According to the Christian tradition, human beings are the wonderful result of a generous and good God; moreover: we are made in His image and after His likeness (see Genesis 1:26). Since the Supreme Good always acts according to its essence, we should, therefore, be good and perfect, but this inference is flatly contradicted by our daily experience, marked by many expressions of evil. What then happened to the original marvelousness in us, as creatures? Christian theology explains this contradiction with the concept of the “Fall” of Adam (and Eve), describing it as a deed committed by the first human beings which affected all humanity, causing the “original sin” and so creating a hiatus between a “before” and an “after.”Footnote 1 Presently, we are in the sinful condition (pro statu isto), but before the Fall, the first humans lived in a different condition, the “prelapsarian” condition, or “state of innocence.”
In this article, I propose to examine the contribution of one of the main representatives of the medieval Franciscan school, John Duns Scotus (1265/66–1308), with regard to that condition of humanity “before the Fall,” as he treated it in his commentaries of Peter Lombard's Sentences. When in dialogue with the masters of his day and those of the previous generation, Scotus is sometimes prone to follow their positions. At other times he offers a new interpretation. His major contribution, however, is the conscious use of a new modal theory, better able to explain some prima facie seemingly contradictory statements, hence offering clarification to the debate.
Scotus lectured on Lombard's Sentences at least twice, in Oxford and in Paris. We can consider his so-called Lectura to be the draft or “his personal notebook” used for his teaching in Oxford.Footnote 2 The Ordinatio is a later, polished version of his Oxford lectures, to which he added material from his Paris lectures. Unfortunately, Scotus left the Ordinatio unfinished and for a more complete understanding of Scotus's view, we sometimes have to rely on students’ notes from his Paris lectures, the Reportationes or Reportata. Footnote 3 We have to depend almost exclusively on the text of the Lectura for our argument, since two of the distinctions we are analyzing do not appear in the Ordinatio.Footnote 4 The result, nevertheless, is a solid theory of the characteristics of the state of innocence, valuable for its original perspective and definitely worthy of consideration.
The subject of this article has received insufficient attention in recent scholarly studies. This may be because the topic is too “philosophical” for theologians and too “theological” for philosophers. My purpose is to bring this topic to our attention because it constitutes an important part of the history of philosophical and theological anthropology, and in so doing, fill a considerable lacuna in recent Scotistic studies.Footnote 5 In what follows, I will present the main characteristics of human beings before the sin of Adam, namely, their possession of original justice and its properties: harmony of inner powers, impeccability, and immortality of the body.
Original Justice
Analyzing the theory of original sin in the Second Book of Sentences, Scotus states that “original sin is the lack of original justice together with an obligation to have it.”Footnote 6 It is worth understanding what this “original justice” was, since, as the opposite of original sin, it was conceived as something with which human beings in the state of innocence were imbued, and which they were designed to have. For all Christian theologians in the Latin Middle Ages, the concept of “original justice” indicated a condition of harmony between the human being and God prior to sin.Footnote 7 The question, therefore, followed as to whether such a harmony had to be considered as natural or supernatural. In Scotus's day, the main exponent who maintained the former opinion was Henry of Ghent, whose explanation Scotus presents and refutes in his commentary:
They assume that natural and original justice is not a supernatural gift, just as the natural uprightness of a sprig [is not a supernatural gift]. Nevertheless, it could be lost through the will by bending itself (as a straight sprig can be curved, losing such a natural quality), and so there is a sort of rebellion of the powers. Therefore, they affirm that original justice is a certain natural quality, formed along with the will (complantata voluntati); and, if another quality would be further posited to it, this must be always added to and included in it.Footnote 8
The statement is clear: our will, as creatures, is established with a natural uprightness which can be called “original justice.” It moves toward its purpose like the sprig which grows in the right direction if no one curves it.Footnote 9 For both, the will and the sprig, the uprightness (rectitudo) would be the natural way of development, whereas the curved inclination (incurvatio / obliquatio) would be some preternatural intervention causing the will to lose its natural quality.Footnote 10
Scotus states that he does not understand this opinion (hanc opinionem non intelligo) because it is self-contradictory.Footnote 11 According to Henry, original justice would be a habit (habitus) of the first human beings, something not belonging to their essence but nevertheless firmly possessed as a stable quality.Footnote 12 Therefore, since it does not belong to the very essence of the human being, we could imagine someone without it. Now, following the example of the sprig, what would such a person tend towards? If one acts uprightly, one would do so because of one's natural tendency; if one acts unjustly, one would do so by a natural, though modified, tendency. Considering original justice as something natural yet added on (because it does not belong to the essence of humanity) is nonsensical because the human will does not behave like a natural thing, that is, it does not act towards its ends in a necessary way, and human beings have to be considered responsible for their deeds. Acting uprightly or unjustly is not the same.Footnote 13
