INTRODUCTION
Graeco-Roman magic is well known through literatureFootnote 1 and through such evidence as defixiones, magic figurines (‘voodoo dolls’), amulets and apotropaic representations of the evil eye depicted on mosaics or bas-reliefs.Footnote 2Defixiones, commonly called curse tablets and binding spells, are one of the most important sources. They are inscribed, small, thin sheets (generally of durable materials such as lead),Footnote 3 rolled up and sometimes pierced by one or more nailsFootnote 4 or placed with a ‘magic figurine’.
Defixiones were a form of magic practised all over the Graeco-Roman world that bound a victim to the desires of the practitioner (defigens). The ritual was private and performed to ensure victory in a legal dispute or competition (races, games), to gain another's affections, or to separate lovers.Footnote 5 Curse tablets were often placed in a grave with the soul of a dead person in order to accomplish an evil deed or in a locus which enabled contact with chthonic deities.Footnote 6 They have been traced back archaeologically to the six to fifth centuries b.c. in Greece and SicilyFootnote 7 and continued to be used until the sixth to seventh centuries a.d.Footnote 8 Despite such longevity, the premise of the binding curse remained unchanged.
It must be emphasised at the outset that this paper rejects conventional definitions of magic and aims to avoid any of the resulting misconceptions about ‘magic’.Footnote 9 In fact owing to the conflationFootnote 10 of ‘magic’ and other religious procedures such as devotio, for example,Footnote 11 it follows the thinking of Hendrik Versnel who favours a more flexible approach with definitions being adapted to each precise case.Footnote 12
It is well-known that in Rome too much interest in the supernatural was regarded with suspicion or was a pretext for a death sentence, according to the social and political context.Footnote 13 Nevertheless magic cannot be considered as a set of beliefs and rituals whose rules conflicted with the conventional rules of religion.Footnote 14 In the specific case of curses, magic used the ideology of religion and its practices such as sacrifices. While magic had different intentions from religion and implied different relations between human beings and gods with regard to the action of constraint,Footnote 15 it can still be argued that magic rituals corresponded to religious strategies which placed the victims in the hands of divine wrath because of sacrilegium and impurity.Footnote 16 Some curses called ‘judicial prayers’ indicate that the stolen goods (a priori robbed by the victims) belong to the gods, while other defixiones give the victims the status of a dead person. In such circumstances magical action was justified, because the stated sacrilegium and impurity forced the gods to punish the victim. In this way, magicians can be considered as ‘mediums’ who reported the crime to the gods and who were constrained to create the necessary curse in order to purify the community. A defixio expresses the idea in the words: ‘… except for (?) the one who wrote this curse and who destroyed the adversary, because he did not act of his will, but he was forced to do so by thieves.’Footnote 17
Considering all the weaknesses inherent in conventional definitions, this paper also believes that it is more productive to concentrate on the tangible evidence, which reflects the place of magic in the lives of the ancients, and to focus more closely on recent archaeological discoveries, which provide data permitting us to observe the rationality of magic.Footnote 18 Of course this point of view is based on the archaeological nature of the data, but it also takes into account the Greek Magical Papyri Footnote 19 which have provided significant information on the curse ritual (sequences, gestures, invocations and hymns)Footnote 20 as well as demonstrating — before the more recent archaeological discoveries — that the deposition of curse tablets required some sacrifices and occasional figurines depicting the targeted victims. This paper will also follow the analyses of Fritz Graf who notably disproved the assumption that transfixing figurines with needles was meant to hurt and who argued that such objects were not identical to the victims.Footnote 21
