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THE SPREAD OF FARMING ECONOMY IN THE WESTERN MEDITERRANEAN: A SHORT REPLY TO AMMERMAN (2021)

Published online by Cambridge University Press:  17 June 2021

C Manen*
Affiliation:
CNRS – UMR 5608 TRACES, Université Toulouse Jean Jaurès, 5 allées A. Machado 31058 Toulouse cedex 9, France
T Perrin
Affiliation:
CNRS – UMR 5608 TRACES, Université Toulouse Jean Jaurès, 5 allées A. Machado 31058 Toulouse cedex 9, France
J Guilaine
Affiliation:
Collège de France, 11 Place Marcelin Berthelot, 75005 Paris, France
L Bouby
Affiliation:
ISEM, CNRS, EPHE, IRD, Université Montpellier, Montpellier, France
S Bréhard
Affiliation:
MNHN – CNRS, UMR AASPE (7209), case postale 56, 55 rue Buffon, 75005 Paris, France
F Briois
Affiliation:
EHESS – UMR 5608 TRACES, Université Toulouse Jean Jaurès, 5 allées A. Machado 31058 Toulouse cedex 9, France
F Durand
Affiliation:
INRAP – UMR 5608 TRACES, Université Toulouse Jean Jaurès, 5 allées A. Machado 31058 Toulouse cedex 9, France
P Marinval
Affiliation:
CNRS – UMR 5140, Université Paul Valéry, Route de Mende, 34199 Montpellier, France
J-D Vigne
Affiliation:
CNRS – MNHN, UMR AASPE (7209), case postale 56, 55 rue Buffon, 75005 Paris, France
*
*Corresponding author. Email: claire.manen@univ-tlse2.fr
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Abstract

Manen et al. provide here a reply to the critical comment published by A. J. Ammerman regarding their article “The Neolithic Transition in the Western Mediterranean: a complex and non-linear diffusion process—the radiocarbon record revisited,” published in 2019 in Radiocarbon. They also use this occasion to reaffirm the need to elaborate novel interpretive frameworks that combine both geo-chronological and cultural data.

Type
Commentary
Copyright
© The Author(s), 2021. Published by Cambridge University Press for the Arizona Board of Regents on behalf of the University of Arizona

INTRODUCTION

Radiocarbon has invited us to respond to A. J. Ammerman’s comments and criticisms of our article published in 2019, “The Neolithic Transition in the Western Mediterranean: a complex and non-linear diffusion process—the radiocarbon record revisited.” Foremost, we would like to thank Radiocarbon for the opportunity. Our reply will be short, as the form of this commentary is not particularly conducive to constructive scientific debate. Here we will simply lay out a few facts in order to enlighten the readers of Radiocarbon, who will then be sufficiently informed as to form their own interpretation of the topic at hand. Among the six specific points underlined, three warrant our attention and therefore a concerted response; the three others represent the author’s personal reflections and a presentation of the research context in which his work on the Neolithic transition in Europe has developed.

