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Horse Insurance and the Katastasis in the Greek Cavalry: Two Separate Entities

Published online by Cambridge University Press:  19 December 2022

Anneka Mihajlov*
Affiliation:
The University of Auckland
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Abstract

The cavalry of classical Athens remains an enigmatic part of the polis’ military forces. Although often described by historians as an insignificant arm of the classical Athenian army, in the fifth century BCE it was financially supported in two ways: a supposed insurance scheme for each cavalryman's mount, and what is often called an ‘establishment loan’, the κατάστασις (katastasis), to assist with the initial costs of joining the cavalry corps.1 These two unique economic supports are often tied together in modern discussions as parts of the same measure. The present article will instead argue that these two aspects not only could, but should, be separated. Further, it will be suggested that these two forms of support highlight the practical importance of the cavalry, in contrast to the communis opinio. In a military environment where resources were in high demand, the Athenian state made a conscious decision to offer considerable support – around 40 talents a year – to ensure they had a citizen cavalry ready for action.

Type
Research Article
Copyright
Copyright © The Author(s), 2022. Published by Cambridge University Press on behalf of the Australasian Society for Classical Studies

Excavations in the middle of the 20th century brought to light two collections of remarkable documents relating to the Athenian cavalry. The first, uncovered in 1965 from a well in the courtyard of the Dipylon Gate, included 574 lead tablets dated to the middle of the third century BCE. Excavations in 1971 in the Royal Stoa, within the intersection of the Panathenaic Way and the Agora West Road, unearthed within another well with a further 111 lead tablets, almost identical in nature to those found previously, dating to the mid-fourth and third centuries BCE. Known more simply as the Kerameikos and Agora tablets, these offer us the best insight into the value of Athenian cavalry horses over the fourth and third centuries. Scholarship has yet to offer any view other than that these tablets were part of a sort of government insurance scheme with the tablets recording the amount which the state was willing to insure the cavalryman's charger for if it was lost in battle. This scheme is a fascinating phenomenon in its own right, demonstrating how the Athenian state seems to have understood and accepted its responsibility for the risk that it was asking cavalrymen to take with their valuable animals in war. It is also, perhaps, noteworthy that no similar state insurance scheme seemed to exist for infantry, while the systems for naval vessels functioned vastly differently.

Our understanding of this insurance scheme is complicated, however, by the way in which modern scholarship has sought to elide it with the separate ‘establishment loan’ given to cavalrymen at the start of their careers, the κατάστασις (hereafter, katastasis). But beyond the fact that they both seem to relate to state funding of the cavalry, there is no solid evidence for a connection between these tablets/insurance scheme and the katastasis.Footnote 2 Indeed, as I will argue, they should be kept separate, as two very different forms of government support: the insurance scheme, recorded on the lead tablets, represented the (variable) state imposed value of a cavalryman's charger, conversely the katastasis was given as a (uniform) establishment loan to every cavalryman to use as he wished. This hypothesis has its merit in ancient evidence, but, as will be seen, it is not without its own difficulties.

Lead Tablets: τιμήσɛις and Valuation of the Athenian Cavalry Charger

The lead cavalry tablets are well documented and discussed in modern scholarship; there is particularly thorough attention given to the Agora tablets by Kroll, and those from the Kerameikos by Braun.Footnote 3 An exhaustive discussion of the finds is not necessary for the present study; but some explanation as to their relationship to the cavalry, as well as their nature and purpose, is necessary. Found alongside the Agora tablets were 25 clay symbola of the hipparch Pheidon – likely the same Pheidon mentioned training cavalrymen in the Agora.Footnote 4 Also recovered were nine lead armour tokens, often assumed to be associated with the cavalry.Footnote 5 In both sets of finds, the tablets were found either rolled or folded with a name in the genitive on the outside.Footnote 6 Inside, the rolled / folded tablets usually listed a colour, a symbol (or the term ἄσημος, ‘unmarked’) and a sum in hundreds of drachmas. This sum was often prefaced on third-century tablets with the term τίμημα (‘evaluation’) or an abbreviation of it (τίμη, τίμ, τί), perhaps referring to ‘value’ (from the word ‘price’).Footnote 7 Not all tablets followed this exact protocol; some had the proper name inscribed on the inside and others, particularly in the third century, had all information on the outside excepting the sum.Footnote 8 The specialised vocabulary used for colours such as πυρρός (‘red’ or ‘chestnut’), παρῴας (‘brown’ or ‘bay’), ποικίλος (‘dappled’) and the wide variety of symbols from ox heads, to serpents, eagles and even Nike, were initially recognised by Braun as indicating the colours and brands of horses.Footnote 9 Kroll has suggested that the use of the term τίμημα must relate to the τιμήσɛις τῶν ἵππων, which – other than these tablets – are only mentioned in two decrees passed by the ἱππɛῖς (‘cavalry’). These decrees date to 282/1 and 188/7 BCE. They both honour the phylarchs and hipparchs.Footnote 10 In the earlier inscription the phylarchs are praised because ἐπιμɛμέληνται δὲ καὶ τῶν [τι]μήσɛων καὶ τῶν δοκιμασιῶν, ἐποίησαν δὲ καὶ τὴν τῶν σωμάτων δοκιμασίαν κατὰ τὸν νόμον μɛτὰ τῆς βουλῆς καλῶς (‘They oversee the τιμήσɛις and the δοκιμασία and they audit the bodies under the law properly by the Boule’).Footnote 11 An even more explicit reference to these ‘evaluations of the horses’ occurs in the second inscription: […ἐποι]ήσατο δὲ καὶ τὰς τιμήσɛις τῶν ἵππων μɛτὰ τῆς βουλῆς (‘…and he made the τιμήσɛις of the horses together with the Boule’).Footnote 12 Following Kroll's argument, in these inscriptions the τιμήσɛις (hereafter, timēseis) should be seen as separate to the δοκιμασία (hereafter, dokimasia) of cavalrymen which assessed the rider's physical fitness (Arist. Ath. Pol. 49.2) and the dokimasia of horses, to check the physical fitness and ability of the horses before the Boule (Arist. Ath. Pol. 49.1 and Xen. Eq. Mag. 3.1 and 9).Footnote 13 These timēseis, attested only in the above inscriptions and the lead tablets, were not assessments of physical fitness as in the dokimasia of either horse or rider, but rather a valuation of the horse. This valuation of the horse is further supported by the repetition of some horses with their riders; no less than six pairs repeat over time and show the depreciation of the horse as it ages.Footnote 14 As Kroll explains, these records would have likely been used to settle an insurance claim in a satisfactory manner.Footnote 15 If the horse was to be lost on duty, this is the value the state agreed to return to the cavalryman, in all likelihood so that he could then afford another charger. It would also encourage men to bring a horse to war to begin with. This assertion by Kroll has yet to be convincingly contested, and there is no other substantial argument – nor can I propose one – which better explains the purpose of these tablets.Footnote 16 The difficulty for modern scholars, is keeping this scheme separate from the katastasis subsidy.