Generally magic figurines — fashioned from wax, lead and clay — are a few centimetres tall. Their limbs are often bound or twisted and can be pierced by nails or needles.Footnote 22 While such figurines are commonly seen as being specific to the Mediterranean basin,Footnote 23 recent discoveries show that they were also used in the Western provinces of the Roman Empire. Germany, Austria, Britain and France have yielded twelve figurines. Comparisons with identified Mediterranean figurines and descriptions given by the Greek Magical Papyri show that most are linked to magic even though they initially seem to be little more than ‘exotic’ surprises for archaeologists excavating domestic settlements. This short survey focused on the Western provinces sets out to complement the fundamental study and inventory of Greek, Etruscan and Roman ‘voodoo dolls’ by Christopher Faraone published in Reference Faraone and Obbink1991Footnote 24 and already supplemented by further discoveries.Footnote 25
ANTHROPOMORPHIC FIGURINES IN RITUALS
Beyond the dramatic portrayal of pierced dolls and violent formulae inscribed on magic sheets and literature,Footnote 26 the defixio ritual was primarily technical and performative.Footnote 27 This ritual also described as ‘persuasively analogical’ was based on a belief in the power of formulae and was designed to restrain and inhibit the victims.Footnote 28 Spells were deployed to encourage future action and were linked to the gestures or wished-for state of the victims. The aim of the ritual was to bind or nail them down (kαταδε~ιν in Greek and defigere in Latin). According to this logic, the nailing and twisting of figurines was supposed to render victims unable to resist. Victims were to be weakened in the same way as the figurines were tortured. The gestures represented on the figurines depended on the aims of the curse, so that twisting, binding or nailing could also be replaced by other treatments such as decapitationFootnote 29 and burning. In many amatory spells torture with fire was supposed to cause the victims to burn with passion.Footnote 30 A spell from Hadrumetum (Sousse/Tunisia) illustrates the case: ‘Let Vettia who begat Optata burn … with love and desire for me.’Footnote 31 The choice of the material employed to fashion figurines was in itself linked to the logic of this analogy. Clay, wax and lead are easily malleable. The properties of each can be connected with the wish to dominate the victims.
Figurines could also be replaced by animals, the choice being related to their qualities, especially weakness.Footnote 32 A defixio found in a grave excavated at Chagnon (France) and designed to silence legal adversaries is based on the defencelessness of a young animal removed from its mother and on the nailing that it presumably suffered.Footnote 33 It is also based on the analogy between the silence of the dead person from the tomb in which the curse was deposited and the incapacity of the victims to testify at court: ‘Just as the mother of this kitten is unable to defend it, so too may the legal advocates of these men be unable to defend them. Just as this kitten is unable to get up, so too may they be unable (to get up). May they be transfixed, just as this one is.’Footnote 34 Another example also expresses the process, making a parallel between the binding of a rooster and the fate of the targeted victim: ‘Just as this rooster has been bound by its feet, hands and head, so bind the legs and hands and head and heart of Victoricus, the charioteer of the Blue team, for tomorrow.’Footnote 35
A parallel can be drawn between the figurines and depictions of victims which appear on certain inscribed sheets. The tied legs and hands of figurinesFootnote 36 are reminiscent of some images of victims engraved on curse tablets, such as the example of a defixio from Carthage.Footnote 37 These drawings engraved next to the spells had the same function as bound, twisted and nailed figurinesFootnote 38 and were used to enhance the magic spells.Footnote 39 Moreover, figurines were sometimes placed in lead boxes, possibly representing coffins, as in the case of a small rectangular lead container from Athens kept in the Royal Museums of Art and History in Brussels and first published by Cumont.Footnote 40 Other examples include six third- to fourth-century wax dolls each enclosed in a single lead canister from the temple of Anna Perenna at the Piazza Euclide in Rome.Footnote 41 Piranomonte argued that these containers served to ‘isolate the victims, to undermine their social and moral integrity, and to express the fact that they have been “caught” by magic attack and are never to be free’.Footnote 42