FROM ONE MISUNDERSTANDING TO ANOTHER

The central theme of Ammerman’s commentary concerns the question of the rate of spread of early farming in Europe, the demic diffusion hypothesis, and the wave of advance model that he developed and promoted, as we are reminded via multiple citations. Before moving forward, let us first underline that these points correspond to about 3% of the content of our initial article, the purpose of which was not to discuss these topics in particular but to present a new corpus of dates and, using new evidence, discuss their relevance to our collective understanding of the spatiotemporal and cultural dynamics at play during the Neolithization of the Western Mediterranean. This was the purpose of our article, and we therefore underlined the important role of radiocarbon data for this research topic while citing numerous works, including Ammerman and Cavalli-Sforza’s Reference Ammerman and Cavalli-Sforza1971 article. Contrary to the author’s assertions, we have neither an idée fixe (fixed idea) nor a bête noire (pet peeve), we were simply resituating our results within a historiographical context, as is necessary for archaeological research. Moreover, and as we highlighted in the introduction of our article, the richness and diversity—and often divergent (!)—works on the Neolithic transition in Europe demonstrate that it simply makes little sense to position oneself a priori for or against any particular hypothesis. In the few lines that specifically concern the wave of advance model, Ammerman suggests we distort his words and misunderstand both the underlying mathematical principles and the necessary vocabulary for discussing the aforementioned model. As already mentioned, we touch upon this model briefly and succinctly in our article. We mention it in our introduction, within the context of a historiographical review that underlines the 1971 article as foundational. The wave of advance model is then evoked in the conclusion in order to present a contrast with some of our results, which we will develop in our next point. The author criticizes us for not having cited the entirety of his works and restricting ourselves to the 1971 article. Once again, our objective was not to conduct a review of these hypotheses. Furthermore, when we evoked them in the discussion, we wrote, “Therefore, these data diverge from the hypothesis of a progressive and regular diffusion of the Neolithic economy, which is sometimes perceived at a European scale (Ammerman and Cavalli-Sforza Reference Ammerman and Cavalli-Sforza1971 for the princeps model and Pinhasi et al. Reference Pinhasi, Fort and Ammerman2005, for example).” The 1971 article is cited as it is foundational, but we also cite further extensions of the model that can be seen in the 2005 article, contrary to Ammerman’s claim.

Regarding our supposed distorted and erroneous presentation of his hypotheses, the author concentrates on our use of the word “constant.” We use this term exactly once in our historiographical introduction, again while making specific reference to the 1971 article: “The result is a constant diffusion speed in time and space (1 km/year). This ‘wave of advance’ model explains the Neolithic transition by a regular movement of populations as a result of an ever-increasing demography contributing to the segmentation of group.” We have been criticized for our erroneous use of this term in 2021, yet the same use and similar turns of phrase can be found in the original 1971 article we were citing, for example:

  • p. 681: “These results thus imply that the rate of diffusion was remarkably constant over a wide range of time and space, in spite of local variations which regional analysis may reveal”

  • p. 687: There is good agreement between the measured rate and the constant rate of advance predict by the model which will be referred to as that of the diffusional population wave of advance or simply “wave of advance.”

Of course, in later publications these analyses were expanded and developed, but as we have already highlighted, our introduction was not devoted to works on the question of the rate of spread of early farming in Europe, but rather, to the importance of radiocarbon data for understanding the process of Neolithization.

LOOKING TO THE FUTURE

Moving on, we would now like to address two of Ammerman’s specific criticisms:

  1. 1. They believe that their new results diverge from previous studies and that no other group of scholars has yet to undertake a regional study in the Western Mediterranean. Of course, this is incorrect: we recently published just such a study in PNAS, as mentioned before.

This is particularly erroneous—and our bibliography demonstrates this—as we reference this work and others. We could just as easily return the volley, as Ammerman seems unaware of several elements of the bibliography on Southern France, including the monography of Pont de Roque-Haute published in 2007 (Guilaine et al. Reference Guilaine, Manen, Whittle and Cummings2007).

  1. 2. The claim by the authors that emphasis should be placed on short-life samples in radiocarbon dating is not something new. This position has been around for some time (e.g., Zilhão Reference Zilhão, Hadjikoumis, Robinson and Viner2011).

We agree, and we cite the works of Zilhão on several occasions, and these works can be situated within the line of Waterbolk (Reference Waterbolk1971) or of Van Strydonck et al. (Reference Van Strydonck, Nelson, Crombé, Bronk Ramsey, Scott, van der Plicht, Hedges and Evin1999). What we underline in the article and merits further discussion, is that the dates on single charcoal fragments are not systematically affected by the old-wood effect. The sites of Peiro Signado and Pont de Roque-Haute are good demonstrations of this. In both cases, the dates obtained on cereal seeds are older than those obtained on charcoal. It thus seems that the systematic rejection of AMS dates on charcoal is not a priori systematically justified, even if each series obtained on charcoal must be critically examined. Furthermore, the question of potentially different chronometric scales between bone and cereal grain samples has recently been brought to light (Pardo-Gordó Reference Pardo Gordó2020). This hypothesis requires further testing at a broader scale, yet these such an interrogation is important, as it could also have considerable implications for the chronology of the diffusion of the Neolithic.