Lead Tablets: Insurance of the Cavalry Charger

Although the purpose of the lead tablets, as records of cavalry horse valuations, seems clear, there has long been a desire to see what these drachma ‘valuations’ can tell us beyond insurance values arbitrarily imposed by the state. Indeed, scholars often seek to elide these valuations with the cavalry katastasis (‘establishment loan’), implying that the amounts shown on the tablets were the same as the amounts given for this establishment loan. Bugh tells us, ‘…the timēsis procedure [seen on the lead tablets] guaranteed fair reimbursement for loss to a cavalryman while engaged in cavalry service; it was related to the katastasis only in its initial and maximum amount.’Footnote 17 Put simply, the lead tablets are seen to reflect the amount given as katastasis to each cavalryman or that these are at least relative or connected amounts. However, whilst Bugh uses the lead tablets as a gauge for a katastasis figure, he also grapples with whether this figure would have been a set amount and how this may have fluctuated. He postulates that the sum of 1200d may have only be set around the middle of the fourth century, and later that this figure was only reached after the battle of Chaironeia.Footnote 18 The difficulty here seems to lie in connecting the insurance scheme of the tablets and the katastasis loan as this would base the loan entirely on the value of the horse, which fluctuates massively. If we are to remove this connection, seeing the insurance scheme as a recorded value of chargers and the establishment loan as a set amount given to each rider for his ‘establishment’, it removes the need to try and find the mean value loaned. However, this does not leave us without questions, as the value of the establishment loan given to riders is not made clear, just that a loan was given.

Spence offers a similar sentiment in his more recent work: ‘The katastasis was a loan designed to assist members of the cavalry class to purchase a cavalry mount … the loan could be as high as 1,200 drachmas’, the amount here being taken from the lead tablets/timēsis. Footnote 19 This assumption of a 1,200 drachma cost can only be given if we are to assume that the tablets reflect the katastasis amount – as this was the highest amount they record – and that the katastasis was based only on the value of the horse. Bugh stipulates that the highest amount offered, 1,200 drachmas, was the amount allowed as a katastasis/establishment loan to each cavalryman so that he could purchase his steed, equating to an outlay of 200 talents by the state for the 1,000 strong cavalry.Footnote 20 Spence disputes this amount, deeming it too large for a state loan, instead arguing ‘…that each cavalryman was loaned either a fixed amount (lower than 1,200 drachmas) or, alternatively, all or part of what his horse actually cost – perhaps up to a maximum of 1,200 drachmas’. This calculation is also, evidently, a reflection of the data from the lead tablets.Footnote 21 The evidence does agree with Spence in part, as it shows that that the katastasis was likely a fixed amount. It also seems reasonable that the amount was lower than 1,200 drachmas. However, the question needs to be posed as to why the lead tablets/timēsis must reflect the katastasis. Further, it has to be asked why the katastasis loan needs to be based only on the value of the horse. There is no ancient evidence that links the two – this connection is modern conjecture. Assuming the lead tablets show us the value of the katastasis is appealing, because it gives us some concrete numbers to work with. However, the evidence does not support this assumption.

The katastasis: A Separate Establishment Loan

The most significant point to raise in disconnecting the katastasis and the insurance is that scholars are making a large assumption in suggesting that the katastasis was primarily to cover the cost of the cavalryman's horse.Footnote 22 This demonstrates the danger of the traditional connection between the katastasis and timēsis/valuation of the horse as shown on the insurance tablets – if we are to assume the value of the horse on the tablets was the amount of katastasis, then it can only cover the cost of the horse. Kroll follows this line of thought when he states that this [katastasis] ‘was a loan made by the state to each recruit when he was formally enrolled (“established”) in the cavalry primarily to assist him in the purchase of his mount’ (emphasis mine).Footnote 23

However, this assumption is not supported by the ancient evidence. We have three extracts of ancient evidence which explicitly comment on the katastasis, and none directly mentions covering the cost of a cavalry horse. Harpokration tells us:

Λυσίας ‘ψηφίσασθαι δὲ τοὺς φυλάρχους ἀπɛνɛγκɛῖν τοὺς ἱππɛύσαντας, ἵνα τὰς καταστάσɛις ἀναπράξητɛ παρ’ αὐτῶν’. ἔοικɛν ἀργύριον ɛἶναι ὅπɛρ οἱ κατασταθέντɛς ἱππɛῖς ἐλάμβανον ἐκ τοῦ δημοσίου ἐπὶ τῇ καταστάσɛι, ὥσπɛρ αὐτὸς ὁ ῥήτωρ ἐν τοῖς ἑξῆς ὑποσημαίνɛι. παρɛμφαίνɛι τοῦτο καὶ Εὔπολις Φίλοις⋅ ‘οὐκ ἐσωφρόνησας, ὦ πρɛσβῦτα, τὴν κατάστασιν τήνδɛ λαμβάνων ἄφνω πρὶν καὶ μαθɛῖν τὴν ἱππικήν.’ ἔτι δὲ σαφέστɛρον λέγɛται ἐν τῷ Σύρφακι Πλάτωνος. ἀπɛδίδοτο δὲ τὸ ἀργύριον ὑπὸ τῶν ἱππɛυσάντων, ὅτɛ ἀντ’ αὐτῶν ἕτɛροι καθίσταντο⋅ ἀπῄτουν δὲ αὐτὸ οἱ φύλαρχοι.