Scotus's solution to the question of whether original justice is natural or supernatural maintains that original justice is a supernatural gift. He explains it through a description of what original justice is, namely through its characteristics of being a balance of internal human powers and the gift of immortality:Footnote 14
Therefore I say that the harmony of powers is ascribed to the first human being, and that this is either through a supernatural gift,Footnote 15 or through a special operation of God (namely, an additional miracle);Footnote 16 but better, it is to be considered through a given formFootnote 17 [that is, through a supernatural gift, which informs the human soul].Footnote 18
Nor was he [the first human being] made immortal so that he could have not been corrupted, but that person was not-destined-to-die (non-moriturus) through intrinsic causes. Now, there was no intrinsic cause whereby the soul could not be separated [from the body] if another cause did not impede it. Thus, that gift [of original justice] was not able to preserve from death extrinsically, rather it was able to impede the rebellion [of inner powers].Footnote 19
With the first definition, Scotus accepts the common opinion of the theologians in his day and identifies original justice as a supernatural gift, perfecting human beings as a form. With the second one, Scotus affirms that the lack of balance among the powers of the human soul, resulting in illness and death, was prevented thanks to original justice; therefore, considering only this possible intrinsic mortal cause, the first human beings were immortal. In the next section, we will analyze these two effects of original justice.
Harmony of Inner Powers and Impeccability
The first characteristic explained by Scotus is the harmony of powers (concordia virium) of the first human persons, a sort of “perfect tranquility” (tranquillitas perfecta) between inferior powers (the vegetative and sensitive soul) and superior powers (intellect and will).Footnote 20 This harmony of powers cannot be found in human nature considered simply as nature, in puris naturalibus;Footnote 21 rather it needs to be considered as something freely given to humankind by God. Scotus does not expressly take a position on the debate about whether the first human beings were immediately endowed with original justice from their creation or whether they first lived a while in a state of pure nature.Footnote 22 But, from his expressions we can surmise that he, at least logically, distinguished two different moments or conditions of human persons before the Fall: in pure nature and with original justice. In fact, he states that the first human beings in their pure nature (in statu naturae purae) had a constitutive tendency toward the objects that perfect every one of their powers and so they were drawn to complete every one of them, beginning with the inferior ones.Footnote 23 Let us assume that the first human beings did not want to follow some inferior power (of the sensitive soul, for instance) and tried to divert the will away from it. If in this case they did not suffer any form of pain, it was only because of a gift offered by God to allow them to live in harmony.
Scotus also states that the gift of original justice was given to human beings in order to fulfill the will's desire and so join it to its final end, which is God himself.Footnote 24 In that case, we do not have to think about a diversion of the will from the inferior powers, but can easily imagine that a human person in the state of pure nature had two different but natural tendencies: the inferior powers towards their ends, corresponding to the needs of the vegetative and sensitive soul; and the will towards its own end, quite independently from the inferior ones and with greater satisfaction, since its object, God himself, is far greater.Footnote 25 One could object that in such a condition the first human beings were in a better state than the Christians who are in communion with God in this life (perfecti).Footnote 26 Scotus responds that this is not true because we have to consider that the first human beings only had a natural tendency towards God considered as a natural end; in fact, the supernatural gift of original justice should not be called “grace,” but rather a predisposition for grace (condicio gratiae). So, those who are in communion with God in this life are less naturally oriented to their real and final end, but richer in grace than the first human beings, because the former decided freely for God insofar as their free will was supported by divine grace.Footnote 27
It is worth noting that in this section of his commentary Scotus does not mention any enhanced cognitive capacity that our first parents might have had thanks to their inner harmony. Other theologians attributed a more powerful knowledge to Adam and Eve before the Fall. This would have been something intermediate between our knowledge and the knowledge of the blessed, whereby they comprehended the intelligible in a more certain and sure way than us. They would have known all that was required for their lives, without mistakes and without the necessity of a learning process.Footnote 28 Scotus does not elaborate on these aspects. Considering the potentiality of our intellect, open to the totality of being, Scotus only states in an almost incidental passage and just hypothetically that our current necessity to pass through the senses to know the quiditates of material things might be a consequence of the Fall.Footnote 29 But he is very careful in surmising such an inference.
