Introduction
Radars have become a powerful tool for solving a range of meteorological tasks during the last few decades. Meteorological radars have shown their good potential in watching atmospheric formation and detection of weather hazards [Reference Lhermitte1–Reference Ryzhkov and Zrnic3].
During these decades, meteorological radars have evolved from the ordinary noncoherent radars to the modern combined Doppler and polarimetric radar systems during their development.
First, weather surveillance radars measured only radar reflectivity and were used mostly to detect dangerous thunderstorms or convective clouds and help to avoid them. Then, further progress and development of Doppler radars allowed measurement of the radial velocities of radar signal reflectors. The development of meteorological radars continued and resulted in radar systems that take into account the polarization characteristics of electromagnetic waves as well. These systems are known as polarimetric meteorological radars. The operation of the modern polarimetric radars is based on transmitting the vertically or horizontally polarized sounding waveforms and receiving the reflected copolarized or cross-polarized components of the backscattered electromagnetic waves. Modern polarimetric radar systems use mostly two receivers that allow simultaneous measurement of copolarized and cross-polarized components of the backscattered electromagnetic wave. Then polarimetric radar variables can be calculated. Modern polarimetric radars are sensitive to the shape of the hydrometeors and allow obtaining information about the microstructure of the atmospheric object under the study.
Investigation of hydrometeors, as well as their behavior under different atmospheric conditions, is a task of great interest for radar meteorology. Drops deformation and vibration are essential for rainfall measurements and precipitation intensity estimation with dual-polarized radars. The well-known raindrops study is probably started in the 19th century by Rayleigh [Reference Rayleigh4]. The investigations continued in the 20th century and have shown that drop shape deformation and vibration can be noticed in drops with diameters more than 1 mm. Then, many models were developed to connect the drop shape and the drop axis ratio under different atmospheric conditions [Reference Pruppacher and Beard5–Reference Kubesh and Beard11]. The drop axis ratio is a required parameter in radar meteorology, and it is usually defined as the ratio of the largest vertical (c) and horizontal axes (a and b) of the raindrop that can be represented as a spheroid. Spheroid and, then, ellipsoid (Fig. 1) are convenient and accepted models of falling drop that is under the action of weight force, drag force, and surface tension. Figure 2 shows the images of falling drops of different sizes and illustrates the dependence of drop oblateness (or variation of the drop axis ratio) on their sizes.
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20201104185858556-0725:S1759078720000732:S1759078720000732_fig1.png?pub-status=live)
Fig. 1. Approximation of drop with ellipsoid; a, b, and c are the horizontal and vertical axes of a drop ellipsoid.
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20201104185858556-0725:S1759078720000732:S1759078720000732_fig2.png?pub-status=live)
Fig. 2. Steady falling drops: (a) D = 2.8 mm, (b) D = 4.8 mm, and (c) D = 6.3 mm.
The drop shape is also affected by the character of air that is blowing around it. Moreover, the falling drops are under the effect of internal and external forces. The force interaction results in drop behavior similar to the behavior of the objects with unstable shapes. This leads to the drops vibration or oscillation during their falling. The drop oscillation, in turn, makes an impact on radar-based precipitation prediction resulting in errors and underestimation in the axis ratio [Reference Goddard, Cherry and Bringi12]. At the same time, the drop shape fluctuations can reflect important information about behavior, characteristics, and structure of reflecting objects. The character of vibrations can be provided by the features of the object, their interaction with medium, and even influence of dynamic phenomena such as wind and turbulence onto the unstable shape objects. In [Reference Averyanova, Yanovsky and Averyanov13], the analysis of the drop deformation rate under the effect of atmospheric dynamic phenomena was performed as well as the approach to connect polarization characteristics of reflected radar signals with the deformation. This approach is quite untraditional as nowadays polarization is used for clouds and precipitation microstructure identification mostly. In [Reference Averyanova, Rudiakova and Yanovsky14, Reference Averyanova, Braun, Rudiakova and Yanovsky15], the possibility of the radar polarimetry to estimate the impact of drop oscillation onto the reflected radar signal to improve information about drop shape parameters was considered. In this paper, we consider the possibility of radar polarimetry to estimate the drop deformation due to wind influence. According to approaches developed in [Reference Averyanova, Rudiakova and Yanovsky14, Reference Averyanova, Braun, Rudiakova and Yanovsky15], the wind and wind-related phenomena lead to the liquid drop deformation resulting in variation in the drop axis ratio. This factor was taken into account in the developed model.
