Introduction
Non-renewable (mainly fossil) energy inputs have played an important role in increasing the productivity of our food systems and sustaining the exponential rise in the world's population witnessed over the past centuryReference Smil1. At the same time, the dramatic rise in production levels required to support increased populations has created a dependence on mined sources of so-called ‘stored-solar energy’Reference Hall, Pimental and Hall2 within the developed world. This, in turn, has led to agricultural systems that are more exposed to fluctuations in the prices of fossil fuels, whether caused by political instability or increasing demand. A range of environmental catastrophes caused by the pursuit of ever-more scarce sources of fossil energy have also caught the media and public's attention in recent years. These include the Deepwater Horizon oil rig disaster in 2010 and the Exxon natural gas project disaster in Papua New Guinea in 2012. Such events have served to underline the risks associated with our reliance on these energy sourcesReference Trevors and Saier3. With this growing awareness, our vulnerability and the continuation of ‘agri business as usual’ have been questionedReference McIntyre, Herren, Wakhungu and Watson4.
In this context, organic agriculture has evolved as a farming system that focuses on the preservation and recycling of resources, with the aim of creating more sustainable production systems5–Reference Lampkin8. This has been encouraged through the development of an underlying set of internationally accepted principles, and legally binding standards in some jurisdictions, that define organic agriculture9–Reference Darnhofer, Lindenthal, Bartel-Kratochvil and Zollitsch12. With the focus on reducing inputs within the organic sector, it should follow that the adoption of organic production methods will result in farming systems that are less dependent on fossil-fuel inputs. Recent reviews by Lynch et al.Reference Lynch, MacRae and Martin13, Gomiero et al.Reference Gomiero, Paoletti and Pimentel14 and LampkinReference Lampkin15 report that organic agriculture consistently has lower energy use and greenhouse gas emissions when results are expressed on a per hectare basis. The results were more variable when presented per kilogram of product, and conventional production was found to have the highest levels of net energy production. The above studies also found that the variety in energy assessment methods make direct comparisons between studies difficult. The magnitude of difference between organic and conventional production varied greatly depending on whether ‘conventional’ production within a given region is of an intensive or extensive natureReference Lynch, MacRae and Martin13.
The aim of this review is to build on the work of Gomiero et al.Reference Gomiero, Paoletti and Pimentel14, Lynch et al.Reference Lynch, MacRae and Martin13 and LampkinReference Lampkin15 by assessing the results from studies comparing the energy use and energy efficiency of organic and conventional farming systems. Unlike previous work, the review presented here provides an overview of the energy use according to the type of input (e.g., fuel for machinery, embodied energy in feed and fertilizer) instead of the farm type. A more complete overview of studies that have considered the embodied energy associated with inputs and ecosystem services is also presented (i.e., results from emergy studies). In addition, the results from more recent published work have been included here. This review also explores the extent to which the results from these studies vary according to the scope of the assessment, the unit of measurement and the farm or production system.
Method
A literature review of organic/conventional energy use studies was carried out in 2012 using a range of web-based search engines (ISI Web of Knowledge, Scopus, Google Scholar, BIOSIS Previews, SCIRUS, ScienceDirect, Organic Eprints). The following or similar terms were used in a combination with the Boolean operators AND, OR:
• Energy, emergy, fossil fuel
• organic, biodynamic, agro-ecological
• life cycle assessment (LCA), emergy, thermodynamic
• comparison, compare.
Only studies based on pairwise comparisons were selected for inclusion and publications had to contain energy use data on both organic and conventional agriculture. Non-certified production systems were also included, for example where experimental farms were using organic methods. In these cases a judgment was made as to whether the farming practices on the experimental farm being assessed adhered to the IFOAM (International Federation of Organic Agriculture) principles. Countries in the developing world were excluded and the review focused on modern agricultural systems (e.g., excluding the use of draught animals for cultivation). Studies compared were drawn from Europe, North America, Canada, Australia and New Zealand. Gray literature was included within the search, including PhD theses, government and non-governmental organization (NGO) reports and research project reports.
Comparisons were made for each product group in relation to the amount of energy required per unit of product (e.g., kilograms or liters) in addition to the amount used per unit of land (e.g., hectares or acres). This approach follows the suggestion of Van der Werf et al.Reference Van der Werf, Tzilivakis, Lewis and Basset-Mens16 who propose that the unit of area comparison reflects a farming system's function as a producer of non-market goods (e.g., biodiversity), whereas the unit of product comparison reflects agriculture's function as a producer of market goods (e.g., food and fuel). Comparisons of environmental performance based solely on the amount of product can also present an issue when dealing with foodstuffs that vary greatly in nutritional and water content (e.g., milk and meat)Reference De Vries and De Boer17. Furthermore, Cherubini and StrømmanReference Cherubini and Strømman18 highlight that displaying results per unit of agricultural land can provide a useful indicator of land-use efficiency. The same study highlights the need to identify the limiting factor of the system being assessed and that this should be used as the reference indicator of the assessment. With competition for agricultural land purposed to be one of the main drivers affecting food and farming in the future19, assessing energy use per unit of land can be a useful tool to compare the energy efficiency of agricultural systems.
Types of study considered
Most of the studies considered within this review have taken what JonesReference Jones20 describes as a ‘mechanistic’ or ‘process analysis’ approach, i.e., assessing the fossil energy use associated with the various production stages of an agricultural product. This includes the assessment of energy associated with production processes on case study farmsReference Cobb, Feber, Hopkins, Stockdale, O'Riordan, Clements, Firbank, Goulding, Jarvis and Macdonald21, Reference Alföldi, Schmid, Gaillard and Dubois22 or through the application of LCA. This is a method used to calculate the burdens associated with one unit of a food commodity, e.g., 1 kg of wheat, area of land or livestock unit (LU) defined as the ‘functional unit’23. Within the LCA approach, inputs to the system are usually traced beyond the farm gate to the primary resource. For example, this can include the coal or uranium used to generate electricity or the energy required to produce steel, plastic and other materials required for the manufacture of tractorsReference Williams, Audsley and Sandars24. LCA has the distinct advantage of being able to determine efficiency within supply chains in a manner that can be easily understoodReference Wegener Sleeswijk, Kleijn, van Zeijts, Reus, Meeusen-van Onna, Leneman and Sengers25. In addition, the broad principles for the application of LCA have been standardized, e.g., through the International Organization for Standardisation 14044 standard26. This has helped to make LCA the most widely used method for the assessment of energy use within supply chains in the agriculture sectorReference Pelletier, Audsley, Brodt, Garnett, Henriksson, Kendall, Kramer, Murphy, Nemecek and Troell27. It is important to note, however, that these standards are not prescriptive about boundary conditions, the functional unit or the purpose of the study, which can make comparisons between studies difficult.