Harp. s.v. katastasis

Lysias [says] ‘… that they voted the phylarchs should report those who served in the cavalry, so that you might get back the katastaseis from them.’ It seems to be money which those who were assigned as cavalrymen used to take from public funds for their katastasis, as the speaker himself indicates in what follows. Eupolis, too, makes reference to this in the Friends: ‘It wasn't sensible of you, old fella, to accept that katastasis at once without first learning to ride. And it is stated even more clearly in Plato's Syrphax. The money used to be paid back by those who served in the cavalry, when others took their places, and the phylarchs asked for it back’.Footnote 24

The original Lysias passage runs as follows:

ἔπɛιτα δὲ ἐκ μὲν τοῦ σανιδίου τοὺς ἱππɛύσαντας σκοπɛῖν ɛὔηθές ἐστιν. ἐν τούτῳ γὰρ πολλοὶ μὲν τῶν ὁμολογούντων ἱππɛύɛιν οὐκ ἔνɛισιν, ἔνιοι δὲ τῶν ἀποδημούντων ἐγγɛγραμμένοι ɛἰσίν. ἐκɛῖνος δ᾽ ἐστὶν ἔλɛγχος μέγιστος. ἐπɛιδὴ γὰρ κατήλθɛτɛ, ἐψηφίσασθɛ τοὺς φυλάρχους ἀπɛνɛγκɛῖν τοὺς ἱππɛύσαντας, ἵνα τὰς καταστάσɛις ἀναπράξητɛ παρ᾽ αὐτῶν.

Lys. 16.6

Moreover, to refer to the register for those who served in the cavalry is puerile: for it does not include many of those who admit that they served, while some who were absent abroad are on the list. But the strongest proof lies in the fact that, after you had returned, you voted that the tribal officers should make out a list of those who had served in the cavalry, so that you might recover the allowances from them.Footnote 25

Aristophanes describes in the Knights (225f) how the cavalry ‘detested’ Cleon. The scholiast gives an explanation for this feeling at verse 226 by pointing to Theopompus; προπηλακισθɛὶς γὰρ ὑπ’ αὐτῶν καὶ παροξυνθɛὶς ἐπɛτέθη τῇ πολιτɛίᾳ καὶ διɛτέλɛσɛν ɛἰς αὐτοὺς κακὰ μηχανώμɛνος (‘Having been insulted by them, and worked up into a rage, he made an attack against the constitution and continuously devised evil against them’).Footnote 26 The curious phrasing of ἐπɛτέθη τῇ πολιτɛίᾳ has been explained by early translators as Cleon's entry into the Boule in 428/7 to prosecute the cavalry or that he attacked the constitution.Footnote 27 Others may read it as ‘the people’. However, these both come across awkwardly. It makes little sense for Cleon to ‘attack the constitution’, so the attack needs to be on something else in relation to the cavalry. Fornara has instead argued that the scholiasts’ recollection of Theopompus’ words in this extract actually refers to Cleon attacking the katastasis of the cavalry, not the ‘constitution’.Footnote 28 He asserts that a swapping of the words πολιτɛία for κατάστασις was likely a misunderstanding of the word katastasis and its special meaning, with the scholiast assuming politeia as a suitable equivalent. That the scholiast is in error here seems reasonable; it is far more likely that Cleon would attack a government subsidy rather than the ‘constitution’. This would instead have Theopompus’ words as, ‘Having been insulted by them, and worked up into a rage, he made an attack against the payment of their equipment-money and continuously devised evil against them’, which fits far better to the context and reality of the cavalry. This extract thus gives us a final example of the katastasis in ancient evidence. It also gives insight into the view some politicians held of the katastasis (Cleon viewed it as worthy of removal or adjustment), and how vehemently the cavalry guarded it as a necessity to soften the high cost of their military service. Beyond this evidence, however, we have very little on the katastasis in ancient texts.

Scholars suggest the katastasis began around the time of Pericles and his expansion of the cavalry to 1,000 (445–438 BCE); however, this is only a hypothetical connection between these two phenomena – we cannot be certain.Footnote 29 In an opposing view, Bugh has suggested dating the katastasis to the institution of the 300-strong cavalry corps after the battle of Tanagra in 457 BCE.Footnote 30 It would seem more plausible to accept the later date of 445–438 BCE under Pericles, as by this time the cavalry was a more intrinsic part of the Athenian army, and citizen service and state payments such as these were more widely accepted.Footnote 31

When considering the above ancient evidence it becomes clear that the katastasis was not meant to be spent on the cavalryman's horse alone. Although this does not mean that it would be for more than the cost of a horse, it does mean that the connection to the cost of a horse cannot be established. All we can know for sure is that an establishment loan was given to cavalrymen and was most likely – if we are to follow Harpokration – a loan rather than a gift.Footnote 32 Beyond that is pure conjecture.

The katastasis: Not Based on the Value of the Charger

To begin with, if the katastasis was to be directed solely towards the value of a cavalryman's horse, this would imply that the loan had to be decided in two scenarios: either it was given before the horse was purchased (but its value already determined), or after the horse was purchased – and the money already spent by the cavalryman. The former arrangement would mean valuing horses before purchase. This could lead to a bureaucratic nightmare, for which we have no evidence, and be open to inequality and dispute. The latter option would mean the loan was almost irrelevant to the cavalryman; he has already acquired his horse and thus no longer needed financial support for it (although it is unlikely he would turn down ‘free money’!). The loan would be far better put towards feed, tack, stabling, pasturage and the like. Further to this, this assumption does not take into consideration those who already owned horses. No doubt many cavalry recruits would have already owned suitable mounts: does this then mean they did not receive a loan? Perhaps we need to consider that this loan was not directly connected to the values of the horses on the tablets, as the loan was not aimed at paying for a cavalryman's horse. Instead, the katastasis loan was – as the evidence tells us – a fixed loan given to cavalrymen to use in establishing himself once he joined the corps. That it would be only used for his horse, or somehow dictated by his horse's value, would only be a modern inference.

