This study addresses two pervasive aspects of the social world: argumentation and compromise. Drawing on taken-for-granted ideas that enable us to make the world intelligible to ourselves, we make and exchange arguments to make up our minds about a particular issue and to persuade others to follow our reasoning. Some arguments convince us. We are persuaded by the line of reasoning that the argumentation contains. Other arguments, by contrast, are unconvincing. Of these unconvincing arguments, some violate our most deeply held beliefs. They upset us and we reject them categorically. Others, by contrast, do not violate our most profound beliefs. We discard them with less vigor and are prepared to compromise on our stance.
How do states come to select certain ideas as norms but not others? It is my contention that argumentation and compromise provide for a compelling answer to this much-debated question.1
There is little debate anymore that norms matter. Yet there is a lively debate about what makes actors embrace norms. See Florini 1996; Downs, Rocke, and Barsoom 1996; Keck and Sikkink 1998; Finnemore and Sikkink 1998; Risse, Ropp, and Sikkink 1999; Bernstein 2000; Simmons 2000; Checkel 2001; Tallberg 2002; Schimmelfennig 2003; Wiener 2004; Langlois and Langlois 2004; Kelemen and Sibbitt 2004; and Dai 2005.
Although influenced by the normative strand of argumentation theory—especially Aristotle 1995; Cicero 1976 and 2003; and Habermas 1995a and 1995b—and the application of communicative rationality to the study of world politics in Müller 1994; and Risse 2000, I focus on its empirical strand. See Perelman and Olbrechts-Tyteca 1958; and Crawford 2002. At the center of my inquiry is the attempt to explain why an argument resonates with an audience and not how a truth-seeking discourse comes about and what its outcome is.
There have been a number of interesting attempts to reconcile argumentation and bargaining; see Keck 1995; and Holzinger 2001. Habermas suggests a stage model. Some stages are constituted by a particular kind of argumentation and others by a certain type of bargaining; see Habermas 1998, 207. Similarly to Habermas, I distinguish between stages but I conceptualize argumentation and bargaining differently.
The occurrence of these three stages is contingent on a number of conditions. Much of this article is concerned with identifying these conditions. Innovative argumentation occurs if the environment in which agents are embedded changes. This change may be constituted by a revolutionary event and/or by a shifting repertoire of commonplaces on which agents draw to make the world intelligible to themselves. The revolutionary event makes it obvious to actors that the old ways of doing things have to change. The changing repertoire provides advocates with novel clues for what the new ways should look like.
Persuasive argumentation requires advocates to construct what is to their audience a compelling link between the repertoire of commonplaces and the advocated idea. In order to unpack this construction, I make two tripartite distinctions. I differentiate between three kinds of social forces that make up the repertoire of commonplaces: identity narrative, identity-constituting norms, and the episteme. The episteme—a fruitful specification of the somewhat elusive concept of worldview—is the taken-for-granted lens through which actors look at the world, including the identity narrative and its constituting norms. Moreover, similarly to Crawford, I distinguish between three modes of reasoning: abstraction (syllogism), comparison (analogy), and appropriateness (rule following).4
Crawford 2002, 16–19.
Finally, even if an advocacy is extraordinarily successful in persuading its audience, it is unlikely that it will convince everybody. Yet the power of an argument is not confined to persuasion. It may sway the unconvinced. A successful advocacy establishes a new majority view. Opposing this dominant stance is costly. This makes recalcitrant actors eager to reach a compromise with the advocates as long as this does not violate their most cherished beliefs. A compromise is impossible if the parties draw on different ideational pools for making the world intelligible to themselves. If the commonplaces used in the advocates' argumentation are outside of the repertoire of commonplaces held by recalcitrant actors, a compromise is impossible.
This theoretical framework adds complexity to existing accounts of norm selection. Yet this is warranted because of the added value that it generates. The three-stage norm selection mechanism makes two sets of important contributions. First, I elaborate on the advocacy literature in several ways. Proposing a sociological theory of agency, I address the neglected question of why actors engage in an advocacy in the first place. I overcome the neglect of worldviews by including the episteme in my analysis of these linkages. And most importantly, the literature's insight that successful argumentation involves the construction of a linkage between already-established ideas and the advocated idea is not the end but merely the starting point of my inquiry. I distinguish between those links that make an argument persuasive and those that do not. Second, the literature remains bifurcated into the logic of consequences and the logic of appropriateness, although existing empirical research demonstrates that strategic calculation and persuasion matter for norm selection and compliance.5
This dichotomy underlying much of social science research was made explicit and labeled as such by March and Olsen 1989.
I probe the plausibility of the three-stage norm selection mechanism by analyzing the process through which the Republic of Ireland came to embrace the territorial status quo norm. In the post–World War II era, European politics has gone beyond what Zacher defines as the global territorial integrity norm.6
Zacher 2001.
I borrow this indicator from Finnemore and Sikkink 1998, 895.
The normative change is particularly striking with regard to the Republic of Ireland. From the time the Republic gained independence, the claim to Northern Ireland was at the core of its identity. Those who broke the taboo to question the claim were vilified as traitors. The taboo prevailed longer there than in any other state in postwar Europe. In the 1990s, however, the Republic, distancing itself from earlier attempts to force unity against the will of Unionists, replaced it with the territorial status quo norm. The Republic withdrew the territorial claim in the Good Friday Agreement, and even though the Northern Irish parties have failed to implement several important provisions of the accord that had served as key incentives for Dublin to sign the agreement, the Republic has refrained from questioning the new orthodoxy that states ought not to claim territory from other states.