A funerary meaning has also been suggested. It can be said that cursing was based on the symbolic separation of the living and the deceased performed during the funerary ritualsFootnote 43 and that its goal was a kind of anathêma (temporary or permanent) made in order to suspend the membership of the victims from the community of the living.Footnote 44 As an example one might note a sentence from a defixio found in a grave at Minturno (Italy), which seems to create a parallel between the fate of the victim and the religious and legal status of the dead person buried in the tomb: ‘As the dead man is received neither by gods nor humans, so may Rhodine be received by Marcus Licinius and have as much strength as the dead man who is buried here.’Footnote 45 The funerary and ‘separating’ character of the ritual can be perceived through other evidence, such as the parallels drawn between the aims of the written curses and actions carried out directly on the figurines and on the tablets (which contained the names of the victims): burying and hiding defixiones and figurines was presumably designed to ‘send a victim to hell’ far away from the community of the living. The use of lead could also have had a funerary meaning and an irrevocable character as shown in a defixio from Kreuznach (Crucinatum) which says: ‘As this lead (tablet) remains, Valetis Sinto is sent to hell forever.’Footnote 46
Nailing (in the sense of defigere and defixio) could have been in line with the ‘sealing’ and with the conclusion of the ritual. This hypothesis is supported by the Latin word clavus (key or nail),Footnote 47 itself related to clavis (key), which comes from the verb claudo (shut, enclose). Clavus is also linked to clausula which means ‘end, conclusion of something’.Footnote 48 Both hypotheses (isolation of the victims and exclusion from the community of the living) are ultimately compatible.Footnote 49
INVENTORY OF FIGURINES
Throughout this overview of the use of figurines in magic ritual, several distinguishing features emerge, such as nailing, burning, binding/twisting and the placing of objects in containers. They enable the identification of anthropomorphic figurines recently found in the Roman Western provinces and thus increase the corpus of magic figurines. Some figurines remain difficult to interpret because of their appearance or their state of preservation and sometimes because of the lack of information about their archaeological context. The inventory follows a geographical order: (1) Germany – (a) Upper Germany; (b) Raetia; (2) Austria (Upper Panonnia); (3) Britain (Britannia); (4) France – (a) Gallia Belgica; (b) Gallia Lugdunensis. Figurines are numbered F1 to F12.
(1) GERMANY
(a) Upper Germany (F1–F3)
Mainz (Rhineland-Palatinate)/Mogontiacum/sanctuary
Three second-century dolls shaped from clay were recovered from the sanctuary of Isis and Mater Magna in the centre of ancient Mogontiacum. They were published by Witteyer.Footnote 50
F1 (fig. 1a). The first figurine (10 cm tall) was roughly made of clay then partially baked. It has neither neck nor shoulders. The right leg and forearms are missing. The face is crude, and the eye cavities and nose seem to have been shaped using finger pressure. Despite the simple technique and the poor state of preservation, the genitals can be seen and indicate a male. The left side of the body shows holes which reveal that the doll has been pierced by needles.Footnote 51 The figurine comes from a well located outside the temenos which had probably been abandoned during the second century.Footnote 52 The object was probably intentionally (and partially) burnt. A parallel can be drawn with a figurine from Karanis (Egypt) presumably placed over fire in order to render the victim of the ritual inflamed with passion in simila similibus fashion.Footnote 53
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FIG. 1. (a) F1. Figurine from Mainz (after Witteyer Reference Witteyer2005, 111, fig. 4); (b) F3. Figurine from Mainz (Photo: Generaldirektion Kulturelles Erbe Rheinland-Pfalz, Landesarchäologie Mainz); (c) F4. Figurine from Eining (after Spindler Reference Spindler1984, 113, fig. 96 right); (d) F5. Figurine from Eining (after Spindler Reference Spindler1984, 113, fig. 96 left); (e) F6. Figurine from Straubing (after Spindler Reference Spindler1984, 114, fig. 98); (f) F7. Figurine from Straubing (after Spindler Reference Spindler1984, 114, fig. 97); (g) F8. Figurine from Petronell/Bad Deutsch-Altenburg (after Gassner Reference Gassner2010, 224, fig. 3, Gassner et al. Reference Gassner, Steigberger and Tober2011, pl. LXIX, fig. 18); (h) F9. Figurine from Fishbourne (after Bailliot and Symmons Reference Bailliot and Symmons2012; photo: M. Bailliot); (i) F10. Figurine from Reims (after Bailliot Reference Bailliot2010, 110, fig. 25e; drawing: M. Brunet (INRAP)); (j) F10. Figurine from Reims and box made with cups (after Bailliot Reference Bailliot2010, 97, 103, 105, fig. 23; photo: INRAP); (k) F12. Figurine from Piriac-sur-Mer (after Hervé-Monteil Reference Hervé-Monteil2010, 52).