Connecting the tablets with the katastasis has also led to some scholars arguing that it was ‘…a loan made by the state against the value of the charger and not repayable if the beast were lost on active service’ (emphasis mine).Footnote 33 This view once again considers the amount recorded on each tablet to be the amount of the katastasis and suggests that this loan was defaulted in the event of the horse's demise. To begin with, the view that the katastasis was an amount ‘against the value of the charger’ has difficulties. Most importantly, the evidence does not support this theory of adjustable loans. If we consider the valuations given on the tablets, as Spence has done (Table 1), we see that the average valuation was around 500 drachmas with 1,200 drachmas as the ceiling.Footnote 34

Table 1. Horse Prices on the Kerameikos and Agora Tablets. After Table 7 in Spence (Reference Spence1993: 276)

Valuing cavalry horses also remains an issue. Horse values naturally varied. No doubt the Athenians faced hot debate as to any horse's market price. The state may consider a horse to have a certain value, while the owner or breeder may consider breeding, gender, age, colouring, experience or certain training to make the horse more or less valuable. The only way around this would be to give each man a different amount for his katastasis relative to his horse. Subjective katastasis loans for each cavalryman seem unlikely, as this would no doubt have led to disparity and dispute within the ranks. More importantly, our ancient sources above support that this was a fixed amount – a point which creates a tension with the variable amounts listed on the tablets.

In response to this problem some scholars have attempted to gauge the most likely fixed amount for the katastasis using the tablets as indicators of average cost. As argued above, Bugh's hypothesis of 1,200d each would cost the state 200 talents, making this amount dubious. Furthermore, if every cavalryman was given 1,200d towards his horse, what if the horse was only worth 300d? Or alternatively over 1,200d? In either case there are issues for both state and cavalryman. Realistically, therefore, to assume any amount remains pure conjecture. Attempting to measure a katastasis amount from the tablets’ valuations, or assuming that the most common or highest was likely the amount given, is again trying to join two unconnected items. Nowhere does the evidence tell us that the katastasis was based on a horse's value, nor can we assume the tablets might tell us what the amount was. The insurance tablets were a separate entity, with the purpose of insuring horses to a value the state could afford if the horse were maimed or killed in war. As the katastasis was not primarily directed at paying for a cavalryman's horse, there is no plausible reason for using the tablets as a measure of it – one might just as easily use the cost of grain or stabling.

The second argument, that the loan could be dismissed if the horse was killed in action, also presents issues. This theory should perhaps be considered alongside that of trierarchs who were not held responsible if their ship were lost in service. The cost differential was enormous, with the average ship costing multiple talents and a horse perhaps around 500d. Considering the ancient evidence above, the idea that a cavalryman was freed of this loan if his horse were to perish during service is not alluded to – primarily because the loan is never evidenced purely to cover the cost of the horse.Footnote 35 However, even if we are to entertain this idea of dismissing the loan in the event of the horse's death in war, we come against a myriad of issues. Bugh argues that if his 1,200d per cavalryman theory is correct, by the time a cavalryman retired his horse would have likely depreciated to a value of, or close to, zero. He would then repay his loan in full.Footnote 36 This is possible, but it is unlikely that many warhorses would last long enough to reach this point. A cavalryman's service, normally lasting 10–15 years, would in most cases outlast his horse during their military careers; meaning that most cavalrymen would lose their horses at some time in their military service.Footnote 37 Horses, even in peaceful situations, would have struggled to make it to 18 years of age in classical Athens (assuming at least two years for growth and one more for training) in a time of limited veterinary care, harsh winters, and the difficult terrain of Attica.Footnote 38 An old warhorse becomes even less likely, if we then include the potential for loss in battle. Most cavalrymen would have needed to swap their horses at least once, to ensure they had a steed worthy of passing the physical evaluations overseen by the Boule. Importantly, our tablets tracing the insurance of warhorses indicate that cavalrymen often had many horses.Footnote 39 This then raises further complications for a ‘horse-centred loan’ which is dismissed if the horse dies in battle. Is the loan only dismissed if the horse is lost in war? What if an old war injury later made the horse unfit for war? What if the horse was to be ‘retired’? Would the cavalryman now repay the loan or be free of it? What if the horse failed the dokimasia and was branded unfit for service due to neglect? Would he get a new loan for a new horse, if his first was made inactive early in his career and he was unable to afford a new mount? As the horse loses value and as the loan is tied to the horse, does the loan decrease, or does he have to make up the difference for the original loan cost from his own funds?Footnote 40 The latter, a cavalryman only repaying the depreciation of his horse when he retired, has been put forward recently by scholars as plausible. Spence tells us, ‘For longer serving members of the cavalry whose horses had fully depreciated in value, repaying the katastasis could therefore involve them in covering the entire cost of their horse … shorter serving members who were able to sell their horses would be liable only for the cost of the depreciation of their mount during their cavalry service’.Footnote 41 Spence gives no evidence for this conjecture, and it seems to raise too many issues to make it realistic – in particular a consistent measurement of depreciation and the ability to sell off the horse for what was felt as a fair price. As with the modern world, a fair price and the reality of what one can get can be vastly different depending on a multitude of market and item factors. It is clear that there are many problems with this scenario as it is too closely tied to the horse, bringing in variables. If we are to separate the tablets – and thus the horse – from the katastasis, these problems are alleviated.

Beyond these issues, if a cavalryman was to renege on his loan, there is the financial burden on the state. If a cavalryman simply needed to lose his horse in war to be free of debt, due to the nature of warfare and the likelihood that many cavalrymen would lose their horse – whether unintentionally or otherwise – the state risked losing a considerable sum. It is also not unlikely a man would entertain the idea of ‘intentionally’ losing his horse in battle, especially if it meant saving himself a considerable sum. Theoretically, if the cavalry was wiped out during service it could lead to a potential loss of 200 talents (if each of the 1,000 cavalrymen was given 1,200 drachmas as Bugh proposes), or if we are to assume the lower amount of 500 drachmas per rider, a loss of 83 talents.Footnote 42 There is also, of course, the next 200/83 talents needed to then pay the next group. Such issues are not illuminated in our evidence, nor do they seem logical. It would be more plausible to argue that the katastasis was – as Harpokration tells us – a set amount, given to the cavalryman to spend as he wished and to be repaid when asked for by the phylarchs. This could mean repayment occurred once the cavalryman retired, or was financially able to do so. We can gather from our evidence that each man was given an establishment loan to establish himself, in whichever way best suited his needs. Once he was able to, or retired, he would be required to return the loan in full, so that another could take it up with minimal impact to the state. In this context, separate from the tablets, which show insurable values, the katastasis makes sense. Only when we attempt to connect the two do they become confusing.

