5.1 Introduction
This chapter examines the legal and institutional frameworks for promoting landscape and biodiversity conservation in the Middle East and North Africa (MENA) region. It examines the drivers of landscape alterations and biodiversity loss in the region, the legal barriers that hinder coherent responses to such problems, and how such barriers can be coherently addressed.
As one of the world’s oldest regions, the MENA region has one of the most diverse landscapes. Mountains, oceans, and rivers form the foundation for a diverse mosaic of subregions with different types of soil, plant cover, and microclimates.Footnote 1 The long-term struggle against aridity has profoundly altered the social and technological means of interacting with the landscape, giving rise to several local activities. Long-standing environmental and cultural systems have been destroyed as a result of the recent rapid urbanization that has altered and changed the integration of culture and the physical landscape.Footnote 2 As the number of people on earth grows geometrically, increasing amounts of land are set aside for their requirements, including housing and food production.
Due to its long history of human habitation, the MENA region possesses one of the highest population densities, and for hundreds of years it has been continuously losing biodiversity as a result of land cover alteration resulting from land grading, forest removal, and excavation activities, among other things.Footnote 3 This practice, described as landscape alteration, results in the disturbance and invasion of natural habitat, including the flora and fauna. The MENA landscape is increasingly altered by natural and anthropogenic (human-induced) events, such as fires, storms, and/or human-driven construction, agricultural expansion, and urbanization, which have significant effects on biodiversity and ecosystem services.Footnote 4 Previous research has shown that variations in land use conditions have a negative worldwide impact on local biodiversity.Footnote 5 Loss of biodiversity and the resulting reduction in ecosystem service delivery have substantial economic and social consequences that affect not only the ability to maintain the environment but also the ability to combat global poverty, hunger, and illness. As metropolitan regions and their human populations expand, effective landscape protection and biodiversity conservation become more crucial, not only to meet conservation goals but also because ecosystems supply services that humans and animals depend on. The MENA region’s peace initiatives could be hampered by landscape conversion. A higher population competing for scarce natural resources such as water and arable land could complicate their distribution, leaving more people without access and resulting in greater hardship.Footnote 6
A small number of studies have looked at the effects of landscape changes and conservation management strategies on trade-offs between biodiversity and ecosystem services.Footnote 7 Studies on landscape alterations from the MENA region, however, have received minimal investigation. Since previous studies have not conducted a meta-analysis or integrated review, despite the fact that they have provided insightful information about the trends of land use change or the operation of natural ecosystems, this chapter fills a significant gap in this regard. This chapter uses an integrated review to identify the factors influencing landscape changes in the MENA region.
The subsequent sections of this chapter follow a structured sequence, delving deeper into the subject matter. Section 5.2 examines the nature, scope, and drivers of landscape changes and biodiversity loss in the MENA region, shedding light on their intricate dynamics. In Section 5.3, the focus narrows down to a survey of legal and institutional barriers that hinder effective landscape alteration and biodiversity preservation efforts. Section 5.4 provides a set of strategic legal and institutional recommendations designed to overcome the identified barriers. Finally, Section 5.5 concludes by synthesizing insights from the preceding sections, offering a forward-looking perspective on how these recommendations could reshape landscape and biodiversity preservation in the MENA region.
5.2 Nature, Scope, and Drivers of Landscape Changes and Biodiversity Loss in the MENA Region
This section discusses the factors associated with landscape changes and biodiversity conservation in the MENA region. The review identifies natural/spatial, policy/institutional, socio-economic, technological, and cultural factors as those influencing land alterations in the region.
5.2.1 Natural/Spatial Factors
Urban land use and land cover patterns can alter as a result of natural environmental occurrence or disasters such as climate change, flooding, erosion, and wildfires.Footnote 8 Extreme weather conditions brought on by climate change, such as heavy and erratic rainfall, flooding, and droughts, influence landscape alterations. This is a major threat for biodiversity and ecosystem functioning.Footnote 9 Major land alteration processes in the MENA region include overgrazing, wildfires, landslides, water and wind erosion, salinization, a reduction in soil fertility and organic matter, and salinization that impacts more than 40 percent of the region’s land.Footnote 10 Only 2.9 percent of the land in the MENA countries is covered by forests and bushes, many of which have been destroyed by wildfires, used as fuel, overgrazed, turned into agriculture, or destroyed by urbanization.Footnote 11
The various ecological components are greatly impacted by the local climatic conditions in the Arab region. The region’s predominantly dry ecosystems are fragile by nature, which have significant effects. According to NASA, the current dry period in the MENA region is the worst it’s been in 900 years.Footnote 12 Since 1998, the region has seen practically constant drought. These regions are predicted to have the highest population exposure to accelerated desertification, according to the Intergovernmental Panel on Climate Change assessment.Footnote 13
Water scarcity and associated unsustainable practices constitute another factor responsible for increased land alterations and biodiversity loss. Prolonged water scarcity plays a prominent role in driving land alteration in the MENA countries.Footnote 14 The region grapples with chronic water shortages due to factors such as excessive groundwater extraction, inefficient irrigation methods, and shifting precipitation patterns influenced by climate change. These elements contribute to soil salinization and erosion, effectively transforming once fertile land into unproductive terrain.Footnote 15
Sea level rise also puts low-lying coastal regions in Kuwait, Qatar, Libya, Tunisia, and the United Arab Emirates at risk of flooding, as well as the northern coast of Egypt, such as in Alexandria, Egypt’s second-largest city after Cairo.Footnote 16 Yemen’s 2008 flood cost the nation US$1.6 billion (6 percent of Yemen’s gross domestic product),Footnote 17 and the Djibouti flood of 2004 harmed 100,000 people, claimed 230 lives, and caused extensive damage.Footnote 18 Additionally, according to vulnerability severity levels, the low-vulnerable category is predicted to experience floods much more frequently as a result of climate change, and due to inadequate citywide drainage systems, minimal structural protection, and informal urbanization of watershed areas, floods also frequently damage landcover in the MENA region.Footnote 19 The necessity for measures to maintain biodiversity and the unfavorable effects of climate change are consistent. Although the causes of these changes are undoubtedly complex, there is some indication that the worst effects could be mitigated if habitat degradation could be stopped, notably in semi-arid grasslands and the rainforests of equatorial regions.
According to the UN State Habitats of the World’s Cities 2008–2009, by 2070 coastal cities such as Alexandria (Egypt), Algiers (Algeria), Casablanca (Morocco), Djibouti (Djibouti), and Tunis (Tunisia) might be badly impacted by increasing sea levels. A few member nations of the medium and highly vulnerable classes, including Saudi Arabia, have acquired foreign arable lands in Africa and elsewhere after realizing the unreliability of water resources in order to produce food grains and satisfy their rapidly expanding population’s rising food demand, further altering the landscape.Footnote 20
5.2.2 Socio-economic Factors
Population growth and rapid urbanization are intrinsic to economic diversification. As cities expand, they often encroach upon natural landscapes. The conversion of rural areas into urban centers, including the development of residential and commercial zones, can significantly alter land use and lead to increased infrastructure needs.Footnote 21 Approximately 60 percent of the one billion people who reside in the MENA region’s cities are urban dwellers.Footnote 22 A significant population increase is predicted until the 2060s to 2070s, after which there will be a decline until the year 2100. More than 90 percent of the people in the MENA region are anticipated to live in cities by the end of the century as urbanization is predicted to continue.Footnote 23
Over the past century, the MENA area has the greatest pace of population growth worldwide.
The MENA region’s economically underdeveloped regions are where urbanization and population increases are occurring at the fastest rates. Fourteen out of twenty MENA countries’ urban environments are under extreme pressure due to the rapid rate of urbanization. Furthermore, according to UN estimates, 430 million people will live in the MENA region by 2020, with 280 million of them predicted to reside in urban areas. Similarly, in seven of the low- and middle-income countries, over 90 percent of the population will live in cities by 2030, resulting in the loss of significant land areas to urbanization and other types of land closing.Footnote 24
Furthermore, MENA countries, traditionally reliant on oil and gas revenues, have recognized the need to reduce their dependence on a single income source. Mega-projects play a pivotal role in this diversification strategy by catalyzing investments across various sectors, including tourism, hospitality, real estate, and transportation. These projects create new economic opportunities, stimulate job growth, and enhance global competitiveness, which are essential for long-term sustainability.Footnote 25 The MENA region has witnessed a significant surge in mega-projects and construction endeavors in recent years. These projects, ranging from massive infrastructure developments to sports stadiums for global events such as the FIFA World Cup, have been strategically employed by MENA countries to diversify their economies. However, this economic diversification through mega-projects often comes at the cost of extensive landscape alterations, which raise concerns about its impact on landscape and biodiversity.Footnote 26 The boom in mega-projects has led to extensive landscape alterations across the MENA region. Vast tracts of land are repurposed to accommodate these projects, resulting in substantial changes to natural environments with profound environmental consequences.
Greater demand for an affluent consumer-oriented lifestyle, partly as a result of rising income levels in the region, is another factor. This frequently denotes luxurious residences near reliable, convenient transportation in masterplanned neighborhoods, which raises the demand for urban land and housing.Footnote 27 Economic downturns and the unemployment rate are additional factors impacting urban growth that may cause a loss of people in an urban core or deteriorating suburbs, which would result in urban degradation.Footnote 28 As a result, economic downturns can significantly influence how landscapes are altered, thereby impacting biodiversity.
In pursuit of agricultural diversification, some MENA countries have sought to expand their agricultural sectors. This expansion often involves converting natural landscapes, such as deserts or semi-arid regions, into arable land. Intensive irrigation and farming practices can lead to soil degradation and alterations in the natural topography.Footnote 29 Resettlement is another issue that has resulted in the vast alterations in landscape, such as the relocation of populations to new locations due to the movement of people from rural areas to cities, as well as from other countries.Footnote 30 This population increase has resulted in the conversion of grazing and woodland areas to agricultural land and thus it is claimed that economic growth and population render land use alterations almost inevitable. Urbanization in the MENA region has failed to deliver the expected benefits of economic, social, and environmental development. Instead, it has worsened the existing problems of resource scarcity, service provision, and inequality.Footnote 31
5.2.3 Environmental Factors
The most significant environmental factor in the MENA region flows from habitat clearing and modification, with a significant amount of it being done for extractives and urban and infrastructure development projects. Deforestation for the lumber industry, oil and mineral extraction, construction of mega-projects such as airports and sporting infrastructure, and the cultivation of cash crops are a few examples of activities that have contributed to the increased habitat destruction in the MENA region.Footnote 32 In several MENA countries, land degradation worsens biodiversity and ecosystems, lowers productivity, exacerbates water scarcity, and causes a decline in arable land (just 5 percent of the region’s total land area, except Israel and Turkey, is arable land). Presently, irrigation is required to make 40 percent of arable land fit for cultivation.Footnote 33 While overgrazing in Jordan is thought to have diminished the supporting capacity, the landscapes making up approximately 80 percent of the nation’s total area are largely arid and semi-arid lands. Iraq is predicted to lose about 250 square kilometers of arable land annually due to continuous desertification processes. This tendency jeopardizes MENA regions’ landscape and biodiversity security, which further jeopardizes their socio-economic stability.Footnote 34 The expansion of industrial activities often involves land clearing and the construction of factories, warehouses, and transportation infrastructure. These alterations fragment natural habitats and disrupt ecological corridors, making it difficult for wildlife to move freely. Fragmentation can lead to isolated populations, reducing genetic diversity and increasing the vulnerability of species to environmental changes and diseases.Footnote 35
5.2.4 Cultural Factors
The practices, ways of life, and values that define a society make up the cultural components of the environment; socio-cultural variables include things such as language, norms and values, language use, and attitudes toward social duties.Footnote 36 These factors have an impact on how the landscape changes or how certain societal groups influence it. People frequently make major land use decisions under the impact of cultural, economic, and political factors.
Additionally, a cultural shift has taken place in the region, from the less intensely employed cultural anthropogenesis of hunter-gatherers and early farmers to the intensive, larger-scale agrarian and industrial societies. The global extent of intensive anthropogenic activities have been steadily expanding for the majority of the last 12,000 years. Significant sustenance was provided to previous and present cultures through wild animal and plant hunting and gathering, whether in defined areas or opportunistically in regions used for other land uses.Footnote 37 Land alterations and degradation in the MENA region stems from the culture of conventional tillage, monocropping, and increased pressure from human populations. The culture of conservation agriculture to protect biodiversity is poorly developed in the MENA region.Footnote 38
The adoption of plows and draft animals to facilitate larger-scale crop cultivation and surplus output in support of larger and more unequal nonagricultural populations in cities by agrarian societies is also a contributing factor.Footnote 39 On the one hand, cultural issues may also limit the growth of agriculture into protected areas such as forests.Footnote 40 Final land use decisions are often made by users influenced by cultural, economic, and political considerations. Such cultural factors include the utilization of natural environments (such as forests) as retreats, where people in the community travel to worship. Natural habitat protection has resulted from the sacredness of natural habitats.Footnote 41
5.2.5 Technological Factors
Mechanization and other commercial technologies used in industrial land systems to manufacture products for big urban populations have a negative influence on biodiversity and land use. In the MENA region, preindustrial colonial plantations may have opened the way for industrial land systems by introducing land use regimes that were largely focused on fulfilling the needs of urban populations through increasingly globalized mechanical networks.Footnote 42 The expansion of industrial land systems often necessitates land conversion, especially in peri-urban areas. Greenfields, once natural landscapes, are converted into industrial zones, contributing to the loss of valuable ecosystems.Footnote 43 This process results in reduced biodiversity and the disruption of local food chains and ecological services.
In some cases, mechanization and commercial technologies have driven agricultural intensification. This involves the conversion of natural landscapes into high-yield agricultural fields, often through practices such as monocropping. These agricultural systems are efficient for food production but can deplete soil nutrients, increase pesticide and herbicide use, and lead to the loss of natural vegetation, negatively impacting biodiversity. A growing amount of physical infrastructure, such as railroads, highways, apartment complexes, factories, is being constructed in the MENA region by urban populations that are also influencing landscapes.Footnote 44 Demands for land use in support of recreation, and a variety of other land uses, have expanded as a result of urbanized lifeways, leading to an increase in what are known as multifunctional landscapes, or landscapes maintained for multiple functions.Footnote 45 Mechanization has facilitated the production of goods and services, contributing to urbanization and the expansion of urban areas. Urban sprawl often encroaches upon nearby natural areas, leading to the conversion of green spaces into built environments. This process fragments ecosystems and exacerbates the loss of biodiversity in urbanized regions. The availability of new technologies and the ease with which they can be applied to the land significantly affect land use and biodiversity. Mountainous locations, for instance, are difficult to mechanize, which limits the kinds of land use changes that might occur there.Footnote 46 The likelihood of some type of land use change depends on how quickly and easily land managers adopt new technologies. In a larger sense, the knowledge resources that land managers have access to or possess (e.g. traditional knowledge) have a significant impact on land use decisions.
5.2.6 Political/Institutional Factors
These aspects refer to a number of legislative, administrative, and operational initiatives on broad urban land use concerns and procedures that enable urban development objectives. This results in the formulation of the overall spatial framework of cities, including land use and land cover. Policies for urban and land use policies are a broad category of government initiatives that aim to affect how people use land and regulate who owns it.Footnote 47
Numerous factors work against the effective implementation of biodiversity policies in the MENA region. However, the scarcity of accurate information about the state of biodiversity continues to be a major problem.Footnote 48 There are different types of policy tools that influence resource utilization and land use. Legislation, executive rules and regulations, financial instruments, public projects and programs, environmental policy, and demography and health policy are only a few examples. The Convention on Biological Diversity (CBD) mandates that its member states provide regular reports on the state of biodiversity in their nations and carry out conservation measures and policies to preserve healthy populations of species under their control.Footnote 49
The lack of multisectoral resource planning has been a major problem in the MENA region.Footnote 50 Negative externalities may result from the interaction of one sector policy adversely influencing the outcome in another sector when sector planning is disjointed. Weak land tenure and ineffective resource management,Footnote 51 particularly in communally managed regions such as grasslands and dry forests, are major factors that contribute to landscape alteration. Through traditional agreements and procedures, such as the coordination of the harvesting of forest and rangeland goods and the enactment of laws to prohibit malpractice, these areas have historically benefited from robust governance. These institutions are frequently deteriorating because of newly emerging state capabilities that challenge traditional authority but fall short of offering a workable substitute.
Another important factor is the operation of real estate agencies, private businesses, and developers who contribute to the long-term growth of the city through land market, financing, investment, design, and construction of large-scale developments and infrastructure.Footnote 52 These initiatives have significantly changed the spatial organization of cities by promoting urban renewal, infrastructure development, and industrial growth. The secondary aspect of regulations is a further important factor such as centralized norms imposed through official plans and/or directly by governmental entities. Effective regulation aspects in the development of urban areas, for instance, include municipal ordinances that apply various types of land acquisition and property impact taxes, land use ordinances, and ordinances governing urban planning.Footnote 53
Additionally, armed conflicts, political instability, and violent crises in the region have led to significant and widespread migration within these nations as well as within and outside of the region.Footnote 54 The frequency of armed conflicts in the region remains one of the important triggers of the alteration of landscapes and habitats. Since the fall of the Ottoman Empire in 1922, the Middle East has been a flashpoint for practically constant political and military instability, especially in the region encompassing Israel, Palestine, and Yemen.Footnote 55 Political crises exacerbate the loss of biodiversity and the modification of land cover.Footnote 56 Conflict has various effects on how land cover is converted. First, the tragedy of the commons compels each disputing party to exploit available resources before the competing side does the same. Further, increasing settlements speed up the process of changing the land’s cover, which reduces ecosystem scale and causes biodiversity to decline.
It is apparent that the needs of the almost eight billion people living in today’s increasingly affluent and globalized society must now be met through land usage, with billions more predicted in the ensuing decades. The current decline in biodiversity as represented in the foregoing is the replacement of indigenous and traditional low-intensity land use practices – which have supported biodiversity for millennia – with biologically homogeneous and large-scale industrial landscapes. However, exploiting landscapes to concurrently meet numerous wants is not a panacea and will always include trade-offs and compromises between conflicting objectives, interests, and views, particularly between intensive agriculture and biodiversity. Without addressing these concerns, competing needs may result in undesirable consequences, such as the destruction of landscapes and the replication of structural inequality and social inequities in the design and management of landscapes. To steer these regions toward better land and biodiversity conservation, it will take everything they have learned over the previous 12,000 years, including their profound cultural links to the land, nature, and one another. Concerted efforts toward greater sustainability are now taking place throughout the region in protecting landscapes. Key legal barriers to change, as well as priority actions to address them, are explored in Section 5.3.
5.3 Landscape Alterations and Biodiversity Loss in the MENA Region: Survey of Legal and Institutional Barriers
Existing legislation in the MENA region has significant shortcomings that undermine efforts to address landscape modification and biodiversity loss. These gaps are frequently the result of fragmented or weak legislative frameworks that fail to appropriately address rising biodiversity challenges.
5.3.1 Lack of Comprehensive Unified Regional Policy Framework on Landscape Alterations
To address the issues of landscape alterations across the region, comprehensive regional policy on land use and management is required. Many of the MENA region’s current environmental regulations are deficient in terms of providing comprehensive regional safeguards for vital habitats that support diverse and rare flora and fauna. The Arab Strategy for Housing and Sustainable Urban Development 2030 aims to provide a framework for joint Arab action for sustainable urban development while also addressing landscape alteration caused by the rapid and unplanned urbanization in the Arab region.Footnote 57 Despite the rise of regional efforts such as this strategy, which highlight the need for land management and collaborative strategies aimed at conserving biodiversity, ecologically sensitive places remain susceptible to landscape changes such as urbanization, agriculture, and infrastructure development, which result in habitat degradation and biodiversity loss.Footnote 58 While the strategy recognizes the importance of sustainable land use, it may need to incorporate stronger guidelines to address the prevention of extensive landscape alteration, especially in ecologically sensitive areas. Furthermore, the strategy does not provide comprehensive guidance on how to integrate landscape values into urban planning and design processes. This deficiency affects the consideration of unique landscape qualities when planning development activities.
Recognizing the interplay between climate change, landscape alteration, and biodiversity loss, several MENA countries are integrating ecosystem restoration into their climate adaptation strategies. The United Arab Emirates’ Greening the Desert initiative focuses on restoring arid landscapes and protecting biodiversity through afforestation and habitat restoration.Footnote 59 Some MENA countries are also developing or enhancing legal frameworks to regulate land use more sustainably. These strategies, which encompasses forest landscape restoration, sustainable land management, and ecosystem approaches with a focus on land use planning, are gaining implementation in areas spanning Morocco, Tunisia, and the mountainous terrains of Oman and Yemen. Morocco, for instance, has implemented land use planning and zoning regulations to control urban sprawl and promote sustainable land management, thereby reducing the impacts of landscape alteration.Footnote 60 These endeavors are evident in the nationally determined contributions (NDC) reports, illustrating the region’s resolute commitment to combat the challenges to landscape and biodiversity preservation. In 75 percent of these countries, NDCs emphasize the significance of agriculture, while 56 percent incorporate afforestation. Furthermore, 69 percent of the reports outline clear targets and actions for mitigation, with 25 percent focusing on the crucial domain of land management. An additional 13 percent prioritize the management of grazing lands.Footnote 61 In the same vein, Qatar has a structured goal for biodiversity conversation to protect and sustainably manage the region’s unique ecosystems and encourage regional cooperation on biodiversity conservation.
Nonetheless, while these initiatives are commendable, challenges persist. Individual countries struggle to address this global challenge effectively without a united regional legal framework. The MENA region’s diverse political, economic, and environmental contexts can sometimes hinder the alignment of common goals among nations. This lack of regional collaboration impedes efforts to create and implement collective strategies for adapting to changing conditions and maintaining ecosystems sensitive to climate impacts and threats to biodiversity. The extensive reorganization required to accomplish integrated environmental management in the MENA countries would necessitate institutional and regulatory reforms, long-term investment, effective governance, regional cooperation for coordinated efforts, and the participation of all stakeholders.Footnote 62
5.3.2 Weak Enforcement Mechanisms
All MENA countries have legislation that identifies the need for mandatory environmental impact assessments prior to the commencement of a project, as a tool to spot and prevent landscape alteration and habitat destruction.Footnote 63 Other examples of legal frameworks and sanctions for environmental crimes include Egypt’s Environment Law No. 4 of 1994, which governs the preservation and protection of natural resources, biodiversity, and landscapes and imposes fines and jail time for degradation or destruction.Footnote 64 The goal of Jordan’s Environmental Protection Law No. 6 of 2017 is to protect the environment and all of its elements, such as ecosystems and biodiversity.Footnote 65 Principles and procedures for environmental management and protection, including biodiversity conservation, are established under Morocco’s Law on Environmental Assessment No. 49-17 of 2020.Footnote 66 The Saudi Arabia Royal Decree No. M/165 of 2020 set forth sanctions for various environmental infractions,Footnote 67 and Saudi Arabia’s Basic Law of Governance No. A/90 of 1992 underlines the state’s obligation to protect the environment and its natural resources.Footnote 68
However, even when environmental regulations are in place, their application and impact are hampered by ineffective enforcement measures.Footnote 69 The majority of the momentum has been around defining goals and targets without necessarily connecting them to the rules and laws required to achieve them. Implementation is similarly vital and, if not proactively enforced, can allow ecologically degrading actions to continue without major consequences or adequate fines, allowing individuals and companies to engage in them with little fear of consequences. This may result in widespread noncompliance, which would worsen landscape changes and biodiversity loss. Although many of them have sound legislation in place to safeguard biodiversity, policy enforcement in the MENA region appears lax given that ongoing land use changes are jeopardizing the existence of many plant and animal species that depend on these habitats.Footnote 70 Addressing issues with regional landscape changes requires strengthening enforcement mechanisms for environmental law and policy in the MENA area. In addition, the severity of the punishments for environmental legislation violations may not be commensurate with them in some of the MENA countries.Footnote 71 The legal and administrative punishments in the Forest Law and the Land Hunting Law, for example, are too light and insufficient. Weak deterrents might encourage illicit activities such as poaching, illegal logging, and habitat destruction, resulting in greater landscape changes and biodiversity loss.Footnote 72
5.3.3 Fragmented Policy Framework at All Levels
The MENA region is made up of several countries, each with its own legal system and regulations. This fragmented approach leads to variations in environmental rules, making it difficult to coordinate regional efforts and solve cross-border challenges such as transboundary wildlife protection or shared ecosystem management.Footnote 73 The MENA area is distinguished by numerous legal systems that make it difficult to coordinate efforts to address landscape changes and biodiversity loss. Inconsistent policies and regulations leave gaps in the system that can be exploited by individuals looking to benefit from environmentally destructive activities. Furthermore, transboundary conservation initiatives are hampered by a lack of established norms and international cooperation.Footnote 74 Addressing fragmentation at the domestic level is essential for effectively tackling the challenges related to landscape alteration and biodiversity conservation in MENA countries. This practical issue arises when different entities with similar mandates undertake parallel initiatives without effective coordination.Footnote 75 Resources and expertise may be spread thinly across these duplicated efforts, reducing their overall impact on preserving landscapes and biodiversity. Fragmentation at the domestic level often translates into limited coordination among relevant stakeholders, hampering the development and implementation of holistic conservation strategies. Furthermore, the presence of multiple institutions and agencies responsible for conservation efforts within a single country can result in role duplication, confusion, inefficiency, and even corruption in land management services.Footnote 76 This existence of competing and conflicting priorities raises intricate questions regarding the feasibility of developing and executing integrated solutions across various sectors.Footnote 77
5.3.4 Inadequate Policies on Integration of Traditional Knowledge
Local communities with strong conservation strategies and abilities are essential to the protection of biodiversity. The preservation of biodiversity and the management of sustainable landscapes can both benefit greatly from the use of local communities’ traditional knowledge and practices.Footnote 78 The marginalization of indigenous and local populations in conservation efforts may result from the inadequacy of current laws to integrate or recognize the importance of such knowledge. So, maximizing conservation efforts could be significantly enhanced by understanding local customs and traditions. But the spread of globalization poses a serious danger to indigenous and local knowledge of managing natural resources. For instance, one of the goals of the Intergovernmental Platform on Biodiversity and Ecosystem Services is to guarantee that the finest indigenous and local knowledge is included into national or international frameworks for biodiversity conservation.Footnote 79 Strengthening landscape preservation in the MENA region depends on filling these legal gaps. To support efficient landscape management and biodiversity conservation, policymakers should prioritize updating and harmonizing environmental laws, improving enforcement mechanisms, encouraging public participation, and incorporating traditional knowledge. Regional cooperation and collaboration can also aid in addressing international issues and advancing a common strategy for environmental conservation in the MENA area.
5.3.5 Absence of Explicit Policy Mechanisms to Promote Educational Awareness
Public education and awareness of land management and environmental protection is essential in order to promote conservation practices at local levels.Footnote 80 Despite the urgent environmental issues of landscape change and biodiversity destruction in the MENA area, there remains a substantial gap in promoting enhanced awareness.Footnote 81 This crucial gap is caused by the lack of explicit provisions and robust mechanisms to raise public knowledge about the negative threats that contribute to these concerns. It is critical to raise knowledge about the factors that have contributed to the problem of landscape change and biodiversity loss. The importance of incorporating environmental education into school curricula at all levels is more often overlooked by regulatory frameworks in the MENA area. These variables may contribute to a low degree of environmental awareness, interest, involvement, and support. The necessity for enhanced public knowledge and participation has received substantial attention. It has been discussed among local scientists in the region and has been cited in national papers on biological diversity law and policy in the region. As a result, it is critical to adopt clear measures and robust policies to raise public awareness of landscape alteration and biodiversity erosion in the MENA area as part of a comprehensive approach to addressing the region’s environmental concerns.
Section 5.4 discusses innovative approaches to addressing gaps in integrated land alteration prevention and management in the MENA region.
5.4 Advancing Landscape and Biodiversity Conservation in the MENA Region: Legal and Institutional Recommendations
In the diverse landscapes of the MENA region, the need for effective landscape and biodiversity conservation is paramount. A unified legal framework, streamlined governance, and robust enforcement mechanisms are fundamental to preserving these natural treasures. Some recommendations are hereby provided based on the foregoing. These recommendations aim to enhance the legal and institutional framework for landscape and biodiversity conservation in the region and to ensure the long-term preservation of the region’s unique natural landscapes and diverse ecosystems.
5.4.1 Comprehensive Regional Policy Framework
Establishing a comprehensive regional policy framework for landscape change and policy integration can enhance regional knowledge sharing and coordination on landscape and biodiversity conservation in the MENA region. The creation of frameworks by national and regional governments to support integrated planning across functional territories are critical in this regard. Better integration and coordination of policies are essential if a wider range of policy tools are to be used to drive landscape management, as is suggested in this study. The region may not be able to successfully influence landscape management through the coordination of a larger range of policies without more effective coordination tactics. This might include frequent regional gatherings where industry experts and policy officials debate common concerns and potential solutions. This framework should combine sustainable land management approaches while taking into account the political, social, and economic concerns outlined and described earlier in this chapter.
5.4.2 Establish Strategic Action Plans for Environmental Education and Communication
In this context, the development of national strategies and action plans for environmental education and communication plays an important role as a catalyst for raising awareness about landscape transformation and biodiversity preservation. Governments can actively stimulate the adoption of dynamic educational techniques that resonate with contemporary culture by integrating innovative policy measures. This implies incentivizing the development of interactive learning systems in order to keep educational outreach engaging and impactful. Policy instruments can incentivize collaborative partnerships among governmental agencies, nongovernmental organizations, and private firms, creating a broader and more effective reach. Furthermore, incorporating environmental modules into the formal educational curriculum through legislative requirements can ensure a long-term and systemic approach to cultivating ecological consciousness. Countries across the MENA region may leverage the potential of education to achieve revolutionary change in order to protect landscapes and biodiversity for future generations by carefully incorporating innovative policy measures into national policies.
Furthermore, the use of citizen science should be encouraged as a mechanism to bridge in the gaps in biodiversity knowledge, such as landscape preservation, distribution, and biodiversity conservation. Planning conservation initiatives requires comprehensive and reliable biodiversity data. Citizen science involves engaging the public, including local communities and volunteers, in scientific research and data collection efforts. By involving citizens in data collection, observation, and reporting, this approach can help bridge knowledge gaps and generate valuable information.
5.4.3 Strengthening Enforcement Mechanisms
The goals set forth in each policy can only be achieved when it is effectively and coherently implemented. Despite this, inefficient policy and strategy execution remains a major obstacle. More policies and strategies need to be developed or existing ones need to be modified. This is crucial for ensuring that laws governing landscape modification and biodiversity preservation are followed effectively. One strategy entails the creation of severe fines and penalties for noncompliance, which serve as a deterrent against actions that endanger the environment. Businesses and individuals should adopt more responsible practices by putting in place a tiered system of punishments that are proportionate to how serious the offense was. The ability of regulatory bodies to monitor and respond to violations can also be improved by giving them more power and resources through policy reforms. Legal frameworks could encourage collaborative agreements between MENA countries, allowing for information sharing and cross-border enforcement actions. Furthermore, through regulatory mandates, emerging technology such as satellite photography and remote sensing can be integrated into enforcement methods, boosting monitoring capacities. Finally, including protections for informants in legal frameworks might encourage people to expose infractions without fear of retaliation, resulting in a more alert enforcement environment. By combining these policy and legal instruments, the MENA region can create a strong enforcement ecosystem that protects landscapes and biodiversity for the benefit of society and the environment as a whole.
5.4.4 Regional Governance and Cooperation in the MENA for Landscape and Biodiversity
To address the problems faced by the varied legal systems and policies across the MENA area, a coordinated effort is required to build an integrated and coherent policy framework for landscape and biodiversity preservation. The existing fragmented approach results in discrepancies in environmental regulations, preventing regional activities from being coordinated and cross-border concerns from being effectively resolved. The establishment of a dedicated MENA Environmental Cooperation Council, backed by strong policies, would be a critical solution. Through this they can facilitate policy alignment and establish common standards that bridge the gaps between different countries’ legal frameworks. By mandating information exchange, regulations can encourage a culture of collaboration, allowing nations to share successful techniques and collaboratively handle shared difficulties. Furthermore, the implementation of cooperative research endeavors and capacity-building projects, supported by policy commitments, would enable nations to compete on a level playing field, regardless of their development status. The incorporation of regular regional conferences, guided by policies, would showcase progress and innovations, thus fostering mutual inspiration and competition. In this way, strategic policy integration can yield a unified approach to landscape and biodiversity preservation, transcending legal disparities and promoting a harmonious environmental agenda throughout the MENA region.
5.4.5 Incorporation of Traditional Knowledge into Decision-Making Processes
Enacting legislation that recognizes the value of traditional knowledge and its contribution to sustainable practices can be a starting point. Legal frameworks should require the assimilation of traditional knowledge into decision-making processes, ensuring its inclusion alongside scientific findings. To protect indigenous communities’ intellectual property rights, legislative procedures can be put in place to ensure that traditional knowledge is used with informed permission and equitable benefit-sharing. Creating channels for intergenerational knowledge transmission, such as through legal requirements for mentorship programs or cultural heritage projects, can aid in the preservation and perpetuation of traditional learning. Furthermore, legislations that fosters collaboration between governmental agencies and indigenous groups in the construction of landscape and biodiversity management plans could necessitate the incorporation of traditional knowledge. Legal frameworks can help to encourage collaborative research projects, co-management agreements, and participatory consultations, thereby confirming the importance of traditional knowledge in directing conservation efforts. It is also critical to put in place legal measures to avoid the misuse of traditional knowledge, such as through biopiracy. This could include legislative provisions requiring fair and equitable benefit-sharing when commercial interests arise from the use of indigenous knowledge.
5.4.6 Improve Education, Awareness, and Cooperation on Biodiversity and Landscape Conservation
In addition to the aforementioned recommendations addressing the identified legal and institutional barriers, there is a need to improve education and awareness on biodiversity and landscape conservation. First, there is a need to leverage citizen science as a mechanism to bridge in the gaps in biodiversity knowledge, such as landscape preservation, distribution, and biodiversity conservation. Planning conservation initiatives require comprehensive and reliable biodiversity data. Additionally, these programs encourage participants to engage in active environmental responsibility and stewardship.
Second, intensifying collaboration among environmental historians, geographers, land and conservation scientists could make significant strides toward improving societal understanding of past land use patterns and their ecological effects. Neglecting these considerations can lead to erroneous and unfair outcomes when using landscapes to balance out conflicting demands, particularly between intensive agriculture and nature preservation.
Third, to accelerate training and capacity development, increased resource allocation for funding landscape and biodiversity initiatives is essential. MENA countries should increase and dedicate public funds to supporting and enforcing national biodiversity conservation laws and policies, as well as other landscape and biodiversity conservation measures. Furthermore, regional and international cooperation on capacity development and education is required to improve the conservation of species and ecosystems that cross international borders.
5.4.7 Enhancing Landscape Monitoring for Sustainable Landscape and Biodiversity Management
To ensure sustainable landscape use and biodiversity preservation in the MENA region, enhancing landscape monitoring is crucial. There is a need to utilize standardized performance indicators, collaboratively refined, to accurately reflect conservation objectives. An integrated monitoring framework should be established across relevant institutions, harmonizing methods and sharing findings for a unified approach. Leveraging modern technologies is also imperative for real-time monitoring, such as remote sensing through satellite imagery and drones, enabling proactive responses to threats. Capacity building is vital via training programs that empower personnel to interpret data effectively, and involving local communities in data collection fosters engagement and broadens monitoring efforts. Furthermore, implementing an adaptive management system informed by monitoring data, allowing the swift adaptation to emerging challenges in land use alterations, is essential. As an example, the impact of infrastructure construction must be strictly monitored. We may anticipate an expansion of infrastructure in the region; however, before beginning such infrastructure initiatives, it is vital to evaluate the impact of infrastructure on biodiversity. For many species, for instance, restricted border areas are frequently their last remaining habitats. Therefore, to ensure that there is enough area left to support such biodiversity, road construction and other infrastructure development should be curtailed in these areas. There must also be transparency in data collection and reporting which ensures accountability and supports informed decision-making for sustainable landscape use. By implementing this interconnected strategy, the MENA region can establish a robust monitoring system that empowers decision-makers, conservators, and communities to actively preserve landscapes and biodiversity.
5.5 Conclusion
The rapid alteration of landscapes, due to urbanization, climate change impacts, construction, and economic activities, is a significant threat to biodiversity in the MENA region. Commercialization and capitalism as well as globalization have also eroded entrenched cultural land management practices and knowledge systems, leading to the present situation where indigenous knowledge on environmental preservation and biodiversity is gradually fading. There is a need to preserve the cultural practices of land and biodiversity conservation in the MENA region.
This chapter provided insight on the factors of landscape alterations and biodiversity loss in the MENA region. As the global population increases, meeting the demands of an increasingly affluent and interconnected world necessitates reconciling competing land uses. The shift from traditional, biodiversity-friendly practices to large-scale industrial landscapes has led to alarming biodiversity decline. However, optimizing land for multiple purposes is complex and inherently involves trade-offs between conflicting objectives, interests, and values, particularly between intensive agriculture and conservation. Failing to address these tensions risks exacerbating landscape degradation, entrenching social inequalities, and perpetuating structural injustices in land design and management.
Effective conservation demands a holistic approach, incorporating the traditional knowledge, cultural heritage, and social cohesion that define this region. The results indicate that natural, socio-economic, cultural, and technological factors have directly influenced the structure of landscape in the MENA region. Concerted efforts toward greater sustainability are now taking place throughout the region in protecting their landscapes. Priority actions that include, but are not limited to, establishing a comprehensive unified regional policy framework, strengthening enforcement mechanisms, reducing the impact of infrastructure construction, and enhancing landscape monitoring mechanisms are urgently required.
6.1 Introduction
This chapter explores the complex connections between biodiversity management, land rights, and the successful application of nature-based solutions (NBS) for nature conservation in the Middle East and North Africa (MENA) region. It examines legal challenges and barriers to the application of NBS in the MENA region and innovative approaches to addressing such barriers.
The pursuit of biodiversity conservation through NBS has emerged as a promising pathway to address ecological challenges. NBS are efforts to address environmental problems such a climate change, biodiversity loss, and pollution through ecosystem restoration programs. According to the International Union for the Conservation of Nature (IUCN), “nature-based solutions are actions to protect, sustainably manage, and restore natural and modified ecosystems that address societal challenges effectively and adaptively, simultaneously benefiting people and nature.”Footnote 1 For example, a common problem is the flooding in coastal areas that occurs as a result of storm surges and coastal erosion. This challenge, traditionally tackled with man-made (gray) infrastructure such as sea walls or dikes, can also be addressed by actions that take advantage of ecosystem services such as tree planting.Footnote 2 The term NBS was initially introduced in 2008 by the World Bank,Footnote 3 and the concept emerged as a response to the quest for innovative approaches to manage natural systems in a manner that can harmonize the advantages for both the environment and society. In essence, by collaborating with nature instead of opposing it, human communities can create and apply strategies to foster a robust, resource-efficient, and environmentally friendly economy.Footnote 4 In 2015, the European Commission officially articulated the first definition of NBS as “actions that simultaneously address environmental, social, and economic challenges by maximizing the benefits provided by nature and are inspired by, supported by, or mimic natural processes.”Footnote 5 The most recent report from the European Commission on NBS also underscores that the concept of NBS represents a novel approach to addressing socio-ecological adaptation and resilience. It places equal emphasis on the social, environmental, and economic dimensions of these solutions, which encompass a spectrum of strategies, ranging from reforestation and habitat restoration to sustainable agriculture and green infrastructure development. NBS, rooted in harnessing natural processes, offer a harmonious pathway toward sustainable development.
However, despite their potential benefits for restoring biodiversity, NBS efforts have also been increasingly linked to allegations of “green grabbing,” a situation whereby conservation efforts inadvertently lead to the appropriation of land and resources from local communities.Footnote 6 For instance, in the Maghreb region, where pristine coastal habitats and arid landscapes hold immense ecological value, efforts to establish protected areas and promote ecotourism have at times resulted in the displacement of indigenous populations.Footnote 7 The case of the Amazigh communities in Morocco’s Souss-Massa National Park exemplifies the intricate dynamics at play.Footnote 8 While the establishment of the park aimed to preserve the region’s unique biodiversity, it led to the involuntary displacement of traditional communities who had coexisted with the environment for generations.
The foregoing example shows how conservation strategies based on NBS which seek to restore ecosystems and safeguard natural resources may inadvertently led to the appropriation of land and resources from local communities, resulting in social and environmental injustices.Footnote 9 This paradox underscores the need to align biodiversity and nature conservation objectives with human rights and social equity.Footnote 10 The drivers of green grabbing, including neoliberal conservation paradigms, the commodification of nature, and the tendency to place profit above people, all accentuate the potential for adverse human rights consequences.Footnote 11 Local communities, often marginalized and dependent on these ecosystems, bear the brunt of these outcomes, experiencing displacement and loss of livelihoods. Such forced displacements and the associated disruption of cultural ties and traditional ways of life raise concerns about the adverse social impacts of green grabbing. Such instances underscore the importance of integrating a human rights-based approach that considers the rights and needs of local communities in biodiversity and nature conservation programs.Footnote 12
Drawing lessons from Morocco, this chapter discusses the need for a human rights-based approach (HRBA) to nature conservation and biodiversity, especially the application of NBS, to avoid adverse human rights impacts on lands, livelihoods, and peoples, especially indigenous communities. Focusing on the intricate dynamics, challenges, and potential solutions, this chapter sheds light on the paradox where well-intentioned conservation endeavors inadvertently lead to the appropriation of land and resources from local communities. Drawing on relevant literature and case studies, it provides a comprehensive analysis of the underlying drivers, impacts, and recommendations to address the unintended consequences of green grabbing in the context of NBS.
The chapter is organized into four distinct sections, each serving a unique purpose. After this introduction, Section 6.2 delves into the HRBA to NBS, offering insights into how human rights principles can underpin NBS programs to address adverse impacts on forests, peoples, and local communities. Section 6.3 examines legal and institutional barriers to implementing a rights-based approach to conservation within the MENA region, drawing valuable lessons from the Moroccan experience. Finally, Sections 6.4 and 6.5 present a set of recommendations aimed at guiding the practical implementation of NBS, offering actionable insights for effective conservation efforts. This structured approach allows for a comprehensive exploration of the subject matter, from its fundamental concepts to the real-world challenges and solutions.
6.2 Land Rights, Biodiversity, and Nature-Based Solutions
Land rights are intertwined with biodiversity conservation as they govern the use and management of, and access to, natural resources. The emphasis on biodiversity and land conservation and management has gained paramount importance on the global stage, particularly within the context of sustainable development. Academic research and international agreements have both highlighted the critical role that biodiversity plays in maintaining ecosystem resilience and supporting human well-being. As underscored by the United Nations Environment Assembly (UNEA), biodiversity constitutes the intricate web of life, encompassing ecosystems, species, and genetic diversity. Empirical studies have demonstrated the far-reaching impacts of biodiversity loss on ecosystem stability, ecosystem services, and human societies.Footnote 13 The Intergovernmental Science-Policy Platform on Biodiversity and Ecosystem Services, a significant multistakeholder initiative, has provided comprehensive assessments of the state of global biodiversity, raising awareness about the urgent need for action.Footnote 14 In tandem with academic insights, international agreements such as the Convention on Biological Diversity (CBD) and the United Nations Framework Convention on Climate Change (UNFCCC) have emphasized the interconnectedness of biodiversity, climate change, and sustainable development.Footnote 15 By capitalizing on the inherent resilience of ecosystems, NBS address environmental challenges while yielding co-benefits such as climate adaptation, water security, and improved livelihoods. UNEA underscores the transformative potential of NBS in shaping policies, guiding investments, and fostering international collaboration. The assembly’s resolutions and initiatives echo the need to mainstream these solutions in national and global strategies. By enhancing ecosystem services, NBS pave the way for resilient communities, enhanced food security, and improved quality of life.