Other studies considered here have followed a ‘thermodynamic approach’Reference Jones20 through the adoption of emergy accountingReference Odum28. Emergy has developed as an alternative to the ‘traditional’ fossil energy focused approach of energy accounting. It takes an eco-centric approach that accounts for the contribution of natural services (e.g., rain, pollination, soil formation) in delivering agricultural productsReference Bakshi29. In a similar manner to LCA, the emergy approach measures the energy previously used in the creation of a product. However, it also accounts for the amount of available energy that sits within the assessed product or system. The units of energy are expressed in a common unit (i.e., ‘solar energy’ or ‘emjoules’)Reference Odum28. The emergy approach also takes into account natural/ecological inputs and human activities. It calculates natural inputs, based on the distribution of solar energy in the biosphere and the energy output potential of the various processes (e.g., rainfall, total wind energy and total wave energy)Reference Brown and Herendeen30. Human labor and services can also be accounted for, both in terms of the energy used to support human life and the energy associated with the accumulation of informationReference Odum28. In this sense, emergy allows for an assessment of ‘energy quality’ through considering the importance of inputs and outputs in a web of relationshipsReference Pizzigallo, Granai and Borsa31. A limited number of studies have used the emergy approach to assess the efficiency of organic and conventional agriculture. The results from these studies will be described in a separate section below.
A number of studies within this review have also taken the nominally dimensionless ‘energy ratio’ approach to determine the efficiency of production systems (i.e., dividing the energy output in food sold by the energy input of fossil fuels). This approach is nominally dimensionless in that the gross energy of fuels is compared with the metabolizable energy of foods or feeds. LampkinReference Lampkin15 highlights that this method can be a useful determinant of the efficiency of agricultural systems in capturing solar energy and transforming this into feedstuffs for growing populations. Halberg et al.Reference Halberg, Verschuur and Goodlass32 also highlight the potential of this approach to allow farmers and advisors to compare the efficiency and environmental impacts of crop and livestock enterprises, in order to identify areas for improvement.
A limitation of the study is that there are insufficient data to perform a statistical analysis. The wide variation in the scale of the studies and the methods used prevents this. In addition, the wide geographical variation in the studies and the resultant wide range of soil types and climates makes it difficult to draw definitive conclusions that will apply to each country or region (Appendix 1 shows the list of studies, their location and energy assessment method used).
Results from the Literature Survey: On-Farm Energy Use
The efficient use of fossil-fuel energy on farm is of increasing concern for farmers and stakeholders within the supply chain, in light of fluctuating input pricesReference Cassman and Liska33, Reference Woods, Williams, Hughes, Black and Murphy34 and the effects of climate change and pollutionReference Smil1. A number of process-oriented and LCA studies have compared the on-farm resource efficiency for a range of organic and conventional crop and livestock systems, to explore the relative efficiency of these production systems. In addition, a number of studies have assessed human energy, using empirical methods or system modeling; the results from studies in both of these areas will be outlined below.
On-farm fuel use
A common criticism of organic agriculture is that reliance on mechanical tillage (e.g., for weed control) results in lower energy efficiency overallReference Hoeppner, Entz, McConkey, Zentner and Nagy35. A process-oriented modeling study carried out by ADASReference Cormack and Metcalfe36 supported this criticism, finding higher machinery energy use within organic systems (i.e., energy associated with the manufacture, distribution and repairs to mechanical equipment). This increase was, however, offset by higher indirect energy use under conventional management. Most of the additional fuel use within the ADAS study was associated with weed control. Organic carrot production compared particularly poorly due to the energy-intensive process of flame weeding. Organic wheat production was also associated with higher machinery energy, a potentially significant finding in view of the dominance of wheat in the European arable sector and the importance of this crop as a staple of Western diets. VenkatReference Venkat37 also found higher on-farm energy use on organic farms for certain vegetable crops (see Fig. 1) within an LCA comparison, suggesting that this is due to systematically higher levels of mechanical weeding. Unlike the ADAS study, Venkat found that this difference was enough to offset the impact of fertilizer manufacture in the conventional system. Greater use of tractor diesel per liter of milk produced was also reported for an organic farm in an LCA of two large dairy units in SwedenReference Cederberg and Mattsson38. Higher fuel use per functional unit on the organic farm was a result of the larger area of fodder production and lower yields within this study. Jørgensen et al.Reference Jørgensen, Dalgaard and Kristensen39 also found that the levels of on-farm energy use were 28% higher for organic crop production in Denmark. This was a result of higher fuel consumption for weed control in addition to the energy-intensive practice of manure spreading (compared to spreading fertilizer). In common with the ADAS study, the authors found that the higher on-farm energy use was offset by the energy requirements for the manufacture of inputs in the conventional system.
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Figure 1. Distribution of ‘direct’ (i.e., on-farm) and ‘indirect’ (i.e., off-farm) energy use from seven studies comparing organic and conventional production. Owing to variation in the scale for the products reported, a log scale has been used on the x-axis. Most studies took a ‘cradle-to-gate’ approach (i.e., considering energy use associated with production but not retail consumption and disposal); for more details on boundaries and functional unit of each study, see Table 1.