A Classical Athenian Cavalry Supported by the Dēmos

Financial support of the Athenian cavalry in the classical era was exceptional. Unlike hoplites or sailors, a cavalryman could expect two separate financial supports during their military service. These two measures, the katastasis and the insurance scheme, were given on top of the usual σῖτος or ‘grain allowance’ (hereafter, sītos) offered to those who served in the Athenian military corps.Footnote 43 They reflect what seems to be a system of support; one that is indeed far beyond that offered to other soldiers. The implications of this financial outlay, particularly for a comparatively small military unit, has wide-reaching implications.

That the Athenian government financially supported the cavalry is clear. What is more important to ask here is why such support was given to an already wealthy group which was apparently eclipsed by the traditional hoplite ethos in Athens. One might consider a government loan system similar to another which was directed towards building the navy. Aristotle tells us (emphasis below is mine):

ἔτɛι δὲ τρίτῳ μɛτὰ ταῦτα Νικοδήμου ἄρχοντος, ὡς ἐφάνη τὰ μέταλλα τὰ ἐν Μαρωνɛίᾳ, καὶ πɛριɛγένɛτο τῇ πόλɛι τάλαντα ἑκατὸν ἐκ τῶν ἔργων, συμβουλɛυόντων τινῶν τῷ δήμῳ διανɛίμασθαι τὸ ἀργύριον, Θɛμιστοκλῆς ἐκώλυσɛν, οὐ λέγων ὅ τι χρήσɛται τοῖς χρήμασιν, ἀλλὰ δανɛῖσαι κɛλɛύων τοῖς πλουσιωτάτοις Ἀθηναίων ἑκατὸν ἑκάστῳ τάλαντον, ɛἶτ᾽ ἐὰν μὲν ἀρέσκῃ τὸ ἀνάλωμα, τῆς πόλɛως ɛἶναι τὴν δαπάνην, ɛἰ δὲ μή, κομίσασθαι τὰ χρήματα παρὰ τῶν δανɛισαμένων. Λαβὼν δ᾽ ἐπὶ τούτοις ἐναυπηγήσατο τριήρɛις ἑκατόν, ἑκάστου ναυπηγουμένου τῶν ἑκατὸν μίαν…

Arist. Ath. Pol. 22.7Footnote 44

Two years later, in the archonship of Nicomedes, in consequence of the discovery of the mines at Maronea, the working of which had given the state a profit of a hundred talents, the advice was given by some persons that the money should be distributed among the people; but Themistocles prevented this, not saying what use he would make of the money, but recommending that it should be lent to the hundred richest Athenians, each receiving a talent, so that if they should spend it in a satisfactory manner, the state would have the advantage, but if they did not, the state should call in the money from the borrowers. On these terms the money was put at his disposal, and he used it to get a fleet of a hundred triremes built, each of the hundred borrowers having one ship built, and with these they fought the naval battle at Salamis against the barbarians [emphasis mine].

This is similar to the katastasis in that it is a loan: however, this is a ‘one off’ and not specific to a military unit. What it does illuminate for us is the desire of the state to encourage others to wisely spend money towards state needs. In essence, getting their wealthiest to work their money for them. The katastasis loan would have been an impressive cost at its creation. Financing a 1000-strong cavalry would have cost a similar amount as financing a number of triremes. It can be imagined that this cost will have lessened over time as cavalrymen repaid their loans to be handed down to the next batch of riders. However, that loans were always repaid cannot be guaranteed, and as the cavalry grew in size costings will have shifted. As we are yet to uncover where the financing for the cavalry originated, we can postulate that it may have originated from a similar process as the triremes above – but we are left only with conjecture. Perhaps the cavalry katastasis can be considered in a similar light as the triremes, but only so far in that it is a loan for the benefit of the military machine.

Infantry received no similar insurance scheme or katastasis for their upkeep. Arguably, cavalrymen had a larger financial outlay than that of a hoplite when considering the cost of horse(s), feed, tack, vet care, stabling and the like.Footnote 45 However, the higher sītos afforded to cavalrymen was likely put in place to cover this cost. The cavalryman's sītos, paid from at least 410/9 BCE, as indicated by an inscription of the accounts of the Treasurers of Athena (IG I3 375), is evidenced to have been 4 obols a day.Footnote 46 This on top of their μισθός (‘pay’, hereafter misthos) of 1 drachma a day, equivalent to that of a hoplite.Footnote 47

There has been debate considering this amount, particularly around an apparent pay cut targeted at the Athenian cavalry's misthos. In short, a fragment from Lysias’ speech Against Theozotides (PHib.1.14) dated to 403/2 BCE, displays what can be read as a pay cut for the ἱπποτοξόται (‘mounted archers’) and cavalry. This fragment is intriguing as it has been classed for the better part of the 20th century as one which proves a manifestation of class warfare against the cavalry due to their actions in 411 and 404 BCE.Footnote 48 The fragment is most commonly read as, ‘with regard to war Theozotides here advocates the motion that the knights should be paid four obols instead of a drachma, and the mounted archers eight obols instead of two, and this motion … he carried in the assembly of the people’.Footnote 49 However, modern reflection has come to understand the fragment instead reading as a 33 percent pay cut for both the cavalry and mounted archers, from 1 drachma to 4 obols and 2 drachma to 8 obols respectively.Footnote 50 This reading better reflects the financial stress which Athens was under during this time, rather than a ‘vengeance tax’ driven at the cavalry for their involvement in the oligarchic coups. Either way, this fragment does indeed show a drop in cavalry pay, alongside the mercenary mounted archers, but should not be seen as one driven by Athenians who ‘…loathed their cavalry corps…’,Footnote 51 but rather one in which ‘No one would be singled out for egregiously favourable treatment at a time of public financial emergency … [T]hese reductions would be part of a broader economy program…’.Footnote 52 Furthermore, the insurance scheme and katastasis are strong evidence for a dēmos that financially supported their cavalry.