NBS, rooted in ecological processes, offer promising avenues to tackle environmental challenges. In the realm of climate policies, there has been a growing emphasis on NBS in approximately forty nationally determined contributions (NDCs), representing the commitments made by states under the Paris Agreement.Footnote 16 NBS are increasingly seen as pragmatic options with the potential for swift implementation and the capacity to yield multiple co-benefits for both climate and biodiversity. These benefits extend to mitigation actions, such as reducing greenhouse gas emissions through initiatives such as reforestation, as well as adaptation strategies such as enhancing resilience to climate impacts through measures such as coral reef restoration. Nevertheless, it is crucial to pay special attention to how the integration of ecosystems into climate initiatives may either support or potentially harm biodiversity as NDCs are put into practice. By capitalizing on the inherent resilience of ecosystems, NBS address environmental challenges while yielding co-benefits such as climate adaptation, water security, and improved livelihoods.Footnote 17 Crucially, the integration of NBS dovetails seamlessly with the conservation of biodiversity. By safeguarding habitats, promoting sustainable land use, and restoring ecosystems, these solutions fortify the intricate tapestry of life on earth. UNEA’s advocacy for NBS amplifies their role as catalysts for sustainable development, echoing the imperative to transition toward inclusive and ecologically responsible pathways.
NBS, as endorsed by UNEA and supported by academic research, emerge as a pivotal approach to address these challenges and support sustainable development. These solutions encompass a spectrum of strategies rooted in harnessing natural processes to achieve societal goals while conserving biodiversity. Academic studies have highlighted the multifaceted benefits of NBS, ranging from carbon sequestration and disaster risk reduction to enhanced biodiversity conservation. The CBD’s Aichi Biodiversity Targets and the Paris Agreement under the UNFCCC also underscore the synergies between biodiversity conservation, climate action, and sustainable development. The integration of NBS into national policies and international frameworks aligns with UNEA’s vision of a world where human progress is intricately intertwined with the preservation of biodiversity. UNEA underscores the transformative potential of NBS in shaping policies, guiding investments, and fostering international collaboration. The assembly’s resolutions and initiatives echo the need to mainstream these solutions in national and global strategies. By enhancing ecosystem services, NBS pave the way for resilient communities, enhanced food security, and improved quality of life.Footnote 18
However, while NBS present many promises, it is critically important to ensure that such approaches safeguard and strengthen the rights of indigenous peoples and local communities in the use and governance of natural resources. Overlooking the human dimensions of conservation risks marginalizing local communities and exacerbating inequities.Footnote 19 The 2020 adoption of the IUCN Global Standard for NBS is significant, given its explicit criteria and indicators pertaining to the inclusion and rights of indigenous peoples and local communities.Footnote 20 Without compliance with these criteria, an initiative cannot be formally recognized as an NBS activity. However, it is essential to note that the mere adoption of the IUCN Global Standard does not guarantee the integration of rights within NBS practices. Simply adopting the standard does not automatically translate into its effective implementation. There is a potential risk that the standard might be disregarded in other international agreements or diluted as stakeholders hastily label various activities as NBS.Footnote 21 Therefore, it is imperative to actively promote and ensure the practical adoption of the NBS standard by governments and other stakeholders. True commitment to upholding the principles of the standard, as well as implementing human rights safeguards to address adverse impacts of NBS programs on fundamental human rights, is vital to ensure that NBS initiatives genuinely encompass the inclusion and rights of indigenous communities and local populations.Footnote 22
An HRBA offers a transformative lens to reconcile biodiversity conservation and land rights, promoting sustainable outcomes for both.Footnote 23 The intersection of land rights, biodiversity conservation, and an HRBA to NBS is an important and complex topic. This approach emphasizes the rights and well-being of local communities and indigenous peoples while striving to achieve conservation goals. This approach acknowledges that indigenous peoples and local communities often have a deep connection to and dependency on their land and resources. It emphasizes their rights to participation, prior informed consent, and benefit-sharing in conservation initiatives.Footnote 24 Secure land tenure and resource rights can empower local communities to engage in sustainable land management and conservation practices. Acknowledging and respecting indigenous knowledge, involving communities in decision-making processes, and ensuring equitable benefit-sharing are pivotal steps to mitigate the unintended consequences of green grabbing.
This approach aligns with the principles of the United Nations Declaration on the Rights of Indigenous Peoples (UNDRIP),Footnote 25 which emphasizes the imperative to harmonize biodiversity conservation with human rights and social justice through an HRBA. UNDRIP, adopted by the United Nations General Assembly in 2007, serves as a cornerstone for recognizing the rights and contributions of indigenous peoples across the globe, particularly in the context of environmental and biodiversity conservation.Footnote 26 The HRBA places emphasis on addressing and mitigating human rights impacts of NBS by integrating five interconnected human rights norms and principles into decision-making, namely: participation and inclusion; access to information; nondiscrimination and equality; empowerment and accountability; and legality and access to justice (the PANEL Principles).Footnote 27 As Olawuyi notes, by implementing the PANEL principles in the design, approval, finance, and implementation of projects, policymakers could have better opportunities to anticipate and consider the overall impacts of a project on the public and then take steps to mitigate them.Footnote 28 The HRBA emphasizes the need to ensure that projects or policies intended to advance environmental protection and development do not result in adverse human rights consequences.Footnote 29 By recognizing the intricate interplay between biodiversity conservation, human rights, and green grabbing, policymakers and practitioners can work toward inclusive solutions that prioritize community rights, equitable benefit-sharing, and collaborative governance. Such a rights-based approach to biodiversity and ecosystem management would address inequalities in conservation efforts, thereby fostering harmonious coexistence between NBS and the preservation of human rights, local livelihoods, and cultural heritage.Footnote 30
In the MENA region, the intersection of land rights, biodiversity conservation, and NBS presents a complex landscape influenced by cultural, legal, and environmental factors. The region’s diverse ecosystems, from the Mediterranean coasts to arid deserts, are critical for both biodiversity preservation and local livelihoods. However, rapid urbanization, agricultural expansion, and resource extraction have often encroached upon indigenous and local communities’ land rights, leading to conflicts between development and conservation goals. The MENA region’s complex legal and institutional frameworks further complicate the situation.Footnote 31 For instance, in Morocco, the shift toward recognizing indigenous Amazigh communities’ land tenure rights has set a precedent for aligning biodiversity conservation with human rights.Footnote 32 The recognition of these communities’ traditional knowledge and their role in sustainable resource management is pivotal for successful NBS. Addressing such intricacies requires a holistic approach that integrates local perspectives, respects indigenous rights, and harnesses NBS to promote both biodiversity conservation and community well-being. By adopting inclusive policies that involve local communities in decision-making, MENA countries can create a harmonious coexistence between land rights, biodiversity, and NBS that embodies the principles of sustainability and social equity.
6.3 Legal and Institutional Barriers to Implementing a Rights-Based Approach to Conservation in the MENA Region: Lessons from Morocco
This section examines the opportunities and challenges to implementing an HRBA to NBS in the MENA region. The legal and institutional framework plays a pivotal role in protecting land rights and addressing the specter of green grabbing within the realm of designing and implementing NBS for biodiversity and nature conservation. Crafting a robust legal framework involves enacting policies that prioritize the recognition and protection of local communities’ land tenure rights. This entails acknowledging their traditional knowledge, cultural ties, and historical use of land. In addition, integrating mechanisms for obtaining free, prior, and informed consent from affected communities before initiating conservation projects is essential to ensure their meaningful participation and prevent involuntary displacement.Footnote 33
6.3.1 Legal Challenges Associated with the Human Rights-Based Approach: Lessons from Morocco
The intricate legal and institutional barriers to implementing a rights-based approach to conservation in the MENA region are exemplified by Morocco’s experiences. Morocco’s legal amendments, including constitutional changes recognizing indigenous rights, have played a pivotal role in overcoming barriers to conservation. For instance, though not without criticisms, the recognition of Amazigh communities’ customary land tenure rights empowers them to contribute to conservation efforts while preserving their cultural heritage.Footnote 34 This recognition underscores the potential for integrating indigenous perspectives into broader conservation strategies.Footnote 35
Institutionally, establishing oversight bodies responsible for monitoring and evaluating the social and environmental impacts of NBS can mitigate the risk of green grabbing.Footnote 36 Collaborative governance structures that include representatives from local communities, civil society, and governmental bodies can facilitate transparent decision-making processes. By fostering inclusive engagement, respecting land rights, and embedding legal safeguards within institutional mechanisms, the potential for green grabbing can be significantly reduced, enabling NBS to achieve their intended conservation objectives while safeguarding the rights and well-being of those directly affected by these initiatives.Footnote 37
Morocco’s journey toward recognizing and safeguarding indigenous and local community rights offers invaluable insights. The nation’s efforts in implementing sustainable environmental practices and conservation initiatives have yielded significant accomplishments. In 2016, Morocco was among the early signatories of the Paris Agreement, showcasing its commitment to addressing climate change.Footnote 38 Morocco has formulated its NDC with ambitious objectives aimed at substantial carbon emissions reduction.Footnote 39 This is despite the fact that the country is responsible for only a small share of the global problem of climate change, at 0.18 percent of global greenhouse gas emissions.Footnote 40 Notably, Morocco is one of only two global economies (along with Gambia) whose target is within the 1.5°C threshold.Footnote 41 In practical terms, this signifies that the kingdom is committed to achieving a net-zero-emission economy by around 2050.Footnote 42
Morocco’s legal framework for environmental rights is primarily composed of the Constitution, international agreements, and national laws and regulations.Footnote 43 The Constitution of Morocco, amended in 2011, recognizes the right to a healthy environment as a fundamental human right, setting the foundation for environmental protection and sustainable development.Footnote 44 Additionally, Morocco has ratified several international conventions, such as the Paris Agreement and the Convention on Biological Diversity, contributing to the legal framework supporting environmental rights within the country. Morocco’s Green Generation Strategy 2020–2030 places human rights and the welfare of farmers at the heart of agricultural development and biodiversity management.Footnote 45 Furthermore, in Morocco, a range of environmental institutions diligently oversees and enacts policies, regulations, and conservation measures. These include the Ministry of Energy, Mines, and Environment, which spearheads the development and execution of initiatives concerning environmental protection, sustainable development, and energy management.Footnote 46 The High Commissioner for Water, Forests, and Combating Desertification is instrumental in managing forests and water resources and combating desertification while preserving biodiversity. The National Office for Electricity and Drinking Water plays a pivotal role in the supply of clean drinking water and electricity, emphasizing environmentally conscious energy production. Furthermore, the Agency for the Development of Renewable Energy and Energy Efficiency focuses on advancing renewable energy and enhancing energy efficiency. Alongside these key bodies, the Regional Environmental Directorates operate at the local level, implementing environmental regulations and policies. Together, these entities have a mandate to collaboratively advance biodiversity conservation, water resource management, climate change mitigation, sustainable energy initiatives, and the overall goal of promoting environmental sustainability throughout Morocco.
During the years 2001–2018, Morocco’s environmental development has shown significant improvement, especially in the infrastructure aspect. Morocco invested 64.2 billion Moroccan dirhams between 1995 and 2017 to improve access to water in rural areas (97 percent) and urban areas (100 percent) and sanitation throughout the country.Footnote 47 Morocco spent US$33.8 million for the period of 2014–2015 to widen and extend electricity access in the country. This could explain the increase in the proportion of the rural population with access to electricity from 97.8 percent in 2016 to 99.78 percent in 2020.Footnote 48 The country’s commitment to renewable energy can be demonstrated through the projects that have been set up, such as the solar station Nour with a total investment of US$9 billion, which will help provide 52 percent of the kingdom’s energy needs by 2030. Moreover, Morocco has implemented a set of programs to integrate sustainability into port management through the adoption of International Convention for the Prevention of Pollution from Ships with an investment of 200 million Moroccan dirhams. Morocco has strengthened its legal framework to protect fishery resources in an effective manner and has banned the use of gillnets. To preserve the national environment from desertification and wildfires, the national strategy Morocco Forests 2020–2030 is targeting the protection of the national forests. However, Morocco is still struggling with the extinction of some endangered species of wild fauna and flora. Hence, the government has strengthened its legal arsenal (Law No. 29-05) and adopted the international convention concerning the trade of endangered species. Moreover, within the framework of international cooperation, financing mobilized amounts of nearly US$200 billion between 1980 and 2020.Footnote 49
Despite the progress, however, a lack of clear and explicit mention of land and indigenous rights in environmental legislation remains a key challenge to a rights-based approach.Footnote 50 Legal frameworks need to evolve to explicitly acknowledge the rights of these communities to their ancestral lands and resources. The constitutional amendments in Morocco, which recognized indigenous rights, exemplify the significance of such legal reforms. Institutionally, empowering local communities through participatory approaches is essential. Morocco’s progress in engaging with indigenous Amazigh communities serves as a model for meaningful community participation in conservation decision-making. Additionally, the shift toward decentralized governance in Morocco’s regionalization initiatives signifies the potential for enhancing local autonomy and ensuring that conservation strategies align with community priorities. By adapting and applying these lessons, the MENA region can foster a rights-based conservation paradigm that not only protects its rich biodiversity but also upholds the rights and well-being of indigenous and local communities, paving the way for sustainable and equitable conservation outcomes.
The pursuit of an HRBA to NBS in Morocco encounters several significant legal challenges. While NBS initiatives are inherently rooted in the environmental purposes to achieve sustainability and addressing climate change, they must be implemented in a way that respects and upholds human rights, such as the right to a healthy environment, access to clean water, and protection of indigenous people’s land rights. First, the lack of clear recognition of land and resource rights for indigenous communities and local populations poses a substantial challenge.Footnote 51 Without explicit legal protection, conflicts and disputes over land use and resource access could undermine NBS efforts. Additionally, the absence of human rights language within Morocco’s environmental and biodiversity legislation complicates the alignment of NBS projects with international human rights standards.Footnote 52 Morocco’s constitutional amendments have played a pivotal role in advancing biodiversity conservation by recognizing and prioritizing the rights of indigenous communities and local populations. The 2011 constitutional reforms marked a watershed moment in this regard, as they acknowledged the cultural and historical ties of indigenous Amazigh communities to their ancestral lands and resources.Footnote 53
Morocco’s constitutional amendments have played a pivotal role in advancing biodiversity conservation by recognizing and prioritizing the rights of indigenous communities and local populations. This discrepancy can lead to ambiguity in addressing human rights violations. The need for institutional coordination between entities that are responsible for human rights and environmental protection highlights the complexity of harmonizing conservation objectives within the rights of local communities. The 2011 constitutional reforms marked a watershed moment in this regard, as they acknowledged the cultural and historical ties of indigenous Amazigh communities to their ancestral lands and resources. For instance, the inclusion of Article 5 in the Moroccan Constitution explicitly recognized Amazigh as an official language and celebrated the diverse cultural heritage of the nation.Footnote 54 The recognition of Amazigh communities’ traditional land tenure rights has empowered them to contribute to conservation efforts in the Souss-Massa National Park.Footnote 55 This recognition ensures the inclusion of indigenous perspectives in conservation planning and demonstrates the significance of legal reforms in promoting equitable conservation.
These amendments underscored the importance of environmental protection and sustainable development, enshrining the state’s responsibility to safeguard natural resources and preserve ecological balance for future generations. The recognition of indigenous rights and the commitment to environmental preservation within the constitutional framework have provided a solid foundation for biodiversity conservation efforts in Morocco, demonstrating the potential of legal reforms to align conservation objectives with respect for local cultures and traditions.Footnote 56 In analyzing the narratives of Amazigh cultural groups and movements, it is crucial to differentiate between the movements’ agendas and demands to the state on one hand and the needs and concerns of the overall Amazigh population, and specifically women, on the other. Different strategies and priorities seem at play in the Amazigh movement’s demands for group rights.Footnote 57
Furthermore, the absence of constitutional recognition pertaining to ancestral lands, group or indigenous rights, and the acknowledgment of diverse ethnicities is a significant lacuna in the legal framework.Footnote 58 This deficiency not only overlooks the historical and cultural significance of these elements but also fails to provide the necessary safeguards for the rights and identities of indigenous communities. This omission can lead to a range of socio-political challenges, including land disputes, cultural erosion, and the marginalization of minority groups. Therefore, it is imperative that the legal system evolves to encompass these vital aspects, ensuring a more inclusive and equitable society. This approach was confirmed by the 2014 census, which contained no ethnicity-based questions but merely questions on mother tongue and daily spoken languages. In addition to this, it is unconstitutional to form linguistic- and ethnic-based political parties or to bring harm to the permanent characteristics of the kingdom.Footnote 59
Closely related to lack of clear recognition of HRBA in environmental legislation are institutional gaps that limit the coordination between environment, biodiversity, and human rights institutions.Footnote 60 Human rights are fundamentally linked to environmental conservation, yet the absence of cohesive collaboration between relevant institutions complicates the effective integration of these crucial aspects into policies and practices. Insufficient coordination often leads to disjointed efforts, resulting in a fragmented approach toward ensuring both environmental protection and the preservation of human rights. Yet in Morocco, as is the case in many MENA countries, environmental and human rights programs are within the purview of different institutions and agencies with diverse programs and objectives.Footnote 61 Lack of clear integration of their respective programs and mandate, and the limited sharing of information and best practices, constrain the integration required to mainstream and adopt the HRBA in the design and implementation of NBS programs.
As NBS takes root across the region as a tool for halting biodiversity loss, there is a need for clear and comprehensive rights-based instruments that integrates land rights and the protection of indigenous communities in NBS programs. Section 6.4 discusses a step-by-step approach for implementing an HRBA to NBS.
6.4 Minding the Gaps: Recommendations
Advancing a human rights-based approach to NBS demands a multidimensional framework that harmonizes ethical, legal, and environmental considerations. Here are some key recommendations to ensure an HRBA to NBS in Morocco and across the MENA region.
First is the need for clear and comprehensive national strategies and legislation on NBS as a tool for promoting biodiversity and nature conservation. Without a clear regulatory framework on NBS, its implementation may remain ad hoc and incoherent. In addition to recognizing a rights-based approach in national biodiversity strategies and action plans, a clear regulatory framework on NBS will provide an opportunity for MENA countries to mandate the need for human rights due diligence in the design and implementation of NBS to detect and address adverse human rights impacts that may arise.Footnote 62 Failure to clearly mandate biodiversity actors to track the human rights impacts of programs such as NBS, especially on at-risk groups such as indigenous peoples, local communities, peasants, and rural women, exacerbates land grabs and a lack of clear integration of human rights considerations in implementation. As Boyd and Keene note, “such laws should include substantial penalties for noncompliance, and should require that all businesses and their subsidiaries: conduct pre-investment due diligence on the potential human rights and environmental risks associated with their contemplated operations and supply chains.”Footnote 63 In addition to mandating human rights due diligence before the approval of NBS schemes, there is also a need to continue to monitor the implementation of such programs such that initiatives that do not satisfy human rights and environmental standards commensurate with both national and international law could be promptly detected and stopped.Footnote 64 Urgent drafting and enactment of supporting legislation, integration of laws, adequate resource allocation, and enhanced community involvement through awareness campaigns and participation in decision-making processes are crucial recommendations for addressing these challenges and advancing an HRBA to nature conservation and biodiversity programs.
Equally important is the need to foster institutional coordination between human rights and environmental institutions. The siloed nature of these institutions impedes the development of comprehensive strategies that can effectively balance environmental sustainability with the safeguarding of human rights. Establishing stronger institutional coordination and collaboration mechanisms is imperative to harmonize efforts, ensuring that environmental conservation aligns with the principles of human rights and vice versa, fostering a more holistic and effective approach to sustainable development. Collaborative governance involves partnerships between government entities, local communities, and other stakeholders in decision-making processes. In Morocco, collaborative models such as co-management have proven pivotal in surmounting institutional barriers. The co-management of Argan forests in the Souss-Massa region exemplifies how local communities, governmental bodies, and nongovernmental organizations could collaboratively manage these ecosystems. This approach fosters a sense of ownership among local communities, enabling them to actively participate in conservation strategies.Footnote 65 Collaborative governance empowers communities to be active partners rather than passive beneficiaries.Footnote 66 The High Atlas Foundation’s Agdal Restoration Project stands as a testament to this approach, where local communities contribute their traditional knowledge to restore Agdal systems.Footnote 67 This collective decision-making process reinforces cultural ties to the land, promoting both conservation and socio-economic development.Footnote 68 Morocco’s progress and challenges in implementing collaborative governance models offer valuable lessons to the broader MENA region. By promoting community engagement, recognizing customary land tenure systems, and ensuring equitable benefit-sharing, MENA countries can address legal and institutional barriers while fostering conservation rooted in local knowledge and values.Footnote 69
6.5 Conclusion
The alignment of academic research and international agreements with UNEA’s emphasis on biodiversity conservation and NBS underscores the global recognition of biodiversity’s vital role. As academic insights inform international agreements and policy decisions, and as UNEA champions these strategies, a united effort emerges to secure a sustainable future where biodiversity flourishes alongside human development. NBS presents innovative pathways to address pressing environmental challenges, but their efficacy hinges on the acknowledgment of land rights. The intricate link between land rights and conservation underscores the necessity of equitable solutions that uphold the rights of indigenous and local communities while pursuing biodiversity protection and sustainable development.
An HRBA is imperative to safeguard land rights within NBS. Instruments such as the UNDRIP emphasize the importance of free, prior, and informed consent in development projects that impact indigenous lands. Integrating these principles ensures equitable decision-making and recognizes the cultural significance of land for communities. Morocco’s experiences underscore the significance of collaborative governance in transcending legal and institutional barriers to conservation. By engaging communities, acknowledging indigenous rights, and promoting inclusive decision-making, MENA countries can pave the way for harmonious conservation efforts that uphold human rights, cultural heritage, and biodiversity.
7.1 Introduction
This chapter explores gender dimensions of biodiversity and nature conservation. It discusses the need for gender-responsive implementation of biodiversity and nature conservation treaties, the gaps in gender-responsive implementation of conservation initiatives in the Middle East and North Africa (MENA) region, and innovative approaches for addressing such gaps.
Climate change is driving a worrying decline in biodiversity through environmental changes that disturb and threaten species and their natural habitats.Footnote 1 As temperatures rise, rainfall patterns change, and water levels rise in the oceans, the planet is gradually losing its biodiversity as more plant and animal species face a heightened risk of extinction. Further, marine, freshwater, and terrestrial ecosystems are changing as diseases increase, plants and animals die, and diverse species lose their sources of food. The prevailing threats to biodiversity are projected to continue growing.Footnote 2 Some of the countries in the MENA region that are highly vulnerable to the climate-induced loss of marine biodiversity include Libya, Oman, Iraq, and Syria.Footnote 3 On land, drought is driving rapid biodiversity loss in the MENA region. The region is the driest part of the world, only having a mere 2 percent of the world’s renewable water resources according to the International Water Management Institute.Footnote 4 Extended periods of drought in the region accelerate biodiversity loss as animals and plants that lack the ability to cope with extreme temperatures and lack of water can no longer survive.Footnote 5
To halt the gradual loss of biodiversity due to climate change, resource overexploitation, and other causes, the MENA region is looking to coordinated interventions to save its natural environment from further degradation, protect ecosystems, and promote nature-based solutions. MENA countries are signatories to the wide range of biodiversity and nature conservation treaties adopted globally to fight against climate change through nature conservation and biodiversity restoration interventions.Footnote 6 Despite progress made in biodiversity and nature conservation across the region, a lack of clear and comprehensive gender mainstreaming in biodiversity and nature conservation efforts remain a key problem and a barrier to sustainable progress.Footnote 7 The Convention on Biological Diversity (CBD) acknowledges the importance of integrating women’s knowledge of biodiversity and its conservation in biodiversity programs.Footnote 8 Yet the ability of women to access the land, finance, technologies, and programs needed to take part in and influence decision-making on biodiversity conservation and education, including to become biodiversity entrepreneurs, remain limited across the MENA region.Footnote 9 The MENA region is often cited in studies as the region where women are more vulnerable to the disproportionate impacts of climate change and biodiversity loss but are less likely to play key roles in addressing such impacts due their underrepresentation in formal political structures.Footnote 10 Lack of gender balance in the leadership or management of biodiversity programs may limit the full consideration of the intersectionality of the effects of climate change, such as the loss of biodiversity, and gender.Footnote 11 To speed up the implementation of nature and biodiversity treaties, draw from the knowledge and contribution of all members of society, unlock more of their benefits to nature and biodiversity, and ensure the equitable distribution of the benefits of biodiversity and nature, there is a need to address extant gender gaps in the design and implementation of biodiversity programs in the MENA region.Footnote 12
This chapter explores the gender dimensions of biodiversity and nature conservation and uses two approaches to gender-responsive implementation to demonstrate how they can be harnessed to promote the gender-responsive implementation of conservation initiatives in the MENA region. The chapter is divided into five sections. After this introduction, Section 7.2 explores the gender dimensions of biodiversity and nature conversation, highlighting the linkages between gender and biodiversity to infer the elements of a gender-responsive approach to biodiversity and nature conservation. Section 7.3 explores some of the international laws that recognize the linkages between gender and biodiversity, including the resolutions of the conventions that bind the countries in the MENA region in their commitment to protecting nature and biodiversity. Section 7.3 also explores the gender responsiveness of the implementation approaches of nature and biodiversity programs in the MENA region and identifies some gaps in the involvement of women in driving nature and biodiversity conservation efforts in the region. Section 7.4 outlines some recommendations to make the implementation of nature and biodiversity conservation programs in the MENA region more gender inclusive. Section 7.5 is the concluding section.
7.2 Gender Dimensions of Biodiversity and Nature Conservation
Gender responsiveness focuses on addressing the root causes of gender-based marginalization and exclusion in the design and implementation of biodiversity programs. In many societies, due to prevailing structures of inequality in access to education, financing, land, and formal political and decision-making structures, women are often underrepresented in the formulation and implementation of nature conservation and biodiversity programs.Footnote 13 The drivers of systemic gender inequality and their implications of biodiversity and nature conservation are examined in this section.
7.2.1 Gender-Based Differences in the Value of Biodiversity and Nature Conservation Knowledge
Many societies operate under a system of privilege, which controls its members’ access to the sources of power.Footnote 14 These sources of power include education and information, economic participation, the ownership of resources, and position on the social hierarchy. Inequalities in access to the sources of power usually lead to limited access to power as well. Therefore, inadequate access to education and economic opportunities in many countries and societies often translates to limited access to resources, which in turn leads to a lower social status.Footnote 15 In the MENA region, this relationship between education, economic participation, resources, and power often leads to a cycle of disempowerment for women, who reach lower levels of education compared to their male counterparts.Footnote 16 Since 2013, there has been sustained progress across the region in terms of significant investments in the education of women, which has closed the gender parity gap in education and healthcare, with Tunisia, Morocco, Qatar, Saudi Arabia, Oman, and Algeria leading in gender parity in education in the MENA region.Footnote 17 However, progress made in narrowing the gender gap is yet to fully address barriers to active participation in formal and political decision-making structures, especially as it relates to the environment. For example, in 2023, women made up just 10 percent of environmental ministers in the MENA region.Footnote 18 Further, women’s increased educational attainment has not addressed their disempowerment since their economic participation has remained the same.Footnote 19 With their limited economic participation, women are unable to accumulate the resources that their male counterparts combine with education and knowledge to use as leverage for leadership, decision-making, and participation in nature and biodiversity conservation programs.Footnote 20
Discernibly, the reliance on education, economic participation, and resource ownership as sources of power may disproportionately shut out women from leading and contributing to the biodiversity conservation programs devised by nature and conservation treaties. This is despite women’s knowledge of the environment and nature conservation being invaluable and their concern for the environment being a great source of insight into sustainability.Footnote 21 Women have access to first-hand information and knowledge regarding the effects of climate change on biodiversity and could be the key to the development of effective interventions. The socially ascribed roles of women in the MENA region include cooking, cleaning, household maintenance, shopping, and taking care of children.Footnote 22 Taking on these roles in their households exposes women to the effects of climate change daily. For instance, they are aware of changes in water quality, which is a key pillar of biodiversity as it is crucial for the survival of plant and animal species.Footnote 23 Similarly, women in the region observe changes in vegetation while women along the coastal areas in the region learn of changes in marine diversity since they shop and cook for their families. Despite having all this information on biodiversity, which would make their contributions to nature and biodiversity conservation programs invaluable, little value is placed on their knowledge, leading to their exclusion as both sources of information and recipients of knowledge and training on environmental awareness.Footnote 24
7.2.2 Gender-Based Differences in Roles Relevant to Biodiversity and Nature Conservation
Women are perfectly placed to play an integral role in relation to biodiversity and nature conservation in two ways. First, in many countries, women are the key decision-makers in their households’ food consumption. Consequently, they can play the primary role of driving green consumption to protect biodiversity.Footnote 25 For instance, the MENA region has recorded a gradual shift from its traditional diet, which mainly comprised grains, vegetables, and fruits, to a less diverse and more Westernized diet consisting of animal proteins, refined fats and sugars, and processed foods.Footnote 26 Besides contributing to a prevalence of diet-related noncommunicable diseases in the region, the change in diet has contributed to the loss of biodiversity. Women can drive a transition back to the indigenous diet, prompting agricultural activities in the region to revert to indigenous crops, which will improve biodiversity by restoring healthy soil microbiomes and bringing back animals and plants that were in symbiotic relationships with indigenous crops.Footnote 27 This role strategically places women in the best position to implement some of the recommendations of nature conservation and biodiversity treaties while promoting the health of their communities. Second, women in the MENA region take on the primary caregiving roles when raising their children.Footnote 28 In their role as their children’s main source of influence, women have the opportunity to improve current and future generations’ environmental awareness and turn ecological consumption into a universal habitual behavior.Footnote 29
Despite being in a position to drive sustainability through conscious consumption and by raising the next generation to conserve nature, obstacles remain for the full integration of women in nature conservation and the preservation of biodiversity.Footnote 30 Relegating women to passive roles in nature conservation neglects women’s valuable contributions while preventing them from participating in future conservation efforts by upholding the social norms that prevent them from playing active roles in the initiatives. This locks them in a cycle of exclusion and limited access to opportunities to change the status quo.
7.2.3 Gender-Based Differences in Priorities Relevant to Biodiversity and Nature Conservation
Women’s disproportional access to economic opportunities, land resources, and formal decision-making structures in the MENA region weakens the full integration of the perspectives and priorities of women in biodiversity and nature conservation programs.Footnote 31 First, fewer women at the decision-making table often means that the knowledge women acquire in their role as homemakers is not fully reflected in deliberations and decision-making. The teams that design and implement the recommendations of biodiversity and nature conservation treaties remain largely male-led and male-dominated.Footnote 32 For instance, only 30 percent of the 10,000 experts who advise the members of the body that advises the parties to the treaties on species and nature conservation are women.Footnote 33 The male domination trickles down to the teams that break down the interventions at national and local levels. Therefore, women, their needs, and the knowledge they can contribute to the conservation of nature and biodiversity are undervalued, making them a low priority in the inception, implementation, and outcomes of nature and biodiversity preservation programs. For example, while many biodiversity interventions focus on formal and centralized approaches led by regulatory institutions, the importance of soft interventions such as homegrown forest restoration, tree planting, nature-based solutions, and climate-smart dietary changes may be excluded. Second, community norms around women’s participation in public affairs often limit women’s bargaining power regarding their inclusion in biodiversity conservation programs and even less authority in contributing their knowledge to conversations on the preservation of biodiversity.Footnote 34 This problem is not exclusive to women in the MENA region. In fact, less than half of the global female population has influence over nature conservation priorities compared to 65 percent of men.Footnote 35 The prevailing lopsidedness in representation raises the need to dismantle drivers of gender-based disparity and inequality in the design and implementation of biodiversity and nature conservation programs in order to ensure that both formal and informal knowledge are fully maximized in biodiversity efforts.
7.2.4 Gender-Based Differences in Access, Use, and Control of Resources
The implementation of the recommendations of biodiversity and natural resource conservation initiatives is a resource-intensive endeavor. At the very least, it requires access to or ownership of land, access to natural resources, and access to financial resources. Historically, women in many MENA societies have been tasked with the management and conservation of resources in their households, which often tilts access to financial resources and resource allocation in favor of men.Footnote 36 In the MENA region, women’s access to resources is often restricted by their limited economic participation.Footnote 37 Further, the position of women in the social hierarchy discussed earlier and their lack of legal and social protections limit women’s ownership of resources further. As such, women can use these resources but their access to them is limited. In some North African countries, for instance, no more than 20 percent of land is registered in the names of women.Footnote 38 Even when women succeed in having land registered in their name, their access is controlled by their spouses or male relatives. Therefore, when the owners of land and other natural resources are called upon to make decisions on biodiversity and nature conservation, women are left out. Their exclusion extends to the ownership of communal resources, culminating in their exclusion from the implementation of conservation efforts at the community level. Women’s limited access to household and communal resources stems from gender roles, which have historically confined women to unpaid domestic labor. Although more women are attaining higher levels of education and some are working outside the home, the gap in ownership and access to resources is still significant since women only make up less than 20 percent of landowners.Footnote 39 Their limited ownership of resources is responsible for women’s limited involvement in implementing biodiversity and nature conservation interventions.
Finally, there are obvious gender differences in participation, decision-making, and access to the benefits of biodiversity and nature conservation. The foregoing gender dynamics of biodiversity culminate in the disproportionate participation of women in all levels of conservation. Limited economic participation shuts women out of influencing policy and making decisions related to leadership in the design and implementation of conservation programs. Similarly, their relegation to passive roles prevents their active participation in decision-making, which prevents their needs from being prioritized. Consequently, they fail to benefit from conservation efforts as much as their male counterparts.
7.3 A Gender-Responsive Approach to Biodiversity: Scope and Content
A gender-responsive approach should guarantee women’s participation in the conservation of nature and biodiversity to enrich conservation efforts with their knowledge, ensure that the programs accommodate the needs of all members of society, and promote the equitable sharing of the benefits of the programs. Two approaches can promote the gender-responsive implementation of biodiversity and nature conservation treaties.
7.3.1 The Synergistic Approach
A synergistic approach to gender-responsive implementation in relation to the conservation of nature and biodiversity refers to the identification and development of important linkages between gender equality and biodiversity. In the MENA region, these critical links include women’s right to access, use, and have control over natural resources, contribute to the implementation of programs that target biodiversity goals, and address the problems that women face in their roles and contributions to the implementation of the different conventions and treaties.Footnote 40 Under the approach, synergies between efforts to promote gender equality and the implementation of the treaties would be established. Ideally, the synergies would be established at all levels of implementation, starting with the gender constitution of the advisors to the parties to the treaties down to the implementation of specific programs at the local level. However, more realistic entry points include affirmative action when constituting local implementation committees, eliminating barriers to access to information, consulting both genders when breaking down the interventions proposed by the treaties into local programs, and promoting equality in sharing the benefits accruing from the initiatives. The synergistic approach would improve nature and biodiversity conservation in the MENA region by harnessing women’s knowledge, mobilizing skills, and influence in household decisions to promote the conservation of biodiversity.
7.3.2 Gender Transformative Approach
Comparatively, the gender transformative approach promotes the gender-responsive implementation of the resolutions of the treaties through the three dimensions of equity, namely recognition, procedure, and distribution.Footnote 41 In this context, recognition refers to the acknowledgment and respect for all parties, their values, and the knowledge they hold in relation to biodiversity and nature conservation. Since women are highly knowledgeable about nature and biodiversity conservation, their involvement in the implementation of the ratified interventions is invaluable. For instance, women in Morocco have demonstrated the value of their knowledge on biodiversity through large-scale projects that produce food for their communities while preserving biodiversity in their country.Footnote 42 The women are growing plants that are indigenous to their country, such as cumin, quinoa, and cactus to produce food in cooperatives that empower them financially and increase their economic participation while restoring the soil microbiome and protecting indigenous plant and animal species. Procedure refers to the involvement of every person who is affected by the degradation of nature and loss of biodiversity in decisions relating to the implementation of interventions. Their involvement in decision-making requires unlimited access to information and knowledge. With women playing a more prominent role in conservation programs, joint decision-making will yield better outcomes that address the needs of both genders. Third, distribution refers to the equitable participation in the benefits or negative impacts of the biodiversity and nature conservation interventions. Consequently, both men and women will benefit equally from the implementation of the resolutions of the treaties.
7.3.3 Recognition of the Linkages between Gender and Biodiversity in Nature Conservation and Biodiversity Treaties
7.3.3.1 Convention on Biological Diversity
The CBD’s primary purpose was to establish a global regime to regulate access to the genetic resources used for scientific research. Essentially, the CBD was created and ratified to preserve genetic diversity, which is the foundation of species and ecosystem diversity, by allowing every country with the means to advance knowledge of genetics to do so. Therefore, its secondary purpose was to ensure the fair distribution of the benefits of the research conducted using genetic resources. Some of these benefits include innovations that protect biodiversity such as the use of genome-based approaches to promote conservation.Footnote 43 The 195 countries that ratified the CBD renewed their commitment to the protection and preservation of biodiversity in 2010 by adopting the Nagoya Protocol to advance fairness and equity in the distribution of the benefits arising from the utilization of genetic resources. The CBD recognizes several gender gaps in the implementation of its resolutions. These gaps include the limited visibility of women’s relationship with biodiversity and their ecosystems, the little value attached to their knowledge on biodiversity, their needs and priorities, and their limited capacities to contribute to biodiversity goals, which diminish as climate change exacerbates their vulnerabilities.Footnote 44 To ensure the full implementation of the CBD, all parties in the MENA region must put in place gender-responsive biodiversity programs that address these and other gender-related gaps.
7.3.3.2 The Kunming-Montreal Global Biodiversity Framework
In December 2022, the parties to the CBD adopted the Kunming-Montreal Global Biodiversity Framework (GBF) as a response to the dangerous deterioration of nature and the resulting threat to over a million species. The parties to the CBD deemed the framework a necessary intervention to stop and reverse nature loss to protect the billions of people globally whose lives are impacted by climate change. The GBF has provisions for promoting equality in the global efforts to stop biodiversity loss and restore fast-declining ecosystems. Notably, it has a unique provision that requires its parties to recognize the contributions of local communities and indigenous people.Footnote 45 The provision was adopted following the realization that often, the knowledge and potential contribution of indigenous people and local communities to biodiversity protection and nature conservation efforts are ignored while the two groups shoulder the negative effects of conservation programs.Footnote 46 Further, the framework recognizes that local, national, and regional circumstances vary. Consequently, it has a provision allowing its parties to design their own approaches to nature conservation and implement their own solutions to biodiversity loss and protection. However, members are required to ensure that all nature conservation programs and activities to stop or reverse biodiversity loss target the framework’s four universal goals.
In addition to its resolution to involve all members of the communities in its member countries in the implementation of its resolutions, the GBF isolates gender inclusivity in promoting biodiversity as one of its targets. Target 23 of the GBF resolves to foster gender equality in its implementation by providing equal opportunities and empowering women’s capacity to contribute to the preservation of biodiversity by acknowledging their right to own land and natural resources, welcoming their participation in decision-making and encouraging their leadership.Footnote 47
7.3.3.3 Convention on International Trade in Endangered Species of Wild Fauna and Flora
The Convention of International Trade in Endangered Species of Wild Fauna and Flora (CITES) was ratified to protect wild animal and plant species from extinction. It was established following growing concern over the extinction of then prominent animal and plant species. When CITES was formed in the 1960s, the trade in animal and plant species was ongoing but the threat of extinction was not as imminent as it is today. Nevertheless, the member countries had the foresight to impose restrictions on the trade. CITES was founded on the recognition of the need to protect habitats and biodiversity following the discovery of the ripple effects of the exploitation of animals and plants. The overexploitation of some animal and plant species depletes their population leading to habitat loss which, in turn, leads to the loss of more plant and animal species.Footnote 48 By binding themselves to the rules established in CITES, the 184 parties to the convention recognized the role of species in the ecosystem and hoped to stop the cycle of biodiversity loss and promote sustainability. The members affirm their dedication to maintaining balance in natural ecosystems and protecting biodiversity through the protection of more species through joint efforts to monitor and protect endangered plant and animal species and regular conferences to develop new strategies to prevent further loss of biodiversity.
CITES acknowledges gaps in gender and its role in the implementation of its resolutions by recognizing that women’s interaction with the international trade in wild plants and animals is overlooked and their role in the sustainable use and conservation of biodiversity undermined.Footnote 49 Consequently, they remain marginalized in making decisions related to the protection of engendered species and biodiversity, accessing and sharing in the benefits of the restoration of biodiversity, and enjoying the benefits of the international trade of wild species.Footnote 50 With these acknowledgments only documented as part of CITES’s Gender Action Plan in 2022, their impact is yet to have a significant impact in the implementation of the previous resolutions of the parties to the convention.
7.3.3.4 Convention on the Conservation of Migratory Species of Wild Animals
The Convention on the Conservation of Migratory Species of Wild Animals (CMS) is a global framework for the sustainable exploitation and conservation of migratory animals. It also champions the preservation of the animals’ habitats through coordinated efforts with the member countries whose jurisdictions lie along the migratory routes of the targeted animals. CMS relies on memoranda of understanding that can be adapted by specific regions or neighboring countries based on their conservation needs. In addition to its parties, CMS brings on other organizations, particularly nongovernmental organizations and corporate partners, to advance its conservation agenda. Since its ratification, CMS has habitually adopted resolutions that acknowledge, stop, and attempt to reverse biodiversity loss by identifying and adopting strategies to address threats to migratory species and their habitats. It focuses on species-specific solutions such as working with select member countries to reduce unsustainable fisheries that threaten migratory chondrichthyan species, the use of visualization tools to map the flight paths of migratory birds and track the birds to protect them from illegal harvesting, and the use of artificial light to guide migratory land animals across their migratory paths.Footnote 51
These, and other, biodiversity and nature conservation treaties recommend solutions based on the aspects of nature degradation and biodiversity loss they target. The Stockholm Convention recommends the universal prohibition of the production, use, and trade of persistent organic pollutants (POPs), the safe disposal of existing stockpiles of the chemicals, and the adoption of environmentally friendly alternatives. The Stockholm Convention further recommends that its members embark on public education to sensitize their citizens about the dangers of the chemicals.Footnote 52 Some of the recommendations can only be enforced at a national level but anyone is invited and encouraged to participate in other solutions, including campaigns against the use of POPs, participation in public education, and the use of alternative chemicals. Similarly, the recommendations of CMS include legal and administrative actions that can only be completed by the governments of member countries and activities that require the involvement of local communities. For instance, one of the recommendations of CMS is the reduced use of wild meat as a source of food. The recommendation requires legislation to save affected wild animals and the ecosystems that depend on the animals’ existence but the effectiveness of such laws requires the participation of local communities. Most of the treaty’s recommendations have a similar structure. These include efforts to protect marine biodiversity by restricting fishing and the preservation of the habitats of migratory animals.Footnote 53
The actionable recommendations of the Kunming-Montreal Global Biodiversity Framework are more community-centered and inclusive compared to those of the other treaties. This is understandable, since the framework is the most current of all five. The recommendations include the participation of local communities in conservation initiatives, a provision for the recognition of different value systems and the appropriate adjustment of interventions, and a whole-of-society approach to the preservation of biodiversity.Footnote 54 Finally, CITES and the CBD make recommendations that focus more on policy and regulation but have provisions for the involvement of citizens and local communities in the protection of nature and access to genetic resources and the benefits of genetic research. Notably, the CBD makes a provision for knowledge sharing, allowing local and indigenous communities to contribute to the pool of genetic knowledge, learn from the genetic resources the convention protects, and gain from the fair benefit-sharing of knowledge derived from genetic resources. Similarly, CITES champions the involvement of residents of member countries in the conservation of wild plant and animal species whose exploitation threatens biodiversity and sustainability.Footnote 55
7.4 Gender-Responsive Implementation of Nature and Biodiversity Programs: Limitations and Ways Forward in the MENA Region
Nature conservation and biodiversity conservation treaties have increasingly embraced gender awareness and equity and are working toward entrenching the gender-responsive implementation of their resolutions. However, several legal and institutional gaps remain in fully integrating the gender-responsive implementation of nature and biodiversity programs in the MENA region.
