1. Introduction: Competing Conceptions of the Government Lawyer in Canada
According to Canada's Department of Justice, lawyers working within the department have ‘a unique role’.Footnote 1 The Oxford English Dictionary defines ‘unique’ as ‘having no like or equal; standing alone in comparison with others, freq. by reason of superior excellence; unequalled, unparalleled, unrivalled’.Footnote 2 Government lawyers in Canada are ‘unique’ because they represent ‘the Crown’ – the legal and constitutional emanation of the state in Canada.Footnote 3 The Crown is a concept rather than a tangible figure; it cannot be seen or touched. While they are not invisible like their client, government lawyers exist in the shadows of the Canadian legal system.
In a sense, government lawyers are both everywhere and nowhere in Canada. As legal advisers on state power, and often also as its authorised defenders, government lawyers clearly play an important, if not critical, role in the Canadian legal system. Their prominence is enhanced because Canada is a federal state with jurisdiction divided between a federal government and ten provincial governments.Footnote 4 Federalism generates many legal and constitutional issues for government lawyers in Canada. Numerically, an estimated 15 to 25 per cent of Canadian lawyers work in the public sector, depending on the jurisdiction.Footnote 5 Canada's largest ‘law firm’ is actually the federal Department of Justice and not one of the large law firms with offices in multiple Canadian cities.Footnote 6 Canada's Department of Justice employs around 5,000 persons, about half of whom are lawyers.Footnote 7 With over 2,400 lawyers (not including prosecutorsFootnote 8), it is more than twice the size of the largest Canadian law firm.Footnote 9 More lawyers work in the Department of Justice than the total number of lawyers working in some of Canada's ten provinces.Footnote 10 The federal Department of Justice has offices in 17 cities across Canada and has 42 practice groups specialising in tax, Aboriginal law, transportation, immigration, civil litigation, terrorism, international law and many other areas. It advises Cabinet ministers and government agencies;Footnote 11 it is also the most frequent intervener at the Supreme Court of Canada.Footnote 12
Government lawyers are a subset of public sector lawyers. The latter group of lawyers work for governments and other public entities like public utilities, publicly owned corporations, regulators and courts. Government lawyers are public sector lawyers who advise and litigate on behalf of the executive branch of government at any of the three levels of government in Canada: federal, provincial or municipal.
My work and this article focus on the responsibilities of the government lawyer at the federal and provincial levels because of the unique constitutional role and responsibilities of the Attorney General at each of these two levels of government in Canada.Footnote 13 There is no constitutional equivalent to the Attorney General at the municipal level of government in Canada; there are no municipal ‘District Attorneys’ in Canada in the way that there are in the United States (US). Under the Canadian Constitution, municipalities are wholly creatures of the provinces that created them; they have no independent constitutional existence.Footnote 14 For this reason, there are no municipal equivalents of federal and provincial Attorneys General, and the lawyers working for municipalities are not in a parallel position with their federal and provincial counterparts.
Lawyers working in the federal Department of Justice and its provincial counterparts are significant actors in the Canadian legal system, both in terms of their sheer numbers as well as the substance of their work. The fundamental characteristic that explains the uniqueness of government lawyers is their unique (in the sense of one of a kind having no like or equalFootnote 15) client: the Crown.Footnote 16
Yet government lawyers and their work have been largely ignored in Canada. They are barely acknowledged in codes of conduct for lawyers enacted by provincial law societies;Footnote 17 they are under-represented in the governance and activities of many law societies and legal organisations;Footnote 18 their role has largely been ignored by the courts; and until recently they were under-theorised in Canadian academic scholarship.Footnote 19 Government lawyers are often invisible in Canadian discussions about legal ethics or the regulation of the legal profession. For these reasons, Allan Hutchinson has rightly called government lawyers ‘the orphans of legal ethics’ in Canada because so ‘little energy has been directed towards defining and defending the role and duties of government lawyers’.Footnote 20 This contrasts sharply with the strong and robust scholarship that exists regarding the top government lawyer, the Attorney General.Footnote 21 As it is acknowledged in Canada that the Attorney General normally acts through his or her agents,Footnote 22 understanding the role and responsibilities of this office is the key to unlocking the uncertain status of government lawyers.Footnote 23 This has been the basis of my argument that government lawyers are ‘custodians of the rule of law’ and, as such, owe higher duties in both public law and legal ethics compared with other lawyers.Footnote 24 These concerns for the rule of law are particularly prevalent in public law litigation.