Instead, Scotus affirms that in the state of innocence, our first parents had perfect unobfuscated practical knowledge. They naturally observed not only the moral principles known by themselves (per se nota), but also other precepts, which appeared in all their clarity, even though not derived from the first practical principles evidently:
Also in the state of innocence, all were required to observe these precepts [i.e. the ten commandments], which were marked more internally in everyone's heart, or perhaps passed on by parents to their children through some exterior doctrine given by God, albeit not written in a book at that time. It was not necessary to do so, because it was [still] possible to memorize them easily, and people of those days had a longer life and a better natural disposition than people of later days, at which time their weakness needed that the Law be given and written down.Footnote 30
For Scotus, the first human beings respected all the commandments because their practical knowledge was purer than ours. They did not need to be instructed in recognizing the good and no written law was necessary to remind them of the divine precepts because these precepts were already written in their hearts and were easier to observe.Footnote 31
This argument brings to mind another debate, which occupied masters of theology in the Latin Middle Ages: whether God could make the human will impeccable by nature, thus making it incapable of sinning.Footnote 32 In Scotus's day, the common opinion was that God cannot make the human will to be impeccable by nature. Arguments from Thomas Aquinas, Alexander of Hales, Bonaventure, and Richard of Middleton stated that the peccability of human persons was something constitutive of their very essence from the beginning, and thus also in the state of innocence.Footnote 33 Scotus differs from their explanations because, in principle, God could possibly make a created will impeccable, not because the will would be incapable of choosing evil, but because it would never choose it even though it could.Footnote 34 As in other passages of his commentaries on the Sentences, Scotus clearly demonstrates the difference between a real possibility and a logical one: human beings have the logical possibility of not sinning, because a created will which actually does not sin is not contradictory.Footnote 35 In other words, the (logical) possibility of a state of affairs is not (completely) dependent on the realization of its conditions in the actual world, because the latter requires that some conditions be present at the same time to allow the logically possible state of affairs to be realized through some power. By contrast, a state of affairs is (logically) possible if the terms involved in its realization are just compatible, so their composition is possible in at least one possible world.Footnote 36
For that reason, in principle, and on Anselm's authority, it is possible to think that God could create an impeccable person who maintained his or her full freedom in being able not to sin.Footnote 37 Being able to sin, in fact, does not belong to created freedom's nature, which corresponds with God's freedom, but it is instead a lack, a limitation of the principle of action of the created will.Footnote 38 So, only in this sense, could we affirm that the human will is impeccable by nature, not because it cannot sin, but because it is able not to sin:Footnote 39 “Freedom, inasmuch as freedom, can be given without it [being able to sin], because it is the same freedom which is shared with God.”Footnote 40 Like in Lect. I, d. 39, a perfect isomorphism is established between the divine will and the human will, between divine freedom and human freedom.Footnote 41 Nevertheless, on the basis of the authority of the saintsFootnote 42 and of rational considerations,Footnote 43 Scotus himself writes that “in agreement with those authorities and through some [further] explanation, together with the authorities, I affirm that God cannot make any created will impeccable by nature.”Footnote 44
The further explanation consists of a clarification that Scotus offers us to underline his position. When we talk about the created will, it is necessary to consider it as a will which has the use of free choice (liberum arbitrium), that is, a will of someone whose intellect is not impeded, so that he or she can be responsible for her or his deeds.Footnote 45 A created will naturally tends towards what is similar to itself and also is advantageous to itself (commodum). This natural end, however, might not also correspond to what is just (iustum).Footnote 46 The divine will always tends towards the most proper and right end, but a created will does not naturally tend towards righteousness. Since it can tend towards the good, not in a just way, but in an unjust way (iniuste), a created will is not by nature impeccable.Footnote 47 Furthermore, even though the will pursues its end in some necessary, natural