The need for moldboard plowing in organic systems, for the removal of crop residues and control of weeds, can also contribute to greater on-farm energy use in comparison to reduced tillage with herbicides, as identified in a comparison of organic, integrated and conventional farming systemsReference Leake40. A study by Michigan State University also found a lower fuel use for a corn, soybean, wheat rotation under conventional no till, compared to the same rotation under low-input and organic conditions, although the savings were offset by the energy associated with fertilizer and lime inputsReference Robertson, Paul and Harwood41. Zentner et al.Reference Zentner, Lafond, Derksen, Nagy, Wall and May42 also found that gains in on-farm fuel use from reduced tillage were offset by the embodied energy associated with inputs of pesticide and fertilizer within an energy analysis of direct and indirect energy associated with nine cropping systems in Canada. Despite this, Snyder and SpanerReference Snyder and Spaner43 note that high-input costs are supporting a shift toward reduced-input systems, where reduced tillage is applied, and it has been suggested that such tightly controlled conventional systems may rival organically managed farms with regard to energy efficiency, even when the costs of inputs are taken into accountReference Clements, Weise, Brown, Stonehouse, Hume and Swanton44. However, reduced tillage is no longer exclusive to conventional farms. Recent studies show that this technique can be applied successfully under organic conditions for cereal cropsReference Berner, Hildermann, Fließbach, Pfiffner, Niggli and Mäder45, Reference Crowley, Döring, Measures and McCracken46 with significant energy savings as a resultReference Crowley, Döring, Measures and McCracken46. Lockeretz et al.Reference Lockeretz, Shearer and Kohl47 also found that organic farmers in the ‘corn belt’ of the USA were more likely to use chisel plowing methods, as opposed to the moldboard plow. This was to help conserve organic matter and water, instead of exposing the soil to wind erosion, a common problem in the area studied. It is also important to consider that reduced tillage is not always possible for farmers. The possibility for implementation will depend greatly on the soil type, topography and the available power of the machineryReference Bailey, Basford, Penlington, Park, Keatinge, Rehman, Tranter and Yates48. Increased herbicide leaching and greater population of certain perennial weeds and grasses have also been reported in some reduced tillage systemsReference Locke, Reddy and Zablotowicz49, Reference Tuesca, Puricelli and Papa50, which could result in increased requirements for cultivation and fuel use to remove pernicious weeds. Reduced yields within no tillage systems have also been observed in some soil and climate conditionsReference Lal, Reicosky and Hanson51, reducing the overall energy efficiency per unit of product.
In contrast to many of the above studies, some authors have found the similar or even lower levels of on-farm diesel use for organic production. For example, Refsgaard et al.Reference Refsgaard, Halberg and Kristensen52 found little difference between the amounts of diesel required for the production of conventional and organic crops. However, the organic systems within the process models used in this study tended to require more fuel for handling and spreading of manure. A farm system monitoring project in Switzerland also found very similar levels of diesel in a long-term comparison of an organic and conventional farm, although the conventional systems used as a comparator within this study were of a relatively low intensityReference Alföldi, Schmid, Gaillard and Dubois22.
Labor
With regard to human energy (or labor), organic systems have been associated with higher numbers of staff on the farm due to increased livestock, reduced machinery use and diversity in farm enterprisesReference Cobb, Feber, Hopkins, Stockdale, O'Riordan, Clements, Firbank, Goulding, Jarvis and Macdonald21, Reference Ziesmer53, Reference Lobley, Reed, Butler, Courtney and Warren54. El-Hage Scialabba and HattamReference El-Hage Scialabba and Hattam55 also report a higher share in the production of labor-intensive crops (e.g., vegetables) and on-farm marketing and processing on European organic farms. In a modeling study of four organic and conventional crops, Pimental et al.Reference Pimentel, Berardi and Fast56 also found lower labor productivity for organically produced crops (i.e., kilogram output per hour of labor input). This was due to a need for increased cultivations, in addition to greater losses from pests and disease and high cosmetic standards, which prevent sale of certain crops, in particular organic apples. Nguyen and HaynesReference Nguyen and Haynes57 also compared the labor productivity of three pairs of mixed cropping farms in the Canterbury region of New Zealand, with labor requirements calculated in hours per hectare for the entire rotation and the cropping part (i.e., peas, barley and wheat) separately. The labor productivity was also measured as a ratio of harvested grain to the number of hours per hectare. Although labor inputs per hectare for most grain crops were higher on the organic and biodynamic sites, the total labor use was lower as a result of the 3–4-year fertility-building period. This balanced out the higher requirement for the cropping phase. Despite this, the grain crops grown within the biodynamic and organic systems had a lower labor productivity (0.4–1.1 ton h−1) compared to the conventional (1.3–1.6 ton h−1), as a result of higher labor inputs and lower yields. The additional labor requirement within the organic systems was partly due to the additional field and manual operations plus the additional labor requirement for the manufacture of cow-horn manure (a homeopathic preparation for improving soil health) within the biodynamic system. Karlen et al.Reference Karlen, Duffy and Colvin58 took a similar approach in calculating the number of fieldwork hours required for crop production and harvest in a comparison of four 40-acre fields in the ‘Corn belt’ of the USA. Within the ‘alternative’ system, labor requirements were substantially increased (between 178 and 183% of the conventional). This was primarily as a result of the additional time required for spreading manure, weed control and through the incorporation of a hay crop within the rotation, which required multiple harvests.
An attempt was also made to compare the labor requirements of organic and conventional farms by comparing calendars of work of conventional and organic farmers in addition to measuring heart rates and constructing an energy budget based on their food intakeReference Loake59. The relatively high energy and effort expenditure on the organic farm led the author of this study to suggest that ‘the annual activity of organic farming is characterized by physical stress and fatigue’. Unfortunately the study was flawed in that it compared an organic farmer using hand tools with a conventional livestock and arable farmer who spends most of the heart rate assessment period driving a tractor. The farms were therefore not comparable, and as the author notes, the organic farmer cannot be considered representative of the sector. Having said this, the study does contribute to addressing the methodological difficulties of comparing mechanized systems with manual operations.
Indirect, off-farm energy use
Indirect energy use (i.e., energy use associated with the production and transport of inputs) typically exceeds on-farm energy use within modern farming systems in developed countries, with fertilizer and imported feeds for livestock comprising the two major sources of energy inputs used for agricultural productsReference Pelletier, Audsley, Brodt, Garnett, Henriksson, Kendall, Kramer, Murphy, Nemecek and Troell27. The importance given to on-farm or local resources within the IFOAM organic principlesReference Darnhofer, Lindenthal, Bartel-Kratochvil and Zollitsch12 suggests that organic farms could be less reliant on external inputs of fertility and animal feed, and a number of studies have explored the extent to which this applies in practice.
