence of ‘mass destruction’. WMD are categorically distinct from ‘nuclear weapons’ in the possession of a state not qualifying as a rogue or a failure. With Girard, the proliferation of WMD could be said to represent the threat of an unfettered divine violence expressing itself through a globalized retribution (Girard's prime illustration of the contagious violence draws on the blood feud). In the NSS, the loss of fetters is represented by the keyword of ‘proliferation' in a context propelled by the antagonists’ ‘murderous ideology’.Footnote 45 This violence could be channelled and ultimately bound by sacrificing a ‘substitute victim’. The hierarchization of international actors provides for a group from which such victims can be chosen. In the logic of sacrificial violence, this avoids contagious patterns of retribution set off by the use of WMD.
With Girard, the sacrificial victim is a substitute for all members of the community. To make substitution work, the scapegoat must first be integrated into the life of the community. Girard uses the example of the Tupinamba people, whose prisoners of battle were brought into the community and lived there for a long period before being ritually sacrificed.Footnote 46 The transfer of violence from community members to the scapegoat can only succeed if the former is ritually assimilated to community members. If we revert to an ‘international community’ of states, a plausible account of the fettering of violence would presuppose that any sacrificial victim would first be integrated into the ‘international community’ benefiting from the sacrifice. Whoever is sacrificed has to bear the traits of a community member and therewith be equipped with state attributes. As the scapegoat replaces community members, a sufficient degree of similarity and thus statehood is required. In describing the transition from the ritual integration of a captive to his ritual sacrifice, Girard emphasizes that it is the captive's trespassing of a norm that triggers the actual process culminating in physical sacrifice. In the case of the Tupinamba, the ‘escape’ of the captive was arranged; he was recaptured and thereafter stimulated to violate the law. Only then were preparations for his violent sacrifice made.Footnote 47 The quality of ‘rogue’ neatly reflects the elusive nature of this trespassing, and a judgement of an actor as ‘rogue’ is certainly not based on any formal law. Also, it remains unclear exactly what obligations a state hosting an organization deemed terrorist has to assert control over this organization in order to avoid acts of self-defence by states seeing themselves as a victim of terrorist attack.Footnote 48 In Girard's example as well as in international law, the scapegoat moves over a minefield, where each step could be the crucial infringement triggering her sacrifice.
In the quote above, the action to be taken against WMD is constructed in a peculiar way. First, there are references to collective action and the peaceful resolution of conflicts. These anchor the process of acting within the framework of international law. Then the reference to the ‘long-standing principles of self-defence’ forms a juncture between international law and the less direct references to the transcendental following in the second part of the paragraph.Footnote 49 In itself, the use of the very term ‘self-defence’ also reinforces the reference to international law. However, by embedding self-defence in a plurality of ‘principles’, this reference is transgressed. The plurality of ‘principles’ conflates positive legal normativity and some other normativity. It is where the generative violence of justice and the generative violence of the divine are intertwined as curative means against the threat of unfettered violence dissolving the community.
As I read on in the excerpt, I am made to understand why the author chose expressions ex negativo of not ruling out the use of force and not being able to stand idly by when great risks materialize. Just as we cannot fathom and delimit the consequences of unfettered divine violence, the potential of devastation represented by WMD can neither be grasped nor delimited by establishing a ceiling in language. The pattern so far – reasserting the primacy of peaceful means to then invoke an unfathomable threat which actualizes the transcendence of a response which can only be described in negative terms – is closely trailing that of the ICJ's Advisory Opinion on the Legality of the Threat or Use of Nuclear Weapons.Footnote 50 After highlighting circumstantial evidence from various areas of international law, the Opinion builds the image of a law that verges infinitely towards illegality, without ever ending there. The frequently quoted paragraph 96 then toggles into law's negative, where ‘the Court cannot lose sight of the fundamental right of every State to survival, and thus its right to resort to self-defence, in accordance with Article 51 of the Charter, when its survival is at stake’.Footnote 51
Returning to the NSS quote, I gather that the use of WMD could imply the end of a nation-statist community, of democracy in that community, of the idea of an international community, of the world as we know it, and so forth. This open-endedness places a strong eschatological current in the text. Therefore the temporal issues governing pre-emption are open and indeterminate. ‘[E]ven if uncertainty remains as to the time and the place of the enemy's attack’, force can be used ‘before attacks occur’. As these paragraphs are part of an argument on the prevention of the proliferation of WMD as much as their use, this formulation widens the time span of intervention considerably. After these expansive moves, the text abruptly switches into a laconic mode by stating that ‘this is the principle and logic of pre-emption’. On the basis of the foregoing, it is hardly possible to comprehend this ‘principle and logic’ in any rational way. Yet the seemingly offhand reference to a single principle of pre-emption helps us to understand the use of the plural form in the ‘principles of self-defence’ referred to earlier. This single ‘principle’ appears as one of the ‘principles of self-defence’. Due to its appearance as a singular in a plural construction, it need not be subordinated to any other principle among the ‘principles’ of self-defence.