way, this does not mean that it does not sin. The will does not conform itself to a single object, but chooses the one most useful among a selection of infinite objects and therefore the possibility of sinning lies precisely in this choice: the closer its usefulness is to what is righteous, the less chance there is for it to sin.Footnote 48 Such a tendency towards its object shows the very nature of the created will, which never reaches its completion in this world. If something in this world were to satisfy the human will, then it would not need to attain further blessedness, since it would already be either blessed by itself or blessed because God would necessarily make it (naturally) blessed. But neither is true. First, because “[a created will] cannot be infinite in itself, and it is not satisfied unless in something infinite.”Footnote 49 Second, since God does not act in a necessary way outside of Himself, He cannot therefore necessarily make the human will blessed.Footnote 50
Stressing the impossibility of a natural impeccability in the human will, Scotus strengthens the contingency of its acts. Even in the earthly paradise, our first parents had the use of free choice, as the Genesis story tells us in the episode of recounting the origin of sin. A supposed natural impeccability before that sin is something absurd, as it is even in the state of blessedness, where the blessed conserve their intrinsic human freedom and their ability to sin.Footnote 51 It is important to highlight this characteristic in human beings, which according to Scotus, belongs to them in every condition: before the Fall, during this life and in the life to come. In sum, we can say that in the state of innocence, human beings were not impeccable, even though they had a freedom similar to God's own, in whose image and likeness they had been made. Considering their natural tendency, they would have experienced a tension between their inner powers, if they had not had the original justice which kept those powers under control and oriented the human will towards its natural end.
Immortality of the Body
The second characteristic associated with original justice is the immortality of the body.Footnote 52 In the Christian tradition, sin is related to death because of an almost universally accepted interpretation of Romans 5:12, the locus classicus for this issue: “It was through one man that death came into the world, and this happened through sin.”Footnote 53 To better understand it, Scotus addresses the problem from a logical perspective. He reframes the question “Did the first person have an immortal body in the state of innocence?” as the supposition that “The first person in the state of innocence was mortal,” or, better, “The first person in the state of innocence was able to die,” taking the expression “in the state of innocence” adverbially. If we consider the two options offered by the classical logical distinction between a composite and a divided sense of a statement, the previous supposition will have two opposite truth values.Footnote 54 In the composite sense, the statement: “(The first person was able to die) in the state of innocence” is false because it means that the first person, during the state of innocence, had the capacity of dying (habuit potentiam moriendi), much as we might speak of ourselves as having the power of seeing or having the power of being affected emotionally. Such an interpretation would contradict the expressions of Genesis 2 and 3, which link mortality to the first sin, after the loss of the state of innocence: “When you eat from it you shall die”Footnote 55 and “You are dust, and to dust you shall return.”Footnote 56 By contrast, the proposition in the divided sense: “The first person, in the state of innocence, was able to die” is true, because it only indicates the possibility of dying (habuit potentiam ad moriendum): a possibility that is in fact realized after sin.
This was the traditional explanation of the scholastic masters before Scotus. The first human beings before the Fall had the possibility of dying, but they were not destined to die. Death had no power upon them. So, where does their immortality come from?Footnote 57 Scotus affirms that, according to some scholastic masters at least, it was due to the perfect obedience that the body had towards the soul, since the soul obeyed God. This is the opinion of Henry of Ghent.Footnote 58 According to others, however, immortality would have been bestowed by God in a supernatural way. This is the opinion of Peter Lombard,Footnote 59 the authors of the Summa Halensis,Footnote 60 Bonaventure,Footnote 61 and from a particular perspective, also that of Thomas Aquinas.Footnote 62 They agree in saying that the first human person had the natural disposition to immortality (aptitudo, according to the Bonaventurian terminology), but that it would not have been realized without divine grace, which brought that disposition to completion (ad complementum).