F2. The second clay doll has disintegrated.Footnote 54 It was found in the fill of the same well as F1. The position tends to suggest they had been carefully placed.Footnote 55
F3 (fig. 1b). The third clay figurine (15 cm tall) is a representation of a victim mentioned on a nearby rolled-up inscribed sheet.Footnote 56 It is broken in two pieces. Its body is oval and its legs are very short. The forearms are missing. The head and neck are well formed but it has no shoulders. The eyes are depicted by two small holes, while the mouth is also represented by a simple notch. The nose and eye cavities have been shaped together by finger pressure. Its body has been pierced all over with needles.Footnote 57 Moreover it has both breasts and prominent male genitals. The dual gender of the figurine presumably had a ritual meaning. Romans used to interpret human beings with doubtful gender as a sign of divine wrath or evil that had to be removed by being cast out beyond the limits of the city. When such a child was born it was regarded as a prodigium Footnote 58 and was sentenced to death as a necessary purification of the city and of the community.Footnote 59 Latin literature is rich in references to hermaphroditism as a source of fear and as prodigia.Footnote 60 The phenomenon appears, for instance, sixteen times in Livy's The History of Rome and six times in Ovid's Metamorphoses (for men and women); Pliny the Elder also documented some sex changes. A similar ideological attitude can also be directly observed towards hermaphroditism, death and signs of evil. Such events were considered as impurities to which the response was a ritualised separation from the community of the living. The hermaphroditic character of the figurine may have been based on such beliefs in order to exclude the victim from the community of the living and to allow it to be cursed.
This figurine comes from a ditch previously filled with rubbish. It was found next to an oil lamp, the remains of some fruit and the rolled-up lead sheet. It was placed underneath a clay pot and the upper body was facing down.Footnote 61 From archaeological observation it seems that the figurine had been thrown into the ditch and that the damage and position were not intentional. However the missing arms could suggest a ritual mutilation.
(b) Raetia (F4–F7)
Eining (Bavaria)/Abusina/unknown context
Two figurines have been published by Spindler.Footnote 62 Unfortunately their archaeological context is unknownFootnote 63 and their dating is indeterminate.
F4 (fig. 1c). The first figurine (12.1 cm tall) is made of clay. The body is stocky with a fairly rectangular head. The neck is thick and the figure has no shoulders. The nose and eye cavities seem to have been roughly shaped together. The eyes and mouth are depicted by holes. An additional clay strip stuck over the forehead indicates hair. The figurine presents exaggerated masculine genitals. The arms and legs are partially missing. It has been pierced in the chest, belly, forearms and legs.
F5 (fig. 1d). The second clay figurine represents only the upper part of a body. The dimensions are not given. Holes probably made with a fine tip depict the eyes and mouth. The nose has been made using simple finger pressure on the clay. The head is circular but irregular. The forearms are missing. The figurine has been pierced in the chest. It presents damage perhaps due to both natural drying of the clay and ritual piercing but the manufacture is similar to figurine F4.
Straubing (Bavaria)/Sorviodurum/unknown context
Two hollow figurines containing seeds were recovered from the site.Footnote 64 They were studied by Spindler who suggested that they were linked to a mystery cult and may have been used as rattles;Footnote 65 their appearance and manufacture, however, resemble magic dolls. Unfortunately no details about the species of the seeds have been provided. Nevertheless comparison can be made with a magic doll which contained a spell written on a papyrusFootnote 66 and with seven wax figurines from Rome shaped around a bone.Footnote 67 There might also be a connection with magic spells giving instructions (magical papyri).Footnote 68 Unfortunately the archaeological context of these two dolls is unknown, so that no further information can be provided about deposition and dating.
F6 (fig. 1e). The first figurine (10.5 cm tall) has been roughly shaped, with a hollow body containing the seeds. Finger-prints can still be seen. The head is irregular but its awkward form may include ears. The nose and forehead are prominent and thus seem to have been shaped together using finger pressure. The eyes are depicted merely by two small holes made in the lower part of the curved forehead. The neck has been coarsely shaped. The arms are short and their shaping has formed a hollow chest. The right leg is missing and the left is only partially preserved. The figurine also has prominent male genitals. Hollow lines at the hips suggest that the doll has been constricted by some kind of twine, while it has been clearly pierced under the chest.
F7 (fig. 1f). The second figurine (13.9 cm tall) has also been roughly shaped. The head is circular and the eyes are depicted by just two small holes made on the lower part of the curved forehead. A curved notch indicates the mouth. The neck is thick but the shoulders have been shaped. The nose and eye cavities are visible and are the result of quick finger modelling of the clay. The legs are short and the arms are partially missing. The left hip is strongly marked. The figurine presents prominent genitals and its masculine character can be recognised. A notch crosses the chest as if the ritual piercing has missed but another hole can be seen on its left side.