This article is organized into two general parts: in the theoretical part, I review the literature on norm selection and compliance, conceptualize argumentation as reasoning, and, based on this conceptualization, develop the three-stage norm selection mechanism. In the empirical part, I trace the evolution of the dominant repertoire of commonplaces of public discourse on the Irish Question, examine how agents linked the ideas they advocated to the repertoire, discuss which linkages persuaded the addressees of the advocacy and which ones did not, and analyze how the success of persuasive argumentation affected the stance of recalcitrant actors. The conclusion discusses the findings and suggests an agenda for further research.
Building on the Existing Literature
The literature on norm selection has generated a number of important insights, two of which are particularly noteworthy. First, norm selection is often connected to successful argumentation. More precisely, the advocacy literature8
See Florini 1996; Keck and Sikkink 1998; Finnemore and Sikkink 1998; Risse, Ropp, and Sikkink 1999; Bernstein 2000; and Weiner 2004.
See Downs, Rocke, and Barsoom 1996; Simmons 2000; Langlois and Langlois 2004; Kelemen and Sibbitt 2004; and Dai 2005.
In order to improve our understanding of norm selection processes, these two insights need to be developed further. The advocacy literature has shown that norm selection involves argumentation, but it falls short of specifying this argumentation process in sufficient detail. First, it neglects the issue of agency. Its focus is on what makes an advocacy stick with an audience and not with what motivates the advocates to engage in their advocacy in the first place. There is no explicit theory of agency in the advocacy literature. It is clear, for example in Finnemore and Sikkink's groundbreaking research on international advocacy networks, that advocates actually believe in the idea that they advocate (and at times calculate strategically how to best get their message across).10
Finnemore and Sikkink 1998.
Second, the advocacy literature overemphasizes the role of identity narratives and identity constituting norms at the expense of other ideational forces. There is a far-reaching agreement that advocates have to construct a fit between the “extant social structure”11
Bernstein 2000, 465.
Goldstein and Keohane 1993, 8.
Third, the finding that norm selection involves fitting the advocated norm into an already-existing social environment is an important finding. But precisely because it is such a key finding, it begs the question of how this process of embedding works. Such a detailed inquiry into the process through which advocates succeed or fail to embed the new into the taken-for-granted needs to elaborate on the existing research in two ways. Which already-established ideas make for a stronger fit than others? Identity narratives, for example, are a resource for successful argumentation. Yet some aspects of the narrative may make for a more powerful argumentation than others. Furthermore, which ways of linking an advocated idea to internalized ideas are persuasive and which are not? Argumentation theory, for instance, has traditionally emphasized the syllogism as a mechanism to link the old and the new. Is this the only way to construct such a fit? Is it an especially persuasive one?
Taking the two key insights of the norm selection literature as starting points for further research requires more than just elaborating on the advocacy literature. It also necessitates finding a compelling synthesis of the logic of appropriateness and the logic of consequences. There have been two important attempts to build bridges between the logics of action. First, the literature on strategic framing postulates that elites frame issues in a manner that maximizes their exogenously given interests. The framing resonates with an audience if it fits the issue into the web of meaning into which the audience is embedded.15
Second, Schimmelfennig proposes the theory of rhetorical action. Communicators, framing an issue in a way that serves their exogenously given self-interest, shame recipients into norm compliance. The recipients are rhetorically entrapped and have only two options: either they violate what they publicly stand for or they acquiesce. Since the violation of prior commitments comes at the cost of shame, they acquiesce.16Schimmelfennig 2003.
There is much to be learned from these attempts. They sketch a picture of social action that is much richer than accounts that rely solely on one logic of action. But neither of the two attempts is without its problems. The key weakness of the concept of strategic framing is the division of labor between the logics of action that it posits. It is not clear why norm entrepreneurs should be disembedded agents who operate in an ideational vacuum, whereas their audience is enmeshed in a social structure. Schimmelfennig's concept of rhetoric action is a powerful reflection on the logic of consequences through the lens of a selective interpretation of Goffman's pathbreaking work on framing.17
As pointed out correctly in ibid., 195. Goffman's work can be read through a sociological and a microeconomic perspective. Schimmelfennig embraces the latter. See especially Goffman 1974.
The next section lays the conceptual groundwork for addressing these challenges by providing a richer understanding of the process of reasoning. I identify the set of ideas that enables agents to reason about normative ideas, and I classify the linkages that actors make between the former and the latter. Based on this conceptual frame, the three sections thereafter deal with the conditions giving rise to innovative argumentation, persuasive argumentation, and compromise.
Reasoning About Normative Ideas
Norm advocacy involves argumentation. Argumentation is public reasoning aimed at persuading an audience.18
This definition is similar to Cicero 2003, 8. For the link between argumentation and reasoning, see also Crawford 2002, 14–16.
Some ideas serve as tools that make the world intelligible to actors. They provide them with clues about how the world works. These clues are the firm ground on which they stand when they reason about the world. They do not question them, but take them for granted.19
Swidler 1986.
Finnemore and Sikkink 1998, 891.
Identity and norms alone, however, provide an incomplete picture. Situated on a deeper layer of the ideational fabric, the episteme—a fruitful conceptualization of a worldview—delineates what is imaginable for actors and what is inconceivable.22
Coined by Foucault 1989a and 1989b, and introduced to the study of world politics by John Ruggie 1975, a small set of literature on the epistemic dimension of world politics has developed on which I base my conceptualization; see Adler and Haas 1992; Ruggie 1993; and Legro 2000.
Kuhn 1962.
Note that the episteme, at least if defined in this way, is not an all-encompassing background. It is not the same as the repertoire. Along with the identity narrative and already-selected norms, the episteme is only one ingredient of the repertoire. Yet the episteme is a particularly salient one because it delineates the imaginable. This includes, inter alia, the construction of the identity narrative. For those early twentieth-century reinventors of German identity, for example, who looked at the world through a Social Darwinist lens, a European German identity was inconceivable. Instead, the lens made the most racist identity construction that has ever been embraced by a nation a fully intelligible and therefore possible representation of the nation. For the nexus of background knowledge and identity, see Smith 1979; Cruz 2000; and Kornprobst 2005.