Scotus distances himself from these explanations. He believes that the first human beings not only had the predisposition to die, but that they were in fact mortal: “It seems that [the first person] was mortal and had the capacity of dying in the state of innocence.”Footnote 63 Adam could have been killed by his son if he had rebelled against him, he could have died from suffocation under water or burned in a fire, and in general his body could have undergone such an alteration in the balance of its components that it could have caused his death.Footnote 64 The first case is interesting because Scotus assumes the possibility that while Adam remained innocent, one of his children would sin. All of the first human beings, in fact, were not yet fulfilled with the enjoyment of God, which is possessed only in the state of blessedness, therefore they were exposed to the possibility of choosing evil, because their will had not been firmly confirmed in good.Footnote 65
The problem is reformulated: Scotus no longer wonders where human immortality comes from, but where the possibility of not-dying would come from if the first persons had not sinned. In other words, the question is the same, but the emphasis has shifted from immortality in itself to the possibility of dying or not. Thus, his answer sounds enigmatic: “I say, then, that the first person in the state of innocence was able to die and was able not to die. Being able to die, however, in fact would never have been actualized if he or she had not sinned.”Footnote 66 As in Lect. I, d. 39, Scotus implies a synchronic understanding of a sentence in the composite sense, which offers in the very same instant of time two different and opposite instants of nature, since it is clear that both are logically true (namely, not-contradictory) at the same time.Footnote 67
The two opposite sentences: “(The first human person was able to die) in the state of innocence” and “(The first human person was able not to die) in the state of innocence” are both true without contradiction and not just because one happened after the other. In the very same moment of time (the state of innocence), the first human beings were synchronically mortal and immortal. Mortal in themselves (this was their natural constitution as creatures), the first human beings really were able to die: the “capacity of dying” (potentia moriendi) and “the state of innocence” (status innocentiae) were compatible. On the other hand, they really were immortal, as Scotus affirms in a further explanation we are going to see. So, whence their immortality?
Since death occurs in a body due to a natural or violent alteration of the balance of the parts which compose it, its possibility of not dying depends on the permanent equilibrium among what constitutes the composite, in particular in the medical terminology of Scotus's day, between natural heat (calor naturalis) and radical moisture (humidum radicale).Footnote 68 When the heat produced by the body completely reduces its moisture, without the possibility of its reintegration, the body is consumed until it dies and “this is the essential and primary cause of death in us.”Footnote 69 There are also other accidental causes of death, such as the bad management of inner powers (malum regimen), unhealthy climate (mala dispositio continentis in regione), and violence (violentia); but, had Adam not sinned, none of these would have been realized and, therefore, he would not have died.Footnote 70 The moisture of Adam's body, although dispersed by its own natural heat, was always reintegrated by eating from the Tree of Life placed in the middle of the garden (Genesis 2:9). The other trees served as nourishment, but the Tree of Life had the property to maintain the vital balance of humors so that Adam's body would never suffer complete dehydration.Footnote 71 Scotus infers this statement from the expression of Genesis 3:22, pronounced by God after sin: “What if he also reaches out his hand to take fruit from the Tree of Life, and eats of it and lives forever?” Scotus considers the characteristic of the Tree of Life as something natural since it is not subject to a particular intervention by God.Footnote 72
Moreover, since Adam was in full control of his inner powers thanks to original justice — as we have seen — the second possible cause of death would not have occurred, which would have come from an internal disorder of the human person.Footnote 73 As regards the conditions of climate, Scotus states that Adam was in a very mild and favorable place for life (in loco temperatissimo et sibi convenientissimo ad vivendum).Footnote 74 Finally, the possibility of a violent death must also be discarded because, in the state of innocence, Adam had dominion over all the beasts, which would not have rebelled against him. In addition, the other human beings were innocent and, therefore, in principle devoid of the malice that could have led them to a violent act. However, since Scotus states the possibility that one of Adam's sons could have rebelled against him and killed him,Footnote 75 he has to admit that only divine or angelic intervention saved him from the eventuality of being killed by one of them.Footnote 76 Therefore, in conclusion, he can state that: “It is possible that innocence and death were united in the first human person, so that there was death within the state of innocence; however, in fact they never were united.”Footnote 77 Note Scotus's approach in this passage: behind every real possibility, there is a logical possibility whose consistency remains even if its conditions of realization are never given. In other words, death and the state of innocence are compatible: they belong to the same possible world, even though, in fact, the event of the death in that state, which precedes the Fall, did not occur.