In a way, the National Security Strategy's ‘principle and logic of pre-emption’ can be read as repeating, in a more nuanced way, the gesture of referral made in paragraph 105.2.E of the ICJ Advisory Opinion, stating that ‘the Court cannot conclude definitively whether the threat or use of nuclear weapons would be lawful or unlawful in an extreme circumstance of self-defence, in which the very survival of a State would be at stake’.Footnote 52 The singularity and opaqueness of the ‘principle and logic of pre-emption’ in the National Security Strategy (and in the ICJ Advisory Opinion's quoted paragraph, I should add) might be explained by involving the figure of the ‘kat-echon’, the restrainer, who delays the appearance of the Antichrist and therewith the end of the current aeon. It is mainly reflected in 2 Thessalonians 2: 6–7, which refers to a power holding back the Antichrist until the second coming of Christ.Footnote 53 Historical exegesis usually equates this power with the Roman Empire. With reference to the medieval Respublica Christiana, Carl Schmitt remarked that it did not conceive of itself as eternal, but kept an eye to its own finality. The belief in its katechonic role – the holding off of the end of the world until the second coming of the Christ – allowed it to overcome a threatening eschatological paralysis.Footnote 54 The threat of such paralysis is real for those perceiving themselves as potentially threatened by weapons of mass destruction. The katechonic principle included in the National Security Strategy provides time, space, and legitimacy for the worldly power to counter this threat.
If WMD imply a threat of an eschatological dimension, the implications of the ‘principle of pre-emption’ can hardly be fettered and determined with the express language of international law. Rather, it gestures towards a normativity immanent in the law. An appeasement of divine violence would suggest a form of sacrificial exchange. By creating ‘unanimity’ within a community and offering the sacrificial victim to God, appeasement is produced.Footnote 55 But that relation is rendered obscure, and a society engaging in it needs to understand this appeasement of violence as a manifestation of the divine.
3.2. Exception
I should now like to turn to the interrelation of substantive norms on the use of force and the law of state responsibility. It could be argued that this relationship is part of a body of norms ex negativo, that is, norms which open a space permitting violence. This brings us to the circumstances precluding wrongfulness in the International Law Commission (ILC) Articles on State Responsibility.Footnote 56
While Article l of the ILC Articles states that every internationally wrongful act by a state entails the international responsibility of that state, Article 2 sets out the elements of an internationally wrongful act by a state. There is an internationally wrongful act by a state, it says, when conduct consisting of an action or omission (a) is attributable to the state under international law; and (b) constitutes a breach of an international obligation of the state. Chapter V sets out circumstances precluding wrongfulness. The ILC deliberately chose the term ‘wrongfulness’ over ‘responsibility’ here, which safeguards the future existence of the international obligation in question. The idea of preclusion disallows the designation of the conduct in question as a breach of an international obligation. Theoretically, this preclusion might suggest ‘prior to material law’ or ‘outside material law’, which is remarkably unclear, as the secondary norms surely aspire to be sharing the materiality of international law. I conclude that the vexing normativity created by preclusion of wrongfulness is a fine example of law's negative.