Aristotle and Cicero remind us that agents never use the entire repertoire of ideas to reason about a certain issue. They pick those that help them to make a particular issue intelligible to themselves.25
U.S. discourse on war and peace, for example, contains a plethora of ideas to reason about war initiation. The identity narrative alone tells many stories about loss, sacrifice, heroism, cowardice, liberation, suffering, defeat, and victory about Self and Other. Challenged by the question of whether or not to go to war against Iraq, the Bush administration did not invoke the entire identity narrative. Given the many different and partly contradictory clues that the narrative provides, this would have made reaching a conclusion impossible. Instead, the administration clung predominantly to one aspect of the identity narrative—the appeasement of Adolf Hitler at Munich in 1938—to make sense of the course of action to be taken against Saddam Hussein. Following a central insight from argumentation theory, I refer to such an idea that agents pick from the repertoire of commonplaces to reason about a particular issue as topos.26Topos is usually translated with commonplace. Yet I use the Greek term to emphasize that there is a plethora of commonplaces but agents pick only a few of them—here labeled topoi—to make a particular issue intelligible to themselves. On reasoning and topoi, see also Kratochwil 1989.
Agents connect topoi to their advocated ideas in various ways. Borrowing from Crawford, this study distinguishes three modes of reasoning: abstraction, comparison, and appropriateness.27
Crawford 2002, 16–18.
Ibid., 28.
By formal logical standards, this syllogism is imperfect. The major premise ought to categorize rather than express a desire. Yet I follow Crawford because I am concerned with practical reasoning and not with how scholars think the actors they study ought to reason.
Comparisons equate a phenomenon that is already authoritatively interpreted with something that is new and requires interpretation. There are two basic types of comparisons: historical analogies and metaphors. The two are often difficult to distinguish. Munich, for example, already referred to above, is both a powerful metaphor and historical analogy in world politics. Since the failure of the Munich Conference to appease Hitler, Munich has become a shorthand for the failure of appeasement and the need to stop an aggressor before it is too late.
Appropriateness as reasoning involves relating the advocated idea to existing norms. This may be done in a more or less elaborate manner. Advocates may simply link an idea to an already-internalized norm. Additionally, they may also invoke a string of topoi that justifies the already-institutionalized norm to the advocated idea. Episteme, identity narrative, or other established norms may be among these topoi. The reasoning underpinning Germany's opposition to invading Iraq, for example, revolved around the ius ad bellum as codified in the United Nations Charter. States may only resort to war as a last resort and as an act of defense. These norms are embedded in the identity narrative. Germany's breaches of the laws of war in World War II, in particular, were invoked as a key lesson not to break norms pertaining to war.
Figure 1 summarizes the process of reasoning about normative ideas. Actors employ those topoi from the repertoire of commonplaces that enable them to make sense of a particular issue, and they construct a link between these topoi and the advocated idea. The construction of the link proceeds through three modes of reasoning: abstraction, comparison, and appropriateness.
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Reasoning about normative ideas
Building on this conceptual work, the following three sections outline three ideal-typical stages of norm selection. I contend that the repertoire of commonplaces provides clues for the formation of an advocacy (innovative argumentation). Inquiring into the question of what linkages between what topoi are persuasive to an audience, I identify the properties of a successful argument (persuasive argumentation). Finally, scrutinizing the salience of the repertoire for bargaining processes, I theorize on the conditions under which opponents are swayed by what is to them an unconvincing argument (compromise).
The Formation of Advocacy: Innovative Argumentation
What makes actors engage in an advocacy for a new normative idea in the first place? I hypothesize that innovative argumentation is made possible by a change in the environment in which agents are embedded.30
Human creativity eludes the more or less elegant models that students of human practices attempt to develop. Yet this creativity is made possible by the environment in which human beings are embedded. This allows us at least to theorize on how a particular environment gives rise to a range of possible practices.
Both aspects share an important similarity: they turn the world upside down for agents. This challenges them to abandon old orthodoxies and search for alternatives. Revolutionary events may be appreciated, such as a technological breakthrough, victory in war, or spectacular economic success. Yet they may also be shocking, such as a natural disaster, war, ethnic cleansing, or genocide. Such an event constitutes a “cognitive punch.”31
Adler 1991, 55.
The emphasis on the shifting repertoire explains why the first stage of the norm selection mechanism is labeled innovative argumentation. The advocated idea may be an old one. Yet the shifting repertoire requires agents to employ new topoi and construct new linkages between the topoi and the advocated idea. In this sense, the argumentation is innovative.
There are four possible configurations of a revolutionary event and a changing repertoire. First, if they occur at the same time or follow one another in a short time sequence, the environment is most conducive for agents to initiate an advocacy for a new normative idea. In this case, the revolutionary event challenges actors to embark on new ways of doing things, and the changing repertoire provides them with new clues for doing so.33
I seek to explain how actors construct a link between an evolving repertoire and a normative idea. I systematically inquire only into the process through which an idea becomes selected as a norm and, thus, becomes an ingredient of the repertoire. The explanation of more profound changes in the repertoire is outside the scope of my study. The significance of revolutionary events is well established in the literature; see Odell 1982; Hall 1986; Adler 1991; and Toulmin 1990. Note that such an event may or may not trigger far-reaching ideational change (in my conceptual language, a shifting repertoire). World War II, for instance, caused a profound ideational change in Europe. World War I, by contrast, did not. For an overview of different routes of ideational change, see Campbell 2004, 62–89.
