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STRICT SCRUTINY, COMPELLING STATE INTERESTS, AND RELIGIOUS FREEDOM - The Distinctiveness of Religion in American Law: Rethinking Religion Clause Jurisprudence. By Kathleen A. Brady. Cambridge: Cambridge University Press, 2015. Pp. 354. $39.99 (paper). ISBN: 978-1107016507.

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The Distinctiveness of Religion in American Law: Rethinking Religion Clause Jurisprudence. By Kathleen A. Brady. Cambridge: Cambridge University Press, 2015. Pp. 354. $39.99 (paper). ISBN: 978-1107016507.

Published online by Cambridge University Press:  12 April 2018

Michael P. Moreland*
Affiliation:
University Professor of Law and Religion, Villanova University
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Abstract

Type
Book Review Roundtable
Copyright
Copyright © Center for the Study of Law and Religion at Emory University 2018 

Kathleen Brady's book is a remarkably thorough treatment of contemporary jurisprudence about the Religion Clauses and takes up many of the most important themes—notably equality—that animate those cases and the legal scholarship on them. In these short comments, I would like to highlight just one doctrinal area in which I was left with questions after reading Brady's book.

Brady notes at various places (especially chapters 6 and 7) that the “compelling state interest” component of the strict scrutiny regime that marked the post–Sherbert v. Verner period and was incorporated into RFRA suffers from indeterminacy and under-protection of claims for religious freedom. In its place, Brady derives a constitutional principle from the founding that would broadly protect religious freedom. Brady argues, “The formulation that I propose for these limits is as follows. Even where a law or regulation places a substantial burden on religious practice essential to the believer's relationship with the divine, relief is not required under the Free Exercise Clause if the application of the law to the claimant is necessary to protect the existence, peace, or safety of the state, or basic conditions of public order” (239).

My initial question is simply how, if at all, this principle really differs from strict scrutiny, if it were faithfully applied. But more generally, I think Brady is on to a bigger problem here, namely the muddled doctrine surrounding what constitutes a compelling state interest in the first place. There is a problem—or at least a persistent lack of clarity—as to how courts have often arrived at conclusions about whether some asserted government interest is “compelling.” And so while my question here is, at one level, a doctrinal quibble, it opens up to a more important set of questions about the authority of the state and the scope of religious liberty.

Strict scrutiny in free exercise cases (pre-Smith or under RFRA) is, of course, part of the more general constitutional doctrine of tiered scrutiny, increasing levels of judicial review applicable to a range of constitutional liberties moving up from rational basis review to strict scrutiny. In addition to its application to RFRA claims, the doctrine of judicial scrutiny is shot through the case law in free speech, equal protection, and substantive due process.

But as Richard Fallon noted in one of the only comprehensive treatments of judicial scrutiny as such, the doctrine has garnered little attention, either from the courts or from scholars.Footnote 27 And as often happens when we do not really understand what we are talking about, we resort to metaphor.Footnote 28 So, we talk about “weighing” the interests of the government against the right to religious freedom. Or as I tell my students, it is sort of like walking into Starbucks and choosing among tall, grande, and venti-sized drinks. If you just need a little pick-me-up, you get a tall coffee—that is like rational basis review. Or maybe even just a decaf, applicable, say, to economic regulation. But if you need a little more to get you going, you get a grande. This is like intermediate scrutiny, applicable to restrictions on commercial speech or sex discrimination. But these areas are now subject to something like heightened intermediate scrutiny after the Virginia Military Institute case (United States v. Virginia), so it is like a grande coffee with a shot of espresso. And then there is a venti coffee when things are really bad—strict scrutiny, the most demanding of judicially administered reviews of legislation, which Gerald Gunther famously said was “‘strict’ in theory and fatal in fact.”Footnote 29

Besides the sloppy metaphors, though, one of the key problems with the scrutiny-based approach is the lack of conceptual clarity about the elements of the test itself. The compelling interest prong of strict scrutiny calls for a normative judgment about the end (as opposed to the means, in narrow tailoring) of legislation. But where do we get the normativity?