Let us now move on to the general framework of our research and the data that supports it. Ammerman underlines that he was one of the first to promote a quantitative approach in archaeology, and in so doing introduced major interpretive frameworks for research on the Neolithization in Europe. This is also what we underlined in the introduction. As field archaeologists, however, we implement a more holistic approach that integrates geochronological data as well as cultural data that describes the material production of these past societies, their economies, etc. It is upon this data-driven basis that one of us formalized the arrhythmic diffusion model, which is characterized by rapid displacements at distinct moments followed by “stops” (breaks or periods of slow down) that generate periods of latency in the spread of the farming economy (Guilaine Reference Guilaine2001, Reference Guilaine, Ammerman and Biagi2003, Reference Guilaine2013, Reference Guilaine, Brami and Horejs2019). This model provided the basis for our arguments favoring a complex and non-linear diffusion process in the Western Mediterranean in the article. As we described, “If we superimpose data from the characterization of technical systems with audited and contextualized radiocarbon data, it becomes possible to bring to light complex and multifaceted processes of the emergence and development of the Neolithic economy and to deliver a much more informative historical narrative.” Several recent research programs (PROCOME, directed by C. Manen, but also MENEMOIA directed by T. Perrin and CIMO directed by D. Binder) have allowed us to revise the chronometric framework in which the Neolithization of the Western Mediterranean occurs, in addition to permitting us to deepen our knowledge regarding the socio-cultural aspects of this process. Quite logically our results converge with those presented in Isern et al. (Reference Binder, Angeli, Gomart, Guilaine, Manen, Maggi, Muntoni, Panelli, Radi, Tozzi, Arobba, Battentier, Brandaglia, Bouby, Briois, Carré, Delhon, Gourichon, Marinval, Nisbet, Rossi, Rowley-Conwy and Thiébault2017): the Neolithization of the Mediterranean was a rapid process where the role of the Mediterranean Sea was, without a doubt, fundamental. This fact has been regularly underlined for several decades now (Guilaine Reference Guilaine1996, Reference Guilaine, Ammerman and Biagi2003, Reference Guilaine2018). Yet as soon as material and economic data are added to the mix, the story complexifies and greatly expands our interrogations of the pathways (multiple itineraries, diverse zones of origin, local adaptations to the receiving natural and cultural environments), the mechanisms at play (system of pioneers and colonizers versus short distance movements with progressive expansion, transmission of raw materials, of knowledge and of know-how), and the possible interactions between social groups. Here we will cite a few examples of these recent works without going into detail:

These few examples, even as presented briefly here, demonstrate that it is not only highly reductive, but also illusory, to attempt to estimate a rate of progression using only decontextualized chronometric data. For us, the strength and modernity of the archaeological method reside in its interdisciplinarity and in the often contradictory debates that such interdisciplinarity provides, especially when we confront data from the field, from analyses, and from syntheses. This is why we avoid all exclusive and reductionist approaches that tend to oversimplify the undeniable complexity of the facts, and prefer to take the challenge of deciphering the complexity of these systems head on. As Ammerman wrote in his comment, “the data, the methods, the models and the working hypotheses can all change as time’s arrow moves forward.” We share this perspective: moving forward the combination of geochronological criteria with technical, cultural, and economic expressions, all within the same quantitative framework, now seems unavoidable (Bernabeu et al. Reference Bernabeu, Manen and Pardo2017; Rigaud et al. Reference Rigaud, Manen and García-Martínez de Lagrán2018).

To finish, we would simply like to reiterate that in our work we wish to highlight and bring to the table the diverse arguments illustrating the complexity of the Neolithization scenarios in the Western Mediterranean.

References

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