This article thus addresses a major question in public law: the unique role of government lawyers and, specifically, it analyses the role of these lawyers in Canada in public law litigation. The article has two substantive parts in addition to this introduction. In Section 2, I discuss the special role of government lawyers in Canada. Section 3 turns squarely to their role in public law litigation and the tensions that arise therefrom for these lawyers, followed by a brief conclusion.
2. The Special Role of Government Lawyers in Canada
Elsewhere, I have argued that government lawyers in Canada should be subject to higher ethical duties than those imposed on private sector lawyers.Footnote 25 This is not the law in Canada, and only a single case has directly addressed the issue.Footnote 26 This proposition remains surprisingly (to me) controversial, especially in light of the willingness of US courts to impose higher duties on government lawyers.Footnote 27
My argument in favour of imposing higher ethical duties on government lawyers is derived from two sources: (i) public law generally, and (ii) the special role of the Attorney General which is recognised in Canadian law. As a matter of public law, government lawyers clearly represent the powerful interests of the state. However, I have asserted that they also exercise public power directly – through the discretion that they exercise in the acts of legal interpretation, providing legal advice, and litigation techniques. As representatives of the Attorney General, government lawyers must act to protect and promote the rule of law because their ‘boss’ – the Attorney General – is recognised as the ‘guardian of the rule of law’.
Government lawyers who have written on the subject argue compellingly that as agents of the Attorney General they have ‘special duties’, but they strongly resist the notion that those special public law duties translate into higher ethical duties.Footnote 28 This debate between a higher as opposed to a different duty is interesting and important theoretically, but it may be a distinction without much of a practical difference. As Michael Morris and Sandra Nishikawa have written, while courts have explicitly rejected the idea of any separate or higher duty for government lawyers, ‘the Courts, other lawyers, and the public at large expect government lawyers to act differently, rendering the question of whether they should be subject to higher ethical duties somewhat academic’.Footnote 29 However, this distinction may be one with a difference in certain cases, including public law litigation, as discussed below.
The role of, and the tensions for, government lawyers in administrative proceedings is directly tied to the characteristics of the Attorney General. In Canada, the responsibilities of the Attorney General and Minister of Justice are fused in a single office. As Attorney General, the office holder is the legal adviser to the executive and responsible for conducting out all litigation in which the government is involved. As Minister of Justice, the same person has responsibility for all matters relating to the development and supervision of justice policy. It is because of these dual roles that it is said that the Attorney General often wears ‘two hats’: the one partisan or political, the other constitutional and at times independent. As Morris and Nishikawa have acknowledged, ‘[t]here is a natural and historic tension in those two roles’.Footnote 30
Wearing the political hat, the Attorney General is a member of the Cabinet, almost always an elected member of the legislature,Footnote 31 a member of the governing political party and active in partisan affairs of his or her political party. Several Attorneys General at the federal and provincial level have successfully moved on to assume the leadership of their party and become Prime Minister or provincial premier.Footnote 32 Historically, at the federal level, the office of Attorney General has been a launching pad for the politically ambitious, perhaps because until recently lawyers dominated Canadian politics.Footnote 33
Canadian Attorneys General wear a second hat, often referred to as ‘their Attorney General hat’.Footnote 34 In this role, the Attorney General exercises powers recognised under the Canadian Constitution and under statute as belonging to the Attorney General and Solicitor General of England ‘by law or usage’.Footnote 35 The Attorney General serves as the Chief Legal Officer of the Crown, charged with advising the executive and representing the Crown in court. In some matters, the Attorney General exercises complete independence from partisan concerns, as recognised by constitutional convention. This independence is most notable in decisions regarding prosecutions, but it extends to other areas such as public interest injunctions. However, Canadian Attorneys General do not exercise complete independence in most civil matters, although it is accepted that partisan or political concerns may appropriately influence the Attorney General's actions in this area.Footnote 36
The tension between the independent and the partisan Attorney General is well recognised.Footnote 37 However, Canadian Attorneys General often point to their political role as supporting their independent role, asserting that being included in the political Cabinet allows the Attorney General to be a participant in political decision making and able to press rule of law concerns. It is claimed that there is a greater likelihood of the Attorney General's legal advice being accepted and followed by the executive precisely because he or she is a member of the political executive in the form of the Cabinet.