As Fallon notes, the doctrine of strict scrutiny developed suddenly in the 1960s as the Warren Court sought to craft a judicially administered doctrine across different areas of constitutional law that would differentiate between rights that would garner heightened protection (freedom of religion, freedom of speech, deprivation of life or liberty through criminal procedure) and those (especially economic liberty cases) that would receive only rational basis review, thereby avoiding the dreaded Lochnerism of an earlier Court. The first uses of the phrase “strict scrutiny” or “most rigid scrutiny” came in Skinner v. Oklahoma in 1942 (striking down sterilization of repeat criminal offenders) and Korematsu v. United States in 1944 (upholding racial classification of Japanese in internment camps during World War II)—ironically because the racial classification in Korematsu was upheld, the first signal that perhaps application of strict scrutiny was more rhetorical than precise. The strict scrutiny formulation was then extended dramatically during the 1960s to freedom of speech, free exercise of religion, substantive due process, and equal protection cases. It was tied up with incorporation doctrine as well—as certain constitutional rights came to be seen as fundamental and thereby incorporated against the states through the Fourteenth Amendment, judicial protection and enforcement of those rights came to be tied to heightened scrutiny analysis

But back to my question about where we might get a normative answer to what constitutes a compelling interest, the Supreme Court has, notes Fallon, “frequently adopted an astonishingly casual approach to identifying compelling interests.”Footnote 30 Consider a sampling of the government interests that the Court has found insufficiently compelling in recent cases: parental control over children's access to violent video games, a host of asserted government interests in campaign finance regulation, preventing social group bias, and administrative efficiency. The Court has, however, found compelling interests in requiring insurance plans to cover contraception, diversity in higher education, national security concerns, preventing criminals from profiting from their crimes, shielding minors from obscenity but not from violence, and preventing judicial corruption. Then there are a host of cases in which the level of scrutiny is never, arguably, adequately specified. Finally, there are cases in which the Court splinters over whether strict scrutiny applies, notably in cases involving the distinction between content-neutral and content-based regulation of speech.

So what is a compelling interest? How do we know a compelling interest from a non-compelling, “mundane” interest? The mistake, I think, is trying to answer the question without working out at some level the purposes of political authority. A compelling interest cannot be merely whatever the legislative majority happens to enact—that would undermine the whole purpose of the scrutiny approach, which is to provide the judiciary with the ability to conduct an independent review of the adequacy of the government interest in the legislation. The danger, too often realized, is that the tiers of scrutiny become subject to a judicial realist complaint that something else is going on.

Maybe strict scrutiny can be salvaged from its Warren Court roots, but only if we get clear about the purposes and aims of political authority. This account might be that because government is limited, the rights of liberty are necessary to the achievement of human goods. This would involve an assessment of the weight of an interest (denoting its importance amid a hierarchy of ends of government), the occurrence of an interest, and the centrality of an interest (as a core function of government, an overall assessment of core and peripheral purposes). What we would need is discourse and deliberation about the ends—not interests—of government and the need for political authority to foster the common good. One aspect of that good is freedom of religion, as we have been so admirably reminded in Brady's book.

References

27 Fallon, Richard, “Strict Judicial Scrutiny,” UCLA Law Review 54, no. 5 (2007): 1267–338Google Scholar.

28 For another effort to capture the tiers of scrutiny by metaphor, see Paulsen, Michael Stokes, “Medium Rare Scrutiny,” Constitutional Commentary 15, no. 3 (1998): 397402Google Scholar.

29 Gunther, Gerald, “The Supreme Court, 1971 Term—Foreword: In Search of Evolving Doctrine on a Changing Court: A Model for a Newer Equal Protection,” Harvard Law Review 86, no. 1 (1972): 148CrossRefGoogle Scholar, at 8.

30 Fallon, “Strict Judicial Scrutiny,” 1321.