By affirming the compatibility between innocence and death, Scotus also answers the argument that links death to sin.Footnote 78 He does so by reiterating that in fact (de facto) death entered the world through sin, but even in the state of innocence, Adam was nonetheless mortal. Actually, death constitutes a punishment within the state of sin, but considering the very condition of human nature, death is not a punishment, just as, for example, it is not for a sheep, but a natural thing. To corroborate this response, Scotus resorts to Augustine, on whose authority he says that God would still be praiseworthy even if he had made us mortal by nature like beasts: “Certainly His [God's] munificent goodness should be praised, even if He had placed us in a lower degree of creation.”Footnote 79
Conclusion
Considering our human situation, marked by internal pain from the fight between our bodily needs and the desire of elevated ends, characterized by the real possibility of doing evil and by the certainty of our death, we could imagine a sort of “golden age” where we were living in a mythical past, without disharmony, without evil, without death. A natural paradise before sin. Such a description of the prelapsarian condition does not completely fit with Scotus's theory about our first parents’ state of innocence, precisely because it risks distorting the picture of human nature, depicting it as somehow complete in itself. Offering his personal theory about humanity in the state of innocence, Scotus follows his own way, sometimes in agreement with the “common opinion” of other theology masters — as when he considers original justice as a supernatural gift; sometimes in disagreement with the “common opinion” — as concerning mortality before the sin of Adam; and sometimes almost inclining to the “common opinion” — as when he considers human persons to be non-impeccable by nature, even though they were considered logically impeccable.
From Duns Scotus's presentation of the state of innocence, three final considerations might be drawn. First, the human condition before the Fall was characterized by a kind of “naturalness” exposed to every type of alteration like all the other created bodies. Its immortality is not a condition of natural perfection eventually lost through the sin, but a logical and metaphysical possibility that was safeguarded by the gifts of the Tree of Life and of original justice. For this reason, according to Scotus — against Henry of Ghent's opinion — the first sin has not created a wound in the natural condition of human persons.Footnote 80 Rather, it meant the loss of what prevented the human body from being adversely modified and disordered.Footnote 81
Second, for Scotus human beings in the state of innocence were not able to reach their final end in a complete way, against some immanentist reduction of the Latin Averroists.Footnote 82 At least logically, our first parents had the possibility of not-sinning. Their wills naturally tended towards the good, even though considered only from the perspective of the advantageous. The first human beings knew the practical principles of the moral law quite clearly, without having been instructed to recognize them because they were written in their hearts. The divine gift of original justice, fulfilling the desire of the will with its orientation towards righteousness, allowed them to reach their Creator as the natural end of every creature. But it was not enough. Without a further divine gift, namely “grace” and “love,”Footnote 83 no human being could have been able to attain his or her last and eminent end at the highest grade, which is perfect communion with God. In the matter of enjoyment and knowledge of God, to some extent, our first parents were not so different from us. Original justice was a divine gift, necessary for harmony in the state of innocence, but not enough for the state of meritorious blessedness. Without the divine assistance, humankind simply cannot realize itself. Underlining the ontological link between creature and Creator, Scotus helps us recall that the horizons of the study on the human condition are always theological and not just philosophical.Footnote 84 For that reason, a study of Scotistic anthropology restricting only to the philosophical questions is incomplete.
Third, it is important to highlight the “subtle” approach of Scotus to some problems that needed logical clarification. His new way for understanding synchronically the composite sense of statements about contingent affairs offers a better solution than that developed by thinkers before him.Footnote 85 It is the case, as we have seen, of the (im)peccability and of the (im)mortality of human beings. Scotus affirms that humans in the state of innocence were impeccable because he stresses the logical possibility of not-sinning rather than its real effectiveness. On the other hand, he maintains that humans were mortal before the Fall because he stresses the logical possibility of mortality, which in fact happened after the Fall. Such explanations allow Scotus to explain in a clearer way the condition of humankind in the prelapsarian state, whose characteristics are ultimately rooted in the contingency decided by God.