While MENA countries have prioritized gender equality in education, health, and environment programs, the lack of specific national strategies or guidelines on integrating gender in biodiversity programs continues to leave stakeholders without guidance on the specific requirements and steps to achieve gender responsiveness in biodiversity programs. For instance, the national strategy for the conservation of biodiversity in Saudi Arabia does not make a single mention of gender, nor does it elaborate upon the roles of stakeholders to integrate gender considerations in the design and implementation of biodiversity and nature conservation programs.Footnote 56 Similarly, in several countries across the region, comprehensive environmental laws and guidelines on sustainability and biodiversity strategy and action plans have been enacted but none of them mention gender or integrate gender mainstreaming.Footnote 57 In Morocco, for instance, progress toward gender equality has regressed despite efforts to integrate gender into environmental and biodiversity action plans.Footnote 58 The lack of gender language in the legislation limits the inclusion of women in their implementation of the treaties that rely on national policies, strategies, and action plans. The lack of gender language in the legislation may also indirectly affirm the social hierarchies and power relations that are responsible for women’s limited involvement in nature and biodiversity conservation in the MENA region.Footnote 59
The lack of gender mainstreaming in biodiversity conservation action plans and the lack of gender and human rights language in environmental and biodiversity legislation culminate in limited resources and capacity for women to participate in the conservation of nature and biodiversity. This worsens the existing gender-based inequalities in ownership and access to resources in the MENA region, further alienating women in the inception and implementation of action plans for the conservation of biodiversity.
7.4.1 Recommendations for Action
The foregoing limitations raise the need for proactive and innovative ways of promoting the gender-responsive implementation of biodiversity and nature conservation treaties.
First is the need for MENA countries to integrate gender mainstreaming with their conservation policies or establish separate policies to enforce the participation of women in the conservation of biodiversity. The policies can include gender quotas for the committees tasked with the implementation of the national action plans derived from the resolutions of nature and biodiversity conservation treaties and requirements that women should be involved in all stages of biodiversity programs, from inception through implementation to evaluation of outcomes. They can achieve this by requiring the collection of gender-sensitive data before the inception of the programs, adhering to gender quotas in all personnel involved in the programs, considering the needs of all genders when setting project objectives, and allocating the benefits of the programs equitably. Further, policies can require that all environmental and biodiversity laws and regulations be assessed with a gender lens to ensure that they make provisions for the involvement of women.
Second, environmental and biodiversity legislation across the MENA region should adopt gender and human rights language to guarantee the participation of all genders in the conservation of gender and biodiversity. The use of gender-sensitive language ensures that both men and women feel included and addressed by the legislation.Footnote 60 Governments across the MENA region can use gender language to increase the participation of all genders in biodiversity conservation efforts by avoiding exclusionary language such as manpower and spokesman, mentioning both men and women in relation to action plans, and referring to both genders as being on the same level. The legislation can be enhanced further through design and visual elements that portray men and women participating in biodiversity conservation programs.
Third, in addition to entrenching gender mainstreaming in legislation and incorporating gender language to ensure the participation of all in nature and biodiversity conservation, countries in the MENA region can allocate funds to the empowerment of women. This can include establishing scholarships for women in higher education, particularly in STEM (science, technology, engineering, and mathematics) subjects, to increase the number of women with specialized education and knowledge on biodiversity conservation, who can head or contribute to national environment and biodiversity programs. Some countries in the region such as Qatar are making significant investments in women’s education in STEM and other fields.Footnote 61 More funding can be allocated to increasing the economic participation of women in the region. Combined, their education and economic participation can promote the further participation of women in nature and biodiversity conservation.
Fourth, women are highly underrepresented in formal political structures and decision-making roles related to conservation. When they are included in conservation committees that are tasked with the implementation of biodiversity and conservation treaties, it is usually in administrative roles.Footnote 62 This creates the illusion of gender inclusivity, but in reality the status quo is upheld and women remain on the sidelines in decision-making despite research showing that involving them yields better outcomes for nature conservation. For instance, the inclusion of women on the executive committees of forest conservation programs in Nepal led to the reduced exploitation of forest resources, promoting biodiversity conservation in the region.Footnote 63 The national committees driving the implementation of the resolutions of nature and biodiversity treaties can involve women in decision-making for better outcomes in several ways.
MENA countries should establish policies that require gender-inclusive communal involvement in the implementation of other resolutions at the community level. The Kunming-Montreal Global Biodiversity Framework has made a few strides toward gender-inclusive implementation of its interventions by acknowledging that gender equality is necessary for their successful implementation. The countries can build on the acknowledgment of the need for gender inclusion by setting a minimum gender distribution of the members of individual intervention implementation committees. Putting women on the committees will introduce new perspectives on the implementation of different interventions and guarantee women’s enthusiastic participation. Essentially, involving both men and women in decision-making roles will transform the implementation of biodiversity and conservation treaties in the MENA region into a communal affair. Furthermore, MENA countries could require the contributions of women at all stages of the implementation of their biodiversity and nature conservation interventions. As the most recent treaty, the Kunming-Montreal Global Biodiversity Framework has adopted a great approach to guarantee the involvement of local and indigenous communities in the implementation of its interventions. All treaties could adopt a similar approach by acknowledging the crucial role women play in conservation as the custodians of natural resources and require the documentation of their contributions to the implementation of interventions within their communities. Requiring implementation committees to listen to and document women’s contributions and suggestions will ensure that their knowledge is used in decision-making and their needs are considered.
Fifth, the involvement of women in decision-making both directly and through their contribution to the knowledge pool that influences decisions is a good but superficial start to promoting the gender-responsive implementation of the resolutions and recommendations of biodiversity and nature conservation treaties. A lasting solution would involve addressing the problems that cause the limited involvement of women in nature conservation. One of these problems is women’s limited access to and control of resources. Traditionally, social norms in the MENA region boxed women into the roles of wives and mothers, limiting their ability to earn an income outside of the two roles.Footnote 64 The ripple effect of these gender roles in the region is evident in women’s limited ownership of resources such as land, access to natural resources that serve as sources of income such as oceans, and access to tools of social mobility such as education. While biodiversity regulations and legislation cannot reverse centuries of tradition, they can adopt gender mainstreaming in the implementation of interventions that target community resources. Through the gradual adoption of gender mainstreaming, biodiversity laws can establish a new culture of communal ownership and responsibility for natural resources. Moving forward, the responsibility of implementing the treaties and driving the protection of the natural environment would fall on all members of the community regardless of their gender.
Sixth, the education and the distribution of information on conservation, including the existence, purpose, and recommendations of the treaties, are not universal. Women, particularly in rural areas, interact with their natural environment more than the men in their communities. They are the first people in their communities to experience climate change and are the conduits and custodians of knowledge of their environment. However, most of the information they hold is informal and drawn from the experiences and lessons of the women who came before them. Comparatively, the knowledge and education that drives the biodiversity and nature conservation treaties is primarily formal and based on scientific research. These types of education and knowledge are not perceived to have the same value. As such, the knowledge that women have accumulated is devalued and disregarded while formal knowledge is valued highly. Policies that integrate respect for this knowledge combined with the scientific knowledge acquired by the women who benefit from the budgetary allocations to women’s education and empowerment would be game changers in the gender mainstreaming of the implementation of the treaties.
Gender mainstreaming will promote the gender-responsive implementation of the treaties by securing women’s place in biodiversity programs without resorting to affirmative action. The implementation of the treaties would be driven by both scientific knowledge and the indigenous knowledge held by women. The efforts of one group of women in Lebanon confirm that women can improve conservation efforts if allowed to share their knowledge of nature with their communities. The women in the group exchange knowledge, learn from each other, and use their knowledge to preserve natural resources and restore biodiversity.Footnote 65 As the knowledge that women hold enriches the implementation process, women will have access to formal knowledge as well. The impacts of women’s increased access to education and information will manifest in more than their involvement in the design and implementation of the recommendations of the treaties. Since limited education is one of the factors that are responsible for gender differences in access to economic resources, exposure to more education and knowledge will increase women’s access to economic opportunities, giving them access to and control of resources.Footnote 66
Finally, women are underrepresented in leadership roles in the committees driving the implementation of biodiversity and nature conservation treaties. The lack of gender balance in leadership robs the implementation process of the benefits of their inclusion, which include improved outcomes of the projects.Footnote 67 The national councils driving the implementation of nature and biodiversity conservation treaties can harness the benefits of the increased empowerment of women and their increased specialization in the sciences to increase women’s leadership in conservation efforts. With more women in leadership roles in nature and biodiversity conservation programs, countries in the MENA region could redefine their leadership structures to base leadership on knowledge, values, needs, and priorities and abandon traditional structures, which are based on rights and access to resources and decision-making power. Under the new leadership structures, implementation committees would be constituted to include representatives of both genders to ensure that the needs of the entire community are prioritized and the knowledge of all members utilized. Consequently, both men and women would have equal chances at leadership, decision-making, and benefit-sharing.
7.5 Conclusion
To coherently prevent, halt, and reverse the prevailing degradation of nature and loss of biodiversity and their effects on nature, international law recognizes the need for broad-based inclusivity and gender mainstreaming. While every member of the population is feeling the effects of rapid biodiversity loss, women in the MENA region are particularly vulnerable. Their vulnerability stems from systemic barriers that limit the abilities of women to effectively participate in formal decision-making, access economic opportunities, exercise control over land, property, and natural resources, and take decisions on relocation in case of extreme vulnerabilities. Without dismantling such barriers, the abilities of women to take part in and influence decision-making on biodiversity and nature conservation may remain limited.
A starting point is for MENA countries to implement clear and comprehensive policies on mainstreaming gender considerations in biodiversity programs at domestic and regional levels. MENA countries can promote a gender-responsive implementation of biodiversity and nature conservation programs by ensuring the involvement of women in decision-making relating to nature conservation and biodiversity, paving the way for them to share leadership roles in the programs and eliminating barriers in their access to resources, knowledge, and the benefits of the programs.
8.1 Introduction
This chapter examines the nature, scope, and applicability of the One Health approach as a framework for advancing integrated public health and biodiversity management in the Middle East and North Africa (MENA) region. It unpacks legal and institutional barriers that may limit the effective implementation of the One Health framework in the MENA region and proposes legal innovations for addressing such gaps.
The One Health approach has gained importance in recent years,Footnote 1 especially in the wake of the COVID-19 outbreak. The One Health approach is a holistic approach that recognizes the interdependence of human, animal, and environmental health and the nexus between the health of ecosystems and the species that inhabit them, including humans.Footnote 2 The One Health approach is more pertinent at the present time because “the unsustainable exploitation of animal resources” has been recognized as a predominant cause of the rise in pandemics and zoonotic diseases in regions where they were previously nonexistent.Footnote 3 Zoonotic diseases are defined as contagious diseases that are transmitted “from animals to humans, such as human immune deficiency virus (HIV and AIDS), Middle East respiratory syndrome, Zika, Nipah encephalitis, severe acute respiratory syndrome, Ebola Virus Disease (EVD), avian and birds influenza, and COVID-19.”Footnote 4 Therefore, these global problems have raised the relevance of the One Health approach as a holistic health and biodiversity management framework to prevent the recurrence and spread of devastating diseases across the world. Public health scholars have lent support to this argument by observing that as the entire global population combats a pandemic, the transition from solely “health” to the more comprehensive concept of “One Health” is essential for achieving better public health outcomes.Footnote 5 Scholars suggest that the One Health approach should guide the formulation of biodiversity laws and policies in order to promote coherence and a connected approach to safeguarding animal and human health.Footnote 6
However, complexities arise in the application of the One Health approach within the context of a global public health disease outbreak, especially in a culturally rich, as well as economically and politically distinctive, area such as the MENA region. Besides these qualities, a key distinctive feature in this region is the history of conflicts and civil unrest.Footnote 7 Although responses of states to the pandemic in the MENA region have generally been uneven, the responses of countries such as Iraq, Libya, Syria, and Yemen have been significantly impacted by insurgencies and civil wars.Footnote 8 Furthermore, some of these countries have exceedingly limited public health infrastructure – itself worsened by war and civil unrest – that has resulted in an increase in the number of lives lost due to the pandemic.Footnote 9 Notably, social, cultural, economic, religious, and political factors have traditionally constituted impediments to the transplantation of legal norms from one region of the world to another and to the domestic implementation of international legal norms.Footnote 10
Ostensibly incessant conflicts and the resultant socio-economic destabilization in the MENA region – as most evidently exemplified by the Israeli–Hamas warFootnote 11 – bring to the fore the nature of the contextual challenges in the region that we must confront in any analysis of the promises and limits of the One Health approach. Only a month into the war, the World Health Organization (WHO) stated that thirty-nine health facilities in Gaza had already been damaged.Footnote 12 Hospitals were also compelled to close or reduce services due to the reduction of electricity and fuel supplies.Footnote 13 This and similar conflicts have far-reaching ramifications for public health and biodiversity.
Given the paucity of literature on the application of the One Health approach in the MENA region, we ask whether and how such an approach works or might work given the diversity of human experience in various regions of the world and the distinctiveness of experiences in the MENA region. This inquiry necessitates an assessment of the factors or conditions for the successful implementation of the One Health approach in the region, and therefore is a fitting subject for analysis through impact or effectiveness analysis – an area of law that offers conceptual tools for studying the effectiveness of laws, policies, and programs. Specifically, this chapter asks: How effective is the One Health approach in relation to the advancement of public health services and biodiversity conservation in the MENA region? What are the limits of the One Health approach in light of the unique historical, social, economic, and political factors that may limit the effective implementation of the One Health approach in the MENA region? These questions are of significant relevance owing to the growing importance of the One Health approach globally, as well as the limited academic discourse on the effectiveness of policy proposals, such as the One Health approach.Footnote 14 Additionally, as discussed later, the One Health approach has been guided by the colonial knowledges of scientific, health, and ecological disciplines.
These questions are explored in this chapter through the theoretical lens of substantive legal effectiveness (SLE) – an analytical framework within the field of impact studies – which offers a three-dimensional framework for analyzing law’s failings and successes.Footnote 15 The social, economic, and political contexts of many countries in the MENA region make the promises and limits of the One Health approach in the region a fitting subject for analysis through the theoretical lens of impact and effectiveness analysis.Footnote 16
Through analyses of law, policy, and programmatic objectives, as well as internal and external limitations to the functioning of given laws, policy frameworks, and programs, SLE offers a curated outline of how law’s failure to reflect the diverse identities, needs, and social contexts of the target population – especially those who are already socially, economically, ethnically, and/or historically marginalized – affects law, policy, and program effectiveness.Footnote 17 In advancing conceptual and analytical tools to predict under what conditions given laws are most effective, SLE offers a distinctive approach to assess the promises and limits of the One Health approach. Additionally, we draw on scholarship in the field of decolonization of knowledges regarding public health-related issues to posit recommendations to enhance the effectiveness of the One Health approach with respect to the MENA region.
This chapter is organized in five sections. After this introduction, Section 8.2, provides an overview of the One Health approach. Section 8.3 examines the limits of the applicability of the One Health approach in the MENA region through the lens of SLE by providing insights into the contextual backdrop of MENA countries. Section 8.4 offers recommendations on strengthening the effectiveness of the One Health approach toward enabling its possible effective application in the MENA region. Section 8.5 is the concluding section.
8.2 The One Health Approach: Nature, Scope, and Implications for Biodiversity Protection
The WHO and Convention on Biological Diversity study titled Connecting Global Priorities: Biodiversity and Human Health – A State of Knowledge Review, published in 2015, suggested One Health as a comprehensive framework for unified endeavors, while also linking it to other related approaches, such as EcoHealth.Footnote 18 The One Health approach to public health infection management views public health as interconnected with the health of animals and the environment that humans and animals share.Footnote 19 The WHO defines the One Health approach as “an integrated, unifying approach to balance and optimize the health of the people, animals and the environment.”Footnote 20 As interactions between humans and animals increase, so does the likelihood of the spread of zoonotic diseases, vector-borne diseases, and tropical diseases.Footnote 21
The One Health approach has gained prominence in the United States, as well as internationally, as an effective and integrated way to combat diseases “at the human-animal-environment interface.”Footnote 22 To fulfill its objectives of monitoring and fighting threats to public health and to study the manner in which diseases spread among individuals, animals, and the environment, the American Centers for Disease Control and Prevention employs a One Health approach.Footnote 23 An effective employment of the One Health approach involves the cooperation, collaboration, and coordination of experts in human health (such as medical personnel, including public health practitioners and epidemiologists), animal health (such as veterinarians and agricultural workers), environmental health (including ecologists and wildlife experts), and other related areas (e.g. lawmakers and law enforcement).Footnote 24 In brief, a One Health approach entails the design and implementation of nexus and integrated programs, policies, legislation, and research in which multiple sectors communicate and work together to achieve better health outcomes.Footnote 25
The One Health approach consists of four components: the geographical component, the ecological component, the human activities component, and the food-agricultural component.Footnote 26 The geographical component examines how a combination of the globalized trade in animal and animal products and global warming has increased the spread of infectious vector-borne diseases such as Rift Valley fever in Saudi Arabia and Yemen – countries where these diseases did not previously exist.Footnote 27 In such a scenario, when countries around the world are more interconnected than they have ever been, the world requires the establishment of productive systematic “international systems on animals and animal products traceability” grounded on “real-time data exchange among trade partners.”Footnote 28 This would enable countries to take necessary and effective actions to “prevent the introduction of foreign pathogens” in their territories.Footnote 29 The ecological component examines the part played by wildlife and, more generally, environmental factors in the introduction and perpetuation of infections.Footnote 30 The human activities component emphasizes the elementary significance of the unification of “veterinary and human medicine into a ‘one medicine’ strategy” and, more generally, the need to adopt a multidisciplinary approach.Footnote 31 Lastly, the food-agricultural component underscores the fundamental necessity for a holistic view toward the entire “production chain, following a ‘farm to fork’ approach.”Footnote 32
Although the One Health framework purportedly aims to protect human as well as animal and environmental health, these objectives can sometimes come into conflict. Horwitz et al., and Roiko et al., summarize the intricate nature of environment–human health relationships with particular regard to the paradoxical nature of the “health imperative,” which may be oppositional to the “environmentalist’s paradox.”Footnote 33 What this means is that where, from an environmental perspective, one would imagine a clear linkage between environmental and human health, the environmentalist’s paradox demonstrates that environmental degradation, as for example through the use of DDT in malaria prevention, can benefit human health “in the short-term.”Footnote 34 The opposing narrative from the human health vantage point is that a healthy or healthier environment – one free from DDT’s toxic impact – can then cause diseases affecting human health through the festering of the female anopheles mosquito, which transmits malaria to humans.Footnote 35
Nevertheless, in their evaluation of the benefits of the One Health approach, Queenan et al. have argued that there is enough evidence to claim that the One Health approach is beneficial to the health of humans as well as ecosystems and biodiversity.Footnote 36 In their view, this is because the Sustainable Development Goals (SDGs) are interlinked and have health rooted within them.Footnote 37 They argue that an attempt to realize the SDGs through “the currently defined and segregated health systems (and their often linear approach to solving health challenges),” while overlooking the interconnectedness of human “health, ecosystems services and biodiversity,” will only augment “the antagonistic tensions between SDGs,” thereby adversely impacting progress.Footnote 38 Their suggestion for achieving the One Health 2030 Agenda is based upon the acknowledgment of human beings as a constituent of an ecosystem upon which humans rely and within which human beings are obliged to support, rather than weaken, the services that they and other constituents depend upon.Footnote 39
However, criticism of the One Health approach, especially in its application to the Global South, persists. Two different studies by Morand and Lajaunie and Lainé and Morand emphasize that “ethical reflection” in the realm of human health and biodiversity would require scrutinizing relevant scientific fields – that is, “biology, ecology, evolution, human medicine, animal medicine, political science, environmental studies, anthropology and law, their epistemology and, for some, deep roots in the colonial sciences based on a paternalistic perspective,” and as governed by Western perspectives “on reality.”Footnote 40 As a result, numerous “ethical responses” to public health disasters have been suggested, such as “One Bioethics,” “One Health Ethics,” “Global Health Ethics,” and, more recently, “Planetary Health Ethics,” with as yet no agreement among bioethicists.Footnote 41 Recognition of scientific pluralism seems necessary for interdisciplinarity, with the need to acknowledge “the values and practices” of all scientific realms.Footnote 42
In today’s globalized epidemiological environment,Footnote 43 distinguished by the emergence and spread of diseases between humans and animals and the swift decline of biodiversity, social sciences research demonstrates that there is no singular “one size fits all” solution to the threats to public health and the environment.Footnote 44 Although public health scholars studying middle-income and low-income countries have applauded the goal and relevance of the One Health approach, they have observed that its application in these countries is fraught with complexities.Footnote 45 This is because, unlike developed countries, middle-income and low-income countries lack the economic resources and institutional capacity in areas of public health and epidemiology.Footnote 46 Further, these countries are beset with various socio-political-economic challenges which act as barriers to the applicability of the One Health approach.Footnote 47 Public health scholars have observed that a lack of governmental funding for public health purposes and reliance on donor funding remain the greatest challenges to the applicability of the One Health approach in these countries.Footnote 48
These debates call into question whether the One Health approach offers a singular solution to addressing the threats. Thus, questions about the limits and possibilities of the One Health approach, given the distinct socio-economic, historical, and political factors highlighted earlier that may limit the effective implementation of the One Health approach in the MENA region, are valid as well as timely. Section 8.3 explores these concerns through the overarching theoretical framework of SLE, while drawing on the theoretical contributions of researchers in the movement on decolonization of knowledges on ecological and public health-related issues. In order to set the contextual basis for the relevance of an effectiveness analysis through SLE, we begin the discussion with a review of the social, economic, political, and historical influences that shape public health systems in the MENA region.
8.3 Application of the One Health Approach in the MENA Region: Legal Barriers and Limitations
8.3.1 Context of the MENA Region: The Social, Economic, Political, and Historical Factors that Shape Public Health Systems
The One Health approach, as we have observed in the foregoing, faces significant implementation challenges due, among other things, to limited economic and institutional capacities in jurisdictions where resources are limited. The Arab countries of the MENA region are frequently viewed as one “homogeneous union” because of their linguistic and religious similarities.Footnote 49 However, they vary in many respects, including in their public policy provisions, health policies, and institutional capacities.Footnote 50 While the affluent Gulf monarchies have the capacity to provide outstanding medical facilities, less prosperous nations offer less than adequate public healthcare facilities.Footnote 51 About “20 hospital beds exist” per 10,000 inhabitants in Arab countries, whereas the European Union has fifty-two hospital beds per 10,000 individuals.Footnote 52 At the beginning of the pandemic, Tunisia reportedly provided “a maximum of 200 intensive care beds in public hospitals,” while merely “550 respirators were available in Morocco.”Footnote 53
The availability of personal protective equipment and testing kits has remained scarce in several MENA countries, if not wholly inaccessible for impoverished populations.Footnote 54 In countries with a large number of “internally displaced persons, refugees or otherwise undocumented persons,” health provisions are not comprehensive or specific enough to include them all – a shortfall which becomes especially hazardous during a public health disaster, such as a pandemic.Footnote 55 Countries in the region include the prosperous “Gulf monarchies, where blue-collar migrant workers” – whose population easily outnumbers the local population – have very little access to healthcare services.Footnote 56 A unifying factor of the MENA region is the meager budgetary health expenditure of the Arab countries, which is only half that of “the global average in 2017.”Footnote 57 Therefore, it is not surprising to see MENA countries perform “only moderately to badly in the 2016 Healthcare Access and Quality Index,” which assesses health care quality and access in 195 countries.”Footnote 58
These data provide critical insights into questions of capacity, resilience, and readiness regarding the ability of countries in the region to implement the One Health approach. In setting out the factors that shape legal effectiveness, SLE – as discussed in Section 8.3.2 – invites a consideration of factors that are internal and external to law and its workings, such as the objectives of a law or policy framework and the framing of its legal provisions, as well as social, economic, political, historical, and moral considerations that shape the framing of laws and ultimately influence its reception and effective implementation. As we further explain in Section 8.3.2, the social, economic, political, and historical factors discussed in the foregoing constitute significant barriers to the design, structural cohesiveness, and implementation of legal frameworks and/or policies in the One Health approach for many parts of the MENA region.
For example, the prevalence of significant disease burdens, resources shortages, and limited institutional capacities, and the human costs from these burdens, can (and often do) shift state attention from biodiversity conservation and innovative solutions to the ostensibly more pressing problem of survival. In this context, where burdens are unevenly distributed and a healthcare system faces significant challenges, SLE posits a misalignment of legislative or policy intent or objectives and the structural requirements for its success. Take, for example, experiences during the pandemic where it was a luxury to see a doctor;Footnote 59 this state of affairs resulted in significant disadvantages for vulnerable segments of the population, especially refugees, internally displaced persons, women, children, persons with disabilities, and persons from underprivileged sections of society in the MENA region. These disadvantages were significantly worsened by pre-existing inequalities that conditioned what resources these populations could access or the contributions they could make to alleviate conditions during the pandemic.
Furthermore, COVID-19 accentuated women’s vulnerability in a unique manner: It increased their unpaid labor, as well as incidences of abuse and violence, and law enforcement agencies in the MENA region were not responsive to the drastic increase in domestic violence and killings of girls and women.Footnote 60 With the rate of women’s political-economic participation in the MENA region being one of the lowest in the world and the MENA region being infamous for severely patriarchal laws that control girls’ and women’s autonomy,Footnote 61 a legitimate question that arises is whether the One Health approach – which requires mainstreaming in a manner attentive to pre-existing inequalities, the mobilization of broad-based efforts that respect women’s contribution to knowledge creation, and broad interdisciplinary collaborative efforts – can thrive in the region.
It is against this background that we consider two questions central to this chapter: What are the limits to the applicability of the One Health approach in the MENA region? And what types of laws and policies can effectively address the needs of vulnerable groups in the MENA region given its challenges?
8.3.2 Examining the Limits of the One Health Framework through the Lens of SLE
The SLE theory offers a three-pronged analysis of the interconnected conditions for a law, policy, or program’s effectiveness, involving the alignment of: (1) structural/organizational cohesiveness and clarity of objectives; (2) internal elements relating, among other things, to the social facts embodied in law, clarity of language, nonambiguity in choice of diction and proper interpretation, and the need for attention to the identities, needs, and social contexts of legal subjects; and (3) external elements of moral, factual, and scientific correctness.Footnote 62 According to the theory of SLE, law has a “twofold character,” the first being an internal character which reflects law’s content and internal workings, and the second being an external character which depicts the moral underpinnings of law.Footnote 63 The internal character of law – or law’s internal elements, which comprises law’s content – necessarily includes the language of law or legal diction, the interpretations of legislative language, and social facts that are embodied in law. Indeed, law’s content is primarily constituted by the social norms of the specific region to which it applies.Footnote 64 This content is informed by prevailing socio-cultural, political, and related values that shape the lawmaking process.Footnote 65 According to this theory, law’s internal character influences “law’s effectiveness” due, broadly and primarily, to the nature, framing, and interpretation of the content of a given law (denoted as internal limits), while its external character – as defined by moral, factual, and scientific correctness – influences its effectiveness through public “perceptions about the correctness” of law’s content (described as external limits).Footnote 66
Thus, the second character of law – the external element, which captures law’s enduring alignment with shared or perceived moral values – posits that laws that are presumed “to be morally, factually or scientifically and contextually correct and cohesive” are most likely to achieve compliance and hence be effective.Footnote 67 Hence, SLE suggests that laws are most effective – as may be measured by a high level of compliance – when their internal character or internal design reflects the law’s external character or external morality.Footnote 68 Toward this goal and as a reflection of law’s aspiration to justice, the contents of an effective law ought to reflect “the diverse identities” of the specific population “and their normative perceptions” – qualities that ensure their contextual cohesiveness.Footnote 69 Further, law’s aspiration toward fulfilling a society’s perceptions of justice necessitates that it reflects “the diverse needs” of the specific population.Footnote 70 This condition for legal effectiveness requires that laws are attentive to local conditions, realities, and challenges, and to the possibilities of compliance or noncompliance.
Applying SLE theory to the One Health approach, we focus on the misalignment between societal needs, cultural identities, and socio-political context on the one hand and the expectations of the One Health approach on the other. Through these principles, we identify three core barriers which limit the application of the One Health approach to the MENA region.
8.3.2.1 Legal and Institutional Barriers
Structural Deficits and the Internal Limits of Law
The foregoing discussion of SLE has identified three primary pathways for conceptualizing law’s limits and effectiveness: structural/organizational cohesiveness and clarity of objectives; internal elements; and external elements.Footnote 71 Structural deficits may arise from the framing of particular legal frameworks, policies, or programs, or from institutionalized processes. Structural or organizational cohesiveness requires, among others, that a system of laws, policies, or programs must, in design, be attentive to other bodies of laws, policies, and programs with the capacity to impact on the effectiveness of the former. This may require institutional collaboration, cross-sectoral coordination, and multiministerial planning.
The One Health approach presents unique structural challenges when set against a jurisdictional context lacking the resources, capacity, and political will for broad institutional planning. The successful implementation of the One Health approach would require institutional coordination between health and environment ministries and institutions to address how policies and practices in one sector, for example the health sector, may negatively impact policies and practices in the environment sector, and vice versa. Beyond the impact of existing inequalities and challenges in many parts of the region, as outlined in the introductory discussion of social, political, economic, and historical barriers, the implementation of the One Health approach faces a lack of appropriate lateral and multilateral coordination necessary for its successful implementation in the region.
Similarly, the second principle of SLE posits, among other things, that a law or policy may face internal limits due to factors such as legislative gaps, ambiguity in legislative provisions, and interpretational challenges. The One Health approach in the MENA region reflects the tenets of this principle. The One Health approach confronts barriers relating to a lack of clear recognition of its framework in existing legal instruments, as well as a lack of clear recognition of biodiversity in health legislation. This lack of reference in extant legislative or policy frameworks creates legislative gaps that give rise to implementational and, ultimately, interpretational problems. For example, the lack of stipulation in extant legislative or policy mandates might suggest a lack of institutional support for implementation. Further, and most importantly, the referential gap raises questions about law and policy legitimacy and relevance – both of which diminish the importance of the One Health approach and what could be achieved through it in the region.
Internal and External Limits of Law: The Importance of Local Contexts
As already noted, SLE’s internal elements of law highlight the importance of synergies between the social facts embodied in law and the identities, needs, and social contexts of legal subjects if a given law or policy is to compel or motivate behavioral changes. Social facts as embodied in law reflect legislative goals or objectives, or the aspirations of policymakers.Footnote 72 They may capture or challenge the norms, values, and moralities of legal subjects.Footnote 73 Thus, legislative language and the ways it is used to convey extant values or introduce new norms is not in itself neutral. In embodying particular visions and goals, it attracts responses that can significantly impact receptivity and compliance.Footnote 74
Similarly, SLE’s external element of law – which hypothesizes that laws that reflect the moralities, values, and contexts of legal subjects are most likely to take root and be effective – draws attention to the importance of popular acceptance and compliance with laws to law’s effectiveness.Footnote 75 While acceptance and compliance are conditioned on a range of factors that include, but are not limited to, personal values, moralities, and entrenched practices, the foregoing social, economic, political, and historical realities in the MENA region present established, entrenched, and therefore predictive barriers to the successful implementation of the One Health approach.
Building on these principles, we argue that key shortcomings of the One Health approach in the MENA region reflect challenges grounded in the internal and external limits of law. These include a lack of recognition of the social contexts of the Global South, especially its history, politics, economic and cultural contexts, and continuous struggle – in some jurisdictional regions – to de-entangle itself from the vestiges of colonization. The culture of the region, for example, dictates different sets of values, visions, and practices, especially with regard to biodiversity conservation, from those of the Global North. Take, for example, the case of the animal rights movement in the West. While a keen interest in the protection and preservation of animal and plant life are key pockets of biodiversity conservation in the Global North, and while organizations such as People for the Ethical Treatment of Animals that advocate for animal lives have gained audiences in the western hemisphere, especially in North America, discourses about animal rights are yet to find a footing – whether cultural or economic – in the MENA region, where meat consumption is part of a staple diet and fuels economies.
This misalignment between cultural and economic practices, as well as dietary preference in the region and broader expectations of a One Health approach that necessarily prioritizes practices that nurture and protect the human–animal interface, points to a lack of contextual cohesiveness of the One Health approach in the MENA region.Footnote 76 This disparity between (regional) context and (legislative/policy/programmatic) purpose – as enunciated by SLE – can severely limit the application of the One Health approach to the region and, ultimately, its effectiveness.
Beyond the case of socio-cultural context as defined by values, norms, and religious or dietary practices, the MENA region is characterized in parts by an interplay of several, sometimes conflicting, political and economic factors that have brought a number of problems in their wake. These include: poor public health infrastructure, weakened biodiversity, war, refugee crises, income inequalities within and between countries, high income inequities within the richer MENA countries, a high rate of gender-based violence, and an exacerbation of public health crises based on the aforementioned factors, as was the case with the 2020 pandemic, which impacted disadvantaged groups more than any other segment of the population. These far-reaching impacts do not create effective conditions for the practice of norms that underlie a One Health approach. Where survival in all its forms – political, cultural, and economic – are priorities, as it is in some countries in the region, there is expected to be a prioritization of pressing societal and population needs. These factors reflect a misalignment between the needs of legal subjects and the proposed policy – factors that have been demonstrated to impact law and policy effectiveness.
8.3.2.2 Knowledge Barriers: Coloniality and the One Health Approach
SLE posits the need for greater attention to the subjects of a law, policy, or program, along with its objectives and how it is structured. In the application of a One Health approach in the MENA region, it would therefore be important to consider whether the tenets of the One Health approach would find a receptive audience in the region; how popular perceptions about the approach might impact on compliance; whether the conditions at play in the region are such that would allow the objectives of the One Health approach to be met; and whether the conceptual offerings of the One Health approach align with what can reasonably be realized in light of the targeted audience. Along these lines, it is necessary to consider existing knowledge systems and conservation practices in the region and how the introduction of new approaches, such as the One Health approach – even when well conceived – may be regarded as destabilizing or unnecessary in light of the perceived effectiveness of traditional practices and knowledge systems.
Indeed, a One Health approach that aspires to unite a divided world around its vision and prescriptions needs an integration of its elements with local knowledges of different communities in the different MENA countries. Researchers involved in the movement of decolonization of knowledge in relation to ecologicalFootnote 77 and health-related issuesFootnote 78 have suggested the incorporation of local knowledges and needs in the existing body of ecological and health-related knowledges.Footnote 79 Thus, it is necessary to conduct “case-based contextual studies in close collaboration” with local communities in MENA countries in order to incorporate their knowledge of their environment into the existing legal, public health, ecological, and scientific frameworks.Footnote 80 Each MENA country is unique, with its diverse populations having their own different set of needs, viewpoints, and knowledges; therefore, working and collaborating directly with local populations is extremely important.
These case studies with local communities will inevitably result in questioning the meaning of “knowledge and the dominant relations behind it.”Footnote 81 This will have far-reaching implications for the global scientific community, starting with the imperative to engage in dialogue and consider various viewpoints and knowledge systems in local communities in the Global South,Footnote 82 specifically the MENA region. This decolonization of health and ecological knowledge will advance the applicability of the One Health approach in the MENA region. Section 8.4 offers concrete recommendations to strengthen the effectiveness of the One Health approach with respect to the MENA region.
8.4 Advancing the One Health Approach for Biodiversity and Nature Conservation in the MENA Region: Recommendations
8.4.1 The One Health Approach for Biodiversity and Nature Conservation in the MENA Region: A Holistic Approach
In outlining the interconnectedness of the health of humans, ecosystem, and animals,Footnote 83 the One Health approach offers a distinctive, interdisciplinary vision for achieving biodiversity conservation. Otu and others have stressed the need to prioritize the One Health approach, noting that urbanization, armed conflict, and deforestation in African countries exacerbates the risk of zoonotic infections.Footnote 84 The MENA region is vulnerable to zoonotic threats,Footnote 85 and the COVID-19 pandemic exposed the threat posed by zoonotic diseases to the health of the continent.Footnote 86 There is an increase in the frequency of emerging and re-emerging infectious disease epidemics.Footnote 87 It is therefore necessary to explore recommendations for effectively advancing the One Health approach in the MENA region.
Despite the benefits that the One Health approach promises, there are several limitations and challenges, as outlined earlier, that have affected the advancement and practical application of the One Health approach in the MENA region. According to Gibbs, adoption of the “One World-One Health” concept – which affirms the linkages between human, animal, and environment health – will help in solving the health challenges of the twenty-first century.Footnote 88 However, there is more to be done to ensure the effectiveness of the One Health approach in the MENA region. Alkaldi et al. have observed that in Palestine, major interrelated sectors, such as health, environment, and agricultural sectors, are fragmented and lack coordination.Footnote 89 This fragmentation exacerbated the impact of the COVID-19 pandemic on unstable states in the region, for example Gaza, and exacerbated and exposed the fragility of Gaza’s health system.Footnote 90
Further, there is a need for concerted efforts to ensure the effectiveness of the One Health approach in the MENA region. The theory of SLE, which we have used to contextualize the problems of the One Health approach when applied in the MENA region, is again useful in setting out recommendations for ensuring the effectiveness of the One Health approach in the region.
8.4.2 Advancing the One Health Approach: Through the Lens of SLE Theory
In the foregoing, we have categorized the challenges facing the One Health approach in the MENA region through SLE’s conceptualizations of law’s internal and external limits. We have outlined various social, economic, political, and historical factors that have affected the application of the One Health approach in the region.Footnote 91 As discussed, political uprisings, protests, and armed conflict have impacted several countries in the MENA region over the years.Footnote 92 Colonization and civil unrests have also been identified as challenges that have impeded multisectoral cooperation and monitoring to enhance a One Health approach to health.Footnote 93 Further, we have noted that the absence of structured collaboration and coordination across sectors and institutions can lead to policy incoherence,Footnote 94 which compounds the advancement and effectiveness of the One Health approach in the region.
SLE is relevant in proffering recommendations for the advancement of the One Health approach in the MENA region because the disconnect between the One Health approach and the distinctive identities, needs, and contexts – broadly defined – in the MENA region (all factors that have been shown to be crucial for legal, policy, and program effectiveness) has significant consequences for the practical implementation of the approach in the region. Further, questions about the nature of its conceptual prescriptions, structure of relevant initiatives to effectuate the One Health approach, and its overriding objectives – factors that SLE posits are critical for effectiveness – remain unaddressed.
Overcoming the increasingly complex health and security challenges facing the MENA region requires a focus on developing effective health systems, especially effective public health and disaster response systems. To effectively advance a biodiversity approach in the MENA region, we make the following recommendations.
8.4.2.1 Decolonizing the One Health Approach
Decolonization entails recognizing and addressing the historical and ongoing impacts of colonization on health systems, policies, and practices.Footnote 95 To ensure the effectiveness of the One Health approach in the MENA region, it is important to recognize and consider cultural sensitivities, local knowledge, and the diverse interests and needs of different countries within the region.Footnote 96 Involving local communities in the design, implementation, and incorporation of local knowledge and needs in the existing body of ecological and health-related knowledgeFootnote 97 and in the evaluation of One Health initiatives, ensures relevance and sustainability.Footnote 98 Decolonizing the One Health approach also involves acknowledging and valuing the diverse knowledge systems and practices that exist within the region and addressing the power imbalances within the One Health approach.Footnote 99 This includes challenging the dominance of Western institutions and experts in shaping the agenda and priorities of One Health initiatives in the region.Footnote 100 Further, decolonizing the One Health approach in the MENA region involves recognizing and addressing the historical and ongoing impacts of colonization on health and the environment.
Incorporating decolonial perspectives into the One Health approach in the MENA region makes it possible to create more inclusive and relevant strategies for addressing limitations and challenges to the effectiveness of the One Health approach in the region.Footnote 101 Local communities often have a deep connection to their natural surroundings and possess valuable traditional knowledge that can contribute to biodiversity conservation efforts. As such, achieving effective implementation of the One Health approach in the region necessitates recognizing the rights, knowledge, and cultural practices of local communities and respecting their traditional ecological knowledge, as these hold valuable insights into sustainable resource management and biodiversity conservation.Footnote 102
Local communities ought to be involved in decision-making processes and the design and implementation of biodiversity conservation initiatives and efforts.Footnote 103 To achieve effectiveness, it is important to ensure equitable access to natural resources for local communities and address issues of resource exploitation and overuse. Decolonizing the One Health approach and obtaining the support of local communities are essential for achieving an effective One Health approach and realizing sustainable biodiversity conservation in the MENA region.
8.4.2.2 Intersectoral Collaboration
The WHO Constitution in 1946 envisioned a comprehensive view of health in its definition of health as a state of complete physical, mental, and social well-being and not merely the absence of disease and infirmity.Footnote 104 Collaboration is important for achieving the goals of the One Health approach.Footnote 105 To ensure its effective deployment in all regions, especially the MENA region, which is the focus of this chapter, there is a need for interdisciplinary collaboration among various sectors,Footnote 106 including the health, agriculture, environment, and wildlife conservation sectors. Effective legal mechanisms can ensure that intersectoral collaboration is legally mandated and operationalized, and strong governance across all One Health sectors in North Africa with interministerial, interdisciplinary, and multisectoral collaborations can significantly advance the One Health approach in the region.Footnote 107 Encouraging collaboration between diverse disciplines, including human and veterinary medicine, ecology, anthropology, and social sciences, can lead to a more holistic understanding of health issues.Footnote 108 Collaboration entails a clear concept and shared vision for One Health’s future. Dialogue and interdisciplinary engagements are necessary steps toward achieving this.
8.4.2.3 Education and Capacity Building
Creating awareness about the One Health approach is important to ensure a proactive and effective application of the approach across the MENA region.Footnote 109 The introduction of the One Health concept in primary, secondary, and tertiary education will raise awareness and create a natural understanding of systems and their interlinked nature.Footnote 110 To progressively realize their goal of advancing citizens’ right to health, MENA countries should invest in training programs for relevant stakeholders, including policymakers, health practitioners, ecologists, veterinarians, lawyers, judges, enforcement agencies, and other relevant stakeholders. These programs should focus on enhancing knowledge and understanding of One Health principles, legal frameworks, and enforcement mechanisms.
8.4.2.4 Strategic Humanitarian Response to the One Health Approach
To ensure the effectiveness of the One Health approach in the MENA region, One Health guidelines and strategic plans need to be implemented,Footnote 111 especially in war-prone countries of the MENA region. Disasters and humanitarian crisis exacerbate infectious diseasesFootnote 112 and disrupt conservation efforts; they also hinder the implementation of effective biodiversity conservation strategies. Armed conflicts in the MENA region will most likely divert attention and resources away from environmental and education programs to focus on humanitarian responses. The focus on immediate humanitarian needs often overshadows long-term conservation efforts, as governments and institutions are preoccupied with addressing immediate security and humanitarian concerns. To ensure the effectiveness of the One Health approach, there is a need to integrate the One Health approach in peace building and post-conflict reconstruction.
8.5 Conclusion
The One Health approach provides a platform for collaboration to detect, prevent, and respond to zoonotic diseases. In this, the One Health approach offers a multidisciplinary approach to health.Footnote 113 All organisms live within an ecosystem or environment, and changes in the environment play a role in animal-mediated diseases.Footnote 114 The emergence of zoonotic diseases confirms the interconnectedness of the environment, humans, and animals. Thus, the One Health approach is an important strategy for the reduction of major global public health threats, such as novel zoonotic diseases and microbial resistance,Footnote 115 as well as for the general improvement of human health.Footnote 116
We have applied the theory of SLE as a useful framework for articulating the limits and challenges of the One Health approach in the MENA region and for outlining possible solutions to these challenges. The SLE theory affirms the challenges that arise when law does not reflect the diverse identities, needs, and contexts of all subject to law, especially those who are already socially, economically, ethnically, and/or historically marginalized, and posits that these, along with other structural and external factors are important criteria for evaluating law’s effectiveness.Footnote 117
There are entrenched limits to law’s ability to deliver on its mandate.Footnote 118 Often, many of the limits to law’s effectiveness are equally at play in programs and policy frameworks. Law regulates a vast scope of socio-cultural, political, and economic behavior in society and acts upon virtually all areas of endeavor.Footnote 119 Thus, as a key instrument for regulation, control, and reform,Footnote 120 law can influence behavior in significant ways, and perceptions about the character of law play an important role in fostering compliance with or rejection of law’s prescriptions.