Fertilizer inputs
The energy intensive manufacture of nitrogen (N)-based fertilizers represents the most energy expensive input for modern farming, accounting for about half of agriculture's energy use19 and approximately 1.1% of energy use globallyReference Dawson and Hilton60. Instead of relying on manufactured fertilizers, organic farms source the bulk of their N through biological fixation by temporary, legume-based leys. The use of leys can also further the production of soil organic matterReference Leifeld and Fuhrer61 in addition to providing an energy source for the soil biota, which enables humus production through transformation of organic material. In this, sense the organic system aims to develop soil health over the long term, rather than providing a short-term nutrient supply through application of soluble plant nutrientsReference Watson, Atkinson, Gosling, Jackson and Rayns62. Refsgaard et al.Reference Refsgaard, Halberg and Kristensen52 state that in this context ‘one might think of organic farming as a systematic replacement of fossil-fuel N fertilizer production with solar-driven N fixation in legumes’, with fossil fuels being used to help this process. This was illustrated by Gomiero et al.Reference Gomiero, Paoletti and Pimentel14 who found that the main reason for increased energy efficiency under organic management was the lack of synthetic inputs, in particular fertilizers and pesticides.
Despite the reliance on biologically fixed N within organic agriculture, organic farmers still make use of mineral sources for other nutrients, in particular rock phosphate (P), which is mined from natural stores. TrewavasReference Trewavas63 argues that when this aspect is taken into account, the energy efficiency of organic farming is lowered considerably, when compared to integrated no-till systems. Low solubility of rock phosphate may also make it less effective than manufactured P fertilizer (superphosphate) particularly in low rainfall areasReference Bolland, Gilkes and Antuono64. Co-application of rock phosphate with elemental sulfur or manure could, however, help to enhance availabilityReference Agyin-Birikorang, Abekoe and Oladeji65, Reference Evans, McDonald and Price66. Use of rock phosphate may also help to maintain a stable supply of readily available P over time, compared to use of water-soluble phosphate fertilizerReference Randhawa, Condron, Di, Sinaj and McLenaghen67. Pelletier et al.Reference Pelletier, Arsenault and Tyedmers68 found in their LCA of organic and conventional wheat and soybean production in Canada, that the cumulative energy demands of producing phosphate fertilizer were on average four times higher than those associated with producing rock phosphate used in organic agriculture. Sourcing fertility from outside of the farming system also applies to farms producing large quantities of crops, which depend on external sources of compost and manure. Alonso and GuzmanReference Alonso and Guzman69, for example, found higher energy use for organic crops grown in Spain, as a result of the energy associated with production of large quantities of compost. Karlen et al.Reference Karlen, Duffy and Colvin58 found that without charging for the energy associated with the manure nutrients (i.e., assuming that the manure is a ‘cost’ incurred by the livestock enterprise) an ‘alternative’ system required about half of the energy of the conventional; however, if the energy costs for the nutrients were included, the alternative system used twice as much energy as the conventional (see Fig. 1). Duesing (1995) in Rigby and CáceresReference Rigby and Cáceres70 also refer to North Californian organic farmers using manure from South Californian dairy farms, which in turn used imported feed grain from the Midwest. Rigby and CáceresReference Rigby and Cáceres70 note that such practices have serious implications in terms of energy use and that the methods used do not necessarily sit well with some people's perceptions of organic production or the organic principles.
Despite evidence that some organic farmers are importing fertility and are therefore ‘robbing Peter to pay Paul’, Alonso and GuzmanReference Alonso and Guzman69 point out that inputs of manure and compost help to promote the long-term health of the system, and cannot be compared in the same way to non-renewable energy sources. They also highlight that organic farmers are able to reduce levels of compost application as soil humus levels develop. Moreover, when a comparison was made of non-renewable energy use (i.e., fossil fuels) within this study, the energy use was significantly lower within all of the organic production systems. El-Hage Scialabba and Müller-LindenlaufReference El-Hage Scialabba and Müller-Lindenlauf71 also highlight that the pollution and soil degradation problems associated with landless livestock production systems can be reduced through the co-operative use of farmyard manure between crop and livestock operations on organic farms. With landless livestock production systems currently supplying over 50% of pig and poultry meat worldwideReference Steinfeld, Gerber, Wassenaar, Rosales and de Haan72, the relative advantages of a more integrated approach to production are an important consideration. Reviews comparing nutrient budgets on organic and conventional farms have also found that nutrient surpluses and N leaching are generally smaller for organic farms. This suggests a more efficient use and recycling of nutrients between enterprisesReference Shepherd, Pearce, Cormack, Philipps, Cuttle, Bhogal, Costigan and Unwin73, Reference Tuomisto, Hodge, Riordan and Macdonald74.
Livestock feed
As mentioned above, organic farms try to maintain a closed production system as far as possible with regard to all inputs, not only those relating to soil fertility. Assessments of energy use within beef and dairy production by SchaderReference Schader75 and Haas et al.Reference Haas, Wetterich and Köpke76 found that this approach manifests through a reliance on home-grown sources of feed for livestock (see lower energy inputs associated with imported feed within these studies in Table 1). Lower energy use associated with concentrate feed has also been reported in comparisons of organic and conventional dairy production in Sweden, Denmark and the NetherlandsReference Cederberg and Mattsson38, Reference Jørgensen, Dalgaard and Kristensen39, Reference Thomassen, van Calker, Smits, Iepema and de Boer77. Within an assessment of the environmental impacts of a 1996 ‘baseline’ and a number of 100% organic conversion scenarios in Denmark, Dalgaard et al.Reference Dalgaard, Halberg and Porter78 also found that domestically produced, organic grass/clover was energetically cheaper than conventional forage, due to a lack of fertilizer application. The increased efficiency contributed to lower energy use overall per LU.
Table 1. Distribution of ‘direct’ (i.e., on-farm) and ‘indirect’ (i.e., off-farm) energy use from nine studies comparing organic and conventional productions.
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For poultry, most organic production systems have longer production cycles. This not only can have a positive effect in terms of animal welfare (e.g., lower prevalence of limb disorders, through use of slow-growing breedsReference Castellini, Berri, Le Bihan-Duval and Martino79), but also results in lower energy efficiency through higher levels of feed use per unit of product (e.g., Leinonen et al.Reference Leinonen, Williams, Wiseman, Guy and Kyriazakis80 see Fig. 1). In addition, mortality rates of caged poultry systems have been shown to be lower than organic or free-range systemsReference Leinonen, Williams, Wiseman, Guy and Kyriazakis80, Reference Leinonen, Williams, Wiseman, Guy and Kyriazakis81. For pig meat production, recent studies have shown that organic systems tend to import not only less feed, which contributes to lower energy use and greater efficiency per unit of land, but also lower levels of output and a possible increased energy use per kilogram of product, depending on the assessment method usedReference Basset-Mens and van der Werf82, Reference van der Werf, Tzilivakis, Lewis and Basset-Mens83. Williams et al.Reference Williams, Audsley and Sandars24 also reported a considerable increase in the area of land used for the production of pig feed within organic systems, in an LCA study of UK production. This led to a reduced energy output per hectare, compared to conventional production.