(2) AUSTRIA: UPPER PANNONIA (F8)
Petronell/Bad Deutsch-Altenburg (Lower Austria)/Carnuntum/sanctuary
The upper part of a pierced clay figurine was found during the excavation of the ancient sanctuary of Jupiter Heliopolitanus in the eastern part of the canabae legionis. It was published by Gassner.Footnote 69 The archaeological context dates the piece to the last quarter of the second century.
F8 (fig. 1g). This figurine (5.8 cm tall) has an awkward-shaped head with a thick neck. The transition between the head and the shoulders is not very well shaped. The skull is elongated and flattened on both sides. The upper part of the skull presents stripes with wavy edges which may indicate long curly hair. The face is triangular. The nose and eyes are roughly indicated and have probably been shaped using finger pressure on the clay. A small irregular ball of clay seems to be present inside the circular hole which represents the mouth. In this case a comparison can be made with defixiones carried out to ensure a victory in a legal dispute, many of which sought to incapacitate adversaries (witnesses and lawyers) by altering their oratorical skills or their memory.Footnote 70 The doll has been pierced below the neck. The figurine comes from a late second-century well filled with ritual remains. This large pit contained charcoal, crushed stones, architectural and sculpted fragments, and wall-painting fragments, so it is not unlikely that its filling marks the destruction of a building. At the same time the possibility that this well had some ritual purpose cannot be ruled out. It also contained two major groups of finds: an homogeneous assemblage of terra sigillata (with a high proportion of drinking vessels, notably bowls of type Drag. 37, Cup Ludowici VM and Drag. 33, and a few larger bowls and incense burners)Footnote 71 as well as cups and numerous animal bones (selected parts of cattle and a high percentage of bird bones).Footnote 72 The exact location of the figurine and the type of disposal were not documented.Footnote 73 The discovery of a single head within the rubble may recall the decapitation of some figurines such as the example from Attica which was deliberately decapitated, folded and pierced by two bronze nails.Footnote 74
(3) BRITAIN: BRITANNIA (F9)
Fishbourne (Sussex)/villa
A lead figurine was found by Kenny during excavations conducted in the neighbourhood of the Roman Palace.Footnote 75 It has been interpreted as a magic doll.Footnote 76
F9 (fig. 1h). This figurine (4.3 cm tall) has been roughly made, but a very thin tip was used to depict the hair and eyes and a broader tool to define the buttocks. Its forehead is prominent and it has no mouth. The end of its right leg and its forearms and hands are missing. The damage to the upper limbs may be due to twisting. The left leg is longer than the right and bent under the body at the knee. There are no indications concerning its gender but notches on the face could represent a beard.Footnote 77
The archaeological context of the figurine — an excavation spoil heap — provides no further information about the depositFootnote 78 but evidence collected from excavations elsewhere at Fishbourne (several votive finds, amulets and remains linked to a cult devoted to Cybele and Attis)Footnote 79 offers many clues to ritual activities. Moreover discussion of Building 3 (located about 100 m west of the area excavated in 1992) points to a religious/ritual explanation.Footnote 80
(4) FRANCE
(a) Gallia Belgica (F10–F11)
Reims/Durocortorum (Champagne-Ardennes)/cellar of large building
Two third- to fourth-century figurines were found in the cellar of a late Roman buildingFootnote 81 during excavations by INRAP on Rue Saint-Symphorien. These revealed the presence of three magic deposits in the cellar of a large building (a domus or a schola) constructed in the late second or early third century and destroyed at the beginning of the fourth century.Footnote 82 These deposits were placed along the north wall of the cellar. One included the figurines.Footnote 83
F10 (fig. 1i). The first figurine has been shaped from clay (8.4 cm tall). It seems that the lower part of its stocky body has been cut. The head is fairly rectangular. The neck is thick but the shoulders have been shaped. The arms, chest, belly and details of the face have been severely damaged. Needles or nails have deeply pierced the figurine all over the body (neck, under the arms, belly and pelvis). It was placed in a box made from two terra sigillata bowls (fig. 1j).Footnote 84 The upper bowl was covered by seven small balls of a dark paste (or wax), which almost certainly had a ritual function. An iron key was placed beside the upper bowl and it is presumably linked to the symbolic ‘sealing’ of the curse ritual.
