Introduction
The Eustachian tube connects the middle ear to the nasopharynx. Its functions include equalisation of middle-ear pressure, draining of mucus to the nasopharynx, and protection of the middle ear from acoustic trauma and pathogens.Reference Schilder, Bhutta, Butler, Holy, Levine and Kvaerner1 Eustachian tube dysfunction describes a collection of symptoms including aural fullness, ‘ear popping’, ear discomfort and tinnitus.
Varying treatment modalities are applied to manage Eustachian tube dysfunction symptoms, including medical therapy such as steroids and/or nasal decongestants, autoinflation devices, and tympanostomy with or without ventilation tube insertion. However, these treatments have not been shown to consistently improve tubal function, and it remains unclear whether medical management provides significant symptomatic relief.Reference van Heerbeek, Ingels, Rijkers and Zielhuis2 Eustachian tube balloon dilatation is a recent innovation aimed at treating Eustachian tube dysfunction symptoms, which involves inserting a balloon catheter to dilate the cartilaginous segment of the Eustachian tube.Reference Poe, Abou-Halawa and Abdel-Razek3
Eustachian tube balloon dilatation was approved by the Food and Drug Administration in the USA in 2016, but its application in the UK remains controversial. Results from early, largely uncontrolled, studies in small populations are encouraging.Reference Tisch, Maier and Sudhoff4,Reference Tisch, Störrle, Danz and Maier5 However, the lack of ‘gold standard’ diagnostic criteria for Eustachian tube dysfunction with which to standardise patient selection and outcome measures has limited the development of high-quality randomised trials. In 2015, an expert panel proposed a classification system and diagnostic criteria for Eustachian tube dysfunction, but it remains to be seen whether these will be adopted by the broader ENT community.Reference Schilder, Bhutta, Butler, Holy, Levine and Kvaerner1 This cross-sectional, survey-based study aimed to investigate the current opinions and practice of the UK ENT consultant body regarding Eustachian tube balloon dilatation.
Materials and methods
Ethical approval was not required as no direct patient information was acquired.
A 10-question online survey was designed by the authors and distributed via e-mail to 438 ENT consultants via ENT-UK (a UK professional body for ENT doctors). The survey was accessible via a third-party provider (www.surveymonkey.com) between July and September 2018 (Appendix 1). Survey questions enquired as to Eustachian tube balloon dilatation practice patterns, indications for use, experience in the field including National Health Service (NHS) and private practice experience, pre-operative investigations (symptom questionnaire, tympanometry, tubomanometry, computed tomography (CT) scanning), intra-operative approach (intranasal vs intratympanic), and future perspectives. Responses were recorded and collated in Microsoft Office Excel® spreadsheet software.
Results
Demographics
A total of 137 ENT-UK consultants completed the survey. Regarding subspecialisation, 65 (47 per cent) categorised themselves as otologists, 33 (24 per cent) as rhinologists, 21 (15 per cent) as head and neck surgeons, 11 (8 per cent) as general ENT surgeons, and 7 (5 per cent) as paediatric ENT surgeons (Figure 1). Two otology consultants reported a dual interest in rhinology.
Eustachian tube balloon dilatation experience
Thirty-one consultants (23 per cent) reported performing Eustachian tube balloon dilatation, with 106 (77 per cent) not performing the procedure. Of those who reported not undertaking Eustachian tube balloon dilatation, 69 (65 per cent) cited insufficient evidence of efficacy, 13 (12 per cent) reported an inability to obtain funding, 13 (12 per cent) perceived Eustachian tube balloon dilatation to be a high-risk procedure, 13 (12 per cent) said it was not in their field of interest and 2 (2 per cent) cited approval issues from their regulatory body. At the time of the survey, 14 respondents (10 per cent) were planning to undertake the procedure in the near future. Two respondents (2 per cent) had tried the procedure but since discontinued practice.
Among the respondents who had performed Eustachian tube balloon dilatation, 30 (83 per cent) had less than two years of experience, with 50 per cent of those having less than one year of experience. Five consultants (14 per cent) had been carrying out Eustachian tube balloon dilatation for three to five years, and one consultant (3 per cent) had been performing the procedure for six years or more. Twenty-four consultants (67 per cent) had performed 0–5 Eustachian tube balloon dilatation procedures, 8 (22 per cent) had undertaken 6–15 procedures, 4 (11 per cent) had performed 16–50 procedures and 0 had conducted over 50 procedures.