The application of an impact and effectiveness-based analysis, such as SLE, to explore the promises and limits of the One Health approach enables a broader assessment of the barriers to its implementation in the MENA region – one that extends beyond a traditional, positivist analysis of law and the conditions for its successful implementation. Through SLE, we have identified a set of challenges that map onto SLE’s principled approaches to the study of law’s limits: These are structural, internal, and external limits. Through each of these concepts, we have explored the ways in which (1) the lack of institutional coordination (structural limits), (2) legislative gaps and referential gaps in policies, and policy provisions that are decontextualized from the needs, identity, and social context of the relevant population (internal limits), and (3) the disparities between legislative or policy objectives and the values, norms, and/or moralities of legal subjects in relevant communities constitute barriers to the successful realization of the One Health approach in the MENA region.
The One Health approach represents a strategy that has the potential to unite societies toward the fulfillment of important goals, even as its particular tenets have the propensity to attract diverse perspectives, especially in the MENA region – a region with a distinctive cultural identity. It is our hope that the One Health approach is developed and deployed with sensitivity to the unique character and distinctive qualities of the MENA region and, importantly, with attention to the importance of alignment between the objectives, structure, and prescriptions of a law, policy, or program and the needs, identities, and social contexts of those who must live with the new norms.
9.1 Introduction
This chapter examines the legal and institutional framework on access and benefit-sharing (ABS) in the Middle East and North Africa (MENA) region. It explores the drivers and dimensions of ABS risks in the MENA region, gaps in existing legal frameworks on ABS in the region, and innovative approaches for addressing such gaps.
The MENA region is rich in diverse species of plant and animal genetic resources.Footnote 1 Drought resistant medicinal plants such as amaranth are found in large quantities in several MENA countries.Footnote 2 Other medicinal species, for example, Silybum marianum, Artemisia herba alba, or Ricinus communis are used extensively across the region and are widely accepted as the foundation of European herbal medicine.Footnote 3 In Iraq’s Sulaymaniyah province alone, the medicinal use of several plant species, such as Adiantum capillus-veneris, Borago officinalis, Thymus vulgaris, and Ziziphus jujuba are well documented as regional herbal remedies.Footnote 4 The wide variety of species may be surprising to some; although the MENA region is perceived to be covered in desert, the region is actually very rich in biodiversity, with abundant and unique fauna and flora, both in its terrestrial and marine environments.
However, the MENA region faces a host of issues such as the loss of biodiversity, water scarcity, the lack of arable land, air and water pollution, climate change, and the endangerment of rare plants and animal species.Footnote 5 Furthermore, with years of political instability and armed conflict that have affected the MENA region over the last few decades, a rapidly growing population, and sprawling urban growth, the ability of the region to withstand and respond to environmental shocks will need to be bolstered.Footnote 6 More specifically, there is a need for comprehensive regulation on ABS to protect, conserve, and ensure the sustainable management and use of the diverse genetic resources found in the MENA region. The Aichi targets outlined for the United Nations Decade on Biodiversity 2011–2020, the Convention on Biological Diversity (CBD), and the Sustainable Development Goals (SDGs) all recognize the need to address legal barriers to equitable and responsible ABS.
ABS is a principle aimed at ensuring the equitable sharing of benefits arising out of the utilization of genetic resources and associated traditional knowledge.Footnote 7 This concept is particularly significant in the context of biodiversity conservation and sustainable use of natural resources. The main objectives of ABS are to prevent biopiracy (unauthorized and uncompensated commercial use of biological resources), encourage conservation, and support the sustainable development of communities that conserve and maintain these resources.Footnote 8
Despite the growing recognition of the importance of ABS in the MENA region, an examination of the legal and institutional barriers that limit access to the rich genetic resources in the region is yet to receive exhaustive examination in the literature. This chapter fills this gap. This chapter contains five sections, this introduction being the first. After briefly discussing the importance of genetic resources and the need for ABS within the context of limitations of the MENA region, Section 9.2 examines the international legal framework and procedures on equitable ABS, discussing the five primary legal requirements of ABS under the treaties.Footnote 9 Section 9.3 examines the status of implementation in the MENA region to determine the extent to which MENA countries meet the elements outlined in Section 9.2, focusing on the latest trends and developments in specific case studies. Section 9.4 then provides recommendations on how to address each of the legal and institutional problems. Section 9.5 is the concluding section.
9.2 International Legal Framework and Procedures on Equitable ABS
Derived from diverse sources such as plants, animals, and micro-organisms, genetic resources have a broad spectrum of applications, from basic scientific research to commercial ventures. Various entities, such as research bodies, universities, and corporations spanning pharmaceuticals to cosmetics, harness these genetic resources. This global access to genetic resources for a range of purposes not only propels economic growth but also underscores the inherent value of biodiversity and the essence of ecosystem services.Footnote 10
9.2.1 Historical Evolution and Essence of Benefit-Sharing
Benefit-sharingFootnote 11 focuses on a partnership-centric approach to distributing economic, socio-cultural, and environmental advantages associated with biological resources.Footnote 12 Rooted in human rights law, the idea has evolved with a special emphasis on sustainable development, tying it to core principles such as equity, solidarity, development assistance, and sovereignty over natural resources. Historically, the principle of Permanent Sovereignty over Natural Resources (PSNR) encapsulated the early manifestations of benefit-sharing.Footnote 13 The 1962 United Nations General Assembly Resolution on PSNR underscored the judicious management of resources, conservation, and prevention of wasteful exploitation. Subsequent global debates, such as the New International Economic Order, brought the concept of benefit-sharing to the fore in the context of sustainable development.Footnote 14
9.2.2 Specific Instruments and Protocols
A plurality of international instruments aim to protect and advance equitable ABS. First, the UN SDGs act as a coherent and inclusive framework for coordinated economic, social, and environmental initiatives to promote the inclusive, harmonized, and equitable implementation of sustainable development goals across all spheres. Similarly, UN declarations, resolutions, and other mechanisms on ABS, although nonbinding, provide supportive international, regional, and local networks in which collective efforts can be framed and mutually implemented. Second, clear and comprehensive targets, such as the Aichi Targets, provide a set of goals against which nations can innovate national action plans and strategies specific to their local and regional biodiversity and social fabric. Lastly, the Post-2020 Framework takes the Agenda for Sustainable Development forward to 2030 and 2050 with new, mandated transparency, enforcement, and accountability mechanisms.
Third, and most important, are legally binding treaties, such as the CBD,Footnote 15 with its CartagenaFootnote 16 and NagoyaFootnote 17 Protocols, the Convention on International Trade in Endangered Species of Wild Fauna and Flora,Footnote 18 the Convention on Migratory Species (CMS),Footnote 19 and the Ramsar Convention on Wetlands (Ramsar),Footnote 20 the Biodiversity Indicators Partnership,Footnote 21 the Protect Planet Initiative (Protect Planet),Footnote 22 which provide international legal frameworks on biodiversity and nature conservation, including ABS. The Nagoya Protocol on Access and Benefit Sharing of Genetic Resources (Nagoya Protocol),Footnote 23 in particular, is an essential component of the Global Biodiversity Framework, providing a mechanism to ensure the fair and equitable sharing of benefits arising from the utilization of genetic resources. Its purpose is to solidify a clear legal pathway for one of the CBD’s three goals: the equitable sharing of benefits from the utilization of genetic resources.Footnote 24 Initially, genetic resources were universally accessed, based on the “common heritage of mankind” principle.Footnote 25 This unrestricted access saw a shift with the advent of intellectual property rights and proprietary claims on genetic resource derivatives. In 1992, the CBD framed a legal structure, acknowledging countries’ sovereignty over these resources; this framework mandated that access to these resources would be determined by national laws, with potential provisions for benefit-sharing.Footnote 26 However, unauthorized access continued, urging the international community to create sharper regulations, leading to the Nagoya Protocol’s inception during the 7th Conference of the Parties to the CBD in 2004.Footnote 27
The Nagoya Protocol is fundamentally anchored in three tenets: access, benefit-sharing, and compliance, collectively termed the “ABC of ABS.” The dialogue surrounding the Nagoya Protocol saw developing countries emphasizing benefit-sharing and stringent compliance, while their developed counterparts prioritized uniform access. The debate also revolved around the governance of ABS, with developed nations advocating for private agreements and developing nations leaning toward biopiracy prevention.Footnote 28
9.2.2.1 Nagoya Protocol Analysis
The Nagoya Protocol’s essence lies in its mandate that any value, be it commercial or otherwise, derived from the use of genetic resources – like organisms or DNA – by one nation from another, ought to be shared with the country of origin. For instance, if pharmaceutical enterprises extract products from natural origins or indigenous knowledge from local communities in developing countries, the Protocol stipulates equitable compensation or benefit-sharing from these resources.Footnote 29
The Nagoya Protocol, in its current form, seems to lean favorably toward the users, predominantly biotech companies in developed nations, granting them broad access rights. In contrast, the providers, largely developing nations, navigate tighter controls. The Nagoya Protocol also curtails some of the CBD’s more liberal clauses.Footnote 30 It is essential to ensure that the value of the Nagoya Protocol is assessed for developing countries: in particular, there must be a high degree of scrutiny over the provisions, observing their development during negotiations. Second, it is imperative to compare the Nagoya Protocol’s stipulations within the original scope of the CBD. Third, the value must be ascertained to determine if the provisions align with the aspirations and apprehensions of developing countries. Lastly, it is crucial to strategize ways for developing countries to leverage the Nagoya Protocol’s adaptability for their advantage.Footnote 31
9.2.2.2 Key Legal Requirements of ABS under the Nagoya Protocol
Before accessing genetic resources, users must obtain prior informed consent (PIC) from the providing country. This ensures that countries have a say in how their resources are utilized and under what conditions. Second, it is important to agree upon the Mutually Agreed Terms (MAT). These are contractual agreements that determine the terms of use of genetic resources and the nature of benefits to be shared. They ensure that both provider and user parties are on the same page regarding expectations and obligations. Third, benefit-sharing assumes that the contracting parties must take legislative measures to ensure that benefits arising from the utilization of genetic resources are shared in a fair and equitable manner. This can be in the form of monetary or nonmonetary benefits. Fourth, the Nagoya Protocol recognizes the role of traditional knowledge, in particular that of indigenous and local communities (ILCs) in conserving biodiversity. When accessing genetic resources associated with traditional knowledge, users must obtain PIC or approval and involvement from the concerned ILCs. Lastly, countries must ensure that genetic resources utilized within their jurisdiction have been accessed in line with the PIC and that MAT have been established, as required by another contracting party, to ensure compliance with the Nagoya Protocol.Footnote 32
The Nagoya Protocol, with its core ABS principles, serves as a model for nations in establishing their domestic frameworks. By emphasizing mutual agreements, transparency, and benefit-sharing, it seeks to foster a global environment wherein genetic resources are no longer just the subjects of conservation but also the sources of equitable development.
9.2.3 Aichi Targets
In order to support the implementation of the CBD at the national level, the Strategic Plan of the CBD Secretariat came up with twenty ambitious, yet achievable, targets collectively known as the Aichi Targets.Footnote 33 Nations were called upon to
review, and as appropriate, update and revise their National Biodiversity Strategies and Action Plans (NBSAPs) in line with the Strategic Plan for Biodiversity 2011–2020; develop national targets, using the Strategic Plan and its Aichi Biodiversity Targets as a flexible framework, and integrate these national targets into the updated NBSAPs; take into account national priorities and capacities with a view of also contributing to the collective efforts to reach the global Aichi Biodiversity Targets; adopt the updated NBSAPs as a policy instrument; use the updated NBSAPs for the integration of biodiversity into national development, accounting and planning processes; and monitor and review implementation of the NBSAPs and national targets, using indicators.Footnote 34
In this manner, the CBD Secretariat aims to achieve its vision by 2050, in which “biodiversity is valued, conserved, restored and wisely used, maintaining ecosystem services, sustaining a healthy planet and delivering benefits essential for all people.”Footnote 35 However, concerns among Global South countries relating to the limited economic benefits from bioprospecting projects could hinder the Aichi targets’ implementation.Footnote 36
9.2.4 Post-2020 Global Biodiversity Framework
Although the CBD strove to ensure that the Aichi Targets were ambitious, yet achievable, the need for an extended international global biodiversity framework arose in 2020, when a stocktaking of the 2011–2020 Strategic Plan of the CBD goalsFootnote 37 revealed that none of the Aichi Targets had been entirely achieved by 2020.Footnote 38 Hence, in order to define targets and pathways for the conservation and sustainable use of biodiversity for the next decade and beyond, the CBD Secretariat, on July 12, 2021, released the first official draft of a new Post-2020 Global Biodiversity Framework to guide actions worldwide through 2030 to preserve and protect nature and its essential services to people.Footnote 39 Then, on December 19, 2022, at the Conference of the Parties (COP) 15 in Montreal, Canada, the landmark Kunming-Montreal Global Biodiversity Framework (GBF) agreement was realized, providing for the protection of 30 percent of land area and 30 percent of marine environments under protection by 2030.Footnote 40 This is a significant improvement on the current 17 percent of land and 8 percent of marine areas being safeguarded as of February 2023.
The GBF was not intended to be used only under the CBD and associated protocols but also under other biodiversity-related conventions, the Rio Conventions, other multilateral environmental agreements, other international processes and instruments, and the broader international community.Footnote 41 The criteria have also been put forward in the so-called SMART concept of targets which the CBD defines as specific, measurable, ambitious, realistic, and time-bound.Footnote 42
Subsequent decisions coming out of COP15 were the proposed interim budget for the program of work of the CBD, including the Cartagena Protocol and the Nagoya Protocol, and mechanisms for planning, monitoring, reporting and review, resource mobilization, capacity building and development, technical and scientific cooperation, and digital sequence information on genetic resources.Footnote 43 The GBF includes four goals and twenty-three targets to be achieved by 2030, with four long-term goals for 2050 related to the 2050 Vision for Biodiversity, listed under three main categories: reducing threats to biodiversity, meeting people’s needs through sustainable use and benefit-sharing, and tools and solutions for implementation and mainstreaming.Footnote 44 Yet another significance of the Post-2020 Framework is that it mandates that transnational companies and financial institutions monitor, assess, and transparently disclose risks and impacts on biodiversity through their operations, portfolios, and supply and value chains.Footnote 45 This enforcement mechanism was seen as critical to the ability to achieve the objectives of the CBD.
In summary, a plurality of global partnerships exist which form the backbone of efforts to enhance ABS and safeguard biodiversity. First, the SDGs act as a coherent and inclusive framework for coordinated economic, social, and environmental initiatives to promote the inclusive, harmonized, and equitable implementation of sustainable development goals across all spheres. Second, legally binding conventions and treaties, such as the CBD, with its Cartagena and Nagoya Protocols, Convention on International Trade in Endangered Species of Wild Fauna and Flora, CMS, and Ramsar, provide mechanisms which allow for the enforcement of mutually agreed upon rules and regulations in international law. Third, partnerships, initiatives, declarations, resolutions, and other mechanisms, although nonbinding, provide supportive international, regional, and local networks in which collective efforts can be framed and mutually implemented. Fourth, clear and comprehensive targets, such as the Aichi Targets, provide a set of goals against which nations can innovate national action plans and strategies specific to their local and regional biodiversity and social fabric. Lastly, the Post-2020 Framework takes the agenda forward to 2030 and 2050 with new, mandated transparency, enforcement, and accountability mechanisms.
9.3 Status of the Implementation of Regional Efforts on ABS
In the context of ABS, there is a discernible global trend toward the development and strengthening of legislative frameworks. Countries around the world are increasingly recognizing the imperative of formulating comprehensive and robust laws and policies to govern access to genetic resources and ensure equitable sharing of benefits derived from their utilization. Similarly, the MENA region is steadily fostering a commitment to biodiversity conservation, aligning its strategies and actions with the goals of the Nagoya Protocol. However, the integration and navigation of multifaceted biodiversity legislations and protocols remain a challenging venture, highlighting a crucial need for more refined and region-specific strategies in order to bridge existing gaps and fortify the implementation of conservation initiatives.
9.3.1 Lack of Clear and Comprehensive Biodiversity Laws Including ABS and Digital Sequencing
While there is a growing awareness on biodiversity and nature conservation across the MENA region, clear and comprehensive regulatory frameworks on ABS will need to be elaborated across the region. For example, in Qatar, Kuwait,Footnote 46 and the United Arab Emirates (UAE),Footnote 47 the growing commitment to ABS is observed through national reports and the implementation of various legislative and administrative measures designed to uphold the principles of the Protocol. Various laws and legislative frameworks have been enacted to regulate and control biodiversity and endorse conservation measures, resonating with the ethos of the Nagoya Protocol.Footnote 48 These countries have manifested their committed stance toward biodiversity conservation and the principles of the Nagoya Protocol.
Despite the progress and efforts, however, challenges such as a significant lack of awareness on ABS, lack of statistical data on ABS,Footnote 49 and compliance concerns linger,Footnote 50 highlighting a continuing need for advancing awareness, fine-tuning legal frameworks, and fortifying implementation measures.Footnote 51
Similarly, despite the growing global consensus and global shift toward the recognition and inclusion of digital sequence information (DSI) in ABS frameworks, progress on DSI remain slow across the region.Footnote 52 The evolution of new technologies that enable the development of products based solely on digital molecular information, known as DSI, has raised hot and controversial debates on the regulation of ABS resulting from such digital utilization.Footnote 53 Countries worldwide are realizing the pivotal role DSI plays in both commercial and noncommercial spheres and are thus adapting their legal and regulatory frameworks accordingly.Footnote 54 In light of this, MENA countries might benefit from addressing DSI in their ABS frameworks, both in terms of access to DSI and benefit-sharing obligations arising from its use. Addressing DSI comprehensively can help streamline national efforts and potentially fortify the realization of biodiversity goals, aligning with international trends and ensuring robustness in the region’s biodiversity conservation strategies.
As the global conversation pivots toward the significance of DSI in the realm of ABS, the MENA region stands at an opportune juncture to integrate DSI considerations into its regional strategy. A cohesive regional approach addressing DSI can foster unified standards for access, utilization, and benefit-sharing of genetic sequence data, thereby promoting both the conservation and sustainable use of the region’s rich biodiversity.Footnote 55 By proactively incorporating DSI provisions into regional ABS strategy, MENA countries can position themselves at the forefront of ABS negotiations, benefiting from international collaborations and research, and reducing disparities in the treatment of DSI across the region.Footnote 56
9.3.2 The Need for a Regional Strategy on ABS
The countries in the MENA region have collaborated with institutions such as the Secretariat of the CBD and the UNEP to develop ABS strategies aligning with the objectives of the Nagoya Protocol.Footnote 57 The CBD and UNEP often provide technical support, guidance, and resources to assist nations in crafting their ABS frameworks and in enhancing the capacities of relevant stakeholders.Footnote 58 These international entities play a crucial role in fostering dialogue, sharing best practices, and enabling cooperation among countries in the region to address common challenges related to ABS and biodiversity conservation. Engagement usually involves capacity-building workshops and consultations focused on enhancing the understanding of ABS principles and developing national ABS frameworks.Footnote 59 However, there remains the marked absence of a cohesive regional strategy on ABS.
There is a need for a clear and comprehensive regional strategy on ABS by regional bodies such as the League of Arab States (LAS), Gulf Cooperation Council (GCC), and the Organization for Islamic Cooperation. Such a consolidated regional approach is what would be required to move forward in a robust manner. In addition to the broader international agreements outlined in Section 9.2.2, countries in the MENA region participate in various regional organizations pertaining to environmental protection such as the GCC Standardization Organization,Footnote 60 and partnerships, such as between UNEP and the GCC, in projects for greater transparency and accessibility of data on the environment,Footnote 61 or even associations such as the Arab Forum for Environment and Development (AFED).Footnote 62 Nevertheless, there has not been widespread or prominent documentation of regional organizations in the MENA region collaboratively working on Nagoya Protocol’s ABS mechanisms in a significant manner. While several countries in the region have shown interest in the Nagoya Protocol and have taken steps individually, cohesive regional efforts or initiatives spearheaded by organizations such as the GCC, LAS, or the Organization of Islamic Cooperation (OIC) have not been distinctly highlighted in publicly available records.
A regional approach would indeed provide many significant benefits through the various institutions. First, with respect to the GCC, the collective could initiate and facilitate cross-border collaborations on biotechnology research among member countries. For instance, joint research programs on plant genetic resources can be established to promote the conservation and sustainable use of biodiversity. The GCC could also work toward developing unified guidelines and protocols for ABS to ensure harmonized practices among member states. This could include common procedures for obtaining PIC and establishing MAT.
Second, the LAS could organize regional workshops and training sessions to enhance the understanding of ABS principles among member countries. This could focus on building legal expertise and raising awareness about the Nagoya Protocol. The LAS could also spearhead the creation of a regional database for genetic resources, aiding in the tracking and sharing of benefits derived from their utilization.
Third, the OIC could establish a fund to support research and development projects that align with ABS principles. This fund could also facilitate technical assistance to member countries in the MENA region for developing their national ABS frameworks. The OIC could also play a role in ensuring that traditional knowledge associated with genetic resources is acknowledged and protected, promoting benefit-sharing with ILCs.
Fourthly, the Mediterranean Action Plan (MAP), under UNEP, could promote initiatives aimed at the conservation of biodiversity in the Mediterranean region, ensuring that ABS principles are integrated into broader environmental protection efforts. The MAP can serve as a platform for dialogues among Mediterranean countries to discuss challenges and best practices related to ABS implementation.
Lastly, the Arab Maghreb Union (UMA),Footnote 63 for example, could lead efforts to develop regional conservation strategies that incorporate ABS principles, focusing on the preservation of genetic resources in the Maghreb region. The UMA could also facilitate collaborative projects among member states to explore and utilize genetic resources, ensuring fair and equitable benefit-sharing.
By actively involving regional bodies in the creation and implementation of ABS strategies, the MENA region can ensure a more cohesive and collaborative approach to biodiversity conservation and sustainable utilization of genetic resources.
9.3.3 Lack of Institutional Coordination between Environmental Institutions
Exploring further, the lack of institutional coordination between environmental institutions becomes evident in the context of implementing the Nagoya Protocol. The necessity for harmonized coordination between various environmental entities is exemplified by the challenges faced by the nations of the region, highlighting the imperative need for streamlined cooperation to enhance the effectiveness of ABS implementation.
Specific examples demonstrating the issues in institutional coordination are the irregularities in sharing data with the ABS Clearing-House and challenges associated with documenting practices and indigenous knowledge tied to genetic resources, as outlined under Article 14.2 of the Nagoya Protocol.Footnote 64 These issues may indicate some lack of coordination between the various institutions involved in implementing ABS legislation and strategies.
The emergence of DSI further complicates the institutional coordination landscape. The handling, sharing, and monitoring of genetic sequence data involve technical nuances that require specialized knowledge and capabilities.Footnote 65 Establishing clear lines of responsibility and communication between institutions becomes paramount, particularly when considering the potential commercial and noncommercial implications of DSI.Footnote 66 Institutions within the MENA region may need to bolster their technical capacities and foster interinstitutional collaborations to adeptly navigate the challenges and benefits presented by DSI in the broader context of ABS.Footnote 67
For example, from the information provided in the Interim National Report, updated in 2022, it appears that one of Qatar’s greatest challenges could be associated with a marked absence of specific staff designated to administer functions directly related to the implementation of the Nagoya Protocol, as indicated in Item 63 of the ABSCH report, where it is mentioned that Qatar does not have specific staff for this purpose.Footnote 68 This lack of designated staff could possibly hinder effective the institutional coordination and execution of the Nagoya Protocol’s provisions. Moreover, considering the responses in Items 61 and 62,Footnote 69 the absence of established mechanisms for budgetary allocations of funds and lack of financial resources made available for the purposes of implementing the Nagoya Protocol might also signify challenges in implementing transboundary cooperation as outlined in Article 11.1.Footnote 70 Without budgetary allocation and specific financial resources, the cooperation needed to manage genetic resources found in the territories of more than one party may be impacted. It may be significant to note that there is no additional information provided about any difficulties or challenges encountered for becoming a party to the Nagoya Protocol, as mentioned in Item 60.Footnote 71
However, the presence of clear and specific challenges in institutional coordination and financial allocations might be hampering Qatar’s ability to fully and robustly implement the Nagoya Protocol, making them critical areas of focus in advancing compliance with international agreements on biodiversity and ABS.
The UAE, under the Ministry of Climate Change and Environment, has distinctly demarcated roles and outlined mechanisms for benefit-sharing. Additionally, the challenges faced by the UAE in implementing the Nagoya Protocol can be consolidated into themes of institutional coordination, transboundary cooperation, capacity building, awareness-raising, and resource allocation. For instance, the UAE has established roles and mechanisms for benefit-sharing, with checkpoints at the Federal Authority for Identity and Citizenship, Customs and Port Security,Footnote 72 and collaborations with research centers. Despite this, there are irregularities in sharing data with the ABS Clearing-House,Footnote 73 pointing to potential gaps in institutional coordination.Footnote 74 Transboundary cooperationFootnote 75 is emphasized in Article 11 of the Nagoya Protocol,Footnote 76 but the specific mechanisms the UAE employs in this regard are not detailed. Furthermore, while the UAE has enacted laws such as Federal Law No. 8 of 2021,Footnote 77 to govern access to genetic resources, the specifics of transboundary cooperation mechanisms are unclear.Footnote 78 Capacity-building and awareness-raising measures are in place,Footnote 79 but continuous efforts may be necessary for effective implementation of the Nagoya Protocol.Footnote 80 Financially, the UAE relies on internal budgetary allocations without external support, potentially limiting resource availability. Lastly, the human resource constraint is evident as fewer than five staff membersFootnote 81 were assigned for administering functions related to the Nagoya Protocol as of 2022.Footnote 82 These themes underscore the need for the UAE to strengthen various facets of its approach to fully realize the objectives of the Nagoya Protocol.
In conclusion, the primary challenges in implementing the Nagoya Protocol in the region seem to revolve around institutional coordination, transboundary cooperation, capacity building, awareness-raising, financial, and human resource aspects.
9.3.4 Resource Gaps
The critical resource gaps found in analyzing the reports from the case studies revolve around limited awareness and understanding of ABS protocols, inadequate information-sharing mechanisms, and insufficiencies in enforcement and compliance measures, which collectively impact the equitable sharing of benefits derived from genetic resources and impede international collaboration and transparency in biodiversity conservation.
The first critical gap is the lack of awareness and understanding of ABS protocols and procedures.Footnote 83 This deficiency likely hinders the implementation and compliance of ABS regulations and can lead to potential international conflicts and loss of biodiversity. Raising awareness and fostering understanding of ABS protocols is fundamental to promoting responsible access to and utilization of genetic resources, thereby contributing to the conservation and sustainable use of biodiversity.
Second, the evident gap in information-sharing mechanisms is rather acute.Footnote 84 The unavailability of information to the ABS Clearing-House and the absence of provisions encouraging users and providers to share information on the implementation of ABS measures can jeopardize international cooperation and transparency. Improving information sharing is crucial for aligning with Article 14.2 of the Nagoya Protocol and fostering a collaborative environment that advances the mutual benefits and equitable sharing of genetic resources.Footnote 85
The consideration of DSI in ABS transactions may affect resource gaps. Addressing DSI necessitates bolstered information-sharing mechanisms to effectively handle, monitor, and share genetic sequence data.Footnote 86 As the global discourse shifts toward DSI integration into ABS frameworks, MENA countries should anticipate its intricacies and challenges.Footnote 87
Lastly, the apparent inadequacy in the enforcement of ABS compliance and the lack of cooperative measures in dealing with cases of alleged violations of ABS measures indicate a significant gap in compliance and enforcement.Footnote 88 Without robust enforcement mechanisms and international cooperation to address noncompliance, the objectives of the Nagoya Protocol may remain unrealized. Strengthening enforcement mechanisms and enhancing international collaboration are essential for addressing violations effectively and ensuring the fair and equitable sharing of benefits arising from genetic resources.
9.3.5 Capacity Gaps in the MENA Region
Capacity gaps in the MENA region are evident in several key areas of the implementation of the Nagoya Protocol, hindering the holistic adoption and execution of its principles related to the fair and equitable sharing of benefits arising from the utilization of genetic resources. These gaps manifest as limitations in engaging with indigenous and/or local communities, ambiguities in the adoption and application of model legal clauses and best practices, deficits in awareness and institutional support, unassessed effectiveness of legal frameworks, and potential constraints in resource allocation and international cooperation.Footnote 89
Incorporating DSI, which can underscore capacity gaps, into ABS frameworks in the region demands a deep understanding of genetic sequence data and its implications for benefit-sharing. The emergent nature of DSI necessitates specialized training and updated policy frameworks. Particularly, managing DSI from publicly accessible databases introduces challenges affecting benefit-sharing, emphasizing the need for the MENA region to enhance capacities in this area.Footnote 90
Qatar has shown its commitment to the Nagoya Protocol, emphasizing transboundary cooperation and the significance of genetic resources for environmental stability.Footnote 91 However, several capacity gaps have emerged in the implementation process. The first is community engagement. Qatar faces some limitations in engaging at the local level during the Nagoya Protocol’s implementation, as per Article 11. Second, while Qatar promotes model clauses, conduct codes, and best practices according to Articles 19 and 20,Footnote 92 the extent of their adoption within the country remains unclear. Third, there is a notable deficit in awareness and capacity building for the Nagoya Protocol’s objectives, underscored by the absence of dedicated staff for its administration and no clear strategy for awareness-raising.Footnote 93 Lastly, the absence of specified budgetary allocations for the Nagoya Protocol’s enactment points to significant financial capacity gaps.
In comparison with other countries in the region, the UAE has implemented legislative measures such as Federal Law No. 8 of 2021,Footnote 94 although the enforcement or effectiveness in real-world scenarios remains to be seen. Second, while the UAE has made efforts to raise awareness, the impact of these efforts and the status of funds for capacity building remain somewhat unclear. Both Qatar and the UAE face challenges in fully implementing the Nagoya Protocol, stemming from gaps in community engagement, adherence to standards, awareness and capacity building, and financial and institutional limitations. These challenges underscore the need for a thorough evaluation and refinement of strategies for effective implementation of the Nagoya Protocol.
9.4 Navigating the ABS Landscape in the MENA Region: Recommendations and a Path Forward
In addressing the challenges and gaps within the biodiversity and ABS frameworks, this section delves into several pivotal areas. First, it underscores the paramount need for clear and comprehensive laws governing biodiversity and ABS. Second, it then transitions to the importance of introducing regional biodiversity action plans paired with a cohesive ABS strategy. Subsequent subsections focus on bolstering institutional coordination among environmental entities, ensuring adequate budgetary allocations to nurture ABS and biodiversity initiatives, and finally the pivotal role of universities in enhancing ABS capacity development through targeted academic courses.
9.4.1 Enact Clear and Comprehensive Laws Governing Biodiversity and ABS
The ABS landscape in the MENA region underscores a critical urgency: the establishment of clear and comprehensive laws on biodiversity and ABS. Kuwait’s recent ratification of the Nagoya Protocol reveals the initial stages of its alignment with the protocol’s mandates.Footnote 95 However, the absence of comprehensive frameworks in countries such as Saudi Arabia, Oman, Bahrain, and Yemen underscores the importance of establishing or enhancing their respective biodiversity and ABS legislative blueprints.Footnote 96 Addressing the evident gaps in the ABS framework, various countries have exhibited the significance of charting lucid, actionable pathways. For example, countries without defined strategic blueprints need to construct and regularly update their NBSAPs. This emphasis on policy clarity and periodic revision, aligned with standards such as the Nagoya Protocol, not only addresses changing biodiversity conditions but also ensures that nations remain compliant with evolving international standards. This evolution should ideally culminate in a cohesive ABS strategy, encompassing every facet from institutional coordination to public awareness.
9.4.2 Adopt Regional Biodiversity Action Plans and ABS Strategy
While in many domains there has been tremendous progress, the MENA region continues to face challenges with the overall ABS framework. A clear, actionable pathway is crucial for these nations to enhance ABS mechanisms, and one of the first steps is revisiting their NBSAPs. Countries without a strategic roadmap must develop NBSAPs, incorporating ABS goals in line with the Nagoya Protocol. Those with NBSAPs need regular updates to keep up with evolving biodiversity conditions and international standards. For instance, Qatar, known for its consistent alignment with global standards such as the Aichi Biodiversity Targets, needs a rejuvenation of its Biodiversity Strategies established in 2004.Footnote 97 The UAE is another example, showcasing dedication through its Comprehensive Biodiversity Strategy (2014–2021)Footnote 98 and aligning with the broader objectives of the CBD.
Yet a regional approach can be beneficial for the MENA nations, especially given the shared challenges and ecological similarities. While countries such as Qatar and the UAE have shown advancements in ABS mechanisms, there remains a need for a coordinated regional strategy. This is particularly salient for countries such as Saudi Arabia, Oman, Bahrain, and Yemen, which may benefit from regional insights and shared resources. A united regional initiative might provide mutual support, shared expertise, and collaborative projects that propel the entire region forward in biodiversity conservation and ABS alignment.
9.4.3 Accelerate Institutional Coordination between Environment Institutions
Central to enhancing the ABS framework is strengthening institutional frameworks and coordination. Countries should establish centralized ABS authorities or dedicated bodies for overseeing ABS processes. Enhanced inter-agency collaboration is paramount, ensuring a harmonized implementation of ABS mechanisms. This involves promoting communication, especially between bodies responsible for biodiversity conservation, research, trade, and indigenous rights. For instance, Qatar’s alignment with Aichi Biodiversity Targets and various legislative measures underpins its commitment to fostering coordination between various national and international standards. The importance of this institutional collaboration is also evident in the UAE, with its federal decrees aligning with the CBD protocols and its active partnerships with universities, research centers, and international stakeholders, emphasizing the significance of collective and coordinated efforts.
Centralized coordination is crucial for the success of ABS processes. While countries such as Qatar and the UAE have made strides in fostering coordination, there is a need for enhanced collaboration across the region. Sharing best practices, pooling resources, and joint capacity-building initiatives can provide a solid foundation for these countries, especially those at the foundational stages of ABS implementation.
9.4.4 Budgetary Allocations to Advance ABS and Biodiversity Programs
Enhancing transparency and stakeholder engagement is pivotal. Establishing ABS information portals will offer centralized access to ABS regulations and data, fostering transparency. Periodic multistakeholder dialogues, involving governmental entities, businesses, and researchers, can be a platform to address ABS challenges and brainstorm solutions. Qatar, with its strong legislative framework and nineteen ratified biodiversity-related agreements, exemplifies robust budgetary allocation. Additionally, tangible conservation projects, such as mangrove planting and artificial coral reefs, underscore Qatar’s commitment. The UAE’s draft law initiative, targeting conservation and the sustainable use of plant genetic resources, further accentuates the importance of clear budgetary commitments.
However, securing dedicated funds for ABS and biodiversity projects is pivotal. Countries such as Qatar and the UAE have showcased budgetary commitments, but a unified regional financial strategy can amplify efforts. While some countries in the MENA region, such as Yemen and Oman, might face economic constraints, a collaborative approach involving wealthier nations can ensure that all members have access to the resources needed for ABS and biodiversity initiatives.
9.4.5 Increased Capacity Development on ABS through University Courses
Awareness and education are essential for a robust ABS framework. Countries should integrate ABS principles into educational curricula. This will instill respect and understanding for genetic resources in future generations. Public awareness campaigns, leveraging media and community outreach, can highlight the importance of ABS. Qatar, in particular, seeks to elevate biodiversity consciousness and promote grassroots-level conservation initiatives. Additionally, the rights of ILCs must be legally recognized, making them integral to ABS negotiations. Capacity building through workshops will enable ILCs to effectively partake in ABS discussions. The UAE’s collaborations with educational institutions reflect the significance of capacity-building efforts in biodiversity conservation.
Effective and harmonious implementation of ABS mechanisms in the MENA region hinges upon robust institutional coordination. Countries, as showcased by Qatar’s alignment with international biodiversity standards and the UAE’s collaborative approaches, underscore the necessity for centralized authorities and inter-agency cooperation. By fostering these interconnections, nations not only streamline ABS processes but also ensure that biodiversity conservation efforts align seamlessly with international protocols and best practices. Such coordinated endeavors pave the way for a sustainable and equitable future in the realm of biodiversity conservation in the region.
9.5 Conclusion
In conclusion, the nexus between biodiversity and human civilizations is particularly evident in the varied landscapes of the MENA region. This intertwining relationship requires a meticulous approach to ABS, ensuring not just protection but the equitable distribution of the dividends derived from genetic resources. The region, despite many commendable advancements, faces challenges that can be addressed through internal introspection and global alignment. First, tapping into its own reservoir of traditional wisdom, heritage, and expertise to design ABS mechanisms that truly mirror the region’s unique ecological and socio-cultural backdrop. Second, aligning these systems with international standards, making the region an active and influential participant in global discussions on conservation, research, and trade. With these dual approaches, the MENA region is poised to transition from mere custodians of their vast genetic wealth to leaders who demonstrate the combination of conservation and sustainable progress. By placing equitable utilization and holistic development at the heart of their ABS strategies, MENA countries can navigate the multifaceted challenges of the twenty-first century.
A unified approach, encapsulating the revision of National Biodiversity Action Plans, strengthening bioethics, and galvanizing stakeholder collaboration, can pave the way forward. Drawing on the experiences of Qatar and the UAE, it is evident that a regionally adapted, collaborative approach can truly unlock the potential of MENA countries. By championing biodiversity conservation and ensuring equitable benefits, the MENA region can ensure that its invaluable genetic resources are a lasting legacy, thus ushering in a new era when the region emerges as a model of sustainable and inclusive progress in the ever-evolving twenty-first century.
10.1 Introduction
This chapter discusses the increasing significance of biodiversity entrepreneurship for advancing nature conservation and biodiversity in the MENA region. It examines the roles of sustainability-focused, nature-based small and medium eco-enterprises (NB-SMEEs), which, although are not substitutes for other conservation strategies, are important contributors toward the halting and reversal of biodiversity loss.Footnote 1 The chapter evaluates legal and institutional barriers to the promotion and scale-up of NB-SMEEs in the MENA region and dynamic legal innovations for addressing those barriers.
There is increased worldwide interest in homegrown, sustainability-focused NB-SMEEs, run by eco-entrepreneurs (also known as ecopreneurs), and ecological citizens that develop the sustainable, pro-biodiversity business models needed to halt or reverse the loss of nature.Footnote 2 NB-SMEEs are therefore pro-biodiversity business models and enterprises that aim to halt and reverse biodiversity loss through a sustainable co-benefit approach.Footnote 3 The Kunming-Montreal Global Biodiversity Framework (GBF) specifically calls on countries to “increase the application of ecosystem-based approaches to address biodiversity loss.”Footnote 4 Specifically, targets 14, 16, 19 of the GBF call for several stages of implementation. First, at the level of governance, the targets call for the all-sector integration of biodiversity values through policy reform, regulations, and strategic planning and development. Second, at the grassroots level, the targets suggest a focus on localism and citizen empowerment. Third, with the aim of engaging diverse actors, the targets call for the education of and promotion of local and indigenous communities with the capacity to recognize and capture sustainable value from natural resources, such as through incentives and supported nature-based business models, which would halt, restore, and conserve nature and biodiversity, contributing to 2030 and 2050 Sustainable Development Goal targets.Footnote 5 The GBF calls on all governmental and nongovernmental actors to participate, contribute, and advocate for the mobilization of supportive polices, laws, and financial channels that can accelerate the establishment and formalization of these nature-based business models.
Nature-based solutions have been defined by the United Nations as “actions to protect, conserve, restore, sustainably use and manage natural or modified terrestrial, freshwater, coastal and marine ecosystems which address social, economic and environmental challenges effectively and adaptively, while simultaneously providing human well-being, ecosystem services, resilience and biodiversity benefits.”Footnote 6 As discussed in Chapter 6, ecosystem-based approaches and nature-based solutions such as “reducing deforestation and other land use change and degradation; restoring degraded lands and ecosystems; and enhancing soil management in agricultural and range lands” are crucial for halting biodiversity loss.Footnote 7 In this regard, the 2018 Sharm el Sheikh Declaration on Investing in Biodiversity for People and Planet specifically contains commitments by states to “mobilize actions to reduce nature-based risks and leverage nature-based solutions, resources and other natural innovations and technologies, to further achieve the objectives of the Convention on Biological Diversity.”Footnote 8 The declaration also recognizes the need to “create financial and nonfinancial incentives aimed at mainstreaming biodiversity in development sectors, consistent with international obligations.”Footnote 9 These instruments show the growing recognition of the need for states and business enterprises to develop and promote nature-based solutions and investments that can accelerate biodiversity conservation and protection.
By investing in goods, services, and projects that advance biodiversity, business enterprises can be at the forefront of leveraging nature conservation to advance sustainable economic growth. According to the Biodiversity Finance Reference Guide, opportunities created from these nature-based enterprises are projected to have an estimated value of US$10.1 trillion, yearly, and 395 million job opportunities by 2030,Footnote 10 promoting sustainability, economic diversification, and local empowerment. The growing recognition of the social, economic, and environmental benefits of investing in nature-based solutions are leading to increased rise in NB-SMEEs, that is business models primary focused on implementing nature-based solutions, technologies, goods, services, and projects that advance the conservation, restoration, and promotion of biological diversity in a sustainable manner.Footnote 11 This includes through the implementation of conservation, restoration, and nature-based solutions, or support for them through financing or insurance.Footnote 12
Drawing on international instruments, MENA countries have attempted to craft the law and policy frameworks required for promoting NB-SMEEs to ensure sustainability and co-benefits.Footnote 13 However, as demonstrated in this chapter, overgeneralized policies, weak legal frameworks, and fragmented institutional structure have created barriers and an unfavorable entrepreneurial context for the rapid growth of NB-SMEEs.Footnote 14 Legal, financial, and regulatory barriers that hinder the innovation, establishment, and operationalization of nature-based eco-ventures in the MENA region must be carefully addressed. While several studies have examined the importance of eco-entrepreneurship as a tool for halting biodiversity loss, an in-depth examination of the legal and policy barriers that hinder the growth of NB-SMEEs has remained absent. This chapter fills a gap in this regard. It examines the strategic transformations of biodiversity law and policy that are required to promote these pro-biodiversity NB-SMEEs across the region. After developing a profile of law and governance barriers facing NB-SMEEs in the region, it proposes dynamic legal solutions for addressing such barriers.
The chapter is organized in five sections. After this introduction, Section 10.2 unpacks the nature, scope, and elements of biodiversity entrepreneurship and its importance for the development priorities of MENA countries. Section 10.3 examines law and governance barriers to NB-SMEEs across the region. Section 10.4 offers recommendations on the dynamic legal innovations required to address those challenges. Section 10.5 is the concluding section.
10.2 Nature, Scope, and Elements of Biodiversity Entrepreneurship
Biodiversity entrepreneurship encompasses the natural environment, societal value creation, and entrepreneurship theory.Footnote 15 The environment, ecosystem, and biophysical elements support and sustain all life in interstice and diverse ways.Footnote 16 Nature and biodiversity provide food, shelter, nonrenewable and renewable energy, clean air, and water; regulate biophysical systems that maintain water, soil, and air quality; and generate services and resources.Footnote 17 In addition to its environmental and ecosystems value, biodiversity is critical to economic growth.Footnote 18 A country’s economic wealth and viability is tied to a healthy and resilient ecosystem and biodiversity.Footnote 19 For example, two-thirds of crop production in agribusiness rely on animal pollination while half of global gross domestic product is generated directly from renewable and nonrenewable natural resources, such as wood and natural stones used for construction and infrastructure development, which is valued at US$44 trillion.Footnote 20 Given the strategic importance of preserving and conserving biodiversity, it is essential to mainstream pro-biodiversity programs into all key sectors and development planning.