Effect of functional unit when comparing studies
As found by Lynch et al.Reference Lynch, MacRae and Martin13, the unit of comparison affects the performance of organic farming systems with regard to environmental assessment criteria such as energy use. In common with this study, we have found that for most product types, organic performs better than conventional per unit of product, with over 75% of the product comparisons in Figure 2 reporting lower energy use. In particular, Figure 2 illustrates the efficiency of organic grazing systems due to the lower energy impacts associated with forage production for beef and sheep production (organic energy use ranges from 21 to 94% of conventional for these systems, depending on the system intensity). In common with Lynch et al.Reference Lynch, MacRae and Martin13, we have also found that organic systems tend to compare less favorably for poultry systems. Energy use under organic management was found to range from 125 to 160% of conventional for broilers. For egg production, energy use also tended to be higher, between 120 and 127% of the conventional barn and cage-based systems, respectively. There was less difference between the energy requirements of organic and conventional free-range systems (with organic requiring 103–105% of the energy used on the conventional systemsReference Williams, Audsley and Sandars24, Reference Leinonen, Williams, Wiseman, Guy and Kyriazakis81).
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Figure 2. Organic versus conventional energy use per unit of product with expanded selection. Organic performs better below the line, worse above the line. Please note the ‘trend-line’ is x=y for the purposes of illustrating the relative performance for each product type and is not a line of best fit. Production units were not constant across the studies compared.
With regard to crops, most organic systems perform better than conventional in energy use terms, mainly as a result of an absence of manufactured N fertilizer. Energy use for cereal cropping is approximately 80% of conventional per unit of product, despite the lower yield. Vegetable production energy requirements also tend to be lower on organic farms, requiring approximately 75% of the energy used under conventional. There are some exceptions, in particular glasshouse vegetables, apple and potato production exhibit reduced yields and similar levels of energy inputs, which can result in more energy use per unit weight of product overall. In particular, this is a result of greater losses from insect pests and diseases for potatoes and apples. Reduced yields in organic vegetable production glasshouse systems were partly due to an increase in specialty cropping (e.g., vine tomatoes) on organic farmsReference Williams, Audsley and Sandars24.
It is also clear from Figure 3 that the difference between conventional and organic systems is greater when comparisons are made on a per hectare basis, over 80% of the comparisons showing a lower energy use associated with organic production. This is to be expected due to the lower intensity of production on most organic holdings, resulting in fewer inputs, and a reduced yield. Despite this, organic performs less well when the energy content of the organic matter/compost used on organic holdings is taken into consideration. Average energy inputs per unit of land area were approximately double that of the conventional farms when this was taken into accountReference Karlen, Duffy and Colvin58, Reference Alonso and Guzman69. For the reasons outlined above, however, this renewable energy input cannot be compared in the same way to fossil-fuel-based energy.
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Figure 3. Organic versus conventional energy use per hectare with expanded selection. Organic performs better below the line, worse above the line. Please note the ‘trend-line’ is x=y for the purposes of illustrating the relative performance for each product type and is not a line of best fit.
A number of studies have compared organic and conventional systems in terms of energy efficiency (energy out/energy in). A range of approaches to measuring energy have been used, with some authors expressing production of organic/non-organic systems in terms of combustion energyReference Pimentel, Berardi and Fast56 and other authors using metabolizable energy output valuesReference Cormack and Metcalfe36. In addition, some studies have included energy use associated with the production of farm infrastructure (e.g., buildings and machinery), whereas others have only focused on energy use associated with feed, fertilizer and other variable inputsReference Alonso and Guzman69, Reference Helander and Delin84. Despite the variation in methods, it is possible to see that organic production outperforms conventional for nearly all of the products listed in Table 2. Again, lower levels of inputs are the main reason for the increased efficiency of organic farming within these studies. There are some exceptions, however, for instance the Cormack and MetcalfeReference Cormack and Metcalfe36 study found that the lower yield and the inclusion of fertility-building crops within stockless arable farms resulted in a lower energy efficiency overall. Guzmán and AlonsoReference Guzmán and Alonso85 also found that net efficiency is lower in organic olive production, mainly due to incorporated organic material originating from other ecosystems, although the organic systems performed better in terms of non-renewable energy use efficiency. Nguyen et al.Reference Nguyen, Haynes and Goh86 also reported greater machinery use for weed control in organic pea production, which resulted in a lower energy efficiency overall, in a comparison of mixed farming systems in New Zealand.
Table 2. Energy ratios (energy output divided by input) for conventional and organic crops and livestock. All of the studies cited here contain statistical uncertainties; some authors have calculated these and others not, where individual values are presented these represent the average energy ratio. Ranges are presented where different treatments or sites have been used to compare the production systems (e.g., Nguyen and HaynesReference Nguyen and Haynes57).
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Emergy studies
Most of the studies referred to above have concentrated on fossil-fuel use when comparing the efficiency of organic and conventional systems. A limited number of studies have taken a different approach, using the emergy method to account for all energy inputs to the system, including human activity and ecosystem servicesReference Odum28, Reference Bakshi29. Emergy accounts for these inputs through an assessment of total amount of energy used for their creation. Scienceman (1989) therefore explains emergy as a calculation of the ‘energy memory’ of systemsReference Brown and Herendeen30. A common unit (i.e., solar emjoules—sej) is used within emergy assessments, to express the amount of emergy required to produce a gram (sej g−1) or joule (sej J−1) of a particular resource, commodity or service. This is referred to as the ‘solar transformity’. The emergy efficiency of different agricultural production systems can be compared through their relative solar transformities, with a lower transformity value per unit indicating a greater efficiency.