Thirteen consultants (36 per cent) reported performing 95–100 per cent of procedures in private practice. A further 13 consultants (36 per cent) reported performing 95–100 per cent of procedures in the NHS. The remaining survey respondents reported a reasonably even split between the numbers of procedures performed in the NHS and privately.
Indications for procedure
Multiple indications for Eustachian tube balloon dilatation were reported. Eustachian tube balloon dilatation was reported as being carried out to treat: Eustachian tube dysfunction symptoms (clicking, popping, sensation of aural fullness), by 29 consultants (78 per cent); otitis media with effusion or obstructive Eustachian tube dysfunction, by 24 (65 per cent); retraction pockets, by 9 (24 per cent); and barotrauma-related Eustachian tube dysfunction, by 8 (22 per cent) (Figure 2).
Route and investigations performed
In terms of pre-operative investigations, 29 respondents (81 per cent) reported performing tympanometry, 23 (64 per cent) utilise a patient-reported symptom questionnaire, 10 (28 per cent) carry out a CT scan of the temporal bones, and 3 (8 per cent) perform tubomanometry. Intra-operatively, 100 per cent of consultants reported employing an endoscopic transnasal approach for the technique.
Future research
Thirty-nine consultants (28 per cent) responded to the question regarding the establishment of an Eustachian tube balloon dilatation national database to promote audit and research in the field, with 28 (72 per cent) being in favour.
Discussion
This is the first study to investigate the current practice and opinions of the UK ENT consultant body on Eustachian tube balloon dilatation. Current National Institute for Health and Care Excellence (NICE) UK guidelines regarding Eustachian tube balloon dilatation note a lack of existing high-quality evidence regarding the efficacy and safety of the procedure, and recommend its application for research purposes only.6
In our survey, insufficient evidence of efficacy was the most cited reason for not performing the procedure. Similarly, a US-based study by Micucci et al.Reference Micucci, Keschner and Liang7 highlighted the need for higher level studies to ascertain the role of Eustachian tube balloon dilatation in the treatment of Eustachian tube dysfunction. Yet uptake of the procedure in the USA has been greater than in the UK, with 49.7 per cent (n = 143) of US consultants surveyed by Micucci et al. reported to be practising Eustachian tube balloon dilatation, compared to 23 per cent (n = 31) of UK consultants in our current study.Reference Micucci, Keschner and Liang7 The approval of the procedure by the Food and Drug Administration for the treatment of persistent Eustachian tube dysfunction may explain the discrepancy in uptake and experience levels between US and UK ENT surgeons, with only 23 per cent (n = 33) of US consultants practising Eustachian tube balloon dilatation having performed less than five procedures, compared to 67 per cent (n = 24) in the UK.Reference Micucci, Keschner and Liang7
The majority (83 per cent) of respondents to our survey who currently practise Eustachian tube balloon dilatation had less than two years’ experience. However, over 1 in 10 respondents (10 per cent) expressed an intention to start performing the procedure, suggesting that it is gaining interest in the UK. The survey found an even split of ENT surgeons performing Eustachian tube balloon dilatation almost exclusively (in more than 95 per cent of cases) in the private sector and those performing it almost exclusively in their NHS practice (n = 13, 36 per cent in each category), with the remainder of those performing the procedure in both the NHS and privately in equal proportion. This may be partly accounted for by each responding surgeon's experience of the procedure to date, and whether they are currently involved in Eustachian tube balloon dilatation research activity.