There are other motives to consider. The reasoning for giving this unique support, as explained by Spence, could be put down to two factors: to foster socio-political cohesion by allowing the upper class to benefit from the wealth of the empire, or, more likely, to ensure Athens had a substantial citizen cavalry ready for action at all times.

It seems unlikely that a main purpose of the katastasis and insurance scheme would have been to keep the wealthy happy. Not only did the liturgical system expect the wealthy to support the state financially through military or civic (χορηγία or γυμνασιαρχία) Footnote 53 means, but financial support for the wealthy in the fifth and fourth centuries was deemed unnecessary.Footnote 54 Private spending on military liturgies could range from 74 to 184 talents per year.Footnote 55 Further to the former liturgical system, the elite were also expected to give a war tax (ɛἰσφορά) to the tune of 200 talents annually from 428–426 BCEFootnote 56 and ‘donations’ (ἐπιδόσɛις) to the war effort during times of hardship. These donations were apparently solicited by the assembly, and as with most aspects of Athenian life this donation giving could be competitive: Plutarch (Alc. 10) tells of how Alcibiades was enticed to emulate the actions of other donors by the applause of the assembly, resulting in even louder applause for himself.Footnote 57 The latter argument can be based on the lack of real opposition to the democracy, and the ability for the aristocracy to show off their excellence in positions held solely for them (ἵππαρχος, στρατηγός) and in public spectacles, funerary monuments and more.Footnote 58 Notably, there was indeed a marked rise in lavish cavalry-based funerary stelai from the mid-5th century onwards, no doubt as a response to the rise of cavalry use under Perikles during the Peloponnesian War. These impressive stelai became yet another avenue for the wealthy, particularly cavalrymen, to display their wealth and status on their most lasting monument. It also demonstrates the acceptance by the dēmos for them to show off their elite status as cavalrymen in the public sphere. We see this furthered in public monuments such as the Parthenon frieze, which in no small part is comprised of Athenian cavalry riders.

The most likely purpose of these subsidies must then lie in military need. Beyond this, whether as a cause or an effect, there is also a noticeable shift in the Athenian psyche towards their cavalry. At the end of the fifth century as the Peloponnesian War drew to a close, the landscape of battle had changed, creating theatres of war which insisted more upon the use of cavalry-style tactics. By battles moving closer to home, the Spartans taking Decelea, for example, the cavalry became an invaluable unit in reconnaissance, lightning attacks and withdrawal, and most importantly the protection of the χώρα. These were actions which the hoplite simply could not match due to their comparative lack of manoeuvrability and speed. From this, the aforementioned growth in public (consider the Parthenon) and private monuments sees the cavalryman rapidly taking position as a hero archetype within Athens. If we consider the dating on the lead tablets of the Kerameikos and Agora, the financial measures discussed here were brought in circa mid-fourth century, perhaps sooner. It could be argued that these measures came into effect under Perikles as part of his cavalry overhaul which saw the number of riders swell to 1000 (and 200 mounted archers). Disappointingly, as yet we have no evidence to support this theory, even if it is logically placed. Whether during Perikles’ leadership, or more likely just after his time, the events show a logical progression; the growing acceptance and use of the cavalry during the Peloponnesian War, a positive shift in the Athenian psyche as evidenced in increased use and public celebration of cavalry in funerary relief and public spectacle, swiftly followed by unique financial support. It is also worth noting the oligarchic coups which occurred right at the time these financial measures may have come into place (411 and 404 BCE). Even though the cavalry was no doubt tarnished by their involvement, their pedestrian peers still saw fit to support them in public display and financial backing. The systemic support of the cavalry, borne of their increased use and acceptance, was put in place by the dēmos to ensure a citizen body of riders could continue to be an effective component of the Athenian war machine.

The decision of the Athenians to support their cavalry in both public display and financial support shows a shift away from the usually dominant ‘hoplite ethos’ in Athens towards a broader understanding of military strategy inclusive of cavalry. Indeed, we can see a growth in Athenian cavalry use during this period.Footnote 59 Furthermore, the tripling of cavalry numbers and considerable financial support must have been debated, discussed, and eventually approved by vote in the Ekklesia.Footnote 60 For this reason, these changes need to be considered as not only state support but dēmos support. Although the hoplite no doubt still dominated literature and art, the dēmos recognised the need for a citizen cavalry they could trust. As Spence aptly puts it, the dēmos was not ‘driven by either narrow hoplite-centric or narrow navy-centric perspectives’.Footnote 61 The threat of the Boeotian cavalry during the Peloponnesian War, the lack of allied cavalry support in times of need (for example, the Thessalian cavalry against Sparta in 446 BCE), and finally the betrayal of the allied Thessalian cavalry in 457 BCE at Tanagra were further reminders of the importance of a trustworthy, citizen cavalry.Footnote 62 The dēmos understood the need for their own cavalry to ‘future-proof’ themselves against cavalry-strong opponents and offer cavalry advantages of reconnaissance, flank protection, march-security and home defence.Footnote 63 The exceptional financial supports, the katastasis and insurance scheme, are just two reflections of this.

Conclusions

The insurance scheme and katastasis make the most sense and align best with our evidence when they are treated as two separate entities. We only run into difficulty when trying to connect the lead tablets of the Agora/Kerameikos, detailing the insurance of Athenian war horses, to the katastasis loan. It seems most plausible that the lead tablets reflect the relative, and therefore evidently differing, prices of cavalry chargers as they were valued through the timēsis process. Much like car insurance today, these amounts were no doubt influenced by many factors, and values were kept by the state in case they were needed in the event a cavalry charger was lost in battle. Similarly, the katastasis or ‘establishment loan’ as described to us in the sources, was simply that: a loan, of a static amount, likely created to encourage Athenian citizens to risk their wealth on the battlefield in ways a hoplite did not. It is in attempting to bring these two things together, in trying to see the lead tablets as a reflection of a horse-based katastasis rather than an establishment loan, that we become tangled. In attempting to do this, we find it near impossible to reconcile many issues as this work has outlined.