Biodiversity loss is a global emergency.Footnote 21 Over 37,000 species are on the verge of extinction.Footnote 22 Anthropogenic activities are causing the rate of extinction to be 100 times faster than what might otherwise be a natural pace.Footnote 23 There is an urgent need to halt and reverse biodiversity loss through innovative investment approaches that leverage biodiversity conservation as a tool for sustainable economic development. For example, the incorporation of low-impact development tools, such as vegetative swale, permeable pavements, infiltration trenches, green roofs, bioretention cells, and rain gardens, in urban-planning phases in Egypt showed a significant reduction in volume of runoff flood water by 73.7 percent.Footnote 24 More projects such as the 2019 Falaj restoration, implemented at Wadi Shees, and the 2021 Al Bithnah Environmental Conservation and Rehabilitation project, are needed.Footnote 25
As demonstrated in Figure 10.1, biodiversity entrepreneurship has emerged as a framework for promoting the development and implementation of business models and solutions aimed primarily at conserving the natural environment and halting biodiversity loss.Footnote 26 Its primary aim is to leverage entrepreneurship, namely the start-up or running of business enterprises, that is focused on developing ecological value.Footnote 27 Biodiversity entrepreneurship is an effective vehicle through which to generate pro-biodiversity solutions and management strategies.Footnote 28 Biodiversity entrepreneurship marries the key concepts of entrepreneurship (entrepreneur, entrepreneurial opportunity, entrepreneurship context, and entrepreneurship outcome)Footnote 29 and the sustainability triple bottom line (social, economic, and environmental value),Footnote 30 while integrating the nature and science of biodiversity (spatial diversity, element of time, interconnectedness, dynamic value, and stakeholder interaction),Footnote 31 to develop innovative business models that halt and reverse biodiversity.
Hence, biodiversity entrepreneurship is put forward as the process of entrepreneurs recognizing, exploiting, and generating entrepreneurial opportunities to create sustainable entrepreneurial outcomes via ecological solutions focused on halting and reversing biodiversity loss. This has led to the shift from traditional, centralized monopoly business models toward decentralized, disruptive, localized, community-led business modes captured by citizens.
10.2.1 Framework for Pro-biodiversity Business Model Innovation
As demonstrated in Figure 10.2, which draws extensively from Lobo’s framework for conservation entrepreneurship,Footnote 32 biodiversity entrepreneurship and business model innovations can be framed as having six core elements:
1. Spatial diversity: In assessing entrepreneurial opportunities, considerations of a wide range of biogeographical characteristics must be included to design the right business models that are able to capture the right opportunities and provide sustainable value.
2. Element of time: The entrepreneurial opportunities will vary with the season, will naturally fluctuate according to the level of species diversity, and must be considered in business model design.
3. Interconnectedness: Ecopreneurs and NB-SMEE owners must consider the biophysical impact of enterprise (entrepreneurial outcome) in order to prevent nature disservice and bioperverse effects.Footnote 33
4. Dynamic value: Sustainable business model innovations interact with the entrepreneurial ecosystem (entrepreneurial context), which in turn act as either the promoters of or the barriers to capture sustainable value at various diversity scales (entrepreneurial outcome).
5. Stakeholder interaction: Entrepreneurs, actors, governing bodies, and community members influence the entrepreneurial context. Multistakeholder collaboration is therefore required to effectively maximize biodiversity financing and address legal and regulatory frameworks that act as barriers or promoters of nature-based business models.
6. Measurement: This captures the requirement for homogenous, consistent, comparable, and clear typology in metrics, assessment, and the information collation process,Footnote 34 to measure, accurately capture, and present value to investors, financial institutions, and stakeholders.
The six elements emphasize the strategic investment in biodiversity and nature-based programs that can offer environmental, social, and economic co-benefits. Small and medium-sized enterprises (SMEs) are increasingly identified as effective incubators for rapidly generating such nature-based sustainable business model innovations that halt and reverse biodiversity loss.Footnote 35 SMEs are the backbone of global economy and account for 80–90 percent of total business in the MENA region,Footnote 36 as they are resilient and responsive to societal needs.Footnote 37 NB-SMEEs provide nature-based solutions that generate relative or absolute restoration and reversal of biodiversity loss, while bringing both social benefits that are noneconomic and economic value to eco-entrepreneurs and society.Footnote 38 These nature-based solutions include forest conservation efforts, ecotourism, green spaces, blue-green infrastructure, and nature-based innovation and projects that mitigate against floods, regulate atmospheric temperatures, and contribute to the health and well-being of urban citizens,Footnote 39 and are operated via local and civil participation. Furthermore, NB-SMEEs are categorized based on direct value contribution (entrepreneurial outcome) such as: green buildings, sustainable framing, water treatment and management, conservation, restoration, and the creation and the management of biodiversity. NB-SMEEs can contribute indirect entrepreneurial outcomes such as biodiversity assessment techniques, smart technologies for biodiversity monitoring, green financial services, advisory services, and research, innovation, and education.Footnote 40 The benefits of NB-SMEEs include increased biodiversity, pollution mitigation, and ecosystem resilience to environmental hazards, as well as greater food security and human health and well-being.
The success of these NB-SMEEs is either enabled or constrained by interactions within the entrepreneurial context.Footnote 41 These include societal pressures, norms, regulations, and policies which influence consumption patterns, market structure, and purchase behavior. Currently, NB-SMEEs are growing at a slow pace in the MENA region due to legal and policy barriers in the entrepreneurial context that limit the innovation, establishment, and operationalization of these NB-SMEEs.Footnote 42 These barriers hinder the research, innovation, and legalization of NB-SMEEs via a lack of clear implementation guidelines for ecological citizens and ecopreneurs, limited financial channels, lack of social capital and access to land, low capacity to capture and clearly define value, and low market demand for nature-based management solutions.Footnote 43 Section 10.3 discusses the role of law and governance in addressing such barriers to NB-SMEEs in the MENA region.
10.3 Legal and Institutional Barriers to Biodiversity Entrepreneurship in the MENA Region
International instruments such as the Convention on Biological Diversity (CBD) and the GBF encourage states to integrate nature-related solutions into legal instruments, sectoral policies, and public development projects and planning to address biodiversity loss.Footnote 44 This includes addressing law and governance gaps that hinder the development and management of NB-SMEEs in a manner that promotes citizen-led efforts to halt biodiversity loss.Footnote 45
Drawing from international treaties, MENA countries have attempted to craft the law and policy frameworks required for governing and implementing nature-related solutions and ecosystem management strategies to ensure sustainability and co-benefits.Footnote 46 However, overgeneralized policies, weak legal frameworks, and fragmented institutional structures in the MENA region have created barriers and an unfavorable entrepreneurial context for the rapid growth of NB-SMEEs.Footnote 47 Some of the salient legal, regulatory, and financial barriers to NB-SMEES across the region are now discussed.
10.3.1 Lack of Coordinated Implementation of National Biodiversity Strategies
Although several MENA countries have developed National Biodiversity Strategies, institutional barriers that prevent the coherent and holistic implementation of such strategies, including the development of specific strategies that support and facilitate NB-SMEEs, remains a key gap.Footnote 48 For example, the Convention on the Conservation of Wildlife and Their Natural Habitats in the Countries of the Gulf Co-operation Council (the GCC Wildlife Convention), Articles 6 and 7, calls for the establishment of governing committees and secretariats focused on monitoring of wildlife and natural habitat.Footnote 49 Similarly, the Arab League Educational, Cultural and Scientific Organization (ALESCO) encourages Arab states to collaborate and generate frameworks that provide education and training for community members in protection and conservation practices of nature-based cultural heritage.Footnote 50 Also, the Arab Declaration on Environment and Development and Future Prospects calls on Arab states to establish initiatives, polices, and legislation that promote the preservation of natural heritage and the integration of environmental awareness into educational syllabi.Footnote 51 These instruments emphasize the need for multistakeholder engagement and coordination in the design and implementation of biodiversity policies and programs, including Nature Based Strategies.
Yet across the region, evidence of the establishment of intragovernmental risk management bodies to implement Nature Based Strategies are slow to emerge. Given the wide range of institutions that are responsible for approving and implementing biodiversity entrepreneurship programs, especially finance, environment, commerce, technology, and infrastructure agencies and institutions, the sectoral implementation of Nature Based Strategies and lack of coordination among the wide range of regulatory institutions remains a key hindrance.Footnote 52 A lack of coordination among regulatory institutions has led to vulnerabilities in the infrastructure and technologies required for the implementation of innovative nature-based business models.Footnote 53 Governance fragmentation reduces the collaborative capacity and access to financial support required for start-up NB-SMEEs.Footnote 54 Furthermore, the lack of harmonized institutional structures and implementation strategies to simplify incorporation requirements and reduce bureaucracy and lengthy procedures creates inefficiency, overlapping responsibilities, and an inability to translate regulations to the local level.Footnote 55 Additionally, the lack of specific committees specialized in providing and enforcing standards and principles for implementing NB-SMEE strategies, as well as the lack of effective coordination between related and connected agencies that facilitate approvals of nature-based SMEE projects, hinders coherent implementation.
Furthermore, a lack of specific institutions, organizations, and committees that mainstream NB-SMEEs within national governance remains a key problem.Footnote 56 While NB-SMEEs are gaining increased recognition and awareness across the region, the establishment of focal agencies that will spearhead nature-based entrepreneurship and investments remains slow. Institutional harmonization and the creation of strategic governing committees are required to integrate and enforce nature-based implementation regulatory standards, steward financial resources, establish polices that promote collaborations, and broaden financial channels that facilitate the innovation, capacity building, establishment, growth, and upscaling of NB-SMEEs.Footnote 57
10.3.2 Unclear Legal Framework for Nature-Based Enterprises
A significant barrier to the growth of NB-SMEEs is the lack of clear and specific mention of biodiversity-focused eco-entrepreneurship and NB-SMEEs in national biodiversity legislation and strategies.Footnote 58 Article IX of the African Convention on the Conservation of Nature and Natural Resource, which applies to MENA countries in the Maghreb region, encourages states to integrate conservation practices and programs in regional and urban planning. Article XII calls for legislation that protects and prevents the loss of nature-based cultural heritage, animals, and plants. Article XVII calls for legislation integrated into the intellectual and traditional property and land ownership rights of community members that promote autonomy in conservation and promotion of biological diversity practices. Also, the Arab Declaration to the World Summit on Sustainable Development encourage parties to integrate sustainable management innovations that promote biodiversity and ecosystem conservation while capturing economic value from rich religious and cultural heritage. Yet there is a lack of clear regulatory frameworks and laws that integrate NB-SMEEs into the financial sector, as well as the development and implementation of government projects. Additionally, context-based polices that clearly capture and generate pro-biodiversity projects and increase market demand for nature-based technologies and solutions are generally lacking.Footnote 59
To make NB-SMEEs attractive to social entrepreneurs, there is a need for tailored strategies and legislation that address barriers to the development and formalization of such ventures. For example, Ecuador has specifically implemented the PROAmazonia project to “enable economic transformation by supporting local entrepreneurial efforts to sustainably develop non-timber forest products, thus increasing the economic value of the forests, while maintaining ecosystem function and diversifying income sources for local communities.”Footnote 60 The project enables social entrepreneurs to access the financing, business registration, resources, and tools needed for them to undertake forest conservation projects. There is a need for MENA countries to specifically design and implement such legal intervention programs and efforts. The lack of tailored legislation and policies that integrate NB-SMEEs into conservation, investment, and financial planning exposes nature-based entrepreneurs to broadly framed business laws and procedures that may not have been designed with environmental conservation in mind. This results in delays and the slow uptake of NB-SMEEs.Footnote 61
Second, ensuring compliance with environmental impact assessment laws can open up opportunities for NB-SMEEs to emerge. For example, the GCC Wildlife Convention Article 1(3) calls for clear regulations and legislations for environmental impact assessment (EIA) pre-project approval requirements to quantify impact on biodiversity.Footnote 62 Similarly, Article 1(3) also calls for GCC countries to enact legislation making environmental assessments compulsory. The Kuwait Regional Convention on Protection of Marine Environment and Protocols require associated parties to draw from international law to develop marine pollution prevention measures.Footnote 63 Virtually all MENA countries have also enacted legislation that mandate EIAs, including the examination of biodiversity impacts, prior to the approval of key development projects.Footnote 64 However, gaps in the enforcement of such mandatory EIA standards, especially the tendency of large-scale and politically sensitive projects to evade EIAs, often reduce biodiversity considerations in some projects. Similarly, generalized EIAs without a clear focus on biological diversity and other tangible and intangible conservation needs have been highlighted as gaps in the MENA region.Footnote 65 Enforcing EIA standards will automatically increase the need for biodiversity solutions and accelerate the demand for goods and services offered by NB-SMEEs. For example, laws that require the mapping of natural heritage via a remote sensing survey allow the quantifying, characterizing, and raising of awareness of the unique biological diversity for specific regions, as well as specific opportunities of sustainable value creation. Similarly, most marine protected areas in the MENA region have focused more on natural heritage in appraisals and management plans with little emphasis on cultural heritage.Footnote 66 This significantly impacts ecotourism business models and limits the governance and support required to establish and grow ecotourism business models. These limitations can engineer the reputational damage of ecological citizens and result in negative impacts on end-users. Ensuring the comprehensive implementation of EIA programs, such as the integration of cultural heritage in marine protection areas, can significantly support and accelerate NB-SMEE growth and upscaling.Footnote 67
10.3.3 Unclear Legal Framework on Joint Governance and Partnerships
ALESCO encourages Arab states to collaborate through joint and strategic partnerships with community members and heritage institutions, among others, to integrate social perspectives and develop management strategies that sustainably maximize social value.Footnote 68 Yet the lack of comprehensive stakeholder engagement in the design and implementation of biodiversity and nature conservation programs remains a key challenge in the MENA region.
Across the region, public participation in environmental decision-making is often structured in formal institutions such as the Shura Council.Footnote 69 While important, such a top-down decision-making approach limits the potential of countries to harness partnerships with nonstate actors such as stakeholders, entrepreneurs, indigenous communities, landowners, and government institutions toward halting and reversing biodiversity loss. The lack of clear and comprehensive laws to define the roles and responsibilities of state and nonstate actors often limits public–private partnerships and the shared governance of biodiversity programs.Footnote 70
There is a need for more partnerships for the financing, planning, and implementation of nature-based projects. For example, the World Wide Fund for Nature collaboration with local and global experts to assess the United Arab Emirates’ (UAE) coastal ecosystem and value the natural capital functions by identifying the locations of ecological corridors, evaluating the ecological knowledge, and analyzing the scientific data, which in turn can be used to develop contextual nature-based solutions and intervention strategies for the conservation, restoration, and innovation of NB-SMEEs.Footnote 71
Substantive collaborations with universities and institutions that promote research and development regarding nature-based innovation and eco-entrepreneurship will also need to be accelerated across the MENA region.Footnote 72 The objective of transitioning to a knowledge economy through environmental education, research, and capacity building has been identified in national visions and is a priority in several countries in the region.Footnote 73 While environmental education and entrepreneurship programs are increasing, the need for biodiversity-focused collaborations with higher education institutions remains prevalent. An effective ecosystem management strategy incorporates both scientific and societal-based evidence approaches in identifying and creating pro-biodiversity strategies and conservation practices.Footnote 74 ALESCO encourages collaboration and joint action in the area of conservation and protection through organized training and frameworks that promote strategic partnerships and joint actions, and the Arab Declaration to the World Summit on Sustainable Development encourages collaborative efforts toward biological diversity and ecosystem conservation and to develop sustainable management practices with co-benefit values.Footnote 75 These instruments underpin the need for regulatory institutions across the MENA region to promote shared programs aimed at accelerating biodiversity-focused entrepreneurship and NB-SMEE business models.Footnote 76
10.4 Minding the Gaps: Recommendations
Accelerating nature-based solutions for biodiversity across the region will require clear and comprehensive legal frameworks and strategies to promote the active development of citizen-led NB-SMEE business models. To advance NB-SMEE business models, all MENA countries need to reform legal frameworks that impede or slow down their implementation. This includes the need to develop national accountability strategies that develop into local and community innovation, assessments, and reporting. The MENA region can draw on international frameworks, especially the GBF, to inform policy reforms in finance and governance institutions to transform national policy and legal and institutional frameworks. This will broaden financial channels by promoting: green financing, incentives, and subsidies; reporting standards; and enterprise requirements to disclose nature-related dependencies, opportunities, risks, and impacts as an eligibility requirement to assess green investors, green loans, incentives, and subsidies. For example, the Priceless Planet Coalition created an initiative for funding management projects to restore forest ecosystems and mangrove habitants in the UAE and hence legitimate the grounds to solicit financial resources from banks and other partners.Footnote 77 By adopting the Avoid, Reduce, Restore and Regenerate, Transform framework, the MENA region can develop policies that support NB-SMEEs with minimal to no impact to biodiversity, and pro-biodiversity business models that directly or indirectly reduce, restore, and regenerate ecological productivity and biophysical and ecosystem functions and services.Footnote 78 For example, transformative policies that encourage human resource development, auditing and accountancy, education programs, information technology, and a flexible and favorable legal framework (e.g. incentives, tax breaks, exemption from antitrust laws, low-credit interest, access to information, infrastructure, and land)Footnote 79 can engineer a favorable entrepreneurial context that supports the rapid establishment and growth of NB-SMEEs in the MENA region.
The GBF calls for a decentralized governance approach toward community-based, citizen-led management strategies to tackle biodiversity loss. Implementation will require holistic and transformative legal and policy frameworks developed by the MENA region that places citizens at the center of pro-biodiversity governance. The GBF supports implementation strategies with indicators such as openness, transparency, and legitimacy, as well as strategies which address gaps in social learning regarding the nature of ecosystems and biodiversity, and which focus on disparities in policy frameworks by eliminating the dominance by few power players in policy design. Furthermore, the GBF supports the integration of ecosystem services and valuation, of perceptions and knowledge of community and indigenous society, and of social and religious values into these implementation strategies.Footnote 80 The transformative governance of biodiversity promotes the knowledge and skill empowerment of citizens to develop nature-based sustainable business innovations, access and source for multiple financial channels, and successfully implement pro-biodiversity business models. It integrates pro-biodiversity polices and ecosystem management projects with helpful institutional structures, financial incentives, and support programs that engineer a supportive entrepreneurial context by simplifying the incorporation, registration, and legitimacy of NB-SMEEs in the MENA region. It also facilitates the significant contribution of biodiversity entrepreneurship in achieving both national and international biodiversity targets. For example, the Urban Governance Atlas is an online database of 250 policy instruments aimed at financing and deploying nature-based solutions that halt and reverse biodiversity loss.Footnote 81 This licensed platform aims to design inclusive and coherent strategies, green space planning, and ecological restoration projects through a bottom-up, community-led approach. Both government and nongovernmental agencies in MENA nations should utilize such information platforms to design policy instruments that promote citizen-led nature-based solutions, projects, technologies, and social instruments. For example, the Community of Latin American and Caribbean states cooperatives instrument is based on agreements to jointly engage in pro-biodiversity and nature-based activities. The MENA nations can collaborate at a local level to form agreement-based eco-cooperatives of the MENA region.Footnote 82
To advance NB-SMEEs in the MENA region, legal and institutional decluttering is required. There is a need for harmonizing and eliminating the overlap of governing institutions to promote a smooth process regarding eligibility, requirements, and licensing procedures for implementing nature-based start-ups. Unclear regulations and administrative delays must be addressed by narrowing down requirements and the registration time frame as well as incentivizing registration and licensing processes. This will boost trust in citizens to incorporate nature-based ventures and projects. For example, the concept of an Interinstitutional Gap (IIG) framework is proposed to address institutional gaps and mismatch in a socio-ecological context by assessing interactions and the impacts of constitutional choices and operational outcomes.Footnote 83 Furthermore, nature-based government initiatives and projects require specialized institutions and organizations focused on the governing, enforcing, and streamlining of regulations and laws to facilitate approvals and implementation standards for projects and ecosystem management strategies. These institutions will provide a “one-stop shop” for information on how to access financial support, education, skill and incentives, and partnerships for ecopreneurs to help with navigating challenges and optimizing success possibilities in the journey of nature-based entrepreneurship. The institutions also stand as an information pod for investors for a better understanding of methodologies, procedures, and ecological value assessment for informed and confident decision-making. The MENA nations can develop an IIG framework implemented by an assigned organization or government body to address institutional gaps, without which biodiversity and sustainable natural resource management cannot be attained.Footnote 84
The lack of government interest must be addressed to match the urgency to halt and reverse biodiversity loss. Governments and policymakers must design policy frameworks that prioritize the fast-tracking of incorporation and licensing processes for nature-based enterprises. For example, training and programs aimed at empowering and accelerating processes from start-up to establishment must be prioritized in policy design to centralize and maximize social capital toward mitigating biodiversity loss. To maximize social capital, reforms in laws, procedures, rules, and regulations are required to broaden the eligibility and opportunities for public participation in nature-based projects. For example, eliminating eligibility rules limited to nationals, locals, or certain educational qualifications alone can unlock a broad range of public participation and promote inclusivity and democracy in governance, which are indicators of transformative governance favorable to pro-biodiversity innovations. The incorporation and prioritization of nature-based concepts and solutions in EU policy instruments and financial instruments that promote the financing, deployment, and market integration of nature-based solutions can be emulated by governing bodies in the MENA region. For example, the EU Green Infrastructure Strategy (2013) addresses biodiversity; L’Instrument financier pour l’environnement (2018) provides targeted financial support; the Blue Growth Strategy (2012) addresses marine ecosystem; the Forest Strategy (2013) targets forestry; and the Urban Agenda (2016) targets agriculture.Footnote 85 In the MENA region, developing a framework that integrates and prioritizes nature-based business solutions and concepts in all policy instruments in a consistent, thematic, and synchronized fashion will foster the rapid deployment of NB-SMEEs across the MENA region. For example, creating a thematic nature-based framework – such as marine, terrestrial, agriculture, tourism, biodiversity, adaptation, environmental assessment, or cultural heritage – with assigned policy instruments can encompass the entirety of halting and reversing biodiversity loss while boosting pro-biodiversity business models.
The MENA region lacks substantial innovative partnerships from both national and international organizations. Laws encouraging public–private partnerships must be comprehensive and clear. They must create a supportive environment with multiple supportive incentives such as financial channels, access to research and innovation, technology, training, education, and international collaborations that promote the establishment and growth of NB-SMEEs. Laws which provide clear and comprehensive nature value assessments guidelines, and which clarify the role of government in incentive provisions, implementation standards, and regulatory approvals, will boost the confidence of private investors. For example, partnerships with educational institutions to generate clear scientific-based nature value assessments would help investors to predict returns on investment from nature-based projects, while also promoting the tax and financial incentives from the financial institutions needed to boost project resources and sustainable competitiveness. As already mentioned, the example of the EU intergovernmental Urban Agenda is an initiative that promotes thematic partnerships with EU institutions, governments, cities, and partners to broaden financial channels, build knowledge, and streamline regulations to incentivize nature-based solutions and the sustainable use of natural resources.Footnote 86
Creating a supportive entrepreneurial context for NB-SMEEs will require engineering a favorable market structure for nature-based value proposition in the MENA region. Comprehensive laws that generate government conservation and green-planning projects will secure a favorable market for nature-based technologies, solutions, and enterprises. For instance, laws that promote the integration of artificial ecosystems through green urban planning will provide a steady demand for nature-based technologies and eco-ventures, which allow for the financial growth and asset development required for investment. The Australian Commonwealth Nature Repair Market Bill 2023 creates a favorable framework via biodiversity certificates that are tradable, provides transparent and clear pro-biodiversity entrepreneurial outcomes, and promotes investment in pro-biodiversity projects by companies, Australian landholders, and individuals.Footnote 87
Lastly, communities, citizens, and indigenous members of society can engineer a favorable entrepreneurial context by establishing local associations and self-help groups that create community awareness.Footnote 88 For example, the Arcandina Foundation promotes awareness of biodiversity in the Ecuadorian community through television shows, while the Inland Shore Wieringermeer Project combines action from ecopreneurs, the indigenous community, and society members to produce ecosystem services and generate new markets.Footnote 89 These associations are knowledge hubs that assist in providing information to biodiversity entrepreneurs on the available investment and financial opportunities, intellectual property protection contract designing, and compliance with human rights and environmental, social, and governance requirements, among other things.Footnote 90 According to the Taskforce on Nature-Related Financial Disclosures, 80 percent of the world’s biodiversity is governed by indigenous community members, and therefore traditional nature-based knowledge provided by community and indigenous members is invaluable and provides a fundamental contribution toward pro-biodiversity management strategies.Footnote 91
10.5 Conclusion
Calls for sustainable innovative management strategies to halt and reverse biodiversity loss will require the transformative governance of biodiversity in order to realize the full potential of nature-based enterprises. These nature-based business models require an entrepreneurial context that favors innovation and the successful introduction and integration into market economies and governance institutions. Biodiversity entrepreneurship provides both the incubator and the engine for generating nature-based, pro-biodiversity business models. NB-SMEEs are not a replacement for other conservation practices but they do offer the supplementary solutions needed to steadily halt and reverse biodiversity loss.
However, the lack of a supportive legal, regulatory, and financial entrepreneurial context that promotes these citizen-led NB-SMEEs continues to inhibit biodiversity entrepreneurship across the MENA region. Legal, regulatory, and financial factors are considered the most significant external barriers to the awareness, establishment, and growth of NB-SMEEs and the attainment of the GBF targets of 2030 and 2050 in the MENA region. MENA countries should therefore develop supportive polices, laws, and economic instruments that remove barriers to the market development of nature-based solutions. To facilitate the growth, establishment, and upscaling of NB-SMEEs, MENA countries would need to transition toward transformative governance initiatives that streamline the process for commercializing nature-based solutions and innovations.
Institutional and policy fragmentations that produce generalized polices and regulatory standards that complicate private sector participation in biodiversity initiatives must be dismantled. Given the barriers that such fragmentations pose to the rapid growth of NB-SMEEs, there is a need to promote greater institutional coordination and interoperability between different government agencies and institutions that have roles to play across the business development and entrepreneurial value chain.
Lastly, strategic multistakeholder partnerships between educational institutions, training programs, and think tanks are also key to advancing capacity and knowledge sharing on biodiversity entrepreneurship. Knowledge exchange could enable NB-SMEEs by generating nature-based innovations and technologies that are context-specific, boost investors awareness and understanding, and equip interested stakeholders with the tools needed to increase local participation and the registration of NB-SMEEs.
11.1 Introduction
This chapter evaluates the potential role of Islamic finance as a tool to bridge the gap in current biodiversity financing in the Middle East and North Africa (MENA) region. It examines the legal and institutional challenges to Islamic biodiversity financing in the MENA region and proffers recommendations on how to address them.
Nature and biodiversity conservation has been identified as a key priority in several countries of the MENA region.Footnote 1 For example, Article 33 of the Permanent Constitution for the State of Qatar states: “The State shall conserve the environment and its natural balance for the comprehensive and sustainable use of its resources for all generations.”Footnote 2 Qatar’s National Vision 2030 rests on four key pillars, the fourth of which is to “manage the environment such that there is harmony between economic growth, social development and environmental protection.”Footnote 3 Biodiversity conservation is considered vital, especially in the face of its fast-paced development and industrialization and in light of challenges such as increasing groundwater salinity, degrading soil quality, air pollution, climate change, rising sea levels, and biodiversity and species under threat.Footnote 4 In addition to its intrinsic value to nature and other nonhuman elements in the environment, biological resources play a critical role in advancing human society and its economic progress.Footnote 5 While there is growing recognition that biodiversity is a valuable global asset for current and future generations, the reality is that the threat to species and ecosystems has never been greater.Footnote 6
Generally, while virtually all MENA countries and stakeholders agree on the compelling need to integrate biodiversity considerations into all aspects of development planning, a lot more will need to be done to mobilize the required finances to implement such targeted biodiversity programs. The Kunming-Montreal Global Biodiversity Framework (GBF) identified that there is currently a finance gap of US$700 billion per year to be met in order to achieve biodiversity protection by 2030.Footnote 7 Similarly, a recent United Nations Environment Programme (UNEP) study noted that global investment in nature needs to increase fourfold by 2050, equating to a cumulative total investment of up to US$8.1 trillion and a future annual investment rate of US$536 billion. Forest-based solutions alone would amount to US$203 billion a year.Footnote 8 The UNEP report also stated that private finance directed to nature-based solutions must be scaled up, and companies and financial institutions must also be part of the solution by sharing the risk and committing to increase finance and investment in nature-based solutions.Footnote 9 In addition to the cost of restoring degraded ecosystems, financing is needed to provide necessary technologies, equipment, capacity development, and patrol vehicles in order to monitor compliance and deter illegal loggers and poachers. As countries seek to recover from the economic impacts of COVID-19, it is important to prioritize financial, institutional, and technological support for conservation agencies, as well as research institutions, to sustain conservation monitoring and enforcement programs.Footnote 10
The MENA region, like other regions of the world, needs to bridge the gap in the availability of financing for nature conservation and biodiversity programs, and Islamic finance has already begun to yield results in this field. Islamic finance promotes the financing of investment activities and projects in accordance with the tenets and procedures of Shari’a law.Footnote 11 Islamic biodiversity financing therefore refers to the financing of biodiversity and nature conservation programs using Islamic financial instruments such as sukuk (Islamic bond). One distinguishing feature of Islamic finance, as compared to conventional financing methods, is that parties agree to abide by Qur’anic injunctions and prophetic practice in structuring the transaction. For example, the Qur’an and Hadith prohibit the levying of interest (riba). Therefore, in selecting Islamic financing, parties choose to exclude riba.Footnote 12
The size of the Islamic finance industry is projected to grow to US$3 trillion by the year 2030, with further growth expected in the following decade.Footnote 13 Yet the Islamic financing sector is still a niche industry, accounting for only 0.6 percent of global wealth.Footnote 14 In 2022, the Qatar Financial Centre developed a Sustainable Sukuk and Bonds Framework, the first in the Gulf Cooperation Council (GCC) region in line with Qatar’s National Vision 2030 and Qatar Central Bank’s strategic goal of “Developing Financial Markets and Fostering Financial Innovation.”Footnote 15 Though outside of the MENA region, Malaysia also provides positive examples regarding the growth of Islamic finance in key sectors, including environmental conservation programs. In 2017, Malaysia issued the world’s first sustainable and responsible investments (SRI) sukuk. Malaysia’s Quantum Solar Park issued the largest solar project linked to green sukuk, which eventually powered over 90,000 homes, created over 3,000 jobs, and reduced emissions by 193,000 tons of carbon per year. Indonesia soon followed suit, issuing the first sovereign green sukuk, amounting to US$1.25 billion and extending its reach beyond Shari’ah investors, with 29 percent new green investors.Footnote 16 In 2017, Islamic Development Bank climate finance was estimated to be worth US$644 million.Footnote 17 According to the Islamic Finance Development Report 2022, the global Islamic finance industry outperformed pre-COVID levels with a total asset rise of 17 percent, reaching US$4 trillion.Footnote 18 These examples showcase environmental, social, and governance (ESG) aspects while demonstrating the growth of Islamic finance in sustainable development. There is still room to grow, in terms of greening capital markets through sukuk issuances, greening social finance using zakat, takaful, and awqaf for climate and biodiversity programs, and as project financing for green infrastructure. According to the United Nations Development Programme (UNDP), zakat alone can mobilize between US$200 billion and US$1 trillion annually for the Sustainable Development Goal (SDG) agenda.Footnote 19
Despite the growing awareness on the potential of Islamic finance as a faith-based approach to financing biodiversity projects and programs, there is a need to address legal and governance challenges that may stifle its wide application. Islamic financing requires regulatory frameworks and national pro-green financing strategies, which including standard-setting procedures and reporting, transparency, and awareness that can attract a diverse and robust investor pool. This chapter examines the role that Islamic financing can play in bridging the financing gap in biodiversity and nature conservation programs. It examines the legal framework to advance Islamic biodiversity financing in the MENA region.
The chapter proceeds in six sections. After this introductory section, Section 11.2 discusses the nature and scope of Islamic biodiversity financing. Section 11.3 makes the case for Islamic biodiversity financing. Section 11.4 analyses the legal and institutional barriers to Islamic biodiversity financing in the MENA region. Section 11.5 discusses the recommendations for addressing these barriers. Section 11.6 is the concluding section.
11.2 Nature and Scope of Islamic Biodiversity Financing
The rise of faith-based approaches to environmental protection continues to underscore the importance of integrating Islamic principles in the design, financing, and implementation of nature conversation and biodiversity programs.Footnote 20 For example, though not legally binding, the Islamic Declaration on Climate Change of 2015 calls on Muslims worldwide to tackle “the root causes of climate change, environmental degradation and the loss of biodiversity.”Footnote 21 It called upon Muslims to work to preserve the environment using Islamic principles such as khalifa (caretaker), with human beings as vicegerents of God on earth, responsible for all beings and the environment, and entrusted with nature to benefit society while safeguarding it from overconsumption;Footnote 22 al-mizan (balance) requires the equilibrium and balance of the ecosystem,Footnote 23 highlighting the importance of respecting the environment and considering the impact of our economic activities on the environment. These Islamic values are reflected in and form the foundation of Islamic finance, which advocates leveraging Islamic tenets and financial instruments to advance the green economy.Footnote 24 The link between the conservation of land and water to belief systems has been prevalent in the MENA region historically; for example, the hima system, from the Arabic word “hima” meaning “a protected place” or “protected area,” is a traditional system which protected areas of land to promote the sustainable use of resources that has been practiced for more than 1,400 years in the Arabian Peninsula, predating Islam, and eventually evolving to signify a reserved pasture or a piece of land set aside seasonally to allow regeneration.Footnote 25 This link is prevalent in most mainstream religions and localized belief systems.Footnote 26 It is, therefore, important to keep in mind when considering biodiversity conservation efforts and financing.Footnote 27
The environmental philosophy of Islam relates human beings to their relationship with nature as well as God. The concepts of khilafah and amānah (custodianship and trust) derived from the Quran and Sunnah emphasize the human role as a mere steward or trustee of the earth and not a proprietor or disposer that can use the environment as it wishes,Footnote 28 making it a fundamental duty of humanity to protect and preserve nature.Footnote 29 Shari’ah then provides the practical framework within which society can fulfill the role of trustee.Footnote 30 Farook identifies several other concepts, including adl and i’tidal (justice and moderation), akin to equilibrium, requiring moderation and balance in emphasizing natural resources and preventing their undue exploitation, with accountability and belief in the day of judgment as motivators.Footnote 31 According to Ammar, Islam emphasizes respect (ihtiram) for nature and the use of natural resources in accordance with the trust accorded by God, requiring humans to adhere to five moral obligations, such that nature and its natural resources are: (1) used in a balanced, nonexcessive manner; (2) treated with kindness (ihsan); (3) protected from damage and abuse; (4) shared to ensure equal access and opportunity without discrimination and corruption; and (5) subject to conservation efforts such as laws covering the conservation of forests, water bodies, and animals including Shari’ah relating to the conservation of land, such as protected zones (haram) and the reserves (hima).Footnote 32
Islamic law also includes many universal guiding principles pertaining to protecting the environment, including the inviolability of human life, protecting animals and plants, saving land, water, and air, and protecting the balance of nature and biodiversity.Footnote 33
11.2.1 Principles of Islamic Finance
To understand the Islamic moral economy system, it is important to examine two key concepts: khilafah (vicegerency) and maqasid al Shari’ah (the objectives of Islamic law).Footnote 34 The concept of khilafah, as mentioned earlier, is similarly foundational to the Islamic financial system. Human beings, as vicegerents on earth, have the responsibility (amana) to inhabit and build a civilization for the good of all humanity and the environment.Footnote 35 This intergenerational responsibility requires good governance to manage resources justly and sustainably and implies the engagement, willingness, capacity, and effort to do so.Footnote 36 This definition is in line with the World Commission on Environment and Development’s definition of sustainable development that meets the needs of the present without compromising the ability of future generations to meet their own needs.Footnote 37
Maqasid al Shari’ah (objectives of Shari’ah) refers to the divine intentions and moral concepts that Islamic law is based on, such as justice, human dignity, free will, and social cooperation.Footnote 38 The objectives of Shari’ah, according to Imam Al-Ghazali, are to promote the well-being of all humans, which lies in safeguarding their din (faith), nafs (human self/life), ‘aql (reason/intellect), nasl (posterity), and mal (wealth). Anything that ensures the safeguarding of these five serves the public interest and is deemed maslaha (good), while anything negatively impacting them is deemed mafsadah (prejudice).Footnote 39 Contemporary scholars have integrated new objectives linked to contemporary global issues such as human life and dignity, and environmental preservation, which includes the protection of the environment against damage, pollution, and excessive use of its natural resources.Footnote 40
In addition to striving to achieve the objectives of Shari’ah in all its activities, Islamic finance should not involve elements contrary to Shari’ah principles. According to Hanif, there are four basic principles of Islamic finance: (1) the business or project must be halal (permitted), precluding businesses and any income generated from prohibited businesses related to alcohol, pork, prostitution, and gambling; (2) the prohibition of riba (interest) in the financial agreement, as stated in the Quran and Sunnah;Footnote 41 (3) the prevention of gharar (uncertainty) when conducting a trade (gharar refers to an undetermined liability, uncertain item of payment, and ambiguous transfer of goods and services of parties involved in a transaction); nd (4) the prohibition of myser (gambling), unlawful wealth acquisition, or a means of obtaining wealth easily by chance, through seizing other’s rights or otherwise.Footnote 42
Islamic finance also strives to ensure that transactions are linked to real economic activities or transactions and that Islamic financial instruments emphasize risk sharing and equal profit-and-loss sharing through different means of financing, including profit-and-loss sharing partnerships (mudarabah), profit-and-loss sharing joint ventures (musharakah), and Shari’ah-compliant lending instruments (sukuk).Footnote 43 Risk sharing aligns with Islamic finance principles of shared responsibility and facilitates equitable distribution of gains and losses, promoting ethical financial practices.
11.3 The Case for Islamic Biodiversity Financing
The New Nature Economy report states that over half the world’s gross domestic product depends on nature, and its ongoing loss is a systemic risk for the global economy,Footnote 44 a risk that the private sector is beginning to recognize. The impetus to advance nature conservation, both as part of responsible investment and corporate social and environmental responsibility and as a driver for sustainable prosperity, is resulting in increased investment in biodiversity. The International Finance Corporation has developed an indicative list of “investment projects, activities, and components that help protect, maintain, or enhance biodiversity and ecosystem services, as well as promote the sustainable management of natural resources.”Footnote 45 Biodiversity financing and investment is therefore a rapidly growing subset of green financing which aims to increase the financing of projects aimed at halting biodiversity loss and promoting nature conservation.Footnote 46 Businesses, financial institutions, and investors are becoming increasingly aware of the how environmental damage worsens local and community resistance to investment, and they also see that biodiversity loss and environmental damage have negative material impacts on supply chains, capital flows, and employee productivity.Footnote 47 Additionally, financial institutions are exposed to reputational and transition risks when financing companies with major negative impacts on biodiversity.Footnote 48 This growing realization has seen the rise of nature-based financing and investments in many parts of the world.Footnote 49
Despite this growth, investment in nature-based solutions lags when compared to investment in climate financing. For example, private investment accounts for 56 percent of annual capital flows of US$579 billion into climate investments, as returns to investments in renewable energy investment and energy efficiency are understood by and attractive to commercial banks, investment banks, and institutional investors.Footnote 50 However, private finance accounts for only 14 percent of nature-based solutions, US$18 billion out of US$115 billion a year, spanning capital mobilized through sustainable agricultural and forestry supply chains, private equity investments, biodiversity offsets financed by private sectors, philanthropic capital, private finance leveraged by multilateral organizations, and forest and other land use-related carbon markets.Footnote 51 Banks and investors are deterred from investment in nature-based solutions as they often lack sufficiently predictable and long-term revenue streams due to the high transaction and structuring costs that reflect their current immaturity and small scale.Footnote 52 Risk assessment techniques are mostly backward-looking and can be replaced by forward-looking, scenario-based analyses to better capture the risks associated with climate, biodiversity, and ecosystem service losses, which would help them accurately appraise risk and support high-quality investment decisions.Footnote 53 The UNEP suggests financial instruments to derisk investment, including support for result-based financing schemes such as green or conservation bonds supplied by national and international development finance institutions to support green investments.Footnote 54 Islamic financing instruments can fill this gap and encourage more investment.
11.3.1 Viability of Islamic Financing of Nature and Biodiversity
The Islamic finance market grew globally by between 10 percent and 15 percent annually from 2000 to 2012, attracting Muslim and non-Muslim countries.Footnote 55 Shari’ah-compliant assets rose by more than 160 percent between 2009 and 2011, and in 2016, the industry held about US$1.6 trillion in banking assets concentrated in the GCC countries.Footnote 56 The Islamic Finance Development Report 2022 showed that the global Islamic finance industry demonstrated resilience and growth, outperforming pre-COVID levels with a total asset rise of 17 percent reaching US$4.0 trillion, expanding the industry’s influence and size. The largest sector, Islamic banking, accounting for 70 percent of the Islamic finance industry grew by 17 percent to US$2.8 trillion, partially due to continued high demand for Islamic banking, especially from noncore Islamic finance jurisdictions, signaling the growth of new markets and the plateauing of the sector in the more mature jurisdictions.Footnote 57
The Islamic Finance Development Indicator (IFDI) provides Islamic finance stakeholders such as governments and financial institutions with a detailed analysis of key factors driving the development and growth of the Islamic financial industry worldwide. As of 2021, the GCC sits at the top IFDI scores by region, followed by Southeast Asia, South Asia, and other MENA countries. Saudi Arabia ranks 2nd, Bahrain 4th, Kuwait 5th, the United Arab Emirates (UAE) 6th, Oman 7th, Qatar 9th, Jordan 13th, and Sudan 14th out of the 136 countries assessed.Footnote 58 The GCC and MENA regions come in first and second place when analyzing Islamic Finance Assets by Region at US$1,617 billion and US$1,300 billion, respectively.Footnote 59 Similarly, Islamic Banking Assets amount to US$1,188 billion and US$1,100 billion, respectively.Footnote 60 The reverse is true for Takaful Assets, the smallest of the Islamic finance industry, accounting for just 2 percent of total global Islamic finance assets, with other MENA countries coming in first at US$30,080 billion followed by GCC countries at US$23,597 billion.Footnote 61
A major contributing factor to its rise and growth is its foundation in equity-based principles, namely: (1) risk sharing and profit-and-loss sharing between the provider and beneficiary of capital, making suppliers of funds investors instead of debtors; (2) asset-based transactions which link financing directly with underlying assets and “real” sector activity; (3) prohibition of interest and speculative behavior which discourages hoarding and prohibits extreme uncertainty, risk, and gambling; and (4) sanctity of contracts and preservation of property rights.Footnote 62
The philosophies of sharing risk and linking finance to the real economy limit the amount of debt created as it cannot exceed the value of the physical asset. Barring derivative instruments for speculation would make the system comparatively resilient and stable.Footnote 63 This is evidenced by Calderone et al., quoting Beck et al., when they state that this makes Islamic banks better capitalized, have higher asset quality, and be less likely to disintermediate during crises and, hence, enjoy better stock performance during the recent financial crisis.Footnote 64 Islamic finance promotes transactions that are based on profit-and-loss sharing, which contributes to macroeconomic and financial stability.Footnote 65
Not only is Islamic finance, with assets currently at US$2.5 trillion and expected to reach US$3.8 trillion in 2022, well placed to create instruments that drive capital toward the SDGs,Footnote 66 but also that it is a stable, less risky industry that is resilient, making it a good alternative for investors.