Pre-operative planning and investigation used in the context of Eustachian tube balloon dilatation has been a subject of debate. Abded-Aziz et al. showed that pre-operative high-resolution CT temporal bone scans were not able to predict intra-operative difficulties or post-operative complications of the procedure.Reference Abdel-Aziz, Schröder, Lehmann, Gehl, Ebmeyer and Sudhoff8 Most of the UK consultants surveyed request pre-operative symptom questionnaires and tympanometry (or tubomanometry), with only 28 per cent requesting a pre-operative CT scan. The most common pre-operative investigation performed in this cohort was tympanometry, followed by patient-reported questionnaires, in line with the 2015 consensus statement on Eustachian tube dysfunction diagnosis.Reference Schilder, Bhutta, Butler, Holy, Levine and Kvaerner1 Additional investigations reported in the literature include pure tone audiometryReference Abdel-Aziz, Schröder, Lehmann, Gehl, Ebmeyer and Sudhoff8 and ‘successful Valsalva manoeuvre’.Reference Poe, Anand, Dean, Roberts, Stolovitzky and Hoffmann9,Reference Meyer, O'Malley, Schlosser, Soler, Cai and Hoy10
The effective management of Eustachian tube dysfunction symptoms poses a clinical challenge. Randomised, controlled trials investigating the effects of decongestants and intranasal steroids in the management of Eustachian tube dysfunction have shown no statistically significant difference when compared to placebo.Reference Shapiro, Bierman, Furukawa, Pierson, Berman and Donaldson11,Reference Gluth, McDonald, Weaver, Bauch, Beatty and Orvidas12 Randomised, controlled trials investigating the use of autoinflation devices in children have shown statistically significant improvements in tympanograms and ear-related symptoms compared to controls, yet evidence for their use in adult populations is lacking.Reference Williamson, Vennik, Harnden, Voysey, Perera and Kelly13
Surgical treatment for Eustachian tube dysfunction includes the use of ventilation tubes, and methods of Eustachian tube dilatation such as balloon dilatation and laser. Early results from published studies have suggested that Eustachian tube balloon dilatation is effective in treating symptoms of Eustachian tube dysfunction.Reference Tisch, Maier and Sudhoff4,Reference Schmitt, Akkari, Mura, Mondain, Uziel and Venail14–Reference Schröder, Lehmann, Ebmeyer, Upile and Sudhoff16 However, these are mostly retrospective, single-centre case series in small sample populations, with limited long-term follow up. Randomised, controlled trials comparing Eustachian tube balloon dilatation to medical therapyReference Poe, Anand, Dean, Roberts, Stolovitzky and Hoffmann9,Reference Meyer, O'Malley, Schlosser, Soler, Cai and Hoy10 have also been encouraging, yet it is relevant to note that there is a lack of evidence to support the efficacy of medical management of Eustachian tube dysfunction. A meta-analysis of prospective and retrospective studies comparing Eustachian tube balloon dilatation and laser Eustachian tuboplasty in Taiwan showed no inferiority of Eustachian tube balloon dilatation results, but also noted the need for further studies to assess its efficacy.Reference Wang, Lin, Shih, Chung, Wang and Tsou17
A recent retrospective study of 60 adults with chronic secretory otitis media showed that a combination of Eustachian tube balloon dilatation and ventilation tubes resulted in significantly better Eustachian tube function scores (based on a Eustachian tube dysfunction questionnaire, an effective Valsalva manoeuvre and tympanometry) compared to ventilation tubes alone.Reference Li, Chen, Yin and Zeng18 Patient satisfaction ratings at 24 months following the procedure were 81 per cent, compared to 70 per cent in the ventilation tube group. Six patients in the combination group and 10 patients in the ventilation tube group reported no improvement.Reference Li, Chen, Yin and Zeng18
While results from the abovementioned studies are encouraging, high-level randomised, controlled studies comparing the efficacy of Eustachian tube balloon dilatation alone with established treatments such as ventilation tubes are lacking.Reference Schröder, Lehmann, Ebmeyer, Upile and Sudhoff16 A systematic review by Huisman et al., conducted in 2017, similarly concluded that Eustachian tube balloon dilatation may be a helpful treatment for Eustachian tube dysfunction, but stated that the literature is still heterogeneous with a lack of placebo-controlled trials, making it difficult to draw a conclusion for best practice.Reference Huisman, Verdam, Stegeman and de Ru19 Our survey findings showed that uptake of Eustachian tube balloon dilatation in the UK remains limited because of insufficient evidence of efficacy and long-term outcomes.