If we are to accept these two measures as separate, they also highlight the support the government, and therefore the dēmos, had for a well-equipped citizen cavalry. The cost to the state could indeed be very high, particularly if the cavalry faced high casualties and the insurance scheme was called upon. This, in itself, reflects the need for modern scholarship to reassess its traditional view of the position Athenian cavalry held within their dēmos. Whilst one would be unwise to argue that the cavalryman and hoplite were equal in their ability to earn κλέος or ‘fame’ in the classical Athenian world, one could perhaps at least see the gap between the two closing. Indeed the ‘hoplite ethos’ in Athens, and their presentation of the hoplite as the hero of the polis in the polis-period, is an accepted reality. However, this does not mean the cavalry was therefore at odds with this model. The cavalryman need not be a despised aristocrat or ignorant, wealthy youth. If this were true, surely the dēmos would not have thrown such support behind them.

Acknowledgements

This article is dedicated to the memory of my PhD supervisor, Prof. Matthew Trundle. You are deeply missed. To your guidance and unwavering enthusiasm I owe more than I can say.

Footnotes

1

Cavalry also received the usual pay (μισθός), and grain allowance (σῖτος), as will be discussed in this paper.

2 Contra Kroll (Reference Kroll1977) 99: ‘In view of the close relationship between the katastasis and the insuring of the horses, it would not be surprising if the latter was inaugurated at the same time as this basic fifth century revision.’

4 Discussed by Shear (Reference Shear1973) 178–9.

5 A preliminary account of the well, the inscribed lead tablets and the clay symbola is presented by Shear (Reference Shear1973) 130–4, 165–8 and 176–9.

6 As Kroll (Reference Kroll1977: 85) points out, the use of the term πόδρομος before the names on two of the tablets (Charias of the Kerameikos tablets no. 565 and Antimachos of 62) prove that these names were linked to the cavalry. As we know from Xen. Eq. Mag. 1.25 and Arist. Ath. Pol. 49.1, the πρόδρομοι were a specialized body of mounted men attached to the regular Athenian cavalry, probably scouts and numbering five per φυλή or squadron.

7 Kroll (Reference Kroll1977) 85. Τιμή can also mean ‘price’.

8 Examples of the lead tablets to compare these differences can be found in Kroll's work (Reference Kroll1977) and in Braun's (Reference Anderson1970).

10 Kroll (Reference Kroll1977) 85ff.

11 SEG 21.525; Translation adapted from Threpsiades and Vanderpool (1963) 104–5, no.1 lines 14–17.

12 Habicht (Reference Habicht1961) 129, lines 27–8.

13 These dokimasia before the Boule are also discussed in the above chapter surrounding public displays, some of which no doubt took the role of dokimasia so that horse and rider could be checked in their ability by the Boule.

14 Kroll (Reference Kroll1977) 93.

15 Kroll (Reference Kroll1977) 99.

16 As Spence (Reference Spence1993: 275) states, ‘Kroll's argument that the lead tablets were used to record the value of each horse… is very convincing, and to my knowledge no alternative interpretation has been proposed’.

17 Bugh (Reference Bugh1988) 58.

18 Bugh (Reference Bugh1988) 158, 169.

20 Bugh (Reference Bugh1988) 66–70.

21 Spence (Reference Spence1993) 279.

22 See, most recently, Pritchard (Reference Pritchard2019) 59–60.

23 Kroll (Reference Kroll1977) 98.

24 Text of Harpokration from Dindorf (Reference Dindorf1853). All translations are my own unless otherwise noted.

25 Text and translation of Lysias from Lamb (Reference Lamb1930).

26 Text of Theopompus (fr. 93) from Fornara (Reference Fornara1973), who proposes that the scholiast on Ar. Eq. 226 paraphrased and misunderstood the historian.

27 Fornara (Reference Fornara1973) 24.

28 Fornara (Reference Fornara1973) 24.

29 Kroll (Reference Kroll1977) 99.

30 Bugh (Reference Bugh1988) 57.

31 Spence (Reference Spence1993) 272.

32 Some authors, for example Busolt and Swoboda (Reference Busolt and Swoboda1926) 1136, allege that the katastasis was an outright grant, as we see in Roman times. Martin (Reference Martin1886: 334 n. 8) also postulated in his work whether, inasmuch as trierarchs were absolved from their financial responsibility for ships destroyed in storms or at battle, there might not have been a similar provision for cavalry horses that were lost in combat. These are interesting theories, however I would agree with Kroll that this seems unlikely due to the strain it would have placed on the government and that, in the end, ships were a far larger cost than horses.

33 Posner (Reference Posner1974) 581.

34 Although horses costing 1,200d do occur often (Arist. Nub. 21–3 for a race horse; Lys. 8.10 tells of a horse given as surety for a loan of this amount; and Xen. An. 7.8.6 has his own horse sold for 50 darics = 12.5 attic minas (1,200d)) it is unlikely that many of these horses were worth only 1,200d. We have plenty of evidence for horses of higher values: Gell. 5.2 tells us that Alexander's Bucephalus was purchased for 13 talents; Plin. HN 8.44 gives the price at 16 talents. Although Bucephalus is likely an exceptional example, one can imagine that the price of horses (much like in modern times) could explode through well-known breeding lines, where they were from (brands such as the boukephalai which likely show horses from Thessaly: see Kroll (Reference Kroll1977) 87), training, right down to aesthetics could all impact cost. This amount was arbitrarily imposed by the state for affordability.

35 Martin (Reference Martin1886: 334 n. 8), for example, wondered if we might compare this to the loss of a ship in battle or due to storms for which trierarchs were not considered financially responsible.

36 A further question, which is yet to be answered, is how this loan was repaid. Perhaps plunder could have been given in place of coin: however, our evidence for cavalry receiving plunder is quite limited. We do hear of horses being taken as plunder (Hdt. 9.81; Xen. Cyr. 4.5.55), and Xenophon gives examples of plunder being used as pay but only once it is converted into coin: ‘Then he dispatched Heracleides to Perinthus to sell the booty, so that he might get money to pay the soldiers with it…’ (Xen. An. 7.4.2). This would not be evidence enough to argue for a government loan being repaid in plunder. The purpose of repayment being to pass the loan on to another cavalryman means this loan likely had to be repaid in coin so that it could be passed over to the new recruit.

37 Bugh (Reference Bugh1988: 67–71) offers a thorough discussion as to why this age was most likely the average for a war horse in ancient Greece.