Regarding sustainability, MENA countries adopted sustainability guidelines through ESG disclosure, SRI, or green sukuk, further aligning Islamic finance with global sustainability trends. Saudi Arabia’s stock exchange launched ESG disclosure guidelines in October 2021. Oman’s Capital Market Authority announced it was developing sukuk regulations that cover SRI, including social (waqf), sustainable, and green sukuk, in July 2021. Kuwait also amended their regulations in February 2022 to introduce new types of bonds, including green and sustainable sukuk.Footnote 67 This shows the promising growth and development of the Islamic finance industry in the MENA region that can be galvanized to support biodiversity, with the use of Islamic financial instruments helping fill in the financial gaps needed for countries in the MENA region to advance green and sustainability projects, especially through the use of green sukuk.
In 2018, Indonesia successfully issued the world’s first sovereign green sukuk worth US$1.25 billion as part of its initiative to combat climate change.Footnote 68 It raised US$2 billion in private investments and financed twenty-three public green and sustainable projects.Footnote 69 Since then, research has been conducted on how green sukuk could serve as financing to combat climate change issues.Footnote 70 Green sukuk has been promoted as one of the Islamic financial instruments to fulfill the sustainability gaps in achieving the SDGs,Footnote 71 as a financing tool for green projects in the wind energy sector in Italy,Footnote 72 for financing sustainable waste management projects in Indonesia,Footnote 73 as the tool to fill the financing gap for green projects to mitigate climate change and achieve SDGs in sub-Saharan Africa,Footnote 74 and to be considered along with cash waqf to help finance afforestation programs by Organization of Islamic Cooperation countries.Footnote 75
Sukuk is the second-largest asset sector in the global Islamic finance industry, growing by 14 percent to US$713 billion in sukuk outstanding. The issuance of ESG sukuk has reached a new high of US$5.3 billion, led by Saudi Arabia, and continued growth is expected with the mainstreaming of ESG investments and the strong GCC demand to use sukuk to help fund green and sustainability transition projects. Sukuk issuance in Saudi Arabia grew by 31 percent, from US$38 billion in 2020 to US$49.9 billion in 2021. Malaysia, a more mature sukuk market, grew by 11 percent over the same period.Footnote 76
Other studies also support other tools, such as the role of zakat in supporting green economic growth in Malaysia.Footnote 77 Redistributive systems such as zakat (obligatory donations), sadaqah (voluntary donations or charity), and waqf (endowments on property made to religious, educational, or charitable causes) are all viable tools for Islamic social financing for environmental protection. The UNDP and the Islamic Development Bank (IsDB) estimated that zakat alone could help mobilize US$200 billion to US$1 trillion annually for the SDG agenda.Footnote 78 The Organisation for Economic Co-operation and Development cites estimates of awqaf assets between US$410 billion and US$3 trillion, with an estimated return of US$150 billion annually.Footnote 79 These can potentially be used to finance SDGs and CBD and GBF targets.
Article 20 of the CBD committed developed countries to provide new and additional financial resources to meet the costs of implementing measures that fulfill their obligations to the convention.Footnote 80 Although higher levels of resources do not always guarantee higher levels of conservation or sustainable use of biodiversity, research shows that, on average, more resources allocated to biodiversity activities are associated with reduced biodiversity loss.Footnote 81
Financial inclusion strategies can ensure that low-income earners, individual producers, women’s collectives, and small and medium-sized enterprises (SMEs), especially those active in arid and semi-arid lands, can access and use formal financial services. Expanding financial inclusion is often seen as a philanthropic activity rather than a business enterprise; for example, in the context of Islamic microfinance, there is a tendency to view zakat as the only appropriate source of funding, but charity is not necessarily the best model for developing larger and more reliable commercially motivated streams of funding.Footnote 82 These include Islamic microfinance solutions such as qard hassan (interest-free loans), ijara (leasing), and takaful (mutual guaranteed insurance), cooperative models such as mutual insurance based on a group of participants donating funds into a pool that members can then use in the event of specified unfavorable circumstances and expand investment opportunities and reach. The IsDB recognized this and called on experts in Islamic finance to develop new semi-formal Islamic microfinance products for entrepreneurs and SMEs.Footnote 83
Countries in the MENA region can look to Indonesia as an example of how complementary different forms of Islamic finance can be, where zakat, Islamic microfinance, and waqf can uplift people from poverty. At the same time, sukuk can unlock investment to promote inclusive and sustainable economic growth.Footnote 84
11.4 Legal and Institutional Barriers to Islamic Biodiversity Financing in the MENA Region
Although Islamic finance is one of the fastest-growing emerging global financial markets, it has yet to reach its true potential. In Muslim-majority countries, financial inclusion rates, such as the proportion of the population having borrowed from a bank, are approximately 24 percent below that of non-Muslim countries.Footnote 85 Across the MENA region, many disadvantaged Muslims have limited or no access to formal financial systems, either conventional or Islamic. Countries in the MENA region also underperform in access to SME lending relative to countries with similar gross domestic product.Footnote 86 Thus, despite the growing awareness of the potential of an Islamic finance approach to financing environmental projects and biodiversity programs specifically, several legal and governance challenges hinder its application in the MENA region.
The section outlines the key legal and institutional barriers to applying Islamic biodiversity financing in the MENA region.
11.4.1 Lack of Standardized Green Islamic Finance Legislation and Policies
One of the most significant barriers to the widescale adoption of Islamic green finance is the absence of clear and standardized legal frameworks and policies that tackle the unique nature and risks of the Islamic finance industry.Footnote 87 Islamic banks face unique risks that challenge their legal and regulatory frameworks. The industry has two key standard-setters: the Accounting and Auditing Organization for Islamic Financial Institutions (AAOIFI) for Shari’ah accounting and auditing standards and the Islamic Financial Services Board (IFSB) for regulatory and supervisory standards.Footnote 88
The application of these standards, however, is not uniform across countries. A recent International Monetary Fund survey shows that, to date, standards set by the AAOIFI and the IFSB are applied in only a limited number of countries. Of the twenty-nine countries surveyed, eight apply AAOIFI accounting standards and six apply IFSB standards regarding risk management. The lack of consistent application of AAOIFI and IFSB standards, especially in countries where Islamic banks are active, risks undermining transparency and creates scope for “regulatory arbitrage.” Increased regulatory clarity in banking laws and regulations and enhanced dialogue between Islamic standard-setters and national regulators are needed.Footnote 89
There is also a wide range of approaches regarding the regulatory framework for Islamic banking. Saudi Arabia and the United Arab Emirates indicated that a single integrated regulatory framework applied to all banks, with no reference to Islamic banking or Islamic banks; Jordan and Qatar noted that a single integrated regulatory framework applied to all banks, with references identifying provisions applying only to Islamic banking; Bahrain, Iraq, and Kuwait pointed out that there were two separate independent regulatory frameworks, one for Islamic banking and another for conventional banking; and Lebanon and Syria indicated the existence of a mixed approach, with a similar regulatory framework adopted for areas that apply to Islamic and conventional banks but separate guidelines and regulations issued for areas that are specific to Islamic banking.Footnote 90
Cross-border operations have expanded without regulatory harmonization, and these developments indicate a need for increased regulatory clarity and harmonization, closer cooperation between Islamic and conventional financial standard-setters, and further enhancement of tools for adequate supervision.Footnote 91 Regulators also do not always have the capacity or willingness to ensure Shari’ah compliance, undermining the consistency of approaches within and across borders. Greater harmonization should be sought across and within countries, including through better implementation of existing standards for Shari’ah governance and possibly by establishing central boards at the national level.Footnote 92
For Islamic green financing to be successful, robust, standardized, and comprehensive, environmental laws and policies need to be in place. Given the growth rate of Islamic financing in the MENA region and its increasing importance, governments need to provide supportive legal and regulatory frameworks to accelerate the recognition, financing, and implementation of Islamic green financing. Fast-tracking the adoption of robust environmental standards, climate change legislation, and renewable energy policies could open up green investment, which will not only achieve environmental objectives but could also stimulate social and economic co-benefits and progress.
11.4.2 Gaps in the Shari’ah Governance Framework and Challenges in Implementation
Despite efforts to set Islamic finance standards, in many countries, the industry is governed by a regulatory and supervisory framework developed for conventional finance that does not fully consider the unique nature of Islamic finance.Footnote 93 The industry also operates in an environment where legal and tax rules, financial infrastructure, and access to financial safety nets are either absent or, if available, do not adequately consider the unique characteristics of Islamic finance.Footnote 94
There is also a lack of a clear and detailed contractual framework that allocates risks.Footnote 95 Given that the application of Islamic financing for green and SDG-linked projects is still in the early stages of development, clear and detailed information on how risks, returns, and responsibilities will be allocated are yet to emerge comprehensively, which could deter investors.
The issuance of sukuk, for example, in many countries takes place without a comprehensive strategy to develop the domestic market. Richardson, in his comparative study of responsible sukuk, including green sukuk, showed some of the challenges faced, such as those experienced by the UAE in promoting green sukuk due to a lack of practical actions, internal sustainability programs, and legal and guidance frameworks.Footnote 96 National authorities should develop the necessary infrastructure, enhance clarity over investors’ rights, and provide a benchmark for the private sector.Footnote 97
Insufficient guidelines on standard operating procedures and templates, and unclear Shari’ah audit requirements, among other things, also raise concerns about the consistency and effectiveness of the Shari’ah governance process across Islamic financial institutions (IFIs), as it leaves room for interpretation and variation in the implementation of Shari’ah compliance measures, leading to discrepancies and challenges in ensuring uniform processes and standards of compliance within the industry, promoting adherence to best practices, and ensuring that IFIs are well equipped to meet Shari’ah governance requirements effectively.
Calderone et al. list several other challenges, especially when expanding Islamic financial services. They include a lack of regulatory clarity, outdated credit assessment techniques, lack of systemic market analysis, the absence of risk-based client identification and eligibility criteria, weak customer protection, low investment in developing financial skills and capabilities, and efforts in building trust in product authenticity.Footnote 98
AAOIFI issues standards on the Shari’ah Governance of Islamic Finance Institutions regarding responsibility, transparency, and adherence to Shari’ah standards. These are essential for building public trust in the integrity and sanctity of IFIs’ business practices.Footnote 99 However, studies have shown gaps in Shari’ah governance frameworks and challenges regarding their implementation.
Transparency and accountability mechanisms also need to be tightened. A survey by Hasan found that among IFIs, only 23 percent in the GCC properly examined the Shari’ah Board’s performance and contribution to Shari’ah compliance issues. This highlights a deficiency in governance practice, as regular evaluation of Shari’ah Board members’ performance is essential to maintain competence and prevent conflicts of interest.Footnote 100 Independence is another major factor. Farook and Farooq concluded that appointing scholars by management or shareholders of Islamic banks and financial institutions and their remuneration by the same entities raises concerns about conflicts of interest.Footnote 101
Studies which have evaluated the socially responsible performance of IFIs also highlighted the concern of IFIs with being only focused on Shari’ah compliance rather than being proactive in becoming socially responsible and impactful.Footnote 102 This has translated into lagging behind global ESG initiatives by not becoming signatories to principles such as the Equator Principles, UN Principles for Responsible Investment, and the Global Reporting Initiative.Footnote 103 Furthermore, they are lagging behind SRI practices in their corporate social reporting policies. Many financial institutions returned weak reporting scores; however, Oman, Bahrain, and Kuwait are generally making good strides for the GCC and MENA regions.Footnote 104
11.4.3 Capacity Gaps
A lack of capacity and competency is one of the biggest issues. Although research by Hassan et al. conducted in Saudi Arabia demonstrated that respondent’s knowledge and application of the Shari’ah Governance Framework’s goals was strong,Footnote 105 this is not the case for other MENA states. A study in Oman showed that the Central Bank of Oman was more lenient in appointing Shari’ah Supervisory Board members due to a limited number of experts.Footnote 106
To successfully navigate the entire project chain of an Islamic green-financed project requires skill and sophistication. To promote Islamic green financing, it is vital to strengthen the capacity of IFIs in core areas of green technology, SDGs, and environmental law. It can be improved in many countries through tailored capacity development programs. Financial institutions can also improve their internal capacity by employing environmental lawyers and practitioners trained to assess legal risks across the entire value chain of environmental and biodiversity projects.Footnote 107
11.4.4 Shari’ah Compliance Concerns
The absence of a clear operational framework for all financial intermediaries in the early days of Islamic finance was deeply challenging. While developing models, Islamic finance experts adopted the “replication approach,” integrating Shari’ah elements into conventional financial products and eliminating noncompliant aspects.Footnote 108 Although this approach facilitated the industry’s growth, it now faces criticism for not fully embodying Islamic finance’s true spirit and objectives.Footnote 109
The director of the Durham Centre for Islamic Economics and Finance highlighted the growing concerns with norms in the Islamic finance industry moving closer to conventional finance. He states that pursuing perceived benefits using maslahah (public interest) has led to a convergence of Islamic finance with mainstream, conventional banking practices resulting in questions regarding the essence versus the form of Islamic finance.Footnote 110
Maslahah has been employed in controversial practices such as organized tawarruq (financing option involving purchasing items on credit and selling to a third party for cash), as it is believed that stakeholders, including Muslims, are not only looking for Shari’ah compliance but also pricing parity and would shift to conventional finance if they did not have access to products that offer competitive pricing compared to conventional alternatives.Footnote 111 Some concerns around tawarruq lead to an industry heavily reliant on debt-based financing contracts rather than equity-based financing through real economic activities and risk sharing among parties involved.Footnote 112 Tawarruq currently holds a dominant position in the Islamic finance market in Malaysia despite being banned by scholars from the GCC due to its resemblance to interest-based loans.
Rosly echoed these sentiments, stating that this convergence raises concerns about whether the industry has maintained its distinctiveness in substance or merely in appearance, especially considering instruments such as tawarruq, which have started to resemble interest-bearing loans, blurring the lines between Islamic and conventional banking.Footnote 113 Kamali also asserts that due to numerous transformations and the industry’s increasing resemblance to conventional products, Islamic finance is facing a significant challenge in terms of losing its stakeholders’ credibility and confidence. This erosion of confidence may result from the industry’s deviation from its original values, spirit, and objectives.Footnote 114
Hence, it becomes imperative to critically assess the extent of similarities between Islamic finance and its conventional counterpart. While Islamic finance initially aimed to not only fulfill economic needs but also provide a moral and ethical alternative to conventional finance, the evolving landscape and practices within the industry warrant careful consideration and reflection on its alignment with these founding principles.
11.5 Unlocking the Full Potential of Islamic Biodiversity Financing: Recommendations
Achieving the goal of advancing nature and biodiversity in the MENA region through Islamic financing requires the commitment of governments across the MENA region to address the legal and regulatory gaps and limitations noted in this chapter through a good governance approach to Islamic green financing. This entails comprehensively mainstreaming Islamic law principles into environmental legislation, policies, programs, budgets, and funds. It also recognizes the importance of incentivizing financial institutions and private sector investors to increase their participation in Shari’ah-compliant financing for biodiversity.Footnote 115
First, national authorities in MENA countries need to accelerate the standardization of Islamic financial law through clear legislation that clarifies and addresses legal contentions and ambiguities. Comprehensive standards and frameworks should be produced in collaboration with regulatory bodies and the government to formulate robust Shari’ah governance regulations, promoting the stability and growth of the Islamic finance industry. These should include standard operating procedures and streamlined reporting and governance processes to facilitate consistency and expedite regulatory assessments, as well as audits and reporting and impact monitoring and assessment tools that will enhance accountability, the credibility of green sukuk issuances, and stakeholder protection. Long-term investors prefer legal, tax, and regulatory clarity and well-established market infrastructures.Footnote 116 Impact assessment, measurement, and transparency increase investors’ confidence about the sustainability impact of the instruments they invest in. Developing environmental and social impact indicators can increase the transparency of green sukuk and, therefore, attract a broader base of ethical investors.
Establishing a “coalition of the willing” for Islamic financial services, which promotes the links between the biodiversity arena and the Islamic finance sector in key policy and industry forums, would bring together “conventional” climate and disaster risk financing players and donors with Islamic finance actors to facilitate knowledge exchange and learning. For example, insights gained from successful green bond projects could inform decision-makers developing green sukuk. This initiative should also raise awareness and promote research to identify best practices that adhere to Shari’ah principles and knowledge management and sharing.Footnote 117
Second, the knowledge gap and lack of qualified human resources should be addressed through continuous training programs to enhance competency, foster awareness, and contribute to a shift in the institutions’ overall mindset from Shari’ah committee members, boards, and management teams to lawyers and civil servants. Efforts should be made to the enhance market awareness of both customers and IFIs about Shari’ah compliance and Islamic financial tools. Awareness campaigns and educational initiatives can play a pivotal role in achieving this objective, as well as promoting sustainable behavior and societal accountability by engaging investors, financial institutions, public institutions, and civil society on sustainable development issues.Footnote 118
Third, given that Islamic green financing is newly developing across MENA countries, regional interaction and knowledge sharing between countries with experience and practice can promote expertise on how Islamic green financing can best preserve biodiversity. GCC countries who have taken the lead with green sukuk can share their experience with North African countries who have just begun exploring them.Footnote 119 Policymakers can focus on three main objectives: maintaining financial stability, meeting nature and biodiversity finance needs, and promoting Islamic financing through cooperation and knowledge sharing within the MENA network, and also with other Islamic countries such as Malaysia and Indonesia, which are leading in the field. Rather than replicating conventional financial products, a regional knowledge-sharing platform could help tackle the common challenges and identify the best approaches in designing and implementing green sukuk and other Shari’ah-compliant financing initiatives.Footnote 120
11.6 Conclusion
Biological resources play a critical role in advancing human society and its economic progress, and biodiversity conservation is vital. The reality is that the threat to species and ecosystems has never been greater, especially in the MENA region, and this drastic decline puts into perspective the importance of achieving targets and finding the means to finance them. The MENA region can bridge this financing gap by maximizing the full value of Islamic finance.
Rooted in the principles of khilafah and maqasid al Shari’ah, Islamic values and biodiversity goals are aligned in intergenerationally protecting our nature and biodiversity. Islamic finance promotes wealth redistribution, and social equality promotes stable and resilient investment opportunities that include profit-and-loss and risk sharing, making it not only a viable approach to financing biodiversity but one that can attract private investment due to its low-risk nature.
This shows promising growth and development of the Islamic finance industry in the MENA region that can be galvanized to support biodiversity with the use of Islamic financial instruments such as green sukuk, zakat, waqf, and takaful to advance green and sustainability projects, with room for development in terms of financial inclusion strategies that can ensure that low-income earners, individual producers, women’s collectives, and SMEs also have access to financial services.
To achieve the goal of advancing nature and biodiversity in the MENA region through Islamic financing, commitments from governments across the MENA region are needed to address the legal and regulatory gaps and limitations through a good governance approach to Islamic green financing. National authorities in MENA countries need to accelerate the standardization of Islamic financial law through clear legislation, comprehensive standards, and frameworks that allow for the promotion, stability, and growth of the Islamic finance industry. Knowledge-sharing initiatives, especially regional ones, should promote research, expertise, and best practices on how Islamic green financing can best preserve biodiversity. Efforts should be made to enhance market awareness of both customers and IFIs about Shari’ah compliance and Islamic financial tools, promoting sustainable behavior and societal accountability and increasing investor confidence.
Islamic financing provides viable opportunities for countries in the MENA region to attract investment from the private sector to fill the financing gap to fund efforts to halt the erosion of biodiversity in the MENA region. As Islamic finance becomes more prevalent, and laws become more standardized and harmonized, this could lead to real sustainable change and protection of one of the most vulnerable natural environments.
12.1 Introduction
This chapter examines the need for a nexus and ecosystem approach to the management of wetlands in the context of water share agreements. It examines the nature, scope, and content of the ecosystem approach, barriers to their effective implementation, and innovative legal approaches to promote such strategies.
Wetlands are home to several flora and fauna that make up biodiversity in a country or region.Footnote 1 International law therefore emphasizes the need for the preservation of wetlands in order to preserve and conserve biodiversity.Footnote 2 According to the Convention on Wetlands of International Importance especially as Waterfowl Habitat (Ramsar Convention),Footnote 3 a wetland is “simply an area that holds water either temporarily or permanently. Wetlands include wadis, oases, swamps, marshes, fens, bogs, and mires.”Footnote 4
The MENA region is home to 223 wetland ecosystems, in which more than 100 “Wetlands of International Importance” are in Arab region.Footnote 5 Iran also is home to twenty-five Wetlands of International Importance,Footnote 6 of which the Hamun wetlands are among this list. In this region, in addition to serving a breadth of other functions such as sediment regulation, pollutant filtration, and nutrient cycling, wetlands are natural buffers against droughts, as they store, purify, and replenish water, providing year-round access for domestic and agricultural use.Footnote 7
According to the Ramsar Convention, wetlands constitute a resource of great economic, cultural, scientific, and recreational value and the contracting states are committed to the “wise use of wetlands in their territory.” Despite the importance of wetlands to biodiversity, they are disappearing three times faster than forests due to climate change, plastic pollution, construction and infrastructure development, the impacts of changing rainfall patterns, and drought, among other environmental factors.Footnote 8
Having in mind the environmental changes and the growing number of environmental norms, the question is how the contracting parties of the existing water management agreements could coherently comply with these agreements and implement their obligations relating to biodiversity and nature conservation under international environmental law in general and conventional and customary law governing international water courses in particular. While Article 5 of the Ramsar Convention has generally obliged contracting parties to consult with each other on implementing obligations arising from the convention in international wetlands, it does not include any rule on the duty of riparian wetland states to allocate the required water share for securing the preservation of wetlands.
The Ramsar Convention is not the only instrument in this regard. The majority of water management agreements adopted prior to emerging international environmental norms regarding the protection of watercourse environment did not take into account the environmental considerations. The Afghan–Iranian Helmand River Water Treaty of 1973 is another salient example in this regard. While the Helmand River is the main source of Hamun internationally registered wetlands, the treaty does not refer to environmental water requirements of them. This raises questions on how to ensure the integrated management of wetlands and water resources in an ecosystems and nexus manner that addresses cross-cutting risks to biodiversity.
The “ecosystem approach,” which has been initiated by the 1992 Biodiversity Convention and consolidated by the 1997 Convention on the Law of Non-navigational Uses of International Watercourses, obliges states to protect and preserve the marine environment of international watercourses by “taking into account generally accepted international rules and standards.” This chapter examines how the implementation of an ecosystems approach to wetland management can advance biodiversity and nature conservation.
This chapter is divided into five sections. After this introduction, Section 12.2 examines international legal obligation of wetland states. The interplay between international legal regimes of wetlands preservation and watercourses utilization is also discussed. It also deals with the emergence of the ecosystem approach as a response to the need to protect international watercourses. Section 12.3 examines legal barriers to the effective implementation of the ecosystem approach, drawing specific lessons from the Hamun wetlands and Hirmand River. Section 12.4 provides recommendations on how to advance nexus and ecosystems approaches in the management of wetlands and watercourses. Section 12.5 is the concluding section.
12.2 Wetlands and Biodiversity: International Legal Framework
Wetlands are vital for humans, for other ecosystems, and for our climate, providing essential ecosystem services such as water regulation, including flood control and water purification.Footnote 9 Wetland biodiversity matters for our health, our food supply, tourism, and jobs.Footnote 10 Therefore, the obligation for countries to protect and conserve the ecosystem of international watercourses and wetlands is a central part of international law. In fact, wetlands protection is the contact point of several legal regimes, including wetland protection, biodiversity preservation, and international water law. The principle of sustainable lakes management, which recognizes the complementarity of water and biodiversity management, is the core aim of these regimes. In this regard, in 2022, the UN Environment Assembly “[r]equests all Member States and members of specialized agencies, and invites relevant international organizations, where applicable, to … protect, conserve, restore and ensure the sustainable use of lakes, including aspects such as water quality, erosion, sedimentation and aquatic biodiversity, through integrated management at all levels, as set out in targets 6.5 and 6.6 of the Sustainable Development Goals.”Footnote 11 It calls on countries to “support the advancement of sustainable lake management at all levels, in coordination with relevant conventions, as appropriate, including the Convention on Wetlands of International Importance.”Footnote 12
This resolution builds on previous international legal instruments, such as the Ramsar Convention, which aim to halt the worldwide loss of all wetlands and to conserve them, through sustainable use and management. The Ramsar Convention was signed in Ramsar, Iran on February 2, 1971.Footnote 13 According to the Ramsar Convention, wetlands are of great economic, cultural, scientific, and recreational value and the contracting statesFootnote 14 are committed to the “wise use of wetlands in their territory.”Footnote 15 In the case of international wetlands, “the Contracting Parties shall consult with each other about implementing obligations arising from this Convention especially in the case of a wetland extending over the territories of more than one Contracting Party or where a water system is shared by Contracting Parties.” Despite this general and customary obligation of consultation,Footnote 16 among the riparian states there is no reference to the environmental water requirements for these wetlands. It seems that the standard of “wise use of wetlands,” has been considered as an adequate guide in this regard.
The Scientific and Technical Review Panel of the Ramsar Convention has published a series of handbooks for the “wise use of wetlands.” According to the first one, “wise use of wetlands is the maintenance of their ecological character, achieved through the implementation of ecosystem approaches, within the context of sustainable development.”Footnote 17 Further, Handbook 10 of this convention provides extensive guidance and recommendations for managing and allocating water resources.Footnote 18 In this line, according to the United Nations Economic Commission for Europe’s handbook on water allocation in a transboundary context, “understanding water availability for different needs, uses and functions, in different seasons and climate and in development scenarios, is a key requirement for sustainable and equitable water allocation,”Footnote 19 and “[i]n modern water allocation arrangements, environmental needs are assessed and an environmental reserve is recommended to be set aside before allocating water to other uses.”Footnote 20 This handbook also emphasizes the concept of sufficient minimum flow for prevention over abstraction during low-flow periods.Footnote 21
Any allocation of water resources in international wetlands cannot be done without reference to the related rules and principles of international water law.Footnote 22 The 1992 Helsinki Convention on the Protection and Use of Transboundary Watercourses and International Lakes (Helsinki Convention),Footnote 23 and the 1997 Convention on the Law of the Non-navigational Uses of International Watercourses (Watercourses Convention),Footnote 24 are the most relevant instruments in this regard. Furthermore, the Helsinki Convention promotes sustainable use of transboundary waters. While it was originally adopted as a regional treaty in 1992,Footnote 25 it became open to ratification by any country in 2016.Footnote 26 The Helsinki Convention entered into force on February 6, 2013 and has forty-seven member states.Footnote 27 State parties to the Helsinki Convention, inter alia, “shall, take all appropriate measures … (c) To ensure that transboundary waters are used in a reasonable and equitable way, taking into particular account their transboundary character, in the case of activities which cause or are likely to cause transboundary impact.”Footnote 28 In addition, they are committed to the exchange of information,Footnote 29 bilateral and multilateral cooperation,Footnote 30 and consultation on the issues covered by the provisions of this convention.Footnote 31
In comparison with the Helsinki Convention, the Watercourses Convention is a global legal framework that establishes basic standards and rules for cooperation between watercourse states on the use, management, and protection of international watercourses. It provides that “the most fundamental obligations contained in the Convention do indeed reflect customary norms.”Footnote 32 According to Article 5(1) of this convention: “Watercourse States shall in their respective territories utilize an international watercourse in an equitable and reasonable manner.” According to paragraph 2 of Article 5, to be equitable and reasonable, the use must also be consistent with adequate protection of the watercourse from pollution and other forms of degradation.Footnote 33 Moreover, the “utilization of an international watercourse in an equitable and reasonable manner within the meaning of Article 5 requires taking into account all relevant factors and circumstances, including (a) Geographic, hydrographic, hydrological, climatic, ecological and other factors of a natural character.”Footnote 34
In addition to Article 5, watercourse states are obliged to “protect and preserve the ecosystems of international watercourses,”Footnote 35 and shall take all necessary measures to “protect and preserve the marine environment, including estuaries, taking into account generally accepted international rules and standards.”Footnote 36 By using the term of “ecosystems of international watercourses,” the Watercourses Convention fostered the initiation of “ecosystem approach,” which seeks to integrate and mainstream other environmental considerations in the allocation and management of international wetlands.
12.2.1 The Emergence of an Ecosystem Approach: A Response to the Need for the Protection of International Watercourses
As earlier mentioned, the duty to “protect and preserve the ecosystems of international watercourses” is an independent obligation of riparian states. In other words, watercourse states are obliged not only “to utilize an international watercourse in an equitable and reasonable manner but to exercise due diligence to protect and preserve watercourse ecosystems.”Footnote 37
The ecosystems approach has principally emerged under the auspices of the 1992 Convention on Biological Diversity (CBD).Footnote 38 Article 2 of the CBD provides that “[e]cosystem means a dynamic complex of plant, animal, and micro-organism communities and their nonliving environment interacting as a functional unit.” Therefore, an “ecosystem approach” requires consideration of the whole system rather than individual components.Footnote 39 It aims to advance the integrated management of land, water, and other aspects of the ecosystem in a manner that advances wetland preservation as well as biodiversity.Footnote 40
In accordance with Article 1 of the CBD, the conservation of ecosystems is one of its three main objectives and Article 8(f) obliges state parties to “rehabilitate and restore degraded ecosystems.” Some of the provisions of the CBD may be regarded relevant in the protection of international watercourses too. These include the duty to cooperate “through international organizations for conservation and sustainable use of biological diversity,”Footnote 41 the identification of “processes and categories of activities which have or are likely to have significant adverse impacts on the conservation and sustainable use of biological diversity, and monitor their effects through sampling and other techniques,”Footnote 42 impact assessment and minimizing adverse impacts,Footnote 43 and an exchange of information.Footnote 44 As elaborated under the CBD regime, it “prioritizes conservation with a view to ensuring ecosystem functioning and resilience. It conditions sustainable use to the taking into account of the limits of ecosystem functioning and promotes connectivity.”Footnote 45
To advance the ecosystem approach, the fifth meeting of state parties adopted a set of principles to guide the practical implementation of the ecosystem approach,Footnote 46 and the United Nations Economic Commission for Europe (UNECE) adopted the 1993 Guidelines on the Ecosystem Approach in Water Management.Footnote 47 Article 20 of the Watercourses Convention should be read along these lines as well. Also, the general obligation to “protect and preserve the ecosystems of international watercourses” should be read with respect to the principle of equitable and reasonable utilization set out in Article 5 of the Watercourses Convention. According to the International Law Commission commentary on Article 20, “[t]he obligation to ‘protect’ the ecosystems of international watercourses is a specific application of the requirement contained in Article 5 that watercourse States are to use and develop an international watercourse in a manner that is consistent with adequate protection thereof.”Footnote 48
A similar obligation has been adopted under Article 23, which provides that “Watercourse States shall … take all measures with respect to an international watercourse that are necessary to protect and preserve the marine environment, including estuaries, taking into account generally accepted international rules and standards.” While the article emphasizes on the “marine environment,” the obligation set forth in Article 23 is not, however, to protect the marine environment, per se, but to take measures “with respect to an international watercourse” that are necessary to protect the environment.Footnote 49
In the years after the adoption of the Watercourses Convention, many international conventions and instruments,Footnote 50 creating regimes for the utilization of watercourses, have moved beyond the traditional doctrines of the utilization of international watercourses. As McIntyre has argued, the ecosystem-oriented approach has become a normative one that should be taken into account in any regime of utilization and protection of international watercourses.Footnote 51 He notes that “[i]t is possible to discern, from the recent practice of States and international organizations in relation to shared water resources, a shift in emphasis from a purely territorial and resource utilization focus, to a more ecosystem-oriented approach.”Footnote 52 In his recent article he concluded: “As the so-called ‘ecosystems approach’ receives ever wider and more emphatic support among the international community, any remaining doubts regarding its normative status in international water resources law must inevitably recede.”Footnote 53
While the required measures for implementation of the “ecosystems approach” are not much developed,Footnote 54 this approach should be regarded as a response to the need for the protection of international watercourses. The reality is that when the continued existence of an international watercourse ecosystem is under threat, there would not be a clear view for the sustainable utilization of such a watercourse, thus the environmental protection of the ecosystem itself is an inevitable obligation.
The Colorado River, and the resulting deterioration of the ecosystem of the Colorado Delta,Footnote 55 is a dramatic example in this regard.Footnote 56 Due to the overallocation of the waters of the Colorado, freshwater flows into the delta have been reduced by nearly 75 percent during the course of the twentieth century, resulting in a concomitant reduction of delta wetlands to about 5 percent of their original extent.Footnote 57 The delta’s current ecological condition is characterized by dried mudflats, vegetation loss, and species endangerment. Stakeholders now advocate the addition of a minute to the 1944 Treaty between the USA and Mexico governing allocation of the waters of the river,Footnote 58 which would expressly dedicate water to delta conservation.Footnote 59
12.2.2 The Legal Status of Ecosystem Obligations
There are divergent views regarding the legal status of ecosystem obligations. While commentators such as Fuentes,Footnote 60 and Brunée and Toope,Footnote 61 are reluctant to recognize these obligations as customary, it would appear that the International Law Commission has taken a different approach by declaring that “[t]here is ample precedent for the obligation contained in Article 20 in the practice of States and the work of international organizations,” before proceeding to list a wide range of relevant authorities.Footnote 62 McCaffrey and McIntyre have reached the same conclusion.Footnote 63 McCaffrey, after referring to three principles expressed in the convention (i.e. equitable and reasonable utilization, not to cause significant harm, and to notify potentially affected riparian states of the planned measures on an international watercourse), concluded that “other provisions of the Convention, such as some of those relating to the environment, are closely related to, or even flow from these principles. To the extent that these provisions are based on the fundamental principles, they too might be said to reflect custom.”Footnote 64
The ecosystem approach creates an obligation of conduct,Footnote 65 which encompasses an obligation of due diligence.Footnote 66 As the International Law Commission commentary cited: “As with the obligation to ‘protect’ ecosystems under Article 20, the obligation to prevent pollution ‘that may cause significant harm’ includes the duty to exercise due diligence to prevent the threat of such harm.”Footnote 67 Thus it cannot be read as an absolute or an obligation of result.Footnote 68 The most significant procedural due diligence requirements include early interstate notification and consultation, and where necessary negotiation, in respect of potentially harmful planned projects or uses of international watercourses. Each can only meaningfully be performed in conjunction with an environmental impact assessment (EIA) which includes the transboundary effects of the project in question.Footnote 69
Notwithstanding the clear status of ecosystem obligation in current international environmental law, “the precise implications of an obligation to protect the ecosystems of international watercourses are not altogether clear.”Footnote 70 The retroactive effect of the ecosystem approach can result in implementation challenges. By recognizing the normative and customary status of the ecosystem approach, watercourse states are under a duty to protect the ecosystems of international watercourses.Footnote 71 This includes the obligation to take into account all environmental considerations, including the survival of the ecosystems of international watercourses, in any ongoing and future agreements on the management or allocation of water resources. In this regard, the Economic Commission for Europe’s handbook on water allocation in a transboundary context declares that, “in modern water allocation arrangements environmental needs are assessed and an environmental reserve is recommended to be set aside before allocating water to other uses.”Footnote 72 However, the retroactive application of a new normative approach to previous customary water shares and contractual management of international watercourses is problematic.
Article 23 of the Watercourses Convention obliges watercourse states to take all measures that are necessary to protect and preserve the marine environment of international watercourse, “taking into account generally accepted international rules and standards.” If the phrase “generally accepted international rules and standards” is seen as a dynamic criterion, the major parts of the problem will be solved. The International Law Commission commentary provides that “[t]he phrase refers both to rules of general international law and to those derived from international agreements, as well as to standards adopted by states and international organizations pursuant to those agreements.”Footnote 73 As a result, one cannot consider the “rules of general international law” as a static one.
In the Gabcikovo-Nagymaros Project case (Hungary v Slovakia),Footnote 74 the International Court of Justice (ICJ) had an opportunity to deal with this problem when “Hungary argued that subsequently imposed requirements of international law in relation to the protection of the environment precluded performance of the Treaty,”Footnote 75 and “Slovakia argued, in reply, that none of the intervening developments in environmental law gave rise to norms of jus cogens that would override the Treaty.”Footnote 76 The ICJ held that
[n]either of the Parties contended that new peremptory norms of environmental law had emerged since the conclusion of the 1977 Treaty, … the Court wishes to point out that newly developed norms of environmental law are relevant for the implementation of the Treaty and that the parties could, by agreement, incorporate them through the application of Articles 15, 19 and 20 of the Treaty. These articles … require the parties, … to take new environmental norms into consideration when agreeing upon the means to be specified in the Joint Contractual Plan.Footnote 77
The awareness of the vulnerability of the environment and the recognition that environmental risks have to be assessed on a continuous basis have become much stronger in the years since the Treaty’s conclusion. These new concerns have enhanced the relevance of Articles 15, 19, and 20.Footnote 78
A careful reading of Article 19 of the 1977 treaty shows that, like Article 23 of the 1997 Watercourses Convention, this article is exposed to divergent interpretations. On the other hand, the ICJ, by recalling its opinion that “the environment is not an abstraction but represents the living space, the quality of life and the very health of human beings, including generations unborn,”Footnote 79 and the necessity of assessment of “environmental risks on a continuous basis,” has considered the phrase “environmental norm” to be a dynamic standard.Footnote 80 The court has concluded that “new norms have to be taken into consideration, and such new standards given proper weight, not only when States contemplate new activities but also when continuing with activities begun in the past. This need to reconcile economic development with protection of the environment is aptly expressed in the concept of sustainable development.”Footnote 81
In parallel with the ICJ, the Permanent Court of Arbitration has unequivocally found that:
It is established that principles of international environmental law must be taken into account even when (unlike the present case) interpreting treaties concluded before the development of that body of law. The Iron Rhine Tribunal applied concepts of customary international environmental law to treaties dating back to the mid-nineteenth century, when principles of environmental protection were rarely if ever considered in international agreements and did not form any part of customary international law. Similarly, the International Court of Justice in Gabcíkovo-Nagymaros ruled that, whenever necessary for the application of a treaty, “new norms have to be taken into consideration, and […] new standards given proper weight.” It is therefore incumbent upon this Court to interpret and apply this 1960 Treaty in light of the customary international principles for the protection of the environment in force today.Footnote 82
Therefore, it can be concluded that while the ecosystem approach is a new customarily emerged normative standard in the regime of the utilization of international watercourses, it should be taken into account in the interpretation and application of both the previous and recent water management agreements. The importance of this finding is shown in Section 12.3, where the critical situation of the Hamun international wetlands makes it necessary to revise the Hirmand River agreement for allocating environmental water share. In Section 12.3 the legal and institutional challenges of the ecosystem approach are discussed.
12.3 Legal and Institutional Challenges of the Ecosystem Approach: Lessons from the Hamun International Wetland Case Study
The challenges of the ecosystem approaches may be discussed from different points of views. Drawing lessons from the Hamun international wetland, this section focuses on the legal and institutional challenges to the implementation of the ecosystems approach in practice.
12.3.1 The Hamun International Wetlands
As the third largest lake in Iran,Footnote 83 the Hamun wetlands consist of three separate lakes that join to form one large wetland when completely under water.Footnote 84 Hamun-Hirmand is in the south/southwestern part, Hamun-e-Sabereen is the northwestern part, and Hamun-e-Pouzakare is located in the northeastern part of the Sistan Plain.Footnote 85 The Sistan Basin lies on the Iran–Afghanistan border. Melted snow from the Hindu Kush Mountains of Afghanistan nourishes this dry basin. The Helmand River carries the snowmelt across the Margo Desert and into the Sistan Basin, where the water pools into Lake Hamun.Footnote 86
Hamun has been registered as the first Iranian wetland in the List of Wetlands of International Importance of the Ramsar Convention.Footnote 87 Due to the natural importance of Hamun Lake, Iran has proceeded to register it in the list of United Nations Educational, Scientific and Cultural Organization World Heritage sites (Natural Site) as well.Footnote 88 Hamun is a spring season lake. In seasons of high precipitation, the area of lake is about 5,700 km2. Approximately 3,800 km2 of its area lies within Iranian territory and the rest is located in Afghanistan. The lake has great habitats and an abundant variety of flora and fauna. A considerable number of peregrine birds migrate here from distant places. It has been a place of residence since 4000 bc, nomads have been lived here for long time, and the place enjoys a great variety of scenic beauty.Footnote 89
Hamun is located in an extremely arid area which is known for its dust storms and droughts. Therefore, notwithstanding the annual short rainfall in the region, over 90 percent of the total flow to the lake is provided by transboundary Hirmand/Helmand River.Footnote 90 Further, climate change and the unsustainable management of natural resources, including damming by Iran and Afghanistan, have exacerbated the situation in the region such that, over the past twenty years, Hamun has completely dried up. Only in rare years, with an increase in rainfall, have small sections of the lake reappeared.Footnote 91 The Helmand River, at approximately 1,300 km in length, is the longest river in Afghanistan. Originating from the Koh-e Bābā heights of the Hindu Kush Mountain range (about 40 km west of Kabul), draining the entire southwestern portion of Afghanistan (approximately 100,000 square miles), the river moves southwest toward the Iranian border, passing through the provinces of Wardak, Oruz-gān, Helmand, and Nimruz. South of Zaranj, the river flows northward, forming the Afghanistan– Iran border for 55 km before emptying into the Hamun lakes.Footnote 92
The Helmand median annual water output is 2.200 million cubic meters and, although its course runs mainly through Afghanistan, its most irrigable banks lie in Iran. “The Sistan provinces in both countries depend on the Helmand almost as much as Egypt does on the Nile.”Footnote 93
12.3.2 The Legal Challenge of the Application of an Ecosystem Approach
12.3.2.1 The Retroactive Application of the Ecosystem Approach: The Necessity of Integration
As discussed in Section 12.2, the retroactive application of the ecosystem approach to the previous international obligations is a normative challenge. Efforts to apply the ecosystems approach to the legal regime of Hirmand River have revealed the implementation challenges in a practical context. The Hirmand case study shows that the retroactive application of the ecosystem approach cannot effectively protect ecosystems, especially endangered wetlands.
Setting aside of the long history of Iran–Afghanistan dispute over the Hirmand River,Footnote 94 the conclusion of the Afghan–Iranian Helman-River Water Treaty in March 13, 1973 is a turning point in this regard. Article II of the treaty allocates about 0.82 km3 water flow from Hirmand River as the water right of Iran. The article provides that Afghanistan shall deliver Iran an average of 22 m3/s plus 4 m3/s (for “goodwill and brotherly relations”),Footnote 95 providing a basis for monthly allocation of the Hirmand River flow to Iran. Monthly flow deliveries are based on “normal water year” (Article II), which is defined as a year with total flows upstream of Kajaki Dam being more than 5.661 km3 between October 1 and the following September 30 (Article I). Therefore, this treaty is flexible in dry years; for example, water deliveries are adjusted proportionally to deviations from predefined normal years (Article IV). Also, Afghanistan must supply water of a quality that can be treated, if necessary, for irrigation and domestic uses (Article VI).Footnote 96
While the Iranian Department of Environment has estimated that, for the ecological restoration of the lakes, 7.67 km3 environmental flow is needed annually,Footnote 97 the 1973 treaty does not anticipate any environmental water share for the Hamun wetlands. Due to the date of the conclusion of the treaty (almost fifty years ago), it does not appear to be coordinated with the ecosystem. In fact, the wording of the Article II is limitative: “The total amount of water from the Helmand River to be delivered by Afghanistan to Iran in a normal water year, is limited to an average flow of twenty-two cubic meters per second.” Consequently, Iran utilizes all treaty-allocated water for potable and agricultural uses.Footnote 98 Iran reserves its water share in four reservoirs named the Chah Nimeh Reservoirs (CNRs): CNR1 (Cap: 0.220 km3), CNR2 (Cap: 0.090 km3), CNR3 (Cap: 0.320 km3), and the last and largest reservoir, the CNR4 (Cap: 0.810 km3).Footnote 99 First, three reservoirs were constructed in 1983, and the last one was commissioned in 2008.Footnote 100 The main purposes of CNRs in Iran are to meet the agricultural (0.4 km3/yr), domestic (0.11 km3/yr), and industrial (0.03 km3/yr) demands of the Sistan region based on the current status of the basin, totaling 0.54 km3/yr.Footnote 101
The limitative wording of the treaty is not limited to Article II; the last paragraph of Article V strictly specifies that “Iran shall make no claim to the water of Helmand River in excess of the amounts specified in this Treaty, even if additional amount of water may be available in the Helmand Lower Delta and may be put to a beneficial use by Iran.” While it seems that the treaty has barred Iran from any claim to the water in excess of the amounts specified in this treaty, the text can be construed to befit an environmental approach. In fact, Iran has been banned from the water in excess of the amounts its water share for itself (for more potable, agricultural, and industrial uses), there is nothing stopping Iran from claiming the water for internationally protected wetlands. The Hamun wetlands is saturated with overflow of the river during spring when the CNRs are full and the rest of the overflow is conveyed to the lakes.Footnote 102 In addition to climate change and the reduction of precipitation during the past decade, blocking Iran’s water share and damming the Hirmand River have exacerbated the situation, leading to the complete evaporation of the lakes.