This assertion contrasts with the Israeli experience where the Attorney General is not political in the sense of being an elected politician, and is not a member of the Cabinet; however, his or her legal advice is binding on the government and the position is completely independent.Footnote 38 In Israel, the Attorney General may refuse to defend a governmental decision, and government agencies have tried unsuccessfully to circumvent the Attorney General by retaining private counsel.Footnote 39 This is not the case in Canada. The legal advice of government lawyers is not binding on government officials;Footnote 40 the Attorney General does not publicly oppose other members of the executive, and does not refuse to defend a government position with which he or she disagrees and obtain separate representation to oppose the government; this has never happened in the history of Canada.Footnote 41 The Canadian system requires the Attorney General to iron out all differences of opinion internally. This is expressed in the dictum that the Crown must ‘speak with one voice’ – that is, there can be only one single legal position for the executive at each level of government.Footnote 42 This legal position may be expressed by the Attorney General but it is not necessarily determined by the Attorney General. In the Canadian case, if the Attorney General believes that the government is refusing to accept and act on legal advice and insists on taking action that the Attorney General believes to be unconstitutional or an affront to the rule of law, in theory the Attorney General should resign. This has occurred rarely in Canada.Footnote 43
The Attorney General is the ‘adviser in chief’ in all legal matters, but not necessarily the ‘decider in chief’.Footnote 44 This means that the Attorney General in Canada is the chief legal officer of the Crown but is not the chief legal decision maker in all matters; this is typically the role of other government ministers.Footnote 45 Almost all government lawyers are Department of Justice lawyers and report to the Attorney General, even if they are located or ‘seconded’ to another ministry.Footnote 46 Thus, those other ministers receive legal advice from government lawyers who are under the supervision of the Attorney General.
At the federal level, the Department of Justice Act provides that the Minister of JusticeFootnote 47
is the official legal adviser of the Governor General and the legal member of the Queen's Privy Council for Canada [the Cabinet] and shall
(a) see that the administration of public affairs is in accordance with law;
(b) have the superintendence of all matters connected with the administration of justice in Canada, not within the jurisdiction of the governments of the provinces;
(c) advise on the legislative Acts and proceedings of each of the legislatures of the provinces, and generally advise the Crown on all matters of law referred to the Minister by the Crown; and
(d) carry out such other duties as are assigned by the Governor in Council to the Minister.
Similar provisions exist under provincial laws.Footnote 48
Neither the Attorney General nor government officials are bound by the legal advice provided by government lawyers. In fact, the Attorney General, and government officials with the approval of the Attorney General, may seek outside legal advice on a matter for various reasons. This occurred in 2013 when the Prime Minister ‘nominated’ Justice Marc Nadon of the Federal Court of Appeal to a seat in the Supreme Court of Canada, which by statute was required to be filled by a judge from Quebec. There was a legal question as to whether a judge of the Federal Court or Federal Court of Appeal met the statutory requirements for appointment to the Supreme Court from Quebec. The federal government had sought outside legal advice from two retired Supreme Court justices and from Peter Hogg, the foremost constitutional law scholar in Canada.Footnote 49 In a rare move, the federal government published the legal opinion it had received from a former Supreme Court justice simultaneously with its announcing the nomination of Justice Nadon to the Supreme Court.Footnote 50 Despite the legal uncertainty over Justice Nadon's eligibility for appointment, the Prime Minister confirmed the appointment. A legal challenge was launched on the day on which Justice Nadon was sworn in as a Supreme Court judge. The government subsequently brought a reference directly to the Supreme Court of Canada, asking the court to rule on the eligibility of Justice Nadon. In a 6:1 decision, the Court invalidated the appointment, thereby implicitly rejecting the legal advice of its former colleagues.Footnote 51
Several enumerated responsibilities of the Attorney General are particularly relevant to public law proceedings. Thus, for instance, the relevant Ontario statute provides that the Attorney General of that provinceFootnote 52
shall see that the administration of public affairs is in accordance with the law; … shall advise the heads of the ministries and agencies of Government upon all matters of law connected with such ministries and agencies; … [and] shall conduct and regulate all litigation for and against the Crown or any ministry or agency of Government in respect of any subject within the authority or jurisdiction of the Legislature.