In addition to exploring the solar transformities of production systems, some emergy studies have also investigated the emergy yield ratio (EYR). This is an expression of the total emergy (in sej) within a system to the emergy purchased on the market (e.g., fossil fuels). In this sense, the EYR is a ‘measure of the systems net contribution to the economy beyond its own operation’Reference Odum28. Other studies have also explored the environmental loading ratio (ELR), which is the ratio of purchased and non-renewable local emergy to renewable environmental emergy. This measure can be used as an indicator of environmental stress and technological levelReference Odum28. Emergy flow and emergy density are also used to explore levels of environmental stress through comparing the spatial and temporal concentration of emergy within different systems (e.g., emergy per unit of time or area)Reference Castellini, Bastianoni, Granai, Bosco and Brunetti87.
Castellini et al. used the emergy approach to assess the efficiency of organic and conventional poultry production systems in ItalyReference Castellini, Bastianoni, Granai, Bosco and Brunetti87. Their study found that the solar transformity was lower within the organic system assessed, despite a lower level of production. This was due to the avoidance of chemical fertilizers and pesticides for the production of feed. In addition, the study found that the emergy costs for cleaning/sanitization of buildings were lower in the organic system, as a result of organic regulations only permitting molecules for sanitization that have a low environmental impact. Through an assessment of the energy yield ratio, the same study revealed a reduction in external inputs and in ecosystem stresses under organic management. The organic system also had a higher use of renewable energy, as expressed through the ELR (see Table 3). In particular, this was through its reliance on organic sources of fertility (poultry and cow manure) as opposed to synthetic fertilizer. The emergy density within the conventional system was also approximately eight times higher than the organic, as a result of much greater use of non-renewable inputs.
Table 3. Results from five ‘emergy’ studies comparing organic and conventional production. Results expressed as ‘sej’=solar emergy joules or emjoules, i.e., units of solar energy that would be required to generate all the inputs to the farming system defined (expressed in sej J−1 or sej−1 or sej ha−1.
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Pizzigallo et al.Reference Pizzigallo, Granai and Borsa31 also found a higher ELR for conventional systems of wine production in Tuscany, Italy, finding that the use of non-renewable resources on the conventional farm was approximately 15 times greater than that of renewable, whereas for the organic farm this level was only 10 times greater. The higher ELR for the conventional system was a result of the increased soil erosion and the use of manufactured fertilizers. Furthermore, the conventional system used a higher amount of agricultural machinery and fuel, plus a greater amount of glass for bottling (the organic farm used bottles that were lighter). The difference is thus not intrinsic to the farming system. The organic farm also had a lower solar transformity indicating a less resource-intensive production system. However, the conventional farm was disadvantaged by a greater amount of on-farm processing and the fact that only the best grapes were harvestedReference Pizzigallo, Granai and Borsa31.
La Rosa et al.Reference La Rosa, Siracusa and Cavallaro88 also used the emergy approach to compare organic and conventional red orange production from four Sicilian farms; this study also found a higher renewable energy use on the organic farm assessed, which contributed to a higher EYR and a much lower ELR. This was the result of a greater reliance on organic sources of fertility within the organic system, compared to the energy-intensive manufactured fertilizer inputs used on the conventional farm. Furthermore, the conventional system used a greater amount of electricity per hectare. Conversely, the same study found a higher solar transformity (sej g−1) associated with two of the three organic farms assessed, as a result of the lower product yield.
In a comparison of wheat production in Denmark, Coppola et al.Reference Coppola, Haugaard-Nielsen, Bastianoni, Østergård, Neuhoff, Halberg, Alföldi, Lockeretz, Thommen, Rasmussen, Hermansen, Vaarst, Lueck, Caporali, Jensen, Migliorini and Willer89 also found a lower emergy flow in organic production systems (i.e., lower sej ha−1 yr−1) due to an absence of man-made fertilizers. Organic seed production was found to be more resource-intensive than conventional, and more field operations and greater machinery use were reported for the organic system. The study also reported a lower solar transformity for the organic wheat crop, suggesting a reduced efficiency per unit of biomass (straw and grain) despite the lower environmental impact, as expressed within the reduced ELR in Table 3. Ghaley and PorterReference Ghaley and Porter90 also used the emergy method to compare two farming systems in Denmark; a conventional wheat production system and an organically managed combined food and energy (CFE) system consisting of mixed arable cropping, clover ryegrass swards and woody biomass production. The emergy use in the conventional wheat system was 7.4 times higher than in the CFE, as a result of increased use of manufactured fertilizer and higher rates of soil erosion. The multiple yield components of the CFE system resulted in a greater output and a higher EYR. A lower ELR was also reported for the CFE system due to the reliance on renewable inputs (e.g., biologically fixed N). This study concludes that the CFE system provides a greater contribution to the economy compared with a wheat monoculture. The authors also suggest that such a diverse system could provide a suitable way forward for food and energy production, if an appropriate economic and policy environment could be provided.
Emergy is clearly a useful method that presents a more complete picture of the energy and ecosystem costs and benefits associated with a range of farming systemsReference Gomiero, Paoletti and Pimentel14. Unlike energy accounting, the emergy approach allows for an assessment of a productive system's relationship with the environment, in terms of energy flows. It takes into account environmental inputs that are usually treated as ‘free’ (e.g., ecosystem services)Reference Bakshi29, Reference Pizzigallo, Granai and Borsa31, assessing the amount of natural ‘labor’ required to obtain a given productReference Castellini, Berri, Le Bihan-Duval and Martino79. Despite these perceived advantages, the emergy approach has been criticized on the basis of the subjective judgments and associations that lead to the allocation of solar energy values to inputs such as wind and rainReference Jones20. The lack of a sufficiently detailed explanation behind the underlying methodology within many of the calculated solar transformities has contributed to this criticismReference Hau and Bakshi91, although recent attempts have been made to apply uncertainty calculations to the emergy approachReference Li, Lu, Campbell and Ren94. Hülsbergen et al.Reference Hülsbergen, Feil, Biermann, Rathke, Kalk and Diepenbrock95 also state that inclusion of solar radiation in the energy balance can mask the variation of fossil energy input influenced by different husbandry techniques, as fossil energy is often a small proportion of the total emergy use when considering solar inputs. Conversely, it can also be misleading to focus only on the use of energy on-farm (i.e., without accounting for the embodied energy associated with inputs and natural services), providing an advantage to farms dependent on external sources for the maintenance of higher levels of productionReference Topp, Stockdale, Watson and Rees96. It has been suggested that a combined approach of using LCA and emergy analysis may help both the methods to improve, allowing LCA to account for ecosystem services, and overcoming problems with allocation (i.e., partitioning energy inputs between multiple outputs) found within the emergy approach. This combined method was adopted by Pizzigallo et al.Reference Pizzigallo, Granai and Borsa31, who used LCA methods to comprehend and disaggregate the productive systems assessed, together with the application of emergy to account for the energy contribution of ecosystems.