In fact, the construction of the Kamal Khan Dam (March 2021) on the lower Helmand River in Afghanistan’s Nimroz province has severely affected Iran’s share of water from the Helmand River, not to mention the amount that flows into Sistan Baluchistan. According to the 1973 treaty, Helmand’s water has to be measured and allocated between Iran and Afghanistan at the Kamal Khan Dam. Removing water from the river system upstream, from the historical point of measurement at Kamal Khan Dam, has complicated the water problem even more.Footnote 103
The implementation of the ecosystem approach to previous legal instruments such as the Helmand River Treaty faces the normative challenge of stability and legal certainty. It has been argued that the implementation of this approach “is the apparent conflict between the adaptivity required by the approach and the traditional virtues of law, such as stability and legal certainty.”Footnote 104 However, as argued by Langlet and Rayfuse, this perceived tension between stability and flexibility is not always inevitable. While legal certainty sometimes acts as a hindrance to adaptivity, it also serves as a framework for driving environmental adaptive change.Footnote 105 This is what the ICJ found in the Gabcikovo-Nagymaros Case in 1997. In this case, the ICJ found that
newly developed norms of environmental law are relevant for the implementation of the Treaty and that the parties could, by agreement, incorporate them through the application of Articles 15, 19 and 20 of the Treaty. These articles do not contain specific obligations of performance but require the parties, in carrying out their obligations to ensure that the quality of water in the Danube is not impaired and that nature is protected, to take new environmental norms into consideration when agreeing upon the means to be specified in the Joint Contractual Plan.
By inserting these evolving provisions in the Treaty, the parties recognized the potential necessity to adapt the Project. Consequently, the Treaty is not static and is open to adapt to emerging norms of international law. By means of Articles 15 and 19, “new environmental norms can be incorporated in the Joint Contractual Plan.”Footnote 106
Contrary to the 1977 agreement between the parties of the Gabcikovo-Nagymaros Case, the Afghan–Iranian 1973 Helmund-River Water Treaty is a static instrument.Footnote 107 It neither considers the environmental norms nor allows Iran to claim more water share than its contractual right, even if “additional amounts of water be available in the Helmand Lower delta.”Footnote 108 Therefore, there is no choice but to amend the treaty by taking into account the new environmental norms governing the management of international watercourses, including ecosystem protection obligations, since watercourse states have continuous obligations in this regard under customary international law.
As a matter of fact, Afghanistan, even before building the Kamal Khan Dam, did not respect its obligations under 1973 treaty. By opening the dam, as had been anticipated by Iran, the situation became even worse. Nowadays, Afghanistan is choosing not to deliver the water share of Iran under the 1973 treaty but to reserve the overflow of the river water behind the dam. A recent study shows that “[u]pstream regulations are the main cause of inflow delivery reduction to the lakes. The construction of Chah Nimeh Reservoir 4 (capacity of 0.81 km3 for domestic and agricultural use in a socio-economically disadvantaged region of Iran) and Kamal Khan Dam (capacity 0.05 km3) has aggravated the situation.”Footnote 109 The study ends by recommending that riparian countries revisit “the 1973 treaty … to share the Hirmand River inflow considering the environmental right of the lakes.”Footnote 110
Current tension between Iran and the Taliban regime happened when the former Iranian president warned the Taliban “to take the issue of [Helmand] water and Iran’s share of water seriously.” The Taliban hit back with their spokesperson Zabihullah Mujahid, stating that Iranian officials should present their request “using appropriate words.”Footnote 111 While declaring its commitment to the 1973 treaty, the reality is that the Taliban, concordant with former governments of Afghanistan, has not complied with its obligations under the treaty and has denied the Iranian water share for several years. Surprisingly, the Taliban, in response, claimed the lack of enough water is due to drought,Footnote 112 and at same time did not cooperate with the Iranian commissioner for measuring water flow. Whereas the Taliban claim “there is no water in the Kamal Khan dam, and if the water from the Kajaki dam is released, it will not reach there,”Footnote 113 its obligation under the treaty is an independent obligation. For the purpose of allocating Iran’s water share from the Hirmand flow, the flow of water shall be measured “at the hydrometric station at Dehrawud on the Helmand River upstream from the entrance to Kajaki Reservoir,”Footnote 114 either in a “normal water year” or “in year when due to climate factors the amount of flow is less than that of a normal water year.”Footnote 115 The treaty has variant regulations for different climates in either normal or abnormal water years. Therefore, Afghanistan could not collect all water flow of the river at downstream of the Dehrawud hydrometric station, and at the same time claim that “[i]f we release … [water] to Iran, then it will travel hundreds of kilometers in the dry river of Helmand and reach Iran as currently, there is no water in the Kamal Khan dam, and if the water from the Kajaki dam is released, it will not reach there.”Footnote 116
Whatever the result of the claims of the parties, the ecosystem of the Hamun wetland is under threat. As a result, it is necessary that the ecosystem approach is officially integrated in the legal regimes for the protection of wetlands and international watercourses and that the institutions of the aforementioned regimes interact with each other regarding the effective protection of endangered ecosystems. The latter issue is discussed in the Section 12.4.
12.3.2.2 Lack of Institutional Coordination between Water and Biodiversity Institutions
The Hirmand case study reveals another challenge of the application of ecosystem approach in the management of Hamun wetlands: a lack of institutional coordination between water and biodiversity institutions.
As a matter of law, the Hirmand Treaty has some arrangements and mechanisms for the implementation of its provisions. According to Article 8: “Each party shall appoint a Commissioner and a Deputy Commissioner from among its nationals who shall represent their respective countries in the implementation of this Treaty.” The Complementary Protocol 1 of the treaty specifies the scope of authorities, duties, and responsibilities of the commissioners. However, the Afghan party does not cooperate in this regard. In such a situation, an environmental convention’s treaty bodies may play a constructive role. As mentioned earlier,Footnote 117 the Hamun wetlands have been registered as the first Iranian wetland in the List of Wetlands of International Importance of the Ramsar Convention from one side, and both riparian states, Iran an Afghanistan, are parties of the CBD from the other side.Footnote 118 Both conventions seek the same goal: the protection of the wetlands. Therefore, the coordination between the secretariates of these conventions could foster their efforts of protection in urgent case like the Hamun wetlands.
It should be noted that the Ramsar Convention collaborates with other conventions which focus on biodiversity issues, including the CBD through the Biodiversity Liaison Group,Footnote 119 established in 2002,Footnote 120 and the Memorandum of Co-operation has been signed between the secretariates of the conventions in 2005.Footnote 121 However, these developments are not sufficient and there needs to be a joint mechanism for joint implementation of the conventions.
12.3.2.3 The Necessity of Integration of Local Communities and Private Sector
The local communities are the main beneficiaries of the ecosystem’s resources; therefore, their awareness and participation are crucial for the conservation of biodiversity of any ecosystem and protection of wetlands.Footnote 122 It is interesting to note that neither the Ramsar or Watercourses Convention paid attention to such participation, whereas the local communities are traditionally interested in the management of the wetlands and watercourses. By contrast, the CBD explicitly recognizes “the desirability of sharing equitably benefits arising from the use of traditional knowledge, innovations and practices relevant to the conservation of biological diversity and the sustainable use of its components.”Footnote 123 Therefore, state parties
shall, as far as possible and as appropriate: respect, preserve and maintain knowledge, innovations and practices of indigenous and local communities embodying traditional lifestyles relevant for the conservation and sustainable use of biological diversity and promote their wider application with the approval and involvement of the holders of such knowledge, innovations and practices and encourage the equitable sharing of the benefits arising from the utilization of such knowledge, innovations and practices.Footnote 124
Like local communities, the private sector has long been identified as an important partner of international organizations in their achievement of development goals.Footnote 125 While the CBD has obliged its member states to “[e]ncourage cooperation between its governmental authorities and its private sector in developing methods for sustainable use of biological resources,”Footnote 126 or “take legislative, administrative or policy measures, as appropriate, with the aim that the private sector facilitates access to, joint development and transfer of technology,”Footnote 127 the Ramsar and Watercourses Conventions are silent in this regard. The CBD Conference of Parties (COP) has singled out the private sector as an important player in the conservation, sustainable use of biodiversity, and the equitable sharing of benefits that are derived from this resource.Footnote 128
By finding the importance of the involvement of the local communities and private sector for the preservation of wetlands it is clear that any application of the CBD-based ecosystem approach to the management of international wetlands should involve these partners. In today’s globalized world, global governance requires that local communities and the private sector, including multinational enterprises, are involved in any development and management projects.
In sum, local communities are at the heart of any wetlands development and management project and the private sector has access to the financial resources and the latest knowledge and technologies which are necessary for the effective protection of wetlands. Therefore, the application of the ecosystem approach, without the involvement of local communities and the private sector, would be insufficient.
12.4 Advancing the Ecosystems Approach to Biodiversity Management: Recommendations
The ecosystem approach is a new way of dealing with the parts of the environment which include international wetlands and watercourses. The emergence of this approach was inevitable as a consequence of the rise of environmental awareness since the 1970s, when the majority of international agreements for the management of international wetlands and watercourses had been concluded. Therefore, paying attention to the following recommendation is necessary for the effective protection of wetlands through the application of an ecosystem approach.
12.4.1 Need for Official Incorporation of the Ecosystem Approach
The application of an ecosystem approach to international agreements should be analyzed on a case by case basis.Footnote 129 Notwithstanding the experience of other legal disciplines, such as the CDB,Footnote 130 the precise implications of this approach, to protect the ecosystems of international watercourses, are not altogether clear enough.Footnote 131 While some academic work has been done in this regard,Footnote 132 further normative steps, even through soft law instruments, would be required in order to clarify the implication of this approach. Such steps have already been taken by the adopting the “principles of the ecosystem approach,”Footnote 133 under the framework of the CBD, by the CBD/COP) at its 5th meeting. Parties, and other government and international organizations, have been called upon to apply the ecosystem approach by giving consideration to these principles.Footnote 134 A similar normative endeavor is recommended under the Ramsar and Watercourses Conventions.
12.4.1.1 Need for Institutional Coordination between Water and Biodiversity Institutions
This chapter showed that three separate legal regimes regarding wetlands, biodiversity, and watercourses have the same goal, which is the preservation and conservation of ecosystems. The ecosystem approach is the contact point between three conventions: the Ramsar Convention (1971), the CBD (1992), and the Watercourses Convention (1997). It can improve the capacity of the secretariats of these conventions for the effective protection of wetlands. This could not be achieved except through close coordination between these conventions. It should be noted that cooperation between the Ramsar Convention and the CBD has already been commenced and the Biodiversity Liaison Group established in this regard.Footnote 135 This initiation is a good first step, which should develop through the adoption of a special procedure for joint action in urgent cases such as the desiccating Hamun wetlands. By such joint action, any member state of these conventions could bring international community attention to the environmental crisis in the one internationally registered wetland.
12.4.1.2 Need for the Integration of Local Communities and the Private Sector in Development and Management Plans
As mentioned in Section 12.3.2.3, the role of local communities and the private sector in development and management plans are significant. The Ramsar and Watercourses Conventions have ignored the capacities of these relevant sectors of local and international societies. As discussed earlier, the integration of these sectors in the management of wetlands is essential for the effective preservation of wetlands. Therefore, as a principle it is recommended that the ecosystem approach should involve all relevant sectors of society including local communities and private sector.Footnote 136 By such an integration, from one side, all forms of relevant information, including scientific and indigenous and local knowledge, innovations, and practices will be considered; and scientific and technological development will be absorbed into the management and development plans of wetlands in the other hands. Further, the integration of the private sector into the management and development plans of the wetlands also encourages this sector to invest in and finance those plans.
12.5 Conclusion
The legal regime of every aspect of the environment, including international wetlands and watercourses, cannot be addressed in isolation. Accordingly, while the customary “ecosystem approach” has rapidly emerged after the conclusion of the Ramsar Convention and many water management agreements, its obligations should be taken into account in terms of the interpretation and application of those instruments. Judicial decisions and doctrines support this finding. However, the precise implications of this approach to protect the ecosystems of international watercourses are not altogether clear; thus, further normative steps, even through soft instruments, for clarifying the implication of this approach are required. To this end, the adoption of “principles” that are similar to what has been adopted under the framework of the CBD is recommended.Footnote 137 Also, the effective application of an ecosystem approach requires that local communities and the private sector should be integrated in development and management plans, and institutional coordination between water and biodiversity institutions should increase. This coordination should be overseen by the adoption of a special procedure for joint action in urgent cases such as the desiccating Hamun wetlands.
The case study in this chapter shows the need for normative and institutional development. The treaty governing the transboundary Hirmand River between Iran and Afghanistan is the sole water resource of the Hamun international wetlands and prevents Iran from claiming any additional water over that which is allocated. Afghanistan denies any environmental water share for the desiccating lakes, and Iran intends to use all of its water share for growing potable and agricultural uses. The result stifles the last chance of restoring one of the first internationally registered wetlands under the Ramsar Convention. It is therefore imperative for Iran and Afghanistan to amend the treaty in order to allocate an appropriate environmental water share to the Hamun wetlands.
13.1 Introduction
This chapter examines the importance of marine protected areas (MPAs) as tools for the management of fish and other marine species. Drawing lessons from the MPA legal framework in Morocco, it analyses the legal gaps and barriers in the management of fishing-oriented MPAs (MPA-Fs) and proposes recommendations on how to strengthen the management of MPAs to advance biodiversity and the protection of the marine and ocean ecosystem.
The Moroccan coastal zone is a major transition area between tropical ecosystems in the south and temperate ones in the north, and between the Atlantic and the Mediterranean. The particularly high productivity of the northwest Atlantic upwelling systems has, from the beginning of the industrialization of fishing vessels (mid-twentieth century), attracted distant fleets.Footnote 1 Since the 1980s and the establishment of its Exclusive Economic Zone, Morocco has developed a thriving fishing sector that has become one of the most productive in Africa and the 17th in the world.Footnote 2 On the land side, the coastal zone is populated by nearly 9.5 million inhabitants.Footnote 3 Since 2000, it has contributed close to 82 percent of national industrial production, 54 percent of tourism, and 71 percent of banking activity.Footnote 4 The trend toward littoralization reaches more than 55 percent.Footnote 5 Economically coveted, Moroccan coastal areas are home to a wide variety of contrasting ecosystems with diverse habitats that have been under intense pressure for several decades.Footnote 6 For example, all bottom species stocks assessed in the 2000s are in a state of overexploitation,Footnote 7 and this situation persists for the latest published assessments.Footnote 8 This situation enhances the vulnerability of marine populations and their hosting ecosystems to natural or anthropogenic pressures.
To address threats to biodiversity, in 2010 Morocco enacted Law 22-07 relating to protected areas.Footnote 9 The aim of the law is to classify and conserve specific areas by setting up a network of protected areas covering all natural ecosystems across the country. These ecosystems include wetlands, forests, archaeological sites, and sites with faunal or floristic landscape value. Law 22-07 is in line with the Convention on Biological Diversity (CBD) ratified by Morocco in 1995.Footnote 10 According to Article 2 of the CBD, a protected area means “a geographically defined area, which is designated or regulated and managed to achieve specific conservation objectives.” MPAs contribute to biodiversity conservation and can help in both mitigation and adaptation to the impacts of climate change.Footnote 11 Law 22-07 includes MPAs in the general definition of protected areas. The typology of protected areas under the law is based on the classification made by the Master Plan for Protected Areas (PDAP),Footnote 12 established in 1996 by the Moroccan Department of Water and Forests.Footnote 13 The PDAP identifies and classifies Sites of Biological and Ecological Interest (SIBE) according to their degree of degradation and the protective measures to which they must be subject by priority. However, since 2010 no MPA has been created on the basis of Law 22-07 on protected areas.Footnote 14 In fact, the regulations which make it possible to classify the identified SIBEs into protected areas have never been adopted. Yet new MPAs for fisheries were de facto created in the framework of the Fisheries Act of 1973 (see Figure 13.1).Footnote 15 However, the legal status of these MPAs is disconnected from Law 22-07 on protected areas and can even contradict the protected areas legal regime.
Originally, MPA-Fs were developed in the form of a fisheries management plan within a circumscribed area, with open or closed areas to fishing, regulation of fishing gear, commercial size of certain species, and fishing effort, among other things (Table 13.1).
Legal techniques | Explanation |
---|---|
Zoning | The three ministerial decisions (MDs) on MPA-Fs establish three types of zoning:
|
Regulated species |
|
Fishing gear |
|
Fishing vessels |
|
Other obligations |
|
Three MPA-Fs were created as part of the Millennium Challenge Corporation (MCC)-funded project to assist small-scale fisheries.Footnote 16 Ten years after the establishment of the MPA-Fs project, the legal regime underpinning MPA-Fs remains unclear. At the outset, these so-called MPA-Fs have a different legal regime from the classic protected areas legal regime. Indeed, these MPAs are established outside the Law on Protected Areas which was in force at the time of their creation (Figure 13.1).Footnote 17
This chapter examines how such legal barriers and gaps to MPA-F management in Morocco can be coherently addressed to advance biodiversity and for the conservation of fisheries resources and marine ecosystems. The chapter is organized into five sections. After this introduction, Section 13.2 explains the contribution of MPAs to biodiversity and fisheries conservation under international and regional laws. Section 13.3 examines the legal frameworks on MPAs in Morocco, with a focus on the main provisions of Law 22-07 on protected areas, and examines why MPA-Fs have not been integrated into the existing legal framework relating to MPAs, and especially what the consequences are or could be in terms of the place of these MPAs in environmental law, as well as their real effectiveness. Section 13.4 offers recommendations on how to better strengthen the management of MPAs to advance biodiversity and the protection of the marine ecosystems. Section 13.5 is the concluding section.
13.2 The Contributions of MPAs to Biodiversity and Fisheries Conservation
Since the second COP to the CBD in 1995, there has been a growing emphasis on the necessity to conserve marine biodiversity. The Jakarta Mandate on Conservation and sustainable use of marine and coastal biological diversity is an illustration of this interest.Footnote 18 In 2004, at the COP to the CBD, there was consensus that “marine and coastal protected areas are vital tools and methods in the preservation and responsible utilization of marine and coastal biodiversity.”Footnote 19 At COP10 in Nagoya, parties adopted a revised and updated Strategic Plan for Biodiversity, including the Aichi Biodiversity Targets, for the 2011–2020 period.Footnote 20 It encompasses five strategic goals. One of these goals aims “[t]o improve the status of biodiversity by safeguarding ecosystems, species and genetic diversity.” In fact, parties agreed to postpone the deadline for achieving the objective of conserving 10 percent of their marine and coastal regions within protected areas to 2020 (Aichi Target 11).Footnote 21 In addition to this quantitative target, five supplementary qualitative targets relating to MPAs were included. They encompass the following elements: ecological representativeness, effective management, connectivity, integration into the surrounding landscapes and seascapes, and embracing areas of particular importance for biodiversity and ecosystem services.Footnote 22 These principles were recently affirmed in the Kunming-Montreal Global Biodiversity Framework as adopted at COP15 in 2022.Footnote 23
The significance of MPAs for biodiversity preservation is also emphasized by numerous other international legal agreements, both on a global and regional scale. As an example, in the Mediterranean region the Protocol concerning Specially Protected Areas and Biological Diversity (SPA/BD) was adopted within the framework of the Barcelona Convention on the Protection of the Marine Environment and Coastal Zone of the Mediterranean (1995).Footnote 24 This protocol’s objective is to establish a network of specially designated marine areas with the goal of conserving natural habitats that are at risk, as well as habitats crucial for the survival of endangered species.Footnote 25 The list of Specially Protected Areas of Mediterranean Importance (SPAMI) was established by the parties with a view to promoting cooperation in the management and conservation of natural areas and the protection of threatened species and their habitats. The SPA/BD Protocol provides the criteria for the choice of protected marine and coastal areas likely to be included on the SPAMI list. For an area to qualify for inclusion in the SPAMI list, it should among other conditions possess a regional value (uniqueness, naturalness, natural and cultural representativeness, diversity, and presence of habitats of crucial importance) and it should have distinctive significance for scientific exploration in the natural sciences and serve as a valuable resource for environmental education or awareness initiatives (Article 8.2 SPA/BD Protocol, Annex 1).Footnote 26 Besides, areas eligible for inclusion in the SPAMI list should have a legal status guaranteeing their effective long-term protection (SPA/BD Protocol, Annex 1, C).
Similarly, there is an injunction to create MPAs in the Abidjan Convention for Cooperation in the Protection and Development of the Marine and Coastal Environment of the West and Central Africa Region (March 23, 1981).Footnote 27 Article 11 on Specially Protected Areas states: “The Contracting Parties shall, individually or jointly […] take all appropriate measures to protect and preserve rare or fragile ecosystems as well as the habitat of depleted, threatened or endangered species and other marine life.” The article specifies that parties have to establish protected areas and “prohibit or control any activity likely to have adverse effects on the species, ecosystems or biological processes in such areas.”
At the global level, the Convention on Wetlands of International Importance especially as Waterfowl Habitat (Ramsar Convention) is an international treaty aimed at the conservation of wetlands around the world.Footnote 28 The criteria for the classification of wetlands in the Ramsar List of Wetlands of International Importance are quite similar to those for MPAs under the CBD (representativeness, rarity, and uniqueness) and are important for conserving biodiversity. In fact, Ramsar sites often overlap with other MPAs of different legal status. Among these statutes we find the United Nations Educational, Scientific and Cultural Organization (UNESCO) biosphere reserves.Footnote 29 These are sites (terrestrial, marine, and coastal) that promote solutions reconciling the conservation of biodiversity with its sustainable use. Designated by states under the intergovernmental Man and the Biosphere Program, established by UNESCO in 1970, they have two main objectives.Footnote 30 The first is to develop the necessary foundations for the sustainable use and preservation of the biosphere. The second is to improve the relationships between human beings and their environment. Biosphere reserves have three main functions: conservation of biological diversity, cultural and economic development (socio-culturally and environmentally sustainable), and logistical support (for research and education).Footnote 31 While they do not have a binding legal status, biosphere reserves are developing rapidly, including at a transboundary level, as is the case with the Intercontinental Biosphere Reserve of the Mediterranean, which extends from Morocco to Spain and encompasses marine areas.Footnote 32
MPAs are also recognized under other international treaties on nature conservation, such as the Convention on the Conservation of Migratory Species of Wild Animals (Bonn Convention, 1979) and the UNESCO Convention on the Protection of the Underwater Cultural Heritage (2001), as well as through specific international treaties on preventing marine pollution, such as the International Convention for the Prevention of Pollution from Ships (1973–1978).Footnote 33
Despite the increased recognition of MPAs, there is scientific debate about whether to consider the measures put in place to manage fishery resources as part of MPAs.Footnote 34 Expanding MPAs to include these measures could indeed help achieve the 10 percent target more quickly. Over time, it appears that there has been a convergence between these two approaches.Footnote 35 In fact, the categories of protected areas established by the International Union for Conservation of Nature (IUCN), which are globally recognized, allow for the inclusion of protected areas within the objective of the sustainable use of resources (Category VI).Footnote 36 This category covers natural areas which “are managed to protected their biodiversity in such a way as to provide as sustainable flow of products and services for the community.”Footnote 37 This inclusion is contingent upon certain conditions. Specifically, four conditions must be fulfilled: (1) The area must align with the general definition of a protected area; (2) at least two-thirds of the area should be maintained and intended to remain in its natural state; (3) large commercial plantations are not allowed; and (4) a management authority must be established.Footnote 38 The key point is that the area must be managed so that the long-term protection and maintenance of its biodiversity is assured. Consequently, it could provide an appropriate framework for incorporating measures to protect fisheries resources, especially taking into account that the nature of fisheries management is changing to a more sustainable paradigm through the ecosystem approach to fisheries.Footnote 39
Currently, only 2.7 percent of the ocean is under a high level of protection. This limited level of ocean conservation is primarily attributed to conflicts with fishing and other activities that involve the extraction of resources.Footnote 40 The MPA Atlas indicates that there are only a limited number of MPAs in Morocco. Yet Morocco has ratified the conventions mentioned earlier and has enacted a specific law for protected areas that is applicable to MPAs. At the same time, the country has created MPA-Fs. The lack of MPAs in Morocco can be explained by several factors, among which is the fact that MPAs do not have a clear and dedicated legal regime.
13.3 Legal Frameworks on MPA-Fs in Morocco
MPAs are regulated by the general provisions of Law 22-07 on protected areas. The legal framework set for MPAs in international law, including regional instruments that Morocco is a party to, are applicable. In fact, as an example, the national park of Al Hoceima in the Mediterranean was classified as a SPAMI under the Protocol on Marine Protected Areas and Biodiversity in the Mediterranean. The maritime part of this national park was therefore extended adequately (19,600 ha).Footnote 41 The regulation that created this national park was also amended in order to be in agreement with Law 22-07 of 2010.Footnote 42 Besides, several regulations enacted by the Ministry of Fisheries establish no-take reserves in some specific areas.Footnote 43 Furthermore, the Fisheries Act has also provisions (Article 16) that were used for setting MPA-Fs.Footnote 44 In application to this article, three regulations create MPA-Fs in Morocco. Nevertheless, the regulations already mentioned lack a specific definition for these MPAs. As noted earlier, even the appellation “MPAs” does not exist in these legal texts. One regulation (a Ministerial Decision (MD) or Order) creates an MPA in the Mediterranean coast and two in the Atlantic coast of Morocco.Footnote 45 As shown in Figure 13.2, these legal texts are the following:
Decision of the Minister of Agriculture and Maritime Fisheries No 337-314 of February 3, 2014, regulating the fishing of certain fish species in the maritime area located in the Atlantic between Ferkelik and Legzira, also called the “Massa” MPA.Footnote 46
Decision of the Minister of Agriculture and Maritime Fisheries No 335-314 of February 3, 2014, regulating the fishing of certain fish species in the maritime area located in the Atlantic between Rouse and Moulay Bouzerktoune, also called the “Mogador” MPA.Footnote 47
Decision of the Minister of Agriculture and Maritime Fisheries No. 336-314 of February 3, 2014, regulating the fishing of certain fish species in the maritime area located in the Mediterranean between Oued Amtter and Tambrabet, also called the “Al Boran” MPA.Footnote 48
The three MDs were published in the same official bulletin.Footnote 49 Each of them states in their preamble that the selection of the locations and the species intended for protection were determined after discussions with the Maritime Fisheries Chambers and their federation. Additionally, they considered the recommendations provided by the National Institute for Research on Maritime Fisheries.Footnote 50
The three MDs’ provisions echo a decree published in 2011, relating to setting the conditions and methods of fishing for species requiring specific regulations due to local uses or special circumstances.Footnote 51 This decree itself applies the provisions of the law regulating maritime fisheries.Footnote 52 In fact, Article 16 of this law states that: “The maritime fisheries not provided for in the present Dahir or those which must be regulated differently because of local customs or particular circumstances shall be regulated by decree. The same shall apply to nets intended for the capture of small fish: morettes, eels, anchovies, etc.; to traps, pots, longlines, nets and other various fishing gears.”Footnote 53
Table 13.1 summarizes the main provisions of these decisions through their five main components: zoning, regulated species, fishing vessels, fishing gears, and other obligations.
On the one hand these Orders are based on Decree No 2-10-164 of April 11, 2011 (the “2011 Decree”). On the other hand, several provisions refer to other MDs that complete them. Indeed, the restrictions on the size of the species are the same in general Fisheries Regulations.Footnote 54 Thus, the size of species that can be caught is the same inside and outside the MPAs. These decisions have all been amended in order to extend their duration, as some of their provisions were due to expire five years after their publication in the official bulletin.Footnote 55 The amending texts were published in the same Official Bulletin of February 6, 2020.Footnote 56 In sum, these MDs do not mention the Law on Protected Areas but are based on the law on fisheries. Therefore, it is not clear if they can actually be considered as protected areas.
13.3.1 Protected Areas Legal Regime
Protected areas in Morocco were governed by a law dating from 1934, which served to establish the existing national parks.Footnote 57 The PDAP of 1996 aimed to establish an inventory of potential sites for the creation of protected areas. These SIBEs are classified in this plan in categories according to the priority of their subsequent classification as protected areas by law. This law was passed in 2010 (Law 22-07).Footnote 58
First, the law provides a definition of protected areas. This definition includes both terrestrial and marine areas. The law establishes five categories of protected areas based on the IUCN categories.Footnote 59 Law 22-07 repeals the National Parks Act of 1934. As a result, the existing national parks should be placed in one of the new categories established by the new law (Article 40).Footnote 60 The same is true for SIBES, which by virtue of their classification in one of these categories will become legally binding protected areas.
In what follows, we first briefly introduce the main provisions of Law 22-07 by explaining the definition and categories of protected areas and then the process and conditions of their management.
13.3.1.1 Definition and Legal Categories of the Protected Areas
Law 22-07 reforms completely the existing legal framework applicable to protected areas. This reform focuses in particular on the following three main aspects: a broader definition of protected areas and their objectives; creation of new categories of protected areas; and stronger involvement of the population and local communities in the creation and management of protected areas. The law defines protected areas as “any geographically delimited, duly recognized, specially developed and managed land and/or marine area for the purpose of ensuring the protection, maintenance and enhancement of biological diversity, the conservation of natural and cultural heritage, its enhancement, its rehabilitation for sustainable development and the prevention of its degradation” (Article 1).Footnote 61
The law makes distinctions among various types of protected areas, varying in their compatibility with sustaining human activities. These protected areas, which can be terrestrial or marine or both, are: the national park, the natural park, the biological reserve, the natural reserve, and the natural site.
The national park is a natural area, terrestrial and/or marine, whose purpose is to protect biological diversity, landscape, and cultural values and/or geological formations of special interest and to offer the public opportunities to visit, for cultural, scientific, educational, recreational, and tourist purposes, while respecting the natural environment and the traditions of the local populations.
The natural park is distinguished by its aim to protect and enhance the natural heritage while ensuring the maintenance of its ecological functions and the sustainable use of their natural resources.
Biological reserves can only be located on a public domain and have a very strong remit to preserve biological diversity. Their aim is the maintenance of natural species, vegetal or animal, as well as their habitat, in view of their conservation and their preservation.
Natural reserves are established for the purposes of conservation and maintaining the good condition of sedentary or migratory fauna, flora, soil, water, fossils and geological formations, and geomorphological sites of particular interest that should be preserved or rehabilitated. They are used for scientific research and environmental education purposes only.
The natural site is dedicated to the protection of one or more natural elements that deserve to be protected because of their rarity, their representativeness, their aesthetic qualities, or their landscape, historical, scientific, cultural, or legendary importance, whose conservation or preservation is of general interest.
The law presents a new method of nature conservation for all these protected areas.
13.3.1.2 Methods of Creation and Management of Protected Areas According to the Law on Protected Areas
According to Law 22-07, protected areas can aim, in addition to the conservation of the natural and cultural heritage, to further scientific research and can contribute to economic and social sustainable development. It also envisions the establishment of a zoning system that distinguishes between areas with different protection regimes, taking into account the development objectives, the constraints arising from the nature of the area, and the constraints justified by the needs of the people living there (Article 3).
Law 22-07 grants the initiative to create protected areas to the administration and to local communities (Article 9). The project for the creation of a protected area is preceded by a three-month public survey. The purpose of this survey is to allow the public to become aware of the project and to formulate its opinions and observations (Article 11). The project for the creation of the protected area must include a presentation of the project as well as a graphic document indicating the zoning, the buffer zone, if any, as well as the boundaries of the protected area (Article 12). It must also present the main orientations for the protection, enhancement, and sustainable development of the protected area’s resources as well as a draft regulation setting out the rules for the use of the protected area. The protected area must have a development and management plan, the draft of which is established at the initiative of the competent administration, in consultation with the local communities and the populations concerned (Article 19). The management plan includes specific measures and restrictions to ensure the conservation of the protected area.
Law 22-07 provides that the competent administration may concede the management of the protected area to any legal person of public or private law (Article 25). Legal restrictions on ownership and use rights within the boundaries of the protected areas result upon its creation. In this regard, a compensation procedure is provided (Article 16). Other restrictions and prohibitions regarding a series of activities “likely to harm the natural environment, the conservation of fauna and flora, or to alter the character and elements of the ecosystem of the protected area” are included in the law. Hunting and fishing are among these activities as well as the introduction of animal or plant species (Article 18).
From this, it can be understood that the legal framework for MPAs can be established according to Law 22-07. Therefore, it is legitimate to question the place of MPA-Fs within this framework. As we saw in Section 13.3, the legal framework for MPA-Fs was established outside the Law on Protected Areas (Law 07-22). How then does this framework claim to govern protected areas when it has no connection to the basic law? Can MPA-Fs established outside Law 07-22 be considered as genuine MPAs? This is what we address in the following Section 13.3.2.
13.3.2 In Search of the Legal Status of MPA-Fs: Legal Barriers and Challenges
How can we situate the MPA-Fs within the legal and institutional framework applicable to the protection of biodiversity in Morocco? As we have seen, three MDs (or Orders given by the Ministry of Fisheries) deal with the legal regime of these MPA-Fs. However, these MDs do not specify anywhere that they relate to MPAs. In fact, these Orders are referring to “maritime areas” in the Atlantic or Mediterranean where the regulation of fishing for certain species seems relevant due to specific circumstances and particular usages (as stated in the 2011 Decree to which these MDs are referring). So, are these areas truly meeting the criteria of being MPAs? Before addressing these questions, it is important to examine why MPA-Fs were not established under Law 22-07.
13.3.2.1 Why are MPA-Fs Not Established under Law 22-07 on Protected Areas?
MPA-Fs were created in 2014. Law 22-07 on protected areas was enacted in 2010 (Figure 13.1). It would have been logical for the new MPA-Fs to be established under the current law governing protected areas. Yet the government chose to establish the MPA-Fs under the Fisheries Act. We can explain this choice as being due to several political factors.
First of all, we need to keep in mind that the MPA-Fs were created in the framework of the MCC Small Fisheries Project. The main purpose of this project is to strengthen fishing capacities and to regulate fishing activity.Footnote 62 Second, the Fisheries Department was the primary interlocutor in this project. This department handles management tasks and was not responsible for protected areas. Third, the negotiation process was complex and it was difficult to find a suitable category under Law 22-07 that could correspond to MPA-Fs.
13.3.2.2 MPA-Fs are Created under the Small-Scale Fisheries Project Supervised by the Ministry of Fisheries
The diagnosis report preceding the establishment of MPA-Fs highlights that the selection of the appropriate legal framework for their creation was a complex and challenging process. This required several negotiation meetings and the establishment of several scenarios for the integration of these MPAs into the Moroccan legal and institutional system.
The MPA-Fs project was carried out within the framework of the Small-Scale Fishing MCC project, (Small-Scale Fisheries Project) as part of its second component called Fish Landing Sites and Port Facilities Activity.Footnote 63 This project falls under the jurisdiction of the Department of Fisheries.Footnote 64 Yet the management of protected areas in Morocco was previously (and still is) carried out by the Department for Water and Forests (HCEFLCD),Footnote 65 which can be described as a “historical” manager in this field. Therefore, including these new MPAs in one of the categories of Law 22-07 means that HCEFLCD would have had a role in their creation and management. In addition, the lack of regulations to implement Law 22-07, which would at least designate the protected areas management entities, has made the situation challenging.Footnote 66
13.3.2.3 The Sluggish Progression in Enacting Regulations under Law 22-07
One of the arguments advanced during the consultation phase regarding the legal status of MPA-Fs pertains to the slow process of establishing protected areas under Law 22-07. It should be recalled that the MPA-Fs project was adopted only a few months before the closing of the Small-Scale Fisheries Project of the Compact between Morocco and the MCC (2008–2013). It was therefore necessary to act quickly.Footnote 67
In fact, in order to establish an MPA under Law 22-07, it would have been necessary to undertake first a public survey of three months, establish and publish the management plan in the official bulletin, and undertake specific measures within the Department of Forests to manage and conserve the protected areas’ resources. The sluggish progress in implementing regulations to Law 22-07 remains an ongoing challenge. To date, no particular regulations categorizing the designated SIBEs into one of the protected area categories have been approved. But even assuming that MPA-Fs could be created under Law 22-07, it was necessary to find the category of protected area that best suited them.
It is important to delve into the legal structure of these new MPA-Fs in order to answer to the following question: Are these areas truly meeting the criteria of being MPAs?
13.3.2.4 Should MPA-Fs Be Considered as MPAs?
Upon reviewing the MDs that establish the MPA-Fs, one can observe that they are more oriented toward fisheries management tools rather than marine conservation legal instruments. In fact, these MDs are outside the scope of the protected areas legal regime as established under Law 22-07. Moreover, these regulations are not effective.
13.3.2.5 MPA-F Regulations Are Fisheries Management Legal Tools
In fact, the legal techniques selected in the three MDs creating the new MPA-Fs are the same as the classical techniques used for fisheries management under the Fisheries Act. For example, zoning, which forms the central component of these MDs, is a practice that has been employed by the Fisheries Department in its regulations for a considerable time (Table 13.1).Footnote 68
Two observations can be made in this regard. First, in terms of the legal technique used (zoning, fish size restrictions, etc.), these MDs add almost nothing to the texts that are not labeled “MPAs.” Second, as for their content, the contribution of these texts lies in the fact that they add a layer in terms of seasons and duration of the prohibition and restriction rules. Basically, they are part of these regulations. In sum, their added value to fisheries regulation is more quantitative rather than qualitative.
In fact, from a strict legal viewpoint, and taking the example of the three so-called MPA-Fs, it could be argued that all the MDs based on the 2011 decree are also establishing MPA-Fs.Footnote 69 Indeed, the difference between these MDs and the three MDs creating the MPA-Fs is the fact that the three MDs are applicable to several species whereas the other MDs target a single species or at least one category of species. Apart from this, the two categories of texts (i.e. the so-called MPA-F MDs on the one hand, and the other MD targeting unique species on the other hand) contain the same types of provisions, namely: zoning, prohibition of certain types of fishing gear, restrictions on the tonnage of vessels authorized to fish, restrictions on the size of species, and an obligation to land the catches. For example, the restrictions about nets and hooks (hook opening less than 6 mm) are primarily intended to protect the smallest fish and reduce bycatch. However, these restrictions are almost the same everywhere, even outside the MPA.Footnote 70
If a comprehensive examination of the regulations of MPA-Fs and other fishing regulations established under the 2011 decree demonstrates that the legal regulations of MPA-Fs lack substantial progress compared to the existing fishing regulations, it would be beneficial to evaluate whether these texts provide any additional advantages compared to the legislation governing protected areas.
In contrast to Law 22-07, the regulations of MPA-Fs do not include the fundamental conditions commonly found in legislation governing protected areas.Footnote 71 Consequently, MPA-Fs can be viewed as legal anomalies.
13.3.2.6 MPA-Fs Operate Outside the Scope of Foundational Protected Area Law
MPA-F regulations make no mention of the fact that they are MPAs. The name “MPA-Fs” comes mainly from the communication around the MCC Small-Scale Fisheries Project made by the Department of Fisheries and by the MCC itself. The legal texts establishing these “MPAs” come under the legislation of marine fisheries and not of protected areas. On the other hand, by analyzing their content and, in a preliminary way, their implementation, one realizes that these “MPAs,” instituted far from the legislation on protected areas, may have little or no real added value in advancing biodiversity conservation.
In fact, as mentioned earlier, Law 22-07 is the legal framework for establishing protected areas according to a specific procedure and conditions. These conditions are notably: the public consulting before the creation of the MPA, and the management plan and committee. Regarding the first aspect, it is true that the creation of the MPA-Fs was preceded by a process of consultation with the fisheries community. Indeed, during the implementation phase of the national strategy for MPA-Fs, a “selection stage” involved the utilization of a structured multicriteria approach to pinpoint pilot sites. This process included consultation with stakeholders and scientists. Prior to the establishment of the MPA-Fs, surveys were conducted in 2012 in the selected areas involving the local fisheries’ administration and fishermen. Thematic focus groups were conducted in each of the three selected areas and a scientific fisheries survey was conducted in the Mediterranean.Footnote 72 The results were used for the preparation of the MPA-F management plans.Footnote 73
As for the management plans, they were intended to be used as guides for the MPA users and managers. They identified the Fisheries Department as the authority responsible for the application of the management plan and included the creation of a national consultative committee, a scientific committee, and a local management committee.Footnote 74 The management plans give the geographic limits of the MPA-Fs and those of the no-take areas identified inside the limits of the MPA-Fs, and then detail all the management rules.Footnote 75 These plans also included sections detailing: (1) the financial sources for the administration of the MPA-Fs, (2) the capacity building of the managers, (3) the equipment dedicated to the surveillance, and (4) surveillance and enforcing regulations. These management plans, which had a validity of five years after the MPA-Fs Declaration (2015), have neither been published nor been used for the management of the MPA-Fs.
Therefore, on-the-ground MPA-Fs are still largely unknown to the fishermen. In fact, about half of the ports’ staff, as well as fishermen at project sites near MPA-Fs, and several government agency employees had no knowledge of the status of MPA-Fs.Footnote 76 This point was raised in the evaluation report of the Small-Scale Fisheries Project, which provides interesting details on the implementation (or rather the lack of implementation) of the MDs creating the MPA-Fs.Footnote 77 In this sense, the report indicates that the majority of personnel and fishermen who were cognizant of the regulations (such as the bans on harvesting specific species within the “MPAs” or the restrictions on certain fishing equipment) understood that these regulations were either not being enforced or that fishermen were not adhering to them.Footnote 78
As for the government stakeholders, even if they were aware of the status of the MPAs, they “gave mixed reports; some stated that the regulations were in place and others believed that the MPA sites had not yet been activated.”Footnote 79 The report underlines the problem of the enforcement of these MPAs, particularly in the absence of basic conditions constituting the MPAs, such as the monitoring committee. Yet governance is a key factor in protected area effectiveness as it is widely demonstrated.Footnote 80 It is also provided for in Law 22-07.Footnote 81 Nevertheless, the MPAs are not instituted in the framework of this law. The Maritime Fisheries Act does not mention a management committee for MPAs, nor does it mention MPAs anywhere. As we have seen, this law, which served as a basis for the three MDs creating MPA-Fs, only deals with the regulation of fisheries, including in terms of their rational management. Its Article 16, about particular circumstances justifying the adoption of specific fisheries management measures, is not sufficient as a legislative framework for MPAs. The lack of a management committee and of a published management plan for the MPA-Fs can explain their noneffectiveness.
13.3.2.7 The Legal Restrictions in the MPA-Fs Are Not Effective as Tools for Fisheries Conservation
MPA-Fs regulations refer to a Ministerial Order of 1988 determining the minimum allowable catch size.Footnote 82 The problem with this Ministerial Order is that it fails to safeguard juvenile individuals of most bottom fish species until they reach sexual maturity. Among the twenty-seven species or groups of species (e.g. Pagrus sp.) covered by the 1988 Order, twenty-three species have a minimum catch size allowance based on their length at first maturity, and ten species have a length at first maturity that is at least 1.5 times greater than the allowed catch size.