Mathematical model of energy received with multi-polarization radar
The mathematical model of energy redistribution over the antennas of multi-polarization radar was developed in [Reference Averyanova, Rudiakova and Yanovsky16] and then enhanced in [Reference Averyanova, Rudiakova and Yanovsky17]. This model considers the case with a single-sounding antenna with a polarization angle δ i and multiple-receiving antennas with the set of polarization angles $\lcub {\delta_{r_k}} \rcub$. For calculation simplification, the zeroth azimuthal and elevation angles were selected. In the mathematical model, the direction of the y axis is the same as the sounding direction, the z axis is directed to the zenith, and the x axis is perpendicular to both previous. According to [Reference Gorelik18], we can write the following expressions for the x- and z-components of scattered rain-drop field:
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20201104185858556-0725:S1759078720000732:S1759078720000732_eqnU1.png?pub-status=live)
where
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20201104185858556-0725:S1759078720000732:S1759078720000732_eqnU2.png?pub-status=live)
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20201104185858556-0725:S1759078720000732:S1759078720000732_eqnU3.png?pub-status=live)
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20201104185858556-0725:S1759078720000732:S1759078720000732_eqnU4.png?pub-status=live)
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20201104185858556-0725:S1759078720000732:S1759078720000732_eqnU5.png?pub-status=live)
D is the equivalent spherical rain-drop of the same volume diameter, ɛ is the relative dielectric permittivity of water, ω 0 is the sounding angular frequency, k 0 is the sounding wave number, r(t) is the rain-drop radius-vector projection to the sounding direction, ρ is drop axis ratio that corresponds to the ratio between the vertical and horizontal rain-drop sizes, ρ 0 = 1 − c/a corresponds to the mean drop axis ratio, a and c are the horizontal and vertical axes of a drop spheroid (corresponds to the horizontal and vertical axes of a drop ellipsoid respectively shown in Fig. 1), Δρ is the magnitude of drop axis ratio variation, and Ω and ϕ are the angular frequency and the initial phase of rain-drop vibration, respectively.
The scattered field received by k-th antenna can be expressed as:
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20201104185858556-0725:S1759078720000732:S1759078720000732_eqnU6.png?pub-status=live)
Using the above expressions for the E x and E z, we can obtain the following:
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20201104185858556-0725:S1759078720000732:S1759078720000732_eqn1.png?pub-status=live)
The dependencies of $A_1\lpar {\delta_i\comma \;{\delta_{r_k}}} \rpar$ and $A_0\lpar {\delta_i\comma \;{\delta_{r_k}}} \rpar$
on sounding and receiving antennas’ polarization angles are shown in Fig. 3. As can be seen from equation (1), in order to find the combination of incident and receiving antennas’ polarization angles which give the same response as from the spherical rain-drop of the corresponding volume, one need to solve the system of equations:
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20201104185858556-0725:S1759078720000732:S1759078720000732_eqnU7.png?pub-status=live)
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20201104185858556-0725:S1759078720000732:S1759078720000732_fig3.png?pub-status=live)
Fig. 3. Dependencies of $A_1\lpar {\delta_i\comma \;{\delta_{r_k}}} \rpar$ and $A_0\lpar {\delta_i\comma \;{\delta_{r_k}}} \rpar$
on sounding and receiving antennas’ polarization angles.
There is a single combination of incident and receiving antennas’ polarization angles within the [0°, 90°] range, both equal to about 54.7°, that is in agreement with the [Reference Gorelik18].
This fact is important because the selection of polarization angle allows excluding the impact of polarization features of the object under the study into the reflecting signal or vice versa to increase the polarization sensitivity of the receiving antenna and thus, to strengthen the potential for further analysis of polarization characteristics.