Discussion
Comparisons by farming system
When making comparisons of the energy efficiency of organic and conventional systems, it is difficult to draw definitive conclusions, partly due the variation within each of the sectors, which makes performance very site and system dependentReference Seufert, Ramankutty and Foley97. For example, Williams et al.Reference Williams, Audsley and Sandars98 found that wheat grown on sandy soils uses about 20% more energy than that grown on clay soils, within an LCA of organic and conventional arable crops grown in the UK. Refsgaard et al.Reference Refsgaard, Halberg and Kristensen52 also found that differences in soil type had a greater effect on energy efficiency than organic or conventional farming practices. Nevertheless, in common with the findings of LampkinReference Lampkin15, Lynch et al.Reference Lynch, MacRae and Martin13 and Gomiero et al.Reference Gomiero, Paoletti and Pimentel14 it is possible to state that for most grazing systems, organic farming will result in a lower energy use, on a unit area or weight of product basis. This is a direct result of the use of clover and other forage legumes within leys, which results in more efficient forage production compared to the conventional practiceReference Hoeppner, Entz, McConkey, Zentner and Nagy35, Reference Deike, Pallutt and Christen92, Reference Küstermann, Kainz and Hülsbergen99. Similarly, for dairy systems, organic production tends to result in lower energy use per liter of milk produced, due to greater energy efficiency in the production of forage and reduced reliance on imported concentratesReference Cederberg and Mattsson38, Reference Haas, Wetterich and Köpke76, Reference Thomassen, van Calker, Smits, Iepema and de Boer77.
With regard to poultry, meat and egg production tends to require more energy per kilogram of product under organic management, as poorer overall feed conversion ratios and higher mortality rates reduce overall efficiencyReference Williams, Audsley and Sandars24, Reference Leinonen, Williams, Wiseman, Guy and Kyriazakis80.
With regard to cropping systems, the absence of fertilizer inputs tends to more than compensate for a lower yield within organic cereal production, resulting in lower energy use per kilogram of productReference Williams, Audsley and Sandars24, Reference Pelletier, Arsenault and Tyedmers68 or little difference overallReference Nemecek, Charles, Alföldi, Klaus and Tschamper101. Organic management can also be better in terms of energy use for field vegetable production, as a result of fewer inputs in manufactured fertilizers and herbicides, although in some cases the energy used for flame weeding can make it worseReference Cormack and Metcalfe36. For organically produced potatoes, energy use tends to be greater due to yield losses from pests, causing lower yields overallReference Williams, Audsley and Sandars24. Pimental et al.Reference Pimentel, Berardi and Fast56 found that organic potato yields were only 50% of conventional as a result of a lack of control of blight (Phytophthora infestans) resulting in much lower energy efficiency per kilogram of product.
With regard to on-farm energy use, in common with the study by Lynch et al.Reference Lynch, MacRae and Martin13 this review has found that in many cases organic farmers' diesel requirements are comparable to conventional; although for some crops this energy use may be greater through increased reliance on mechanical tillage, e.g., for broccoliReference Venkat37, wheat and potatoesReference Williams, Audsley and Sandars24. The reduced tillage systems commonly found on conventional farms will also require less diesel than the ‘traditional’ moldboard plowing technique commonly used on organic farms, although the difference may be offset by indirect energy, depending on the rate/efficiency of usageReference Robertson, Paul and Harwood41, Reference Clements, Weise, Brown, Stonehouse, Hume and Swanton44. With regard to indoor crops, a greater amount of energy is used for greenhouse production under organic management on a kilogram of product basis, as a result of lower yields but similar energy requirements for heating or building constructionReference Williams, Audsley and Sandars24, Reference Alonso and Guzman69.
The ‘human energy’ aspect is missing from many of the studies considered here. This is a result of the absence of a widely accepted and applied methodology for its inclusion, in addition to the relatively small contribution of labor to total energy use in modern cropping systems. Borin et al.Reference Borin, Menini and Sartori102, for example, calculated that this aspect accounts for <0.2% of the total energy input in modern cropping systems. Relatively higher energy input is likely, however, in other systems, such as fruit, vegetable and livestock. The limited number of studies that have included this aspect found that organic farming will generally result in greater levels of on-farm energy from human laborReference Pimentel, Berardi and Fast56–Reference Karlen, Duffy and Colvin58. Although this may have negative effects on the productivity per labor hour, some authors have taken an optimistic view of the increased labor requirements associated with organic production systems. For instance, PrettyReference Pretty103 in Cobb et al.Reference Cobb, Feber, Hopkins, Stockdale, O'Riordan, Clements, Firbank, Goulding, Jarvis and Macdonald21 found that a shift toward an organic production scenario in the UK could create 100,000 jobs in addition to encouraging more added value through on-farm processing of products and direct sales.
Productivity versus energy efficiency
It is also important to note that most of the studies and farming systems mentioned above found higher levels of productivity in conventional systems, despite organic systems having greater resource-use efficiency. In this context, Deike et al.Reference Deike, Pallutt and Christen92 point out the large yield losses that would result from a widespread switch to organic production. The lower yields from organic management have led some authors to conclude that organic farming is incapable of feeding the world in a sustainable mannerReference Trewavas63, Reference Connor104. Others have claimed that the apparent benefits of organic production, such as reduced fertilizer manufacture and pesticide use, are a poor exchange for a potential lack of productivityReference Powlson, Whitmore and Goulding105. Despite this, a recent meta-analysis by Seufert et al.Reference Seufert, Ramankutty and Foley97 found that under good management practices, some organically grown food crops can nearly match conventional yields. Specifically, organically produced legumes and perennials on rain-fed, weak acidic to alkaline soils were found to have small yield differences of <5%, although the authors of this study note the small sample size and high uncertainty for these crops. On the other hand, for vegetables and cereals, a greater, statistically significant yield reduction was found for organic systems (−33 and −26%, respectively). The authors note that when only the most comparable organic and conventional systems are used, organic yields can be up to 34% lower. Conversely, a study based at the Rodale Institute's experimental farm in the Northeastern United States demonstrated that under drought conditions, crops in organically managed systems can produce higher yields than conventional crops. Yield increases within this study ranged from 137 to 196% of conventional depending on the crop and method of fertilizationReference Lotter, Seidel and Liebhardt106. The main reason given is the increased water-holding capacity of the soil, as a result of increased organic matter content. Smolik et al.Reference Smolik, Dobbs and Rickerl107 also found that yields within an organic system were more stable in the face of diseases and weather variation over a 7-year period.