Environments conducive to new arguments about normative ideas
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Power of Argument I: Persuasive Argumentation
Innovative argumentations are initiated frequently, but only a few of them succeed in persuading a broader audience. What makes an advocacy persuasive? Based on the process of reasoning outlined above, my explanatory strategy for this question is twofold. First, I identify the topoi that make for compelling abstract, comparative, and appropriateness reasoning. Some ideas taken from the repertoire of commonplaces make for a more convincing argument than others. Second, I inquire into the opportunities that the support for topoi offers to advocates to assure the audience of their credibility.
This translates into four conditions that facilitate persuasive argumentation. First, arguments that invoke a fit between an advocated normative idea, the dominant episteme, and a nation's widely shared longing for the future facilitate persuasive argumentation. This proposition pertains to abstract reasoning. The conclusion of a syllogism presupposes a goal (major premise) and a cause-effect relationship (minor premise). A nation's widely shared longing for the future is a powerful topos for identifying the goal. The identity narrative sketches paths towards the nation's longing. Nations tend to project the achievement of their most important ideals into the future. In this way, nations are often incomplete by their own judgment.34
Meier 1999.
Second, arguments that assert a match between widely accepted key events of the identity narrative, the dominant episteme, and the normative idea make persuasive argumentation more likely. This kind of argumentative power stems from the salience of comparative reasoning. Nations interpret their identity narrative through the lens of the episteme. This lens makes actors emphasize certain key events of the identity narrative and predisposes them to make sense of these events in a particular way. Serving as analogies, key events make for powerful topoi, especially if the taken-for-granted lens through which actors look at these events—that is, the episteme—is also explicitly invoked as a topos.
Third, arguments that postulate a link between identity-constituting norms, their justification by the dominant episteme and/or key events of the identity narrative, and the advocated idea facilitate persuasive argumentation. As outlined in the previous section, appropriateness reasoning may be underwritten by the justification of an institutionalized norm. A strong justification may revolve around the dominant episteme or key events of the identity narrative or both. Employing such a justification is expected to make for a more compelling argument than appropriateness reasoning that merely invokes an already-institutionalized norm.
Fourth, advocates who have established a reputation with the audience of having persistently supported the topoi of their advocacy not only during the pursuit of this advocacy but also outside of it make persuasive argumentation more likely. Endorsing the topoi not only for a particular advocacy, but having endorsed them beyond it, lends credibility to communicators. It assures the audience that the speakers have not chosen the topoi of the advocacy for opportunistic reasons but because they actually believe in them.35
For the link between perceived sincerity and credibility, see Eagly, Wood, and Chaiken 1978.
Power of Argument II: Compromise
If the power of an argument were confined to persuasion, norm selection through argumentation would be a rare phenomenon. It is very unlikely that an argument persuades everyone. Yet the power of an argument is not confined to persuasion. I contend that an advocacy that succeeds in establishing a new majority view puts pressure on recalcitrant actors to comply.
Research on public opinion suggests that an argument, once it has become widely accepted, puts pressure on nonpersuaded actors to conform.36
Nölle-Neumann 1980.
Finnemore and Sikkink 1998, 902.
Successful argumentation only makes willing to bargain those recalcitrant actors whose repertoire of commonplaces contains the topoi that the advocates invoke in their argumentation. There are two levels of disagreement with an argument: the topoi employed by an advocate may be part of a recalcitrant actor's repertoire of commonplaces. The rift between arguments, however, may cut much deeper. The topoi picked by the advocate may not be part of the counteradvocate's repertoire of commonplaces. In the latter case, the recalcitrant actor refuses to bargain, even if this entails significant costs. Reaching an agreement with the advocate would require the unconvinced actor to violate his or her deepest-held beliefs. If the topoi invoked by the advocate are also part of the recalcitrant actor's repertoire, by contrast, bargaining becomes possible.
What happens once advocates and counteradvocates sharing the advocacy's topoi sit down at the bargaining table? The occurrence of the persuasive argumentation stage of the norm selection mechanism makes clear who is eager to reach an agreement.38
Note that this is only one among several possible conceptualizations of a compromise. A newly established majority view provides a weaker impetus to compromise on one's position than, say, an imminent threat of physical force. I am only concerned with the former.
Analyzing Irish Irredentism
The 1921 Anglo-Irish Treaty established the Irish Free State. The Unionists of Northern Ireland seized upon the opportunity offered by the treaty and opted out of the Free State. In the South, the treaty triggered a civil war between those Nationalists in favor of, and those against, signing it.39
I use these labels as they appear in Irish discourse: Nationalists share the ideal of a unified Ireland, whereas Unionists wish to remain a part of the United Kingdom. The overwhelming majority of the Republic's populace and a sizeable minority in the North are Nationalists. The majority in the North are Unionists.
Finnemore and Sikkink 1998, 895.
The Republic's selection of the territorial status quo norm is well suited for probing the plausibility of the three-stage generative mechanism because, at least at first glance, theories focusing on identity encounter difficulties in accounting for this case. At the core of the identity narrative is a story about Self and Other. Decades prior to normative change in Ireland, West Germany, Italy, Yugoslavia, and Greece ceased to consider claiming territory legitimate although they had been entangled in irredentist disputes across the Cold War divide. Latvia and Lithuania came to take the territorial status quo norm for granted only a few years after Moscow, from which they unambiguously demarcated themselves, released them into sovereign statehood. The Republic of Ireland, by contrast, selected the territorial status quo norm more than half a century after London had granted its independence and a quarter of a century after the Republic and Britain had become partners in the European unification process.41
This makes Irish irredentism a difficult case for a plausibility probe, but, of course, not a crucial case for testing the theory. The theoretical framework contains several novel elements. Before putting it to a more rigorous and elaborate empirical test, the plausibility probe helps to establish whether such a rigorous test is warranted or whether the theoretical framework has to be revised and probed further prior to such a comprehensive test.
