To support their argument that knowledge representations are more basic than belief representations, Phillips et al. draw on evidence suggestive that knowledge representations emerge earlier and more robustly in infancy than belief representations. They propose that knowledge representations, unlike belief representations, are developmentally privileged and “fundamental because they allow us to learn from others about [the true state of] the world.” Here, we argue that learning the true state of the world is one, but not the only, function of theory of mind; therefore, it may be premature to conclude that knowledge is more fundamental than beliefs. Specifically, we argue for an increased focus on the role of mental-state representations in contexts involving the evaluation of potential social partners (i.e., socially evaluative contexts).
Humans represent mental states not only to learn from others about the true state of the world, but also to learn about the character of potential social partners within it. Because humans must cooperate with each other to survive (Tomasello, Melis, Tennie, Wyman, & Herrmann, Reference Tomasello, Melis, Tennie, Wyman and Herrmann2012), we must be able to accurately assess potential social partners and determine whether they might cooperate with us in the future. Our theory of mind is crucial in this process, enabling us to distinguish, for instance, between an individual who intentionally poisoned someone's coffee and one who did so under the false belief that the poison was sugar (Young, Cushman, Hauser, & Saxe, Reference Young, Cushman, Hauser and Saxe2007). Which individual would make a better social partner? Our ability to represent others' mental states, including not only what they know, but also what they believe, is critical for evaluating others' actions and readily informs partner choice decisions (see Martin & Cushman, Reference Martin and Cushman2015).
Despite early developing motivations to form and maintain social relationships (see Raz & Saxe, Reference Raz and Saxe2020), the vast majority of studies on theory of mind development have not examined mental-state representations in socially evaluative contexts. Rather, studies on infant theory of mind have almost exclusively assessed infants' expectations of a single, neutral agent who seeks to find an object. Phillips and colleagues include these studies as part of their evidence that knowledge representations are more basic than belief representations.
Without grounding studies of infants' mental-state representations in contexts of social evaluation, however, it may be premature to form such conclusions. A large body of research has demonstrated that the context of a task may matter for false-belief reasoning as well as cognitive reasoning more broadly. For example, adults' cognitive reasoning is enhanced when tasks are framed as being about social contracts versus in non-social terms (Cosmides & Tooby, Reference Cosmides, Tooby, Barkow, Cosmides and Tooby1992). Similarly, a number of studies suggest that young children (who typically struggle in verbal tasks of false-belief understanding) may be better able to answer questions about false beliefs when agents act antisocially (Chandler, Fritz, & Hala, Reference Chandler, Fritz and Hala1989; Tsoi, Hamlin, Waytz, Baron, & Young, Reference Tsoi, Hamlin, Waytz, Baron and Young2020; Wellman, Cross, & Watson, Reference Wellman, Cross and Watson2001). Here, we explore the possibility that when infants engage in social evaluation, they show earlier capacities for mental-state reasoning than previously assumed.
Take, for instance, studies assessing 3-month-old infants' understanding of others' goals. Past research has found that 3-month-olds do not readily represent the goals of agents' object-directed actions (Sommerville, Woodward, & Needham, Reference Sommerville, Woodward and Needham2005). And yet 3-month-olds do appear to negatively evaluate agents who hinder others' goal pursuit: They selectively avoid looking at agents who steal a protagonist's ball (Hamlin & Wynn, Reference Hamlin and Wynn2011) and who prevent a protagonist's attempts to climb up a hill (Hamlin, Wynn, & Bloom, Reference Hamlin, Wynn and Bloom2010). These findings point to the possibility that 3-month-old infants may be more capable of representing others' (even unfulfilled) goals in socially evaluative versus non-evaluative contexts. Given these findings within the domain of goal understanding, do socially evaluative contexts facilitate infants mental-state representations more broadly?