F11. A small pile of clay seems to represent the remains of another doll which has presumably disintegrated. The discovery can be compared with the remains of one of the three figurines at Mainz. The location of the magic deposits — a cellar — cannot simply be interpreted as a domestic context. In Italy and Gaul, some cellars were also places for ritual activities as is demonstrated by certain private oratories located in building basements.Footnote 85
(b) Gallia Lugdunensis (F12)
Piriac-sur-Mer (Pays de la Loire)/villa
A lead figurine was found in 2004 while INRAP was carrying out an archaeological evaluation prior to the construction of a Business Park.Footnote 86
F12 (fig. 1k). The lead figurine (about 13 cm tall, 5 cm wide and 450 g in weight) is crude. Its regular thickness and crude shape suggest that it has been roughly cut from a flat piece of lead. Both hands are twisted. The left arm is bent above the chest. The right arm is twisted behind the top of its right shoulder as if bound. It is brokenFootnote 87 and the damage is presumably due to deliberate twisting. The legs are bent. The left leg is shorter and incomplete. A notch can be seen in the middle. The right leg is bent at the knee and bound. Details of the eyes, mouth, chest and hair seem to have been engraved using a tool with a thin tip and perhaps stamped with a circular object. Its exaggerated genitals are flattened above the abdomen.
The archaeological context is well documented. It was found during an evaluation trench dug in the west wing of the pars rustica of the villa which was occupied by a wine-press, within late archaeological levels which also produced finds such as iron nails, a fourth-century terra sigillata sherd and nine bone fragments, one of which was burnt. Even though the context provided no other evidence of ritual activities, the appearance of the figurine suggests it was magic.Footnote 88 The presence of the figurine next to a wine-press raises the question of a potential link between the device and the curse ritual. Was it supposed to be ground up with other magic material and other dolls? Was the rotation of the press symbolically used in the ritual? Magic figurines completely twisted around, with head and feet or head twisted to the side, are not uncommon.Footnote 89 Was wine required in the ritual? Spells indicating the use of wineFootnote 90 and maybe grinding are frequent in the Greek Magical Papyri.Footnote 91 Nevertheless, it is difficult to prove the connection, as the figurine comes from the destruction levels, hence its deposition need not necessarily be linked with the use of the press and the wine-making process. Moreover, its association with bones, nails and terra sigillata could simply reflect the abandonment of the item and not necessarily any ritual link.
CONCLUSION
This survey has revealed that magic figurines are often found in important places such as exceptional villas or provincial capitals. The presence of magical objects in the sophisticated palace of Fishbourne or in a major building (Reims or Piriac) might indicate that magic was performed at all levels of society and not only in the most marginal groups. This is what Tacitus seems to indicate in the case of Germanicus, general and member of the Julio-Claudian dynasty. In a.d. 19, near Antiochia, Germanicus was informed that he had been cursed. The information was based on lead curse-tablets with his name on them, human remains and partly burned bones recovered in the walls and the floor of the house in which he was lodged.Footnote 92 It is also what seems to be confirmed by the curse tablets from Britannia which are motivated by the theft of valuable personal properties.Footnote 93 Moreover a defixio written on three different sheets found at Ampurias (Spain) seems to complete the testimony of Tacitus.Footnote 94 The issue is a border dispute between the Olossitani and the Indicetani. The curse targets the legatus Augusti, his assistant and the lawyer defending the Indicetani.Footnote 95
The survey also demonstrates that the magic practised in the West has clear parallels with the ritual-magical procedures known from the Greek Magical Papyri as performed in the Mediterranean basin. The places where figurines come from were in the main propitious to trade and exchange and exposed to outside influences. Through mapping, the survey indicates that some of these places provide evidence of oriental cults and the presence of the military, as at Carnuntum and Mogontiacum. It also underlines the role of private locations in magic, such as the cellar in Reims, in addition to the usual places for ritual (cemeteries and temples). Nevertheless, they still show an indisputable connection with chthonic deities. The dating of the Western figurines is centred on the second century, though the most recent figurine possibly dates from the fourth century. It is also interesting to note that the dating matches a period of progressive change, notably in the religious domain.Footnote 96