My argumentation analysis proceeds in two major steps. The empirical examination starts with a thick description of the evolution of the repertoire of commonplaces. This involves tracing the evolution of, and contestation about, epistemes, identity narratives, and already-internalized norms. This step of the empirical analysis recreates the toolbox that enables actors to reason and shows which elements of the repertoire are dominant and which are at the margins.
Next, I trace the generative process through which the norm was selected. This includes a number of tasks. First, I inquire into the salience of the revolutionary event and, building on the previous thick description, inquire into the significance of a shifting repertoire for innovative argumentation. Second, I examine whether the advocates link the topoi to the advocated idea and whether they have established a reputation for supporting these topoi in the manner suggested by the propositions on persuasive argumentation. Third, I use the diffusion and the congruence tests in order to identify persuasive argumentation. The diffusion test focuses on the spread of the intersubjective fit between repertoire and normative idea. If a particular argument, identified by the topoi and the modes of reasoning employed, spreads from one communicator to another, it can be inferred from this that the former persuaded the latter through his or her argument. The reproduction of an argument, therefore, serves as an indicator for persuasion. The congruence test, used when data—such as public opinion surveys—do not allow for the diffusion test, is slightly less demanding. If (1) an audience comes to accept a normative idea, (2) the topoi picked by the advocates are part of the audience's repertoire of commonplaces, and (3) the audience comes to agree with the advocates' argumentation without rewards and punishments being offered, I infer from this the occurrence of persuasive argumentation. Fourth, I use a sequencing test as an indicator for a compromise. At t1 some players advocate to select the idea as a norm whereas others argue against it; the former and the latter do not share the same repertoire of commonplaces or, if they do, they disagree about the linkage between the repertoire of commonplaces and the normative idea. Between t1 and t2, the costs for opposing the normative idea are mounting. At t2 the opponents receive a concession by the domestic advocates and/or in the international arena that makes the normative idea, given the opponent's repertoire of commonplaces, less objectionable. At t3 the opponents comply with the norm selection but they do not advocate a fit between the norm and the repertoire of commonplaces. Fifth, I discuss alternative explanations.
Throughout my analysis, I rely on six clusters of sources pertaining to debates about the Irish Question from 1921 to 2000: (1) speeches and writings and Irish Taoisigh (prime ministers); (2) Parliamentary debates;42
I focused on debates in the Dáil Éireann, which is the lower chamber of Parliament, comparable to the House of Commons in Britain. I selected those debates that dealt with general principles of foreign policy and with Northern Ireland.
I analyzed the Republic's three national newspapers: Irish Independent, Irish Press, and Irish Times. I examined the reactions to the selected Dáil debates in the two editions following each debate.
The Evolving Repertoire of Commonplaces
How did the repertoire of commonplaces on which actors could draw to make sense of the Irish Question evolve over time? In the beginning, there was orthodoxy. Fichte's writings are based on four fundamental beliefs about what nations are and what makes them survive.44
Fichte 1978.
The four axioms confined the imaginative space of the reinventors of the Irish nation to an authentic Self that was fundamentally different from the outside world. The dominant Celtic and Catholic representation of Irishness postulated an authentic Self that was exclusive in two ways. First, early twentieth-century nation-builders sought sharp demarcation from other nations, in particular Britain. Intermingling with other nations was seen as a threat to the authentic Self.46
Fanning 1990, 9–10.
O'Higgins 1948, col. 1517.
The dominance of the colonial episteme markedly declined from the 1960s onward. At the same time, an alternative episteme gained influence: an interpretation of the Idea of Europe. According to the Idea, rigid borders between Us and Them within and between Europe's nations had caused a series of disasters. Only replacing Europe's splintering into nation-states with cooperation and integration as well as the acknowledgement of the plurality of nations would make it possible to achieve a lasting peace. In the 1940s and 1950s, only a small group of actors embraced the Idea of Europe.48
See MacBride 1949; Irish Times, 14 July 1949, 5; and Irish Times, 15 July 1950, 5.
Goodman 1996, 200–201.
The more widespread the communal episteme became, the more beleaguered the exclusive identity became. For those making sense of Irishness through the lens of the Idea of Europe, the postulates of the authentic Self were obsolete and dangerous. From the 1980s onward, the exclusiveness of the authentic Self was increasingly criticized in films and fictional literature.51
When in office as Taoiseach in the early 1980s, Garret FitzGerald (Fine Gael) vigorously attempted to make Irishness more inclusive. He wanted to “lead a republican crusade” to replace the authentic Self with the ideal of a pluralistic nation.52FitzGerald quoted in Keogh 1995, 357.
Charles Haughey (Fianna Fáil) was FitzGerald's principal political opponent. He continued to make sense of Irishness through the colonial episteme. Seen through this perspective, the “crusade was started by the infidels.”53
FitzGerald quoted in Herz 1989, 58.
With the Idea gaining more and more support and the colonial episteme weakening, inclusive Irishness became dominant. Irishness ought to mean to respect the Nationalist and Unionist traditions of the Irish nation and to seek integrating the Republic with other European nations, including Britain.55
Ivory 1999, 89–90.
MRBI survey, 3–4 February 1986 (MRBI/3420/86); wording: “As you are probably aware, an Agreement was signed between the Irish and the British Governments, regarding Northern Ireland. Do you approve or disapprove of the Irish Government signing this Agreement?”
Ibid.; wording: “Do you think that this Agreement will: Promote better relations between Northern Ireland and the Republic of Ireland?”