38 Spence (Reference Spence1993) 279ff.

39 Although we know that most cavalrymen had more than one steed during their service, this should make it even clearer to us that these reflect insurance amounts, not loans. This would explain why one cavalryman could own up to 11 horses during his period of service, each replacement being insured to a new value, not a reflection of loan amounts changing and depreciating or new loans being given out. See Kroll (Reference Kroll1977) 99f.

40 An amount that according to 3rd century Erechtheus averaged one mina a year (100d).

41 Spence (Reference Spence and Pritchard2010) 113. And again, ‘As noted, the longer a man served in the cavalry, the more he had to pay towards his horse when he left the cavalry corps or his horse became unfit for cavalry service.’: for which see Spence (Reference Spence and Pritchard2010) 114.

42 This is an extremely unlikely occurrence. If we consider cavalry losses with the Athenians, they tend not even to be mentioned in the sources: Thucydides notes a force of 300 in the Peloponnese (2.56); 200 cavalry deployed at Spartolos and Solygeia (429 and 425 respectively) (Thuc. 4.42); 300 at Amphipolis and Mantineia in 422 and 417 respectively (Thuc. 5.61) and only 20 to Melos in 416 (Thuc. 5.84). In all cases, no specific number of losses is given. Numbers sent out rise and fall, peaking with 600 at Nemea in 394 (Xen. Hell. 4.2.17), perhaps indicating the amount the Athenian government was willing to risk. Cavalry were of course lost, one only need consider the funeral reliefs of Dexileos (died in 394 in the Corinthian War), so the risk was there but it was minimal as far as losing an entire force.

43 For more on the sītos of the cavalry see: Spence (Reference Spence1993) Appendix 4.

44 Text from Kenyon (Reference Kenyon1920); translation Rackham (Reference Rackham1952).

45 Costings for a cavalryman are hard to untangle, and far too verbose for full disclosure here. However, to give an idea of costs: feed would cost between 3–6 obols a day for a cavalry horse and likely one for his groom; he only received 4 obols in sītos. His μισθός (‘pay’) of 4 obols a day (after 403/2 BCE) for approximately 90 days a year of service = 360dpa. This would then need to cover: vet care, stabling, weaponry, armour, stabling and pasturage, whether in active duty or not. The majority of these costs are nearly impossible to measure with certainty as there are simply too many variables. We know, for example, that a javelin may cost 4 obols (Meritt (Reference Meritt1938) 383), or a light javelin 2 drachmae and 5 obols (Anderson (Reference Anderson1961) 138). A cavalryman would require multiple of these, and a short sword. He would also require a helmet and breastplate at least. Xenophon underlines the difficulty here, noting that some riders prefer ‘ornamented and gold-plated breastplates’ (Xen. An. 3.10). His horse, too, would require a bitted bridle (Xen. Eq. 10.6–11), and if Xenophon's advice is to be followed, almost entire body coverings (Xen. Eq. 12.8). Whilst we have no certain numbers, we can be certain that the government subsidies would not cover the costs of horse ownership, particularly that of a cavalry steed.

46 Demosthenes tells us that the sītos was 1 drachma a day (4.28) but as Kroll (Reference Kroll1977) explains this was only during active duty. If we are to accept the 1 drachma amount, assuming that the cost to feed himself would be similar to that for sailors and hoplites (2 obols), we are left with only 4 obols for these riders to feed their horse(s).

47 For pay of soldiers, see Thuc. 3.17.4; 6.8.1; 6.31.3; 7.27.1–2. Also, Loomis (Reference Loomis1998) 36–9.

48 Grenfell and Hunt (Reference Grenfell, Hunt and Turner1906) 55; more recently reconsidered by Loomis (Reference Loomis1995: 230–60) as an economic measure rather than punishment.

49 Greenfell and Hunt (Reference Grenfell, Hunt and Turner1906) 54 n. 2.

50 Loomis (Reference Loomis1995) 230–60.

51 Pritchard (Reference Pritchard2019) 60.

52 Loomis (Reference Loomis1995) 234.

53 These liturgical costs could drive the elite into debt. The average attested cost of a trierarchy was 4436d: see Pritchard (Reference Pritchard2015) 97. In his Second Speech Against Aphobos (28.17–18; cf. 21.78–80), Demosthenes recounts that he was forced to assume the trierarchy at such short notice that the obligation could only be discharged by offering as security all his property, including the family home, valued up to about 28 minas. Discussed more thoroughly in Millett (Reference Millett, Rich and Shipley1993) 67–71.

55 Pritchard (Reference Pritchard2015) 98.

56 Pritchard (Reference Pritchard2015) 97. This tax system was revised in the fourth century so that citizens who were identified as exceptionally rich were held responsible for paying ɛἰσφορά in advance (προɛισφορά) on behalf of a designated group of payers: see Millett (Reference Millett, Rich and Shipley1993) 186. This προɛισφορά is further explored by Rhodes (1982).

57 Millett (Reference Millett, Rich and Shipley1993) 186ff. Isaeus also tells of more donations during times of war (5.37–8). We also read of overexpenditure of the elite giving ɛἰσφορά at Demos. 47.54.

58 As explained by Spence (Reference Spence and Pritchard2010), although some opposition can be evidenced in the coup of 411 and 404, prior to this there were no real challenges to the democracy – excepting Thucydides, son of Melisias. For the aristocracy, the benefits of a democratic empire outweigh the challenges, especially as they were still able to gather wealth and ἀρɛτή in this form of government.

59 Spence (Reference Spence1993) Table 3, 83.

60 Spence (Reference Spence1993) 119.

62 The threat of the Boeotian cavalry can be seen in their large numbers: see Spence (Reference Spence1993) 20–1. The Thessalian cavalry failing in their allied support is seen in 446 BCE in which Sparta successfully invaded Attica (Thuc. 1.114.2; 2.21) and a further Thessalian betrayal is noted in Thuc. 1.107.7–108.1.

63 One might consider the contemporary example of Pericles’ successful ‘island strategy’ in 431, in which the 1,000 strong cavalry defended the countryside, rather than the traditional hoplites.

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Figure 0

Table 1. Horse Prices on the Kerameikos and Agora Tablets. After Table 7 in Spence (1993: 276)