Indeed, a growing number of studies have provided evidence that infants' social evaluations incorporate others' intentions and knowledge states by late in the first year (Hamlin, Reference Hamlin2013; Hamlin, Ullman, Tenenbaum, Goodman, & Baker, Reference Hamlin, Ullman, Tenenbaum, Goodman and Baker2013; Woo, Steckler, Le, & Hamlin, Reference Woo, Steckler, Le and Hamlin2017), and recent research suggests that they may even incorporate others' false beliefs by 15 months. In Woo and Spelke (Reference Woo and Spelke2020), 15-month-olds evaluated agents not on the basis of the objective consequences of their actions (whether they caused a protagonist to obtain a desired versus an undesired toy), but instead on the basis of whether or not the agents believed their actions would be helpful. That is, infants preferred an agent who directed a protagonist to a location where the agent had last seen a toy that they knew the protagonist desired (i.e., where the agent falsely believed the desired toy to be), over an agent who inadvertently directed the protagonist to the desired toy's actual location (i.e., where the agent falsely believed the desired toy was not). These findings replicated in two distinct testing contexts (in-person and online), and provide the first evidence that infants can reason about false beliefs in socially evaluative contexts.
Although these results clearly require replication by independent researchers, they stand in contrast to the mixed evidence that infants represent false beliefs in non-evaluative contexts (Poulin-Dubois et al., Reference Poulin-Dubois, Rakoczy, Burnside, Crivello, Dörrenberg, Edwards and Perner2018). In light of research suggestive that the development of infants' goal understanding may also differ across socially evaluative and non-evaluative contexts, we call on future studies to systematically test whether the development of mental-state representation differs across contexts. Given the importance of mental states, both factive and non-factive, for accurate social evaluation, infants may be more sensitive to what others believe earlier in development in socially evaluative contexts than in the non-evaluative contexts of traditional false-belief tasks.
In sum, we argue that the study of theory of mind must consider the context in which mental-state reasoning occurs. Although both knowledge and belief have major consequences for social evaluation, the vast majority of studies on infants' theory of mind to date have not examined infants' mental-state representations in socially evaluative contexts, but instead in a comparatively inconsequential object search paradigm. By examining the development of belief representations in a wider range of contexts, we can better determine which mental states are fundamental to theory of mind.
To support their argument that knowledge representations are more basic than belief representations, Phillips et al. draw on evidence suggestive that knowledge representations emerge earlier and more robustly in infancy than belief representations. They propose that knowledge representations, unlike belief representations, are developmentally privileged and “fundamental because they allow us to learn from others about [the true state of] the world.” Here, we argue that learning the true state of the world is one, but not the only, function of theory of mind; therefore, it may be premature to conclude that knowledge is more fundamental than beliefs. Specifically, we argue for an increased focus on the role of mental-state representations in contexts involving the evaluation of potential social partners (i.e., socially evaluative contexts).
Humans represent mental states not only to learn from others about the true state of the world, but also to learn about the character of potential social partners within it. Because humans must cooperate with each other to survive (Tomasello, Melis, Tennie, Wyman, & Herrmann, Reference Tomasello, Melis, Tennie, Wyman and Herrmann2012), we must be able to accurately assess potential social partners and determine whether they might cooperate with us in the future. Our theory of mind is crucial in this process, enabling us to distinguish, for instance, between an individual who intentionally poisoned someone's coffee and one who did so under the false belief that the poison was sugar (Young, Cushman, Hauser, & Saxe, Reference Young, Cushman, Hauser and Saxe2007). Which individual would make a better social partner? Our ability to represent others' mental states, including not only what they know, but also what they believe, is critical for evaluating others' actions and readily informs partner choice decisions (see Martin & Cushman, Reference Martin and Cushman2015).
Despite early developing motivations to form and maintain social relationships (see Raz & Saxe, Reference Raz and Saxe2020), the vast majority of studies on theory of mind development have not examined mental-state representations in socially evaluative contexts. Rather, studies on infant theory of mind have almost exclusively assessed infants' expectations of a single, neutral agent who seeks to find an object. Phillips and colleagues include these studies as part of their evidence that knowledge representations are more basic than belief representations.