MRBI survey, 19–20 November 1986 (MRBI/3410/85); wording: “Do you think that this Agreement will improve life for the Nationalists/Catholics in Northern Ireland?” MRBI-survey, 3–4 February 1986 (MRBI/3420/86); wording: “Do you think that this Agreement will: Promote better relations between the two communities in Northern Ireland?
Public opinion data on the European unification process also suggest the evolution towards the Idea of Europe and inclusive nationalism. At a time when Euro-skepticism began to plague integration efforts in most European countries, referenda on milestones of the European unification process were carried by impressive margins. Although Fianna Fáil campaigned against the Single European Act in 1986, more than two-thirds of the populace voted in favor of the agreement in 1987. The same majority carried the Maastricht Treaty in 1992.59
See 〈http://www.electionsireland.org〉. Accessed 15 September 2006.
IMS survey, 5–7 December 1991 (CMC/mcJ.1S393); wording: “There is a lot of talk these days about European Unification. Would you be in favour or opposed to Ireland becoming part of a federal United States of Europe comparable to the United States of America?”
Fianna Fáil's Neil Blaney and Desmond Foley were outspoken advocates of taking the military option at least into consideration. Justin Keating (Labour) did not rule out the use of force either; see Blaney, quoted in Keogh 1995, 305; Foley 1972; and Keating 1971.
In short, the repertoire of commonplaces on the Irish Question changed dramatically in the twentieth century. In the 1980s, the Idea of Europe came to dominate the colonial episteme, and more and more actors came to imagine an inclusive variant of Irishness. The following three sections examine how advocates drew on the shifting repertoire to make sense of the Irish Question and the irredentist claim, trace the process through which particular lines of argumentation persuaded audiences, and inquire into the roles that successful argumentation and a shared repertoire of commonplaces played in winning over recalcitrant actors through a compromise.
Innovative Argumentation
How did the evolution of the criterion affect the formation of advocacies for the territorial status quo? Initially, such an advocacy was inconceivable. For the early twentieth-century reinventors of Irishness, the irredentist claim to Northern Ireland was an article of faith in the Nationalist credo. Irredentism was an unquestionable norm, supported by all three modes of reasoning. First, putting an end to partition is the most important goal of the Irish nation. Partition is caused by Britain's continuing colonization of Northern Ireland. Thus, the Irish nation owes it to itself to pressure Britain to withdraw from Northern Ireland (abstract reasoning). Second, the final withdrawal of the colonizer from Ireland could only be achieved if the Irish were as determined and uncompromising about unity as they had been in the long fight against British colonialism on the island. The present generation owes it to past generations to continue the struggle (comparative reasoning).62
Lehane 1948.
It was only in the early 1970s that this orthodoxy was challenged. The advocacy to recognize the existing border began. It started at the height of what the Irish somehow euphemistically call “The Troubles.” Violence between Nationalists and Unionists escalated from 1968 onward. In 1969, the Provisional Irish Republican Army split from the Official Irish Republican Army. It started its terrorist campaign two years later. According to official British statistics, the Troubles left almost 2,500 people dead and injured about 27,000 people between 1971 and 1986. Civilian deaths accounted for half of the casualties and two-thirds of the injured.63
Day 1992, 128.
The Troubles were a shocking series of events that prompted a number of actors to radically rethink diagnosis and cure of the Irish Question. The repertoire of commonplaces, which had started to change in the 1960s, provided new clues for this endeavor to those actors who embraced its novel dimensions. The two key advocates were Garret FitzGerald and Conor Cruise O'Brien.64
Being influential journalists and politicians as well as protagonists of the Idea of Europe and a more inclusive identity narrative, they had already established a reputation with their audience for fully endorsing those new clues of the repertoire that they employed as topoi for their argumentation for the idea of a territorial status quo norm.65See Mair 1987; and Keogh 1995, 285, 356–57. See also the previous section on the evolution of the repertoire of commonplaces. This reputation extended increasingly to the political parties of FitzGerald and O'Brien, that is, Fine Gael and Labour, respectively; see Ivory 1999.
They linked the shifting repertoire to this normative idea through comparative reasoning. The topoi of this reasoning were the Idea of Europe and particular interpretations of partition and the Troubles. Seen through the Idea of Europe, a fundamental lesson had to be learned from Irish history: exclusion breeds violence. In the twentieth century, the majority (Nationalists) had tried to impose its conception of Irishness onto the minority (Unionists). As a consequence, the minority felt threatened. Out of legitimate fear, it opted out of Ireland and was determined to hold onto its autonomy from Dublin by any means possible, including a de facto civil war in the North. Taking this historical lesson seriously meant redefining Irishness in a more inclusive manner and dropping the irredentist claim. It would assure Unionists that they would not be forced into the Republic and that the Republic, in a nonsectarian manner, would respect their tradition and their wishes.66
Additionally, FitzGerald also employed abstract reasoning, composed of the topoi of longing for unity and the Idea of Europe. The major premise of the syllogism was the desire for unity on the island of Ireland. The minor premise was that the gradual increase in cooperation and integration across state borders takes away the divisive nature of these borders and may ultimately even make the borders obsolete. FitzGerald inferred from this that a chance for reunification could only be kept alive if North and South embarked on a cooperation and integration scheme modeled after the European unification process. The irredentist claim was a stumbling block making such a process impossible to initiate. Borders would first have to be recognized in order to be overcome through a historical process.
The advocates, especially FitzGerald, were initially very cautious in formulating this reasoning in public. FitzGerald's advocacy started in 1969 within his own party (Fine Gael) and refrained from making the withdrawal of the territorial claim explicit at that point in time. Only when he realized that the continuing violence in Northern Ireland made it possible to think aloud of radical alternatives to the Republic's stance on the Irish Question, did he explicitly call for forgoing irredentism within and outside of Fine Gael.67
FitzGerald 1991, 222–23.