To evaluate the variable component of the scattered field, we need to consider the situation with zeroth $A_0\lpar {\delta_i\comma \;{\delta_{r_k}}} \rpar$ coefficient. Therefore, the polarization angle of the receiving antenna should be at 90° greater than one of the sounding antennas. In this case, we can write the following expression for the so-called “vibration” scattered field:
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20201104185858556-0725:S1759078720000732:S1759078720000732_eqnU8.png?pub-status=live)
In nature, the sounding waveform is reflected from the assemble of the drops. The expression that corresponds to the more realistic situation of multiple drops was developed. The magnitude of the electrical field component at the receiver for drops assemble under single scattering assumption can be represented by the following expression:
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20201104185858556-0725:S1759078720000732:S1759078720000732_eqn2.png?pub-status=live)
where the index n corresponds to the n-th drop, and the $E_n^{sph}$ accounts for the raindrop Doppler shift frequency ω n. Using the phase detection, the following dependence of the output detector signal can be written as:
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20201104185858556-0725:S1759078720000732:S1759078720000732_eqn3.png?pub-status=live)
In order to account the drop size distribution, (2) can be represented as follows:
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20201104185858556-0725:S1759078720000732:S1759078720000732_eqn4.png?pub-status=live)
where N(D) corresponds to some of the known drop size distributions.
In the developed model, D ranged from 0.1 to 7.9 mm.
The general case of raindrop size distribution is gamma distribution:
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20201104185858556-0725:S1759078720000732:S1759078720000732_eqn5.png?pub-status=live)
where D 0 is the equivalent diameter of the median drop, that depends on rain intensity, N 0 = 8000/mm/m3 (typical value according to [Reference Marshall and Mc K. Palmer19]), and μ is the parameter of the distribution spread that also indicates the number of drops of particular sizes.
It is indicated in [Reference Fog20] that μ can take values between 0 and 15, but usually are at the beginning of the indicated range.
The dependence of drop vibration fundamental frequency and magnitude on a drop size are given in [Reference Szakall, Mitra, Diehl and Borrmann10]:
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20201104185858556-0725:S1759078720000732:S1759078720000732_eqnU9.png?pub-status=live)
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20201104185858556-0725:S1759078720000732:S1759078720000732_eqnU10.png?pub-status=live)
where σ (N/m) is the surface tension and ρ w (kg/m3) the density of water.
Model (4) takes into account the drop vibration as well as the drop deformation extent depending on the external force applied to the drops.
The model relies on the behavior peculiarities of the different liquid hydrometeors that can change their shape and orientation under the influence of the wind and wind-related phenomena. These phenomena are considered as some external influence. The intensity of this influence can be evaluated trough the extent of the change of drops orientation, drops shape variations, and their vibrations. The components of the model of the field scattered by rain-drop (such as rain-drop radius-vector projection, drop axis ratio, mean drop axis ratio, and magnitude of drop axis ratio variation) reflect the changes of drops orientation, drops shape as well as drops vibration.
To count the contribution of vibration component into the receiving signal, the simulation of drop vibration impact for the cases of different drop size distributions was presented in [Reference Averyanova, Rudiakova and Yanovsky21]. Computer simulation demonstrated and proved the fact that it is possible to fix the drop oscillation and shape deformation with the received signal by the selection of the polarization angle of the receiving antenna.
The polarization angle of receiving antenna that allows excluding the contribution of drop deformation and vibration into the received signal is equal to 54.7°. The polarization angle of receiving antenna that allows extracting the contribution of drop deformation and vibration from the field reflected by a liquid hydrometeor is equal to 144.7°.
In [Reference Averyanova, Rudiakova and Yanovsky21, Reference Averyanova, Averyanov and Yanovsky22], it was shown and substantiated the possibility to detect wind-related phenomena with radar polarimetry. The methods come from the consideration that wind and wind-related phenomena affect the shape of the falling oblate drop-spheroid leading to the appearance of canting angle distribution [Reference Averyanova, Averyanov and Yanovsky23,Reference Russchenberg24].
In this paper, we consider the influence of wind of different speeds and the same direction onto the drops assemble and thus onto the reflections from liquid hydrometeors receive with a multi-polarization radar system.
Simulation results
The simulation was made in Simulink for the multi-polarization radar system depicted in [Reference Averyanova, Rudiakova, Braun and Yanovsky25]. The radar system includes four receiving antennas with polarization angles: 54.7, 84.7, 114.7, and 144.7°. The calculations were made for different cases of drop size distribution and different wind velocities. The simulations of electrical field component obtained by receivers with arbitrary polarization were made for the cases of calm atmosphere and wind of different speeds (weak, moderate, and strong).