Another frequently employed regulatory measure involves temporarily prohibiting the use of specific fishing equipment or the harvesting of certain species, known as fishing time closure. The goal of these methods is to protect sensitive ecological periods in the fish life cycle, especially adult spawners and spawning habitats. The prohibition of almost all fishing nets during the coldest months (December to February) offers a real advantage to the success of the spawning process for temperate and subtropical species, which are the most abundant in Moroccan waters. Nonetheless, the use of the beach seine in the Alboran MPA-F, allowed from May to January, is extremely destructive for newborn fish for which the settlement period begins in March, and they are heavily harvested by the beach seine during spring and summer.Footnote 83
Regarding the no-take area within the MPA-Fs, it is inadequate to achieve the commonly accepted objective for MPAs. It is crucial to remember here that protected areas Category VI were accepted by the IUCN as a protected area under specific conditions. One of these conditions is that two-thirds of the area should be maintained and intended to remain in its natural state.Footnote 84
The intrinsic gaps in the regulations of MPA-Fs contradict the fundamental elements of protected areas. Besides, these regulations were undermined by new, contradictory regulations.
13.3.2.8 Lack of Legal Coherence in the Management of MPA-Fs
MPA-Fs’ legal rules were undermined by the trawling regulations. In fact, alongside the establishment of permanent no-take zones in the Mogador and Alboran MPAs, the exclusion of all trawling activities inside the MPAs with a reinforced control was a clear benefit to habitat protection. This was especially true for the Alboran MPA, where trawling activities were known to be a real threat to shallow (up to 10 m depth) marine areas. This benefit was partially lost when an issued Order (No 4202-4214, November 25, 2014) reduced the exclusion area for trawlers to 1.5 nautical miles while the MPA extended to 3 nautical miles.Footnote 85 Along the Atlantic coast, the benefit offered by the MPAs when compared to adjacent areas was drastically reduced when the Vessel Monitoring System launched by Fisheries Department in September 2013 began to produce tangible results.Footnote 86 During the subsequent two years, the reenforcement and effectiveness of the control reduced the violations to the trawl ban inside 3 nautical miles from the coastline.
Based on the preceding analysis, it becomes evident that MPA-Fs lack the enforcement and efficacy typically associated with protected areas. Their adoption was tailored specifically to fisheries, potentially biasing their intended purpose. Their assimilation into the legal and institutional framework has not yielded any tangible impact on the ground. On the contrary, MPA-Fs not only represent a legal anomaly but also contradict other specific regulations. Consequently, it is crucial to contemplate methods for enhancing and reinforcing their initial objectives, which they have failed to accomplish.
13.4 Strengthening the Management of MPA-Fs to Advance Marine Biodiversity Conservation and Sustainable Use: Recommendations
Given the inefficacy of the MPA-Fs, one potential solution could involve their incorporation into the Protected Areas Act No 22 to grant them authentic enforceability. To achieve this, it is vital to evaluate the suitable category for their integration within the protected areas. Once the category is determined, it is crucial to adhere to the established process for creating protected areas as outlined in Law 22-07. Indeed, the adoption of the new MPA-Fs needs to be recommenced and reassessed. Additionally, the establishment of their management committee and the revision and publication of their management plan in the official bulletin are imperative steps.
13.4.1 The Necessary Integration of MPA-Fs into the Protected Areas Act (Law 22-07)
An analysis of the categories established by Law 22-07 reveals that the most suitable category for MPA-Fs would be the natural park category or the national park category. In fact, the other categories (biological reserve, natural reserve, natural site) are more specifically focused on the conservation of the biodiversity, while MPA-Fs as mentioned focus on the sustainable use.
MPA-Fs could correspond to the category of natural park, which is the second category of protected areas created by the law under Article 5. Indeed, as mentioned earlier, the natural park could encompass ecosystems representing a particular interest “which it is advisable to protect and develop, while ensuring the maintenance of its ecological functions and the sustainable use of their natural resources.” This definition recalls the definition of the IUCN Category VI discussed earlier.Footnote 87 In fact, this category also has social and economic objectives in addition to conservation. It is the most widely used protected areas category, especially in developing countries.Footnote 88 Indeed, it includes almost 40 percent of all protected areas worldwide (terrestrial and marine).Footnote 89 This possibility was indeed discussed during the negotiation process of MPA-Fs. We have previously analyzed that MPA-Fs do not entirely fulfill the conditions required to incorporate Category VI into the IUCN categories.Footnote 90
MPA-Fs could also correspond to the category of national park as it is defined by Law 22-07, as mentioned earlier, as a natural area, terrestrial and/or marine, whose purpose is “to protect biological diversity […] and to offer the public opportunities to visit, for cultural, scientific, educational, recreational and tourist purposes, while respecting the natural environment and the traditions of the local populations.” While this definition does not expressly mention fishing as an activity allowed in the national park, we could make an analogy with tourism, which is tolerated to a certain extent in the national park. The integration of MPA-Fs in one of these categories will necessitate the amendment of the MDs establishing them. These decisions should adopt a clear definition of attributions and responsibilities in MPA-Fs.
13.4.2 The Need for a Clear Definition of Attributions and Responsibilities in MPA-Fs
The amendment of the MPA-F regulations would be facilitated by the adoption of the new decree of 2021 for the application of Law 22-07.Footnote 91 Indeed, under this decree, MPAs would be managed by the Department of Maritime Fisheries, while MPAs would be partially managed by this department and by the Department of Water and Forests. This distribution of competences could facilitate the creation of future MPAs and the implementation of Law 22-07. Therefore, these existing fishing-oriented MPAs could be transitioned into the new protected area framework, ensuring their proper designation as genuine protected areas. Nevertheless, the amendment of the legal status of the MPA-Fs would require a comprehensive review of their legal provisions to better align them with the purpose of sustainable use. In this regard, it is crucial to take into account the scientific advice and the aforementioned IUCN conditions to create this kind of MPA.
Once reverted to the legal status of protected areas under Law 22-07, the MPA-Fs should encompass effective measures to ensure their management according to the objectives of the CBD. First, the new regulations should clearly identify the administrations and entities in charge of the management of each MPA-F and clarify their missions. While the decree of 2021 clarifies who is in charge of MPAs, it does not detail the missions of each department according to the different categories of MPAs. The fact that these two departments are now merged into one ministry does not suffice to resolve the issue of attributions responsibilities, which is crucial for the efficient management of the MPAs.Footnote 92 Second, it is important that the management plan of the MPA-F is made public and has a binding effect.
13.4.3 The Need for Robust and Binding Management Plans
As mentioned earlier, the initial management plan elaborated for the MPA-Fs was never published in the official bulletin. This lack has resulted in rendering the MDs establishing the MPA-Fs legally nonbinding.
Moreover, from a procedural standpoint, the management plan should adhere to the stipulations outlined in the Law on Protected Areas, as discussed in Section 13.3. In this regard, it should be presented for input and feedback from fishermen and other relevant stakeholders. Furthermore, the initial management plan should be updated in order to take into account the current ecological and economic situation of the area covered by it. Indeed, the management plan should correspond to the needs of each protected area. In this regard, it should focus more on conservation. In fact, the protection of habitats and of the most important ecophases in the life cycle of species, especially spawning and juvenile aggregations, are among the essential objectives to be achieved by an MPA.Footnote 93 Allowing as many fish as possible to reach maturity by protecting juveniles is essential for the renewal of adult cohorts. The adoption of the length at first maturity as the minimum allowable catch size is essential for the reconstruction of fish communities.Footnote 94 Hence, the use of fishing gear with a high impact on small juveniles, such as the beach seine, should be prohibited. Furthermore, the presence of large and older individuals is important to increase the resilience of fish communities.Footnote 95 It is then important to protect a significant proportion of adult individuals, and not just during the mating season. Two of the MPA-Fs have no-take areas, but these are too small to be effective in the protection of large individuals (less than 2.5 percent of the MPA area). The size of the no-take areas needs to be increased to provide refuge for the largest individuals. The physical disturbance from trawling and dredging is recognized as a major threat to marine biodiversity and must be significantly reduced or eliminated.Footnote 96 Trawling is explicitly banned in all three MPA-Fs but needs to be effectively enforced, especially in the Alboran MPA-F, through greater control and enforcement to prevent trawler incursions, which are still reported by local artisanal fishermen. The use of small artisanal dredges is allowed in the Alboran MPA-F, where it is stated that this gear will only be used on sandy and muddy seabeds. This fishery produces thousands of tons of shellfish every year, so its impact on the seabed may not be negligible. The impact of this gear on the seabed and benthic communities needs to be assessed in order to minimize it.
Enhancing the management of MPA-Fs is crucial to achieving their primary objective and aligning them more closely with the legal framework of protected areas, including the CBD. This can notably occur through clarifying the responsibilities of stakeholders in the MPA-Fs and adopting a robust, enforceable management plan that is widely recognized and published in the official bulletin. Consequently, the current management approaches outlined in the three MDs establishing the MPA-Fs should be reassessed, and these legal texts should be amended accordingly.
13.5 Conclusion
Established in the framework of the Fisheries Act of 1973, MPA-Fs were created by three Ministerial Orders in 2014 in the margin of the existing Law on Protected Areas of 2010 (Law 22-07). This dual legal treatment results in confusion regarding their legal status. Additionally, the legal mechanisms employed for their regulation are largely ineffective. While they could potentially be classified under the IUCN Category VI of MPAs, MPA-Fs do not adhere to the fundamental conditions necessary to be recognized as genuine protected areas. In fact, the no-take areas within these MPAs, for example, are not as significant as they should be according to the standard criteria for MPAs. Moreover, the legal documents establishing these MPA-Fs apply the general regulations on fisheries management that are applicable outside the boundaries of the MPAs. Furthermore, these Ministerial Orders are not consistent with other conflicting general texts that permit trawling within the MPA-Fs, for example.
It is essential to conduct an evaluation of these MPA-Fs, alongside a comprehensive revision of the legal documents that established them. This revision should encompass both substantive and formal aspects. In fact, several management rules provided in the three Ministerial Orders establishing the MPA-Fs need to be amended and/or reinforced. Furthermore, as these legal texts are adopted within the framework of the Fisheries Act (Article 16), they are inherently temporary. The most recent revision of their duration was undertaken in 2019. Consequently, another review is supposed to be conducted in 2024 likely for an additional five-year period. The problem with these revisions is that they are not made upon a reassessment of the MPA-Fs. The first official assessment of these MPA-Fs was done by the MCC itself in the framework of a global assessment of the MCC project.Footnote 97 In fact, the MCC assessed whether enhancing conditions for small-scale fishers and promoting the sustainable utilization of fishing resources had led to an overall enhancement in the economic efficiency and productivity of Morocco’s Small-Scale Fisheries System.Footnote 98 The evaluation study was based on fisher surveys, administrative data on fish sales, infrastructure assessments, key-informant interviews, and focus groups.Footnote 99
An important step forward is an assessment of the biodiversity within and outside the MPA-Fs, which is essential for evaluating their sustainability. This assessment will undoubtedly facilitate their reclassification as authentic MPAs under Law 22-07. The merger of the Ministry of Fisheries with the Department of Forests and Water, along with the adoption of a decree to define the stakeholders for MPAs, notably partial MPAs, has the potential to bring about a shift in the governance of MPA-Fs.
14.1 Introduction
In 1972, the United Nations Educational, Scientific and Cultural Organization (UNESCO) held its World Heritage Convention (WHC) in Paris. The fifty-year anniversary of that event was celebrated in November 2022, at a conference in Delphi (Greece).Footnote 1 The first site to be “inscribed” as a World Heritage (WH) site was a biodiversity site (the Galapagos Islands, inscribed in 1978), soon followed in 1980 by another – Socotra (Yemen) in the Middle East and North Africa (MENA) region.Footnote 2 The year 2022 also marked another fiftieth anniversary celebration in Stockholm, of the 1972 Conference on the Human Environment, with the theme of “a healthy planet for the prosperity of all – our responsibility, our opportunity.”Footnote 3 This showed how biodiversity and sustainable development have grown as global concerns facing the urgent need for climate change action. Considering that many of the WH sites are also key biodiversity areas (KBAs) that are critical to the survival of several rare species of flora and fauna, an integrated and nexus governance approach is required to address the synergies, as well as common and multiscale threats to both WH and biodiversity.Footnote 4
This chapter aims to explore issues facing WH sites, especially relating to biodiversity in the MENA region. It discusses the challenges to the effective conservation and protection of heritage sites in the region and the need for a holistic approach to conservation and biodiversity. It draws upon data and publications of the WHC and the limited academic literature on biodiversity issues in WH. It examines the shift in WHC priorities toward a more balanced WH list and its actions to identify endangered properties and even delete some from the list. This reinforces the responsibilities of state parties (SPs) who have signed the convention (most of the UN membership) to give legal protection to sites and strengthen site management and regulatory controls.
The chapter demonstrates that greater attention is now being given to biodiversity and ecosystem elements in a changing policy environment about climate action, while recognizing that existing biodiversity protection often overlaps with WH protection. The chapter also aims to offer an educational resource on WH for environmental law programs and students. After this introduction, Section 14.2 discusses the evolution of WH ideas and institutions in the past fifty years. Section 14.3 examines the biodiversity challenges facing WH in the MENA region, Section 14.4 unpacks legal and regulatory challenges facing a holistic approach to conservation and biodiversity in the MENA region. Section 14.5 offers conclusions and recommendations on advancing biodiversity WH protection for the MENA region.
14.2 UNESCO World Heritage Fifty Years on: Issues of Biodiversity and Sustainable Development
UNESCO was founded in 1946 in a time of global recovery after the Second World War, and the idea of WH followed from the need to repair monuments and cultural heritage.Footnote 5 The WHC, and its Intergovernmental Committee for the Protection of the Cultural and Natural Heritage of Outstanding Universal Value (OUV), manage the process for “inscribing” or listing WH sites, which are classified as either cultural or natural, or a mixture of both. Of the ten criteria defining OUV, the first six refer to cultural heritage and the last four to natural heritage. Natural WH sites are often chosen for their scenic beauty but may also be iconic for biodiversity and conservation, while biodiversity issues can be important for all WH sites.
WH listings reveal much about the changing geopolitics and power relationships of the world and UNESCO (see Table 14.1).Footnote 6 A Eurocentric bias is shown by the fact that Europe and North America (classed as a single region in WHC statistics) have nearly half of the WH sites, and some individual SPs have large numbers of them, headed by Italy (58), China (56), and Germany (51). Since 1994 the WHC’s global strategy has sought to develop a more representative, balanced, and credible WH list, with new frameworks for identifying the prized OUV requirement.Footnote 7 Both cultural and natural WH sites have biodiversity aspects, and experts have recognized their importance for the good management of both.Footnote 8
Zone/region | Cultural | Natural | Mixed | Total | Percentage | State parties with inscribed properties |
---|---|---|---|---|---|---|
Africa | 54 | 39 | 5 | 98 | 8.5 | 35 |
Arab states | 80 | 5 | 3 | 88 | 7.6 | 18 |
Asia and Pacific | 195 | 70 | 12 | 277 | 24.0 | 36 |
Europe and North America | 468 | 66 | 11 | 545 | 47.2 | 50 |
Latin America and Caribbean | 100 | 38 | 8 | 146 | 12.7 | 28 |
Total | 897 | 218 | 39 | 1,154 | 100 | 167 |
WH sites have high visibility for promoting tourism and conservation protection.Footnote 9 Most foreign direct investment into them comes from international tour operators, hotel chains, and airlines, and in providing transport infrastructure and creating local jobs, but often without much other benefit to local people. Domestic and international tourism make WH a major vehicle of cultural exchange, with filming and fashion photography in particular contributing to the OUV of a WH site. The SPs to the WHC are well aware of the benefits for tourism and wider cultural influence, but WH sites come at a price to the SP, which is responsible for protecting and managing them with legislation and appropriate resources. Many WH cultural sites are deteriorating from the impacts of tourism, while natural sites are especially vulnerable to damage to their biodiversity. In 1999, the International Cultural Tourism Charter sought to improve management and reduce the adverse impacts of mass tourism,Footnote 10 through the tourism industry working together with the conservation and local community. While the COVID-19 pandemic reduced tourist numbers and closed some sites, it may have eased pressure on some ecosystems but also caused significant revenue loss, and damaging and illegal activities grow when there are fewer staff to prevent them.
The institutions and conservation concepts for WH have evolved significantly over the past fifty years. The official advisors to the WHC in the cultural category are the International Centre for the Study of the Preservation and Restoration of Cultural PropertyFootnote 11 and the International Council on Monuments and Sites.Footnote 12 The latter, founded in 1965, comprises some 110 national committees, 28 international scientific committees, and some 10,000 experts. For natural WH sites and biodiversity, the official WHC advisor is the International Union for Conservation of Nature (IUCN),Footnote 13 founded in 1948, with a membership of over 1,400 governmental and nongovernmental organizations, and drawing upon the services of some 16,000 experts.
The institutional landscape around biodiversity and conservation has developed further since the WHC in 1972, with more international actors created, notably the United Nations Environment Programme (UNEP)Footnote 14 and the Convention on Biological Diversity (CBD),Footnote 15 which entered into force in 1993. The WHC is now one of eight key international biodiversity-related conventions, but it is unique among them because its remit is both natural and cultural heritage. The IUCN produces “red lists” of threatened species and ecosystems, and recognizes many site categories beyond WH, with its World Commission on Protected Areas but one among its various agencies. The Global Biodiversity Framework now assesses the conservation prospects of WH sites as a test for the broader success of conservation worldwide.Footnote 16 Natural WH sites encompass most major ecosystems, and within the cultural category cities contain historic urban landscapes and green space that embody a long and intimate relationship between people, culture, and their natural environment, often reflecting land use methods that enhance biological diversity.
The WHC became part of a more complex global governance reality when in 2015 the UN General Assembly adopted its Sustainable Development Agenda to the year 2030, identifying seventeen Sustainable Development Goals (SDGs) and seen as a “critical juncture” in the global policy agenda.Footnote 17 Global wealth inequalities, political conflicts, an accelerating climate crisis, and the COVID-19 pandemic have all combined to reduce resources, change relationships, and bring in new actors. A more decentred political theory of the nation state has emerged, which sees the state less as sovereign and monolithic and rather as a creation of contingent actions of different groups and individuals, diverse beliefs about public authority, and contending (and perhaps unstable) cultural traditions and practices.Footnote 18 These changed attitudes have an effect upon how WH is seen and protected.
WH appears in the Sustainable Development Agenda under SDG 11 (sustainable cities), target 11.4: “Strengthen efforts to protect and safeguard the world’s cultural and natural heritage.”Footnote 19 Biodiversity affects both the natural and cultural categories of WH sites. Natural WH sites make up less than 1 percent of the earth’s surface but more than a fifth of mapped global species richness, and a fifth of cultural WH sites are located in KBAs threatened by global climate change. The IUCN, in 2021, found that the deterioration of WH site conditions was of “significant concern” in 30 percent of natural sites and critical for a further 7 percent.Footnote 20
Target 11.4 of SDG 11 is only one of the many targets that have been set for the SDGs, but WH is also relevant to other elements of the Sustainable Development Agenda, which include SDG 13 (climate change), SDG 14 (life below water), SDG 15 (life on land), and SDG 17 (partnerships for goals). The WHC warned that climate change was a significant threat to its properties nearly twenty years ago, and the Paris Agreement (2015) on climate change saw WH sites as key focal points for building clean and resilient futures, fulfilling a role as climate change observatories.Footnote 21 SDG 14 marks out marine and coastal ecosystems in WH sites as playing a crucial role in climate regulation, storing as they do an estimated 15 percent of the world’s blue carbon assets.Footnote 22 SDG 15’s mission is to “protect, restore and promote sustainable use of terrestrial ecosystems, sustainably manage forests, combat desertification, and halt and reverse land degradation and halt biodiversity loss” – all of which relate to WH sites.
Furthermore, the WHC is one of eight key international biodiversity-related conventions, being unique in dealing with both natural and cultural heritage, which contribute to conserving ecosystem integrity and biodiversity. While making up less than 1 percent of the earth’s surface, they harbor over a fifth of mapped global species richness, and a fifth of cultural WH sites are located in KBAs. These supposedly highly protected sites are, however, not immune from the threat of global climate change and pressures from human activities, so SPs are now being encouraged to integrate WH into National Biodiversity Strategies.Footnote 23
Biodiversity appears as the last of the ten criteria (x) for WH site selection, which was defined as containing “the most important and significant natural habitats for in-situ conservation of biological diversity, including those containing threatened species of outstanding universal value from the point of view of science or conservation.”Footnote 24 In the present century, climate change and human population growth have raised the importance of biodiversity issues, and more sites are joining the tentative list under criterion (x), while climate change continues to degrade the OUV, integrity, and authenticity of many WH sites. State tourism and development strategies and site visitor management plans often fail to take account of climate change impacts, while site managers may lack financial resources and expertise.Footnote 25 Aspects of biodiversity and WH in the specific challenging circumstances of the MENA region are discussed in Section 14.3.
14.3 Biodiversity and WH in the MENA Region
The MENA region is usually considered to cover twenty or twenty-one countries but there is no generally agreed definition. The WHC places it within its “Arab states” region, which is divided into three distinct subregions: the Gulf (Bahrain, Kuwait, Oman, Qatar, Saudi Arabia, United Arab Emirates, and Yemen), the Maghreb (Algeria, Libya, Mauritania, Morocco, and Tunisia), and the Middle East (Egypt, Iraq, Jordan, Lebanon, Palestine, Sudan, and Syria).Footnote 26 This chapter also includes a discussion of examples from Iran, Gaza, the West Bank, and Jerusalem. The hugely varied MENA region has country populations ranging from Egypt, with some 100 million people, to Djibouti, with fewer than a million. The largest country by land area is Algeria at 381,740 km2 (mostly desert); the smallest is the Gaza Strip at 360 km2 and a population density of over 5,000 people per km2, contrasted by Mauritania (mostly desert) with fewer than four. The region has one of the world’s most rapidly expanding populations, which are increasingly found in urban areas and may be displaced by conflict and climate change. Lebanon has the highest net international emigration at forty emigrants per 1,000 population, with many more people leaving than entering. MENA’s Gulf states are among the richest countries in the world, while other countries in the region are fragile or failing states with extreme levels of poverty and unemployment.Footnote 27
The WHC has eighty-two sites in its Arab States region. Of these, the vast majority (seventy-four) are in the cultural category, including some of the oldest continuously occupied towns in the world, and the physical legacies of Carthaginian, Greco-Roman, Judaeo-Christian, and Islamic civilizations. The natural or mixed sites are much fewer in number (currently five natural and three mixed), and substantially less than the global mix (9 percent compared to 18 percent). The region is ecologically rich and varied, yet only has five WH sites under the relevant qualifying criterion of significant natural habitats and ecosystems, and these tend to be physically remote and cover large areas, requiring careful management. For example, millions of migratory birds pass through the region each year, and the Ramsar Convention on “wetlands of international importance especially as waterfowl habitat” is named after the MENA Iranian city on the Caspian Sea that in 1971 hosted the event.Footnote 28 The region now has dozens of the world’s 2,000 Ramsar sites, with the Banc d’Arguin WH site (Mauritania) an important stopover on the East Atlantic Flyway migration route.
Over the years the Middle East has involved UNESCO in much political controversy and conflict that has altered its membership and affected its WH sites, particularly related to the geopolitics of oil and the contested status of Israel/Palestine. For example, two years after the first WHC was held in Paris, the United States of America, in 1974, suspended its payments in protest at UNESCO’s opposition to the state of Israel and recognition of the Palestinian Liberation Organization. The USA left entirely in 1983, rejoined to win international support when it was preparing to invade Iraq in 2003, only to leave again in 2017, partly over Israel but also because the Trump administration refused to pay its contributions. (In 2023 the Biden administration committed to rejoining.Footnote 29) The UK followed the USA by leaving in 1983 but rejoined in 1997 after a change of government. Israel, which had been an early and active UNESCO member and had multiple WH sites, left in 2017, reluctantly following the USA.Footnote 30 The Oslo Accords gave Palestine UN observer status in 2011, making it eligible for WH sites (it now has three inscribed). The Old Jerusalem WH site, disputed between Israel and Jordan, is still not assigned to any state, with its permanent status remaining unresolved in international law.Footnote 31
Regional instability has been damaging to MENA’s WH sites, many of which the WHC lists as endangered.Footnote 32 The destruction of sites and assets important for cultural identity can be an explicit goal of modern asymmetrical warfare. One example is the occupation by the Islamic State of Iraq and Syria (ISIS) of the Palmyra WH site (Syria), which resulted in the destruction of many of its structures and the public execution of its antiquities director in a symbolic rejection of non-Islamic cultural values.Footnote 33
A less extreme WH dispute, between Bahrain and Qatar over some islands in the Persian/Arabian Gulf, was adjudicated in the International Court of Justice in 2001,Footnote 34 which granted some to Bahrain and others to Qatar. Qatar had built a fort at Zubarah in 1939 to defend against Bahrain and contentiously in 2013 secured it as its first inscribed WH site, described as the best-preserved example of an eighteenth/nineteenth-century trading and pearl town in the Gulf region.Footnote 35 This did not prevent Bahrain’s head of state, during the diplomatic crisis of 2017–2021 between Qatar and its neighbors, publicly condemning what he called the Qataris’ illegal aggression against Zubarah some eighty years before.
The impact of these conflicts is such that the region now has many WH sites listed as endangered by the WHC, increasing from eight in 2010 to twenty-two in 2021 (although three were reinstated over the same period). All of Syria’s WH properties have been added since the outbreak of the Syrian civil war in 2013.Footnote 36 The WHC defines danger broadly, including accelerated deterioration, impacts of development projects upon water levels, changes in land use or ownership, abandonment and armed conflict, serious natural calamities (such as fires, earthquakes, landslides, volcanic eruptions, floods, and tsunamis), and vulnerability to looting and other predations.Footnote 37
Oman has the unenviable distinction of having the first and only site in the MENA region to be removed entirely from the WH inscribed list. Only two other WH sites, both in Europe and in the cultural category, have been delisted by the WHC because it found new development projects compromised OUV: the Elbe Valley in Germany and Liverpool in the UK.Footnote 38 Oman’s natural WH site, the Arabian Oryx Sanctuary, covered nearly three million hectares of Oman’s desert and had been inscribed in 1994 as a natural WH site to preserve the rare oryx, extinct in the wild since 1972, but with a free-ranging herd reintroduced in 1982. The reintroduction failed, and WH status was revoked partly because of predation of the wildlife, but primarily because the government opened most of the site to oil prospecting; the Arabian oryx population on the site had fallen from 450 in 1996 to sixty-five in 2007, when it was delisted. The future of the endangered oryx was, however, helped when Saudi Arabia got WH status in 2022 for “Uruq Bani Ma’arid,” one of the planet’s most spectacular desert landscapes in the so-called empty quarter.Footnote 39 This new listing supported the reintroduction of the oryx and partly compensated for the situation in Oman.
The MENA region’s Gulf states, rich in fossil fuels and among the wealthiest in the world, have recently emerged rather belatedly as champions of environment, heritage, and biodiversity. Since 2006 Oman has obtained six WH listings (but losing one as discussed earlier), Bahrain three, the United Arab Emirates one (Abu Dhabi’s Al Ain Oasis),Footnote 40 and Qatar one (Zubarah).Footnote 41 Saudi Arabia got its first WH listings in 2008 for three sites and went on to add five more between 2014 and 2023. The latest additions (2023) to the WH list include eight in the MENA region, going some way to creating a more balanced and representative global distribution.
The WHC maintains a list of “tentative” WH sites that are not yet inscribed but which SPs consider suitable, after due consultation and participation with stakeholders. Such is the enthusiasm by SPs for proposing WH sites that there are currently more on the tentative list than have already been inscribed: Iran, for example, has sixty-one on its tentative list, over twice as many as its twenty-seven inscribed sites. Tentative nominations are required to precede by at least one year before formal submission, and SPs are expected to review and resubmit their tentative listings at least every ten years. Since most of the tentative sites listed globally are over ten years old (some dating from the 1990s), many more decades will be needed for them to upgrade or convert to inscribed status. With funding constraints, the impact of the COVID-19 pandemic, and WHC concerns about poor management arrangements on inscribed sites, SPs might do better to improve their existing WH site management before seeking to add more. Table 14.2 shows existing inscribed MENA WH sites in the natural and mixed category.
Country (year inscribed) | Site | Brief description |
---|---|---|
Egypt (2005) | Wadi Al-Hitan | Western Desert fossil remains of the emergence of the whale as an ocean-going mammal |
Iran (2006) | Lut Desert, or Dasht-e-Lut | Arid subtropical area, spectacular sand ridges from wind erosion, stony deserts and dune fields |
Iran (2019) | Hyrcanian Forest | Deciduous broad-leaved forests some 850 km along the Caspian Sea coast |
Iraq (2016) Mixed | Ahwar Refuge of Biodiversity and Landscape of Mesopotamian Cities | One of world’s largest inland delta systems, in a hot and arid environment, with remains of Sumerian cities |
Jordan (2005) Mixed | Wadi Rum | Inhabited by many human cultures since prehistoric times |
Jordan (2007) | Dana Biosphere Reserve | Four biogeographical zones with great biodiversity, endangered species, and rock formations |
Mauritania (1989) | Banc d’Arguin | Nesting and migratory birds, sand dunes, shallow coastal waters |
Saudi Arabia (2022) | ‘Uruq Bani Mu’arid | “Empty Quarter” diverse fauna and flora in extreme desert |
Tunisia (1980) | Ichkuel | Biodiversity with many endemic species |
Yemen (1980) | Socotra Archipelago | Unique biodiversity, endemic species |
14.4 Legal, Regulatory, and Policy Issues on WH and Biodiversity in the MENA Region
Article 29 of the 1972 convention requires SPs to submit periodic reports on the state of conservation of their sites, and the WHC’s Arab states region (comprising most of MENA) was reviewed after its third cycle of periodic reporting (2018–2021) at the 44th WHC session held in Fuzhou (China) in 2021. This was a substantial document providing valuable evidence on current issues in the region, and this section examines them in descending order from international to national and local levels of law and governance.Footnote 43 WHC decisions may not have the force of international law, but SPs as signatories have undertaken to uphold the convention, which gives the WHC significant powers and sanctions through its procedures of WH inscription and its tentative and endangered lists. The third-cycle action plan framework for the region identified three strategic objectives going forward: a more representative and balanced WH list; better protection, conservation, and management of WH, particularly for endangered sites; and better integration of sustainable development policies in WH management.
14.4.1 WH Processes for Inscription, Tentative Lists, and Endangered Sites
SPs propose sites as WH sites to the WHC, which announces each year new sites for inscription. The numbers of new sites peaked at sixty-one in the millennium year of 2000 but have since fallen to an annual average of about twenty-two. The WHC’s control over inscription gives it considerable power over sites coming forward, and the associated procedures can be lengthy and costly, but that has not discouraged SPs from seeking more WH listings. The third-cycle review for the region found that its SPs saw the highest benefits of WH status as strengthened protection and conservation, better conservation practices, enhanced honor and prestige, and increased tourism and site presentation, while they attached less importance to associated economic and social development.
The WHC aspires to a balanced, representative, and credible list, with in theory no limits on the number of WH sites and no quotas for SPs to reach. The costs of the listing process can put poorer and smaller countries at a disadvantage, making obtaining and sustaining funding an important issue. The primary criterion for inscription is OUV, with additional criteria of authenticity (the ability of a property to convey its significance over time) and integrity (sustaining that significance over time).Footnote 44 The MENA region added eight new sites in 2023, a significant increase that reflected in particular a greater interest from the oil-rich Gulf states.
The extreme inequalities between and within MENA states may impede future WH sites from coming forward. WHC expectations for WH sites have grown over the years, as governed by its Operational Guidelines.Footnote 45 When first issued in 1977 they comprised thirty-one paragraphs but had expanded dramatically to 290 by 2021, imposing additional commitments and responsibilities, alongside associated guidance on such matters as tourism and visitor management. WHC requirements can delay inscription, as the example of Oman’s Aflaj cultural WH site shows.Footnote 46 It took two years from the initial report in 2007 before inscription in 2009, because the WHC required new laws to protect the property, a management plan with community involvement, local management systems, and the formation of an interdisciplinary management committee. Eventually the Oman government was able to satisfy the WHC requirements for sustainable management, supporting the physical restoration of the Aflaj and associated structures.Footnote 47
The SPs in the region prepare “tentative lists” of sites that may convert into listing applications, which the WHC publicizes through its website. Tentative lists can generate dialogue and cooperation, among SPs and various communities and stakeholders, but the third-cycle report found in the region poor engagement with nongovernmental organizations (NGOs), local industries, local authorities, and landowners. It identified a need to better consider WH requirements and criteria, to address the issues of sites being impacted by conflict or losing potential OUV, and to integrate a sustainable development perspective. SPs are also expected to compile heritage inventories/registers which can be used to identify suitable sites for the tentative list, and to broaden stakeholder involvement in heritage. With funding constraints and other adverse factors, some SPs should improve existing site management before seeking to add more. Cultural and natural heritage are now expected to be a strategic element in national sustainable development policies and strategies in areas such as involving indigenous peoples and local communities, and ensuring growth, employment, and investment in tourism.
The WHC has identified some fourteen negative factors that can affect the OUV of WH properties and holds the ultimate sanction of removing a site from the list after a period on the WHC public endangered list, a requirement of Article 11(4) of the convention.Footnote 48 Among the dangers affecting the region are conflict, influx of refugees, serious decline in populations of valuable species, development pressures and mining activities, impact of dam projects upon water tables and supply, increasing salinity, decline of migrating bird populations, illegal grazing, and poaching. Endangered status for a WH site is perceived nationally not only as a dishonor but also damaging for tourism revenues. In 2023, of fifty-six entries on the global endangered list, the MENA region had over a third (twenty-one), a significant proportion mostly reflecting the impact of conflicts such as the Syrian civil war.Footnote 49
The 2030 Sustainable Development Agenda gives high importance to protecting biological and cultural diversity and ecosystems, and biodiversity protection involves multiple international conventions as well as WH. Protected wetlands, for instance, overlap wholly or partially with over 150 Ramsar sites globally, and marine and coastal ecosystems in WH sites cover over 2 million km2, with a crucial role in climate regulation, for instance storing 15 percent of the world’s blue carbon assets in seagrasses and tidal marshes.Footnote 50
14.4.2 National Legislation, Policy, and Funding
Each SP is responsible for protecting and managing its WH sites through national legislation such as heritage monument protection and nature conservation. The adequacy of such legal protections depends upon the resources and capacity of SPs and their particular legal histories and traditions. In the MENA region these vary widely, which is a consequence of successive legal systems over centuries, including Roman and Byzantine rule under the Justinian legal code, Islamic and Ottoman law, and more recently colonial interventions by European powers (particularly Britain and France but also Spain, Italy, and Portugal).Footnote 51 National legal systems are further complicated by the survival of subnational legal traditions within different communities – ethnic, tribal, and religious.Footnote 52 WH statutory protection relies upon SP capacity and political will to undertake law reforms where needed.
The WHC third-cycle review of the region noted various new heritage laws or amendments to existing but found several SPs with only partially adequate legal protection for natural heritage in particular. SPs identified deficiencies in legal frameworks to include a need for updated definitions of terms and concepts, the role and capacity of the judiciary, impacts of conflict and security matters, decentralization, and coordination among stakeholders. All of the natural WH properties in the region were recommended for better and more stable funding. The third-cycle review also identified that effective cooperation between different levels of government was sometimes lacking for identifying, protecting, and presenting WH. Reforms to land laws, for example, can have a significant impact upon WH sites and are currently being promoted for the region by the World Bank, UN Habitat’s Global Land Tools Network, and other international agencies. Under this initiative two Arab Land Conferences were held in Abu Dhabi in 2018 and Egypt in 2021, with hundreds of registrations and much exchange of valuable knowledge, and a World Bank research study on “land matters” was published in 2023, which encouraged more regional cooperation and improved land governance.Footnote 53
14.4.3 Local Management
Local management systems are the front line for protecting and conserving WH sites and need resources and capacity building. Management failings may be affected, not only by political disruptions and conflicts but also by inadequate resources and staffing. One of the requirements of listing, sometimes lacking in the region, is defining WH site boundaries and often also a geographical buffer zone around the property, especially where the site has sensitive ecosystems needing careful management. The planning and management of land use should protect and police the site against unwanted interventions from developers and incoming populations, who are often refugees displaced by environmental and other factors. When the UK’s port city of Liverpool was delisted in 2021, at the same WHC session when the third-cycle review was presented, the WHC judged that local planning decisions to allow development for a football stadium and a mixed-use development had caused “serious deterioration and irreversible loss” to its OUV.Footnote 54 A key local management issue is how to manage tourism, especially increased tourist visitor numbers: In MENA annually hundreds of thousands visit the main sites, although falling to only hundreds in those less visited. Tourist overload can damage a site’s OUV and the biodiversity that is supposed to be protected. Sites nominated for inscription may not satisfy tests of their OUV, and there has been some criticism about whether WH status is worth the trouble.Footnote 55
The third-cycle report review recommended making capacity development a priority for the region. For more than half of the region’s WH properties, available human resources only partially met the management needs, while funding for projects usually came from external funds and most SPs lacked a national capacity-building strategy for WH site staff. Unsurprisingly the conflict-affected countries were most likely to suffer from inadequate budgets for both cultural and natural heritage conservation.
One ground for optimism is the increased availability of geospatial technologies and better connectivity with academic networks. For example, stakeholders are applying geospatial technology for WH management, generating 3D “digital twins” (as was done for Palmyra’s monuments destroyed by ISIS), LIDAR surveys of WH sites, and mapping to prepare against future threats, both natural and man-made. With the apparently insatiable demand for WH tourism, so-called digital nomads using new technologies are becoming a new kind of tourist with less direct impact upon the biodiversity that needs protection because they may not visit in person.Footnote 56
14.4.4 Education, Participation, and Public Awareness
While not governed under legislation, the third-cycle regional review found that participation of local communities was often poor and needed mechanisms to promote the effective participation of different stakeholders. A more decentralized state could allow local people and social capital to contribute more. The review also found that education, information, and awareness-raising was better among researchers, the tourism industry, national/international tourists, and NGOs than among local authorities, communities, and landowners. Youth, children, women, and indigenous peoples showed less awareness and understanding of the topic, and heritage could have a stronger function in the life of communities through the use of WH resources to use heritage and biodiversity to improve local economic and living conditions. Local authorities at the subnational level are the most directly involved agencies but the local agents responsible for cultural heritage may themselves have limited understanding of basic principles or knowledge of the relevant history, creating a need for specialist training. SDG 4 (education) includes Target 4.7 to link education to other SDGs and promote sustainable development within a lifelong learning framework.Footnote 57
14.4.5 Intangible Cultural Heritage and Climate Change Issues
The 2003 Convention for the Safeguarding of Intangible Cultural Property added a new dimension to WH,Footnote 58 recognizing that cultural activities are vehicles of identity, values, and meaning, and the third-cycle report identified WH properties in the region with associated inscribed intangible practices/traditions. Changes in traditional ways of life and knowledge systems are having a negative impact on WH properties, for example the erosion of ancestral fishing methods by unsustainable fishing techniques and the abandonment of traditions and long-established skills, changing traditional uses of building materials.
Climate action is increasingly seen as requiring not only new knowledge but also the rediscovery and revival of old ones, which have been neglected in the fast-moving “modernization” that is now seen as contributing to global warming and climate change. One intangible cultural heritage listing with relevance for WH properties in the MENA region was made in 2020 for Japan: “Traditional skills, techniques and knowledge for the conservation and transmission of wooden architecture.”Footnote 59 The MENA region has long experience designing for a hot and dry climate, but much of that traditional knowledge has been neglected or forgotten and often relegated to an academic subdiscipline of “vernacular architecture.”Footnote 60 Those concerned with sustainable architecture are now seeking ways to learn from old building methods and alternative building materials. UNESCO’s World Heritage Earthen Architecture Programme (2007–2017) has boosted interest in both traditional and new forms of it and identified 150 WH properties built with this ancient technology.Footnote 61
Among the ancient MENA traditions for adapting buildings to extreme climate conditions are the so-called wind catchers (in Iran known as bâdgir): tall, chimney-like structures that capture cool prevailing winds and redirect them downwards into buildings.Footnote 62 In 2017 the WHC inscribed as a WH site the Iranian city of Yazd, nicknamed the “City of windcatchers,” and also the country’s windmills (or Asbads). Another MENA tradition relevant to climate change is the qanat (known across the region under different names). Thousands of kilometers of such systems exist to move water underground from an aquifer or well at higher attitudes to supply settlements and irrigation without the need for pumping and losing little to evaporation.Footnote 63 The WH sites of Oman’s system (known as aflaj) and the “garden city” of Al Ain (Abu Dhabi) were inscribed in 2006 and 2011, respectively.Footnote 64 A revival of such systems through community engagement can be promoted through WH and intangible cultural heritage, although much needs to be done.
14.5 Conclusions and Recommendations
From the preceding sections some concluding recommendations can be offered on biodiversity and WH in the MENA region. The WHC’s third-cycle action plan framework for the region in 2021 identified three strategic objectives: a representative and balanced WH list; better protection, conservation, and management of WH, particularly for endangered sites; and better integration of sustainable development policies in WH management.
To discuss these in turn, after fifty years of WH listing since the originating convention in 1972, the emphasis upon cultural rather than natural categories has shifted toward issues of sustainability and biodiversity, especially since the international CBD. Aiming toward a more representative and balanced WH list, new WH inscriptions in the MENA region between 2010 and 2018 have included several of biodiversity significance: the Sanganeb Marine National Park and Dungonab Bay/Mukkawar Island Marine National Park (Sudan, natural, 2016); the Ahwar of southern Iraq (refuge of biodiversity and the relict landscape of Mesopotamian cities, mixed, 2016); the Al-Ahsa Oasis (Saudi Arabia, cultural, 2018); and most recently ‘Uruq Bani Mu’arid (Saudi Arabia, natural, 2023).Footnote 65
The action plan’s second strategic objective – better protection, conservation, and management of WH – has many challenges, especially maintaining the OUV of WH sites. The third-cycle report found that this was often compromised by challenges of climate change, extreme weather events, and conflict. Heavy rains and flooding have an impact on earthen structures, with ensuing growth of vegetation on external facades causing cracks and fissures. Other threats include falling water tables, overfishing reducing marine life, land conversion by growing human populations, overgrazing, wild plant collection, and commercial hunting. Boundary delineation of some WH properties and their buffer zones has been found inadequate to maintain their OUV.
The third-cycle report also found that visitor management and tourism strategies sometimes did not effectively maintain the OUV, with insufficient cooperation between the tourism industry and WH site management. Capacity building is needed in sustainable tourism for WH sites. improving the management of biodiversity and better public awareness. All these actions depend upon more resources and sometimes better legislation and policing. Better public awareness of heritage and biodiversity issues requires formal and informal education and the participation of hitherto overlooked or excluded groups such as local indigenous and nomadic communities. Teaching and training materials for integrating living heritage into nonformal education can bring it closer to local communities, with WH still often little known by local communities, landowners, and young and indigenous peoples.
The third and last strategic objective of the third-cycle WHC action plan for the region is better integration of sustainable development policies in WH management. The UN Sustainable Development Agenda includes many SDGs relevant to biodiversity – 11, 13, 14, and 15, and also 17 (“Partnerships for the Goals”). There are many different kinds of partnerships that can help biodiversity protection of world heritage. Multidisciplinary research is breaking down the traditional paradigms of academic and professional knowledge, and the contribution of local indigenous or traditional knowledge, especially for natural heritage, biodiversity, and climate action, is now becoming better recognized. Wider participation and inclusive partnerships are bringing together researchers, politicians, professionals, local communities, and educators to develop new approaches to sustainable development. Technological advances in academic publishing are creating a wider reach for open-access online research, and improved communication technology offers many opportunities for the generation, management, and transfer of knowledge. The 2020s are identified as the “decade of action” for the Sustainable Development Agenda, and WH and biodiversity are important vehicles for that action.