In sum, advocates initiated a new advocacy in what was hypothesized to be a highly conducive environment for innovative argumentation. The Troubles were the revolutionary event that made it clear to actors that something had to change, and the shifting repertoire of commonplaces enabled those actors who embraced the novel dimensions to imagine new directions for dealing with the Irish Question.
Persuasive Argumentation
The innovative argumentation included a number of elements that were hypothesized to make an argumentation successful. For one, the advocates had established a reputation as supporters of the topoi of their argumentation even outside of the advocacy. This applies to Fine Gael and Labour at large and especially to FitzGerald and O'Brien. Furthermore, using key events of the identity narrative—including the longing for unity—and the episteme as topoi, the advocates employed abstract and comparative reasoning. Other hypothesized elements, however, were missing prior to the mid-1980s. The topoi that the advocates employed had not yet become widely shared. They had not become part of the dominant repertoire of commonplaces. This seriously undermined their argumentation's persuasive power throughout the 1970s. Many vilified the advocates as traitors.69
See Irish Press, 10 March 1971, 10; and Irish Press, 5 February 1972, 10. In the Dáil, Neil Blaney was the most outspoken critic of recognition; see Blaney 1974.
The argumentation changed only in nuances over the decades. The abstract and comparative modes of reasoning continued to dominate the advocacy.70
With regard to the central place of the European unification process in his thinking, John Bruton was the political heir of FitzGerald; see Bruton 1990 and 1993. Yet others argued in a similar vein. See, for example, De Rossa 1993.
Although the argumentation remained virtually unchanged, it became much more successful from the mid-1980s onward. More and more actors became persuaded of the argumentation. By the early 1990s, Fianna Fáil was the only major political party to uphold the irredentist claim. Among the three major newspapers, only the Irish Press defended Fianna Fáil's stance.72
The Irish Independent and the Irish Times were very critical of the Republic's claim of legal right to Northern Ireland: Irish Independent, 20 November 1985, 12; Irish Independent, 23 November 1985, 8; and Irish Times, 22 November 1985, 9.
Public opinion on amending Articles 2 and 3
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In 1981, almost half of the populace was still opposed to amending the Constitution.73
IMS survey, 14–15 October 1981 (j.8041); wording: “The Irish Constitution claims jurisdiction over the whole of this island, North and South. It has been suggested that this might be changed to drop the claim to jurisdiction over Northern Ireland. Would you approve or disapprove of such a change?”
MRBI survey, 24–25 September 1992 (MRBI/4080/92); wording: “Articles 2&3 of the Constitution which claim jurisdiction over all of Ireland are being discussed by the Irish and British Governments and the Northern Parties. Do you think the claim in Articles 2&3 should be retained, or should the claim be changed to an aspiration?”
IMS survey, 1–8 April 1993 (CMC/1d/j.3S125); wording: “It has been suggested that Articles 2 and 3 of our Constitution should be amended to confirm our acceptance that there will be no change to the existing status of Northern Ireland except by peaceful means and with the consent of the majority of Northern Ireland. Do you think Articles 2 and 3 should be left as they are, or do you think they should be amended as outlined?”
MRBI survey, 20–22 May 1995 (MRBI/4290/95); wording: “Should or should not the following provisions be put into a new or amended Constitution? Change of Articles 2 and 3 from a territorial claim on NI to an aspiration of unity?”
What made this extraordinary success of the advocacy possible? By the mid-1980s, the element that was hypothesized to facilitate persuasive argumentation but had been absent during the 1970s was no longer missing. In the 1970s, the advocates' argumentation had linked the idea for a territorial status quo norm to the episteme and the nation's longing for the future (abstract reasoning) and it had connected the idea to key events of the identity narrative and the episteme (comparative reasoning). As powerful as this argumentation had been for the few actors who shared the advocates' episteme and identity narrative, its appeal to a broader audience had remained limited. Only when the shift of the repertoire was completed and the episteme and the identity that the advocates took for granted became dominant in Irish discourse did their argumentation resonate with a broader audience. Persuaders and persuadees came to share a lifeworld, which made meaningful communication and persuasion possible.
Compromise
As successful as the advocacy had been, a number of recalcitrant actors remained. Some of them had come to embrace the Idea of Europe, inclusive nationalism, and its constituting norms. Although they shared the advocates' repertoire of commonplaces, however, they remained unconvinced of the linkages that the advocates proposed between irredentism and the topoi that the advocates picked from the repertoire. This is why Fianna Fáil objected to renouncing irredentism. Other actors, such as Independent Fianna Fáil, did not share the newly dominant repertoire. They held onto the colonial episteme and exclusive nationalism.
Yet the successful argumentation inflicted heavy costs on the recalcitrant actors. In 1993, the Irish Press was swayed by public pressure. Asserting that there was “a sense of urgency to match the public mood,”77
Irish Press, 2 April 1993, 8.
Thanks to its coalition partner, the Progressive Democrats, Fianna Fáil came back to power in 1997. The Fine Gael–led government that had preceded this coalition had made far-reaching promises about the Republic's contribution to the peace process in Northern Ireland. In sharp contrast to previous commitments by Fianna Fáil governments, Fine Gael had announced in 1995 that the Republic would amend its Constitution to clarify that the Unionists of Northern Ireland would not be forced into the Republic. Fine Gael was committed to replacing the claim of legal right with an aspiration for unity. Given Fine Gael's argumentation on the Irish Question, it was not surprising that the party agreed to change the Constitution in the Framework Document. The Progressive Democrats had been persuaded of this stance by the early 1990s.78
But what would Fianna Fáil, the senior partner in the new coalition government, do?Britain and the Unionists of Northern Ireland offered a Council of Ireland in exchange for forgoing irredentism. The Council, composed of delegations from the Republic and Northern Ireland, would discuss matters of relevance to both parts of Ireland. Furthermore, Nationalists in the North would participate in a power-sharing executive. The Taoiseach Bertie Ahern and his foreign minister David Andrews toured the country and tried to convince their party in numerous meetings that the benefits of Council and power-sharing were unattainable without renouncing the claim of legal right to Northern Ireland.79
Interview with David Andrews in Dublin, 29 January 2004.