The first simulations were performed for a widely used Marshall–Palmer distribution with μ = 0 (Fig. 4). This case corresponds to the rather stable atmosphere that is characterized by the formation of stratus or stratocumulus clouds [Reference Marshall and Mc K. Palmer19]. Stratus clouds, in turn, consist of minute particles mostly and give precipitation in the form of drizzle. Drop sizes vary normally from 0.2 to 0.5 mm in precipitation of this type.
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20201104185858556-0725:S1759078720000732:S1759078720000732_fig4.png?pub-status=live)
Fig. 4. Drop size distribution for μ = 0.
The simulation results of electrical field component variation at four receiving antennas are shown in Figs 5 and 6. Antenna signal 1 corresponds to polarization 54.7°, antenna signal 2 corresponds to polarization 84.7°, antenna signal 3 corresponds to polarization 114.7°, and antenna signal 4 corresponds to polarization 144.7°.
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20201104185858556-0725:S1759078720000732:S1759078720000732_fig5.png?pub-status=live)
Fig. 5. (a) Magnitudes of electrical field components. Calm atmosphere for the case μ = 0. (b) Magnitudes of electrical field components. Light wind for the case μ = 0.
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20201104185858556-0725:S1759078720000732:S1759078720000732_fig6.png?pub-status=live)
Fig. 6. (a) Magnitudes of electrical field components. Moderate wind for the case μ = 0. (b) Magnitudes of electrical field components. Strong wind for the case μ = 0.
The next simulation is performed for the Hrgian–Mazin distribution and μ = 2 (Fig. 7). This case considers an increased number of larger drops that indirectly can be connected with both convection and wind that are required for drops coalescence and thus with drop growth. It is considered that Hrgian–Mazin distribution fits for clouds’ microstructure simulation [Reference Mazin, Mazin and Hrgian26].
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20201104185858556-0725:S1759078720000732:S1759078720000732_fig7.png?pub-status=live)
Fig. 7. Drop size distribution for μ = 2.
The simulation results of electrical field component variation at four receiving antennas for drop size distribution with μ = 2 are shown in Figs 8 and 9.
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20201104185858556-0725:S1759078720000732:S1759078720000732_fig8.png?pub-status=live)
Fig. 8. (a) Magnitudes of electrical field components. Calm atmosphere for the case μ = 2. (b) Magnitudes of electrical field components. Light wind for the case μ = 2.
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20201104185858556-0725:S1759078720000732:S1759078720000732_fig9.png?pub-status=live)
Fig. 9. (a) Magnitudes of electrical field components. Moderate wind for the case μ = 2. (b) Magnitudes of electrical field components. Strong wind for the case μ = 2.
Drop size distribution with μ = 3 (Fig. 10) has an increased number of drops with diameters from 2 to 2.5 mm. This simulation reflects precipitation with relatively larger drops that, in turn, corresponds more to significant clouds, stronger precipitation, and stronger wind-related phenomena.
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20201104185858556-0725:S1759078720000732:S1759078720000732_fig10.png?pub-status=live)
Fig. 10. Drop size distribution for μ = 3.
The simulation results of electrical field component variation at four receiving antennas for drop size distribution with μ = 3 are shown in Figs 11 and 12.
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20201104185858556-0725:S1759078720000732:S1759078720000732_fig11.png?pub-status=live)
Fig. 11. (a) Magnitudes of electrical field components. Calm atmosphere. (b) Magnitudes of electrical field components. Light wind.
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20201104185858556-0725:S1759078720000732:S1759078720000732_fig12.png?pub-status=live)
Fig. 12. (a) Magnitudes of electrical field components. Moderate wind. (b) Magnitudes of electrical field components. Strong wind.