While Eustachian tube balloon dilatation has mainly been reported as a treatment for obstructive Eustachian tube dysfunction,Reference Dalchow, Loewenthal, Kappo, Jenckel, Loerincz and Knecht20 it has also been suggested as a potential treatment for adhesive otitis media with effusion, and as an adjunct to tympanomastoid surgery.Reference Bowles, Agrawal and Salam21 The indications reported for performing the procedure in UK practice were variable. Treatment of Eustachian tube dysfunction symptoms was the most common indication, followed by otitis media with effusion or obstructive Eustachian tube dysfunction, retraction pockets, and baro-challenge-induced Eustachian tube dysfunction symptoms (i.e. symptoms caused by changes in atmospheric pressure such as when flying or diving).
• Twenty-three per cent of ENT consultants surveyed (most with an interest in otology) perform Eustachian tube balloon dilatation
• The most common indication for Eustachian tube balloon dilatation was Eustachian tube dysfunction symptoms
• Over 1 in 10 respondents (10 per cent) intend to start performing Eustachian tube balloon dilatation
• Insufficient evidence of efficacy was the commonest reason cited among those not practising Eustachian tube balloon dilatation
• Respondents supported the proposal of a national database for Eustachian tube balloon dilatation to facilitate audit and research
Several databases exist in the US ENT community, notably those concerning cancer outcomes, as well as an international database of middle-ear operations (Common Otology Database), which facilitates participation in audit and research.Reference Van Rompaey, Yung and Van de Heyning22 The variation in practice regarding indications for Eustachian tube balloon dilatation found in our survey is also reported in other studies. The application of Eustachian tube balloon dilatation to different pathologies, for which outcome measures may vary, suggests that a national or international database, to record and promote transparency and learning, may be beneficial in terms of developing evidence-based patient selection criteria and outcome measures. Consultants responding to our survey supported the proposal of a national database of Eustachian tube balloon dilatation procedures, through which to combine results, promote audit and research, and develop the evidence base.
The main limitation of this study is the low response rate of 31.3 per cent, although this does compare favourably with the response rate reported in a similar web-based questionnaire study, of 9.1 per cent.Reference Micucci, Keschner and Liang7 A further limitation is that the survey is limited to the ENT-UK membership and does not include the practice of those UK ENT consultants who are not members. The retrospective nature of this survey-based study subjects it to recall bias.
Conclusion
Eustachian tube balloon dilatation is a recent surgical innovation for the management of Eustachian tube dysfunction symptoms, a common condition for which an effective treatment is lacking. The majority of UK consultants surveyed are not currently performing the procedure, with most citing a lack of existing evidence to support its efficacy. However, 23 per cent of UK consultants surveyed are currently practising the procedure, with more than 1 in 10 expressing an intention to commence performing Eustachian tube balloon dilatation.
A national database of Eustachian tube balloon dilatation procedures, including patient selection criteria and outcome measures used by those practising the procedure, may provide a basis for audit and research, and help develop the evidence base for the procedure, in line with current NICE recommendations. The majority of consultants surveyed supported the proposal of a national Eustachian tube balloon dilatation database through which to promote audit and research.
Acknowledgements
We would like to thank ENT-UK for distributing our questionnaire. Funding for questionnaire distribution by ENT-UK was obtained from the Royal Sussex County University Hospital ENT Department.
Competing interests
None declared
Appendix 1. Ten-question survey of UK balloon Eustachian tuboplasty practice in the UK
1. Please state your subspecialty – please select all relevant specialities
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2. Do you undertake Eustachian tube balloon dilatation? Yes → Q3 No → Q10
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3. What indications do you use it for? Please select all relevant conditions
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4. Do you use any pre-operative tests? Please select all relevant answers
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5. How many years have you been carrying it out for?
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6. How many balloon tuboplasty procedures do you undertake in a calendar year?
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7. What percentage of your cases are performed under the NHS?
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8. Which route do you use?
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9. There is currently no national database of surgeons undertaking this procedure. Would you like ENT-UK (or BSO) to establish a database of UK practising Eustachian tube otologists to promote future audit and research in this field?
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10. Why do you not undertake it? Please select all relevant answers
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