Among the circumstances precluding wrongfulness (yet another construction ex negativo), consent, self-defence, force majeure, and distress are listed. Also, in Article 25(1), I find a reference to necessity, which is constructed in a more complicated way:
Necessity may not be invoked by a State as a ground for precluding the wrongfulness of an act not in conformity with an international obligation of that State unless the act:
(a) Is the only way for the State to safeguard an essential interest against a grave and imminent peril; and
(b) Does not seriously impair an essential interest of the State or States towards which the obligation exists, or of the international community as a whole.
Read against the backdrop of an eschatological threat by WMD, any action taken by the United States would satisfy the demand of subparagraph (a).Footnote 57 By demoting an adversary against whom action is being taken to the subordinate level of a rogue state or a terrorist, there is no longer any ‘State or States toward which the obligation exists’. As the international community is described in earlier parts of the Strategy as craving US leadership, the essential interests of its member states can hardly be seriously impaired. More importantly, perhaps, the sacrifice of a single rogue state would ensure the ‘miraculous appeasement’ of that community and therewith its future existence.
In withdrawing to the level of secondary norms, the law provides a space for controlled transition to religion, and back. For the international lawyer, this movement is almost too brief for explication; it is a moment in which the fear of divine violence is exchanged for indebtedness to divine violence. The law of this space is the law of exception. To a degree, it is a law: the listing of circumstances precluding wrongfulness ends with a reminder of their outer limit in jus cogens. It suggests that there is some boundary around that particular area of an international law of exception.Footnote 58Jus cogens is, however, unable to function as a boundary in any positive, legal-technical sense, because its material content is so unstable and has an uncontrollable propensity for growth.Footnote 59 Teachings avowing the restraining power of jus cogens actually collude with the open-endedness of the exception and thereby contribute to the obscure logic of sacrificial violence.Footnote 60
Unsurprisingly, the concept of necessity provides ample opportunity for international lawyers devising legal absolutions for the use of force. Danish scholar Ole Spierman provides an example of how law's negative can be put to work and render positive normativity in his skilful justification of humanitarian intervention in the absence of a Security Council mandate.Footnote 61 In a first step, he denies Article 2(4) of the UN Charter the character of jus cogens and situates humanitarian intervention outside the scope of the concept of aggression (which removes another potential clawback on necessity, given that the prohibition of aggression is deemed to be jus cogens). Thereafter he concludes that the wrongfulness of a humanitarian intervention can be precluded for reasons of its necessity and, indeed, that humanitarian intervention can be justified on such grounds. I am struck, or perhaps rather startled, by the tacit metamorphosis in his text. The preclusion construction ex negativo, which carefully avoids statements on the extent of obligations under international law, is slowly turning into a positive construction, justifying humanitarian intervention as being within the space of international law.
4. Concluding remarks: emergency, miracle, appeasement
This space of international law can be rendered productive. If we move the emphasis further away from ideas of exceptions in positive law, and towards law's negative, we are within the domain of emergency.
This movement towards a revelatory process is visible in the last two sentences of my quotation from the 2006 National Security Strategy. When inside the exceptional space of the ‘principle of pre-emption’, the author assures the reader that ‘[w]e will always proceed deliberately, weighing the consequences of our actions. The reasons for our actions will be clear, the force measured, and the cause just.’
In the first of these two sentences, the deliberation and the weighing still imply a reference to the rationality of men and women acting in the exceptional space of the law. In contrast, the second sentence is laconic and rests on an obscure premise: exactly what rules govern the weighing; exactly at what level of danger will the principle of pre-emption permit action? Yet the second sentence could also be read as describing a process of revelation. Upon the use of sacrificial violence, clarity, measure, and justness will be evident rather than deducible. The portent of pre-emptive self-defence will become fully legible at the moment of fulfilment, of ‘miraculous appeasement’.
Here I have come to the point where I have found a number of examples suggesting that international law accommodates a sacrificial violence that promotes the preservation and cohesion of a group, a community. It lives off law's negative, and its apologists unwittingly assume the role of prophets. I believe that I have shown that the paucity of the positive law on the use of force serves a function indeed. Whether there are alternatives to this primitive mode of re-creating the international community is a different question.