Without grounding studies of infants' mental-state representations in contexts of social evaluation, however, it may be premature to form such conclusions. A large body of research has demonstrated that the context of a task may matter for false-belief reasoning as well as cognitive reasoning more broadly. For example, adults' cognitive reasoning is enhanced when tasks are framed as being about social contracts versus in non-social terms (Cosmides & Tooby, Reference Cosmides, Tooby, Barkow, Cosmides and Tooby1992). Similarly, a number of studies suggest that young children (who typically struggle in verbal tasks of false-belief understanding) may be better able to answer questions about false beliefs when agents act antisocially (Chandler, Fritz, & Hala, Reference Chandler, Fritz and Hala1989; Tsoi, Hamlin, Waytz, Baron, & Young, Reference Tsoi, Hamlin, Waytz, Baron and Young2020; Wellman, Cross, & Watson, Reference Wellman, Cross and Watson2001). Here, we explore the possibility that when infants engage in social evaluation, they show earlier capacities for mental-state reasoning than previously assumed.
Take, for instance, studies assessing 3-month-old infants' understanding of others' goals. Past research has found that 3-month-olds do not readily represent the goals of agents' object-directed actions (Sommerville, Woodward, & Needham, Reference Sommerville, Woodward and Needham2005). And yet 3-month-olds do appear to negatively evaluate agents who hinder others' goal pursuit: They selectively avoid looking at agents who steal a protagonist's ball (Hamlin & Wynn, Reference Hamlin and Wynn2011) and who prevent a protagonist's attempts to climb up a hill (Hamlin, Wynn, & Bloom, Reference Hamlin, Wynn and Bloom2010). These findings point to the possibility that 3-month-old infants may be more capable of representing others' (even unfulfilled) goals in socially evaluative versus non-evaluative contexts. Given these findings within the domain of goal understanding, do socially evaluative contexts facilitate infants mental-state representations more broadly?
Indeed, a growing number of studies have provided evidence that infants' social evaluations incorporate others' intentions and knowledge states by late in the first year (Hamlin, Reference Hamlin2013; Hamlin, Ullman, Tenenbaum, Goodman, & Baker, Reference Hamlin, Ullman, Tenenbaum, Goodman and Baker2013; Woo, Steckler, Le, & Hamlin, Reference Woo, Steckler, Le and Hamlin2017), and recent research suggests that they may even incorporate others' false beliefs by 15 months. In Woo and Spelke (Reference Woo and Spelke2020), 15-month-olds evaluated agents not on the basis of the objective consequences of their actions (whether they caused a protagonist to obtain a desired versus an undesired toy), but instead on the basis of whether or not the agents believed their actions would be helpful. That is, infants preferred an agent who directed a protagonist to a location where the agent had last seen a toy that they knew the protagonist desired (i.e., where the agent falsely believed the desired toy to be), over an agent who inadvertently directed the protagonist to the desired toy's actual location (i.e., where the agent falsely believed the desired toy was not). These findings replicated in two distinct testing contexts (in-person and online), and provide the first evidence that infants can reason about false beliefs in socially evaluative contexts.
Although these results clearly require replication by independent researchers, they stand in contrast to the mixed evidence that infants represent false beliefs in non-evaluative contexts (Poulin-Dubois et al., Reference Poulin-Dubois, Rakoczy, Burnside, Crivello, Dörrenberg, Edwards and Perner2018). In light of research suggestive that the development of infants' goal understanding may also differ across socially evaluative and non-evaluative contexts, we call on future studies to systematically test whether the development of mental-state representation differs across contexts. Given the importance of mental states, both factive and non-factive, for accurate social evaluation, infants may be more sensitive to what others believe earlier in development in socially evaluative contexts than in the non-evaluative contexts of traditional false-belief tasks.
In sum, we argue that the study of theory of mind must consider the context in which mental-state reasoning occurs. Although both knowledge and belief have major consequences for social evaluation, the vast majority of studies on infants' theory of mind to date have not examined infants' mental-state representations in socially evaluative contexts, but instead in a comparatively inconsequential object search paradigm. By examining the development of belief representations in a wider range of contexts, we can better determine which mental states are fundamental to theory of mind.
Financial support
BW was supported by a Social Sciences and Humanities Research Council Doctoral Fellowship under award 752-2020-0474.
Conflict of interest
None.