In 1973, Fianna Fáil had still opposed the Sunningdale Communiqué. The agreement had offered similar benefits and demanded a far less explicit assurance to Unionists than the recognition of the territorial status quo. Given the mounting pressure on the party in the late 1990s, however, Ahern and Andrews succeeded in winning the support of Fianna Fáil. In 1998, Ahern signed the Good Friday Agreement. In the accord, the Republic announced that it would hold a referendum on replacing the territorial claim in Articles 2 and 3 with an aspiration. An impressive majority of 94 percent carried the referendum.80
See 〈http://www.electionsireland.org〉. Accessed 15 September 2006.
Conclusion
The empirical findings lend evidence to the three-stage norm selection mechanism. First, environmental change made actors embark on an advocacy in favor of the territorial status quo norm. The Troubles were the revolutionary event that made it clear to the advocates that the old ways of doing things had become obsolete and the changing repertoire of commonplaces, in particular the changes from the colonial episteme to the Idea of Europe and from exclusive to inclusive nationalism, provided the clues for what the new should look like. Second, advocates who had established a reputation for persistently supporting the topoi of their advocacy even outside of the advocacy succeeded in persuading large segments of the elites and the public. They did so by linking the advocated idea of a territorial status quo norm to the already-selected norm of peaceful resolution of disputes and its almost consensual justification (appropriateness reasoning); by linking it to the Idea of Europe—that is, the dominant episteme—and the nation's longing for unification, which was a key aspect of the dominant identity narrative (abstract reasoning); and by linking it to violence between Nationalists and Unionists—also an important aspect of the dominant identity narrative—as seen in the light of the European episteme (comparative reasoning). Third, when the costs of opposing the newly established majority view mounted, those recalcitrant actors who shared the advocates' repertoire of commonplaces accepted a compromise with the advocates, even though the compromise clearly favored the advocates' position.
As promising as these results are, there are also a few caveats. The Irish case shows that the three stages are only ideal-types. As useful as the three stages are as a heuristic device, they are not real-types. The decision by the Irish Press to cease its support for irredentism, for example, is not adequately captured by the compromise. The newspaper was swayed by public pressure without receiving a concession. Furthermore, the plausibility probe was merely a preliminary test. Only a more comprehensive scrutiny of a number of cases can provide compelling answers to questions such as the following: Do some modes of reasoning make for a more compelling argument than others? Comparative reasoning, especially if aimed at persuading the public, may be more persuasive than, say, abstract reasoning. Alternatively, a combination of all three modes of reasoning may make for a very compelling argument. Do some shifting aspects of a repertoire of commonplaces provide a stronger impetus for innovative argumentation than others? The Irish case suggests that epistemic change may have especially profound repercussions.
Even without further elaborating on the theoretical framework, however, the three-stage norm selection mechanism provides a more compelling account than alternative explanations. From a realist perspective, the withering away of irredentism was simply a function of the power discrepancy between the Republic and the United Kingdom. Dublin lacked the necessary means to force the United Kingdom into surrendering Northern Ireland. This made the territorial claim futile. This hypothesis cannot explain, however, why Dublin claimed Northern Ireland for more than fifty years before withdrawing the claim. The power discrepancy never changed significantly.81
Skelly applies realist insights on major power relations to the study of Irish foreign policy; see Skelly 1997.
Rational choice provides some important insights into the Republic's domestic politics. Pressure by the electorate influenced recalcitrant elites.82
This link is well developed in Dai 2005.
For an account of Irish foreign policy through a rational choice perspective, see O'Halpin 1999.
National Development Plan 2005. The Republic received €11 billion from 1989 to 1999 and €4 billion are earmarked for the period from 2000–2006.
Existing constructivist accounts provide an important starting point for analyzing the research puzzle, but they are incomplete. Authors point to the Republic's European worldview85
MacLaughlin 2001.
The results of this study have at least three important implications for international relations theory. First, argumentation matters. The social environment in which actors are embedded does not determine their actions. It is a resource that enables them to reason and to communicate with others. The environment is an impetus for actors to try to persuade others and the social context that offers or denies the possibility of this attempt being successful. Hence, the environment should only be the starting point of our analyses, followed by an exploration of how agents, in their quest to make the world intelligible to themselves, come to assemble different aspects of this environment into what is to them a coherent picture. Second, a particularly profound aspect of this enabling environment is the worldview, which I conceptualized as episteme in this study. It is perhaps no coincidence that the advocacy literature confines itself to what I referred to in this study as appropriateness reasoning. Only taking the episteme seriously makes it possible to inquire into abstract and comparative reasoning as defined in this article. Without the episteme, there is no minor premise of the syllogism and therefore no abstract reasoning; and there is no comparative reasoning because this requires the interpretation of one's history through a paradigmatic perspective. Finally, the logic of consequences and the logic of appropriateness are pervasive aspects of social life. The plausibility of our theoretical frameworks depends, to a considerable extent, on our ability to find a compelling synthesis between these logics of action. Argumentation theory provides interesting leads for this endeavor that go beyond what I suggested in this article: what rational choice defines as rationality is a form of reasoning. But it is not the only one.