Energy levels received by the antennas of the multi-polarized radar system are different in all the figures and are affected by clouds and precipitation microstructure, polarization angle of the receiving antenna, and winds. Generally, the energy level increases with an increasing parameter μ of drop-size distribution. This corresponds to nature because the larger drop gives a stronger reflection of the radar signal. The maximum level of received energy is not found at the antenna with the polarization of the sounding waveform (54.7°). This is an expected situation and can be explained by the difference in mutual orientation of antenna polarization basis and drop polarization basis. The minimum energy level is found at the antenna with a polarization of 144.7° for all cases of the drop size distributions and wind force. This is the level of the “vibrating” component of energy reflected from drops assemble that allows fixating the drop oscillation or drop vibration magnitude. This proves the fact that changing the polarization of receiving antennas allows separating the constant component of reflected from hydrometeor assemble signal and vibrating one.
When wind affects the drops assemble, the energy level decreases at all antennas of multi-polarization radar. This is true for all cases of drop size distributions shown in Figs 5, 6, 8, 9, 11 and 12. This fact can be explained as the influence of the change of drop axis ratio under the wind effect.
At the same time, it is noticeable that the energy levels received by different antennas are changed in different ways. The most significant energy drop with wind force growth is observed for the antenna that is adjusted to receive signals with the polarization of 114.7°. This antenna has 60° polarization differences with the polarization of the sounding waveform. It is remarkable that the difference in signal levels received at the antennas 54.7 and 114.7° decreases with the increase of wind for all drop-size distributions. However, this difference increases when μ of the wind increases. Taking into account the nature of clouds and precipitation formation, one can say that the increase of parameter μ is indirectly connected to the appearance and strengthening of wind-related phenomena. This is because wind, turbulence, downdraughts, and updraughts contribute to drop growth by means of coalescence or capture effect. Signal levels received at antenna 114.7° with respect to the antenna tuned to receive signal with the polarization of 54.7° decrease due to wind effect much more significant than the total signal level growth as wind increases when the parameter μ is larger.
Therefore, it can be suggested that information about mutual signal level redistribution can indicate the microstructure of clouds and precipitation as well as the force or intensity of wind-related phenomena. It can be realized in the modern meteorological radar, particularly of C and S bands.
Conclusion
In this paper, the mathematical expression for calculating the magnitude of electrical field components obtained by receiving antennas with arbitrary polarization is realized. The expression takes into account the appearance of drop canting and drops axis ratio variation caused by the wind.
Simulation of the energy redistribution of the signal reflected from liquid hydrometeors assemble over the antennas of multi-polarimetric radar for the cases of stable atmosphere and for the cases of light, moderate and strong wind is done and analyzed for different drop size distributions.
The simulation results demonstrate the possibility to register wind and wind-related phenomena by polarimetric radar additionally to traditional tasks of radar polarimetry.
The results of the paper can be used to exclude the impact of drop vibration and oscillation into the radar signal to eliminate errors and underestimation during parameter measurements. These can be used as well for segregation of reflected signal magnitude variation due to the wind-related phenomena from other factors.
Yuliya Averyanova received her Ph.D. in Engineering in 2005 and Doctor of Science in Navigation and Traffic Control in 2017 from the National Aviation University of Ukraine. Currently, she is Professor of Air Navigation Systems Department at NAU. Her main research interests are radar, remote sensing, signal processing, radar polarimetry, meteorology, Doppler, and polarimetric radar.
Anna Rudiakova received combined B.Sc. and M.Sc. degrees in Radio Physics and Electronics from Donetsk State University in 1997 and received her Ph.D. in Computer Systems and Components from the National Technical University of Ukraine at “Kyiv Polytechnic Institute” in 2009. She became an associate university professor in 2011. Her main research interests are signal processing in radiolocation and remote sensing, optoelectronic signal-processing devices, and embedded electronic systems.
Felix Yanovsky received his Ph.D. from the Moscow State Technical University (MSTUCA), USSR in 1979, and two D.Sc. from the National Aviation University (NAU) in Kyiv, Ukraine (1992) and MSTUCA (1993). Currently, he is Full Professor and the Head of Electronics, Robotics, Monitoring and IoT Technologies Department at NAU, and IEEE Ukraine Section Chair. He has published more than 550 papers, books, and invention patents. He is an IEEE Fellow, EuMA member, and State Prize Winner of Ukraine in the field of Science and Technology. Currently, his main research interests are in radar, remote sensing, Doppler polarimetry, signal processing, and multi-parametric and adaptive measurements.