Whatever the yield differences between organic and conventional production, it is clear from both an environmental and economic perspective that we need to reduce our reliance on fossil fuels, per unit of food produced, whether under an organic or conventional production scenario. Although the use of these reserves has clearly had a positive impact in terms of increasing productivity throughout the ‘Green Revolution’Reference Godfray, Beddington, Crute, Haddad, Lawrence, Muir, Pretty, Robinson, Thomas and Toulmin108 and fertilizer manufacture efficiency is increasingReference Woods, Williams, Hughes, Black and Murphy34, it has been highlighted that oil and gas reserves are only sufficient to meet our needs for another 50–100 yearsReference Crews and Peoples109. Moreover, the negative effects of our dependency on non-renewable inputs are already being witnessed (e.g., through food price riots in 2008, in part caused by increasing costs of fertilizer and fuelReference Piesse and Thirtle110). The wisdom of putting our faith in the development of an unproven or unknown energy source to maintain or increase levels of production in the future has also been questionedReference Crews and Peoples109. In addition, recent assessments have found that vast increases in yield seen in recent years have been at the expense of increases in soil erosion, reductions in biodiversity and a large increase in agriculture's reliance on manufactured fertilizers and pesticides111, Reference Tilman112. In this context, Gomiero et al.Reference Gomiero, Paoletti and Pimentel14 highlight the usefulness of methods such as emergy accounting, which can present a more complete picture of agricultural systems’ impact on the natural environment. The current application of emergy approaches to comparisons of organic and conventional farming systems has been limited, however, and more work comparing the two approaches using this method would be helpful.
It should also be noted that in their current form, organic systems do not offer a radical alternative to the fossil-fuel reliance of modern agricultural systems. The reduced use of energy in organic production and increased energy efficiency compared to conventional production is often marginal. These systems often still depend on the same sources of (fossil) fuel for tractors, machinery and buildings, etc. While organic production can make a contribution to a more resource-efficient agriculture, in its present form it does not provide a complete solution.
Some have suggested that a ‘happy medium’ for the development of more fossil-fuel-efficient farming systems would be to pursue lower-input conventional farming systems (e.g., reducing man-made fertilizer inputs, increased use of legumes for N fixation and organic manures)19. Indeed, recent work has highlighted that well-managed conventional systems with reduced input levels can outperform organic production in terms of resource-use efficiency, when measured on an energy output/input basisReference Tuomisto, Hodge, Riordan and Macdonald113. In this context, the recent International Assessment of Agricultural Knowledge, Science and Technology for DevelopmentReference McIntyre, Herren, Wakhungu and Watson4 and Foresight19 reports outline a number of key challenges to maintain the production of food while decreasing dependence on fossil energy, none of which would seem to exclude or preclude a conversion to organic standards:
• The development of decentralized, locally based production and distribution systems.
• Improving nutrient use, in particular more exact timings and amounts of fertilizers (organic and inorganic).
• Increasing productivity through increasing the marketable/edible yield from crops, improved animal breeding, feeding, and pest and disease control.
• Recycling of urban and industrial wastes.
• Increased use of renewable energy throughout the supply chain.
In addition, the need to improve the synchrony between N supplied by legumes and N demand from crops is highlighted by Myers et al.Reference Myers, van Noordwijk, Vityakon, Cadisch and Giller114. However, even with developments in this area, it will be difficult to match the synchronization with crop demand to the same extent as through targeted application of soluble N through manufactured fertilizerReference Crews and Peoples109, Reference Cassman, Dobermann and Walters115. Crews and PeoplesReference Crews and Peoples109 also highlight the importance of reducing the amount of grain fed to livestock, thereby freeing up land for legumes and reducing agriculture's current dependence on manufactured fertilizer. This would, however, particularly reduce the output of eggs and poultry meat and, to a lesser extent, pig meat, given the nutritional requirements of these stocks. KummReference Kumm116 also highlights the importance of focusing meat production on landscapes that cannot be used for arable cropping, and using by-products that can contribute to food supply only through the refinement of meat-producing animals. Although KummReference Kumm116 also highlights that, in situations of energy shortage, there might be competition between meat production and the bioenergy sector.
Conclusion
Organic production systems focus on the development of closed cycles of production as far as this is possible, as espoused by the IFOAM principles. This naturally creates systems, which are less productive in terms of crop and livestock yields. Results from studies considered within this review, however, have illustrated that the reduced yields are matched by greater energy efficiencies for most ruminant livestock and field crops. The difference is greatest when comparisons are made on a unit of area basis, although substantial increases in energy efficiency can also be observed per unit of product within most of the comparative studies. The difference between organic and conventional production tends to be greatest for grassland systems, due to the relative efficiency of producing grass in conjunction with clover, a practice encouraged within the organic sector. There are some important exceptions where organic performs worse. For example, potatoes, where a lower yield reduces efficiency, and other vegetables that require flame weeding. Within livestock production, organic pig and poultry production systems also perform worse where poor feed conversion and higher mortality rates can lead to lower energy efficiency overall. With regard to human labor productivity, organic farms will also tend to perform worse than conventional, primarily as a result of greater requirements for weeding, spreading of manure and composts, and greater system diversity. The limited number of emergy analyses comparing the two production systems to date have also found a lower environmental loading and increased renewable energy use on organic farms. Overall it would appear that the energy efficiency of most cropping and ruminant livestock farming systems can be enhanced through the adoption of organic management. However, in many cases this will be at the expense of crop or livestock yields.
Acknowledgements
We gratefully acknowledge the authors of the studies reviewed whose extensive work provided the data for this comparison. We would also like to thank the anonymous reviewers whose helpful comments greatly improved the quality of the manuscript. Thanks also to Dr Niels Halberg at the International Centre for Research in Organic Food Systems for his comments on an early draft and Professor Hanne Østergård at the Technical University of Denmark for her help sourcing emergy papers. The part time PhD for which this review paper forms a part is supported by an education grant awarded by the Ratcliff Foundation.
Appendix 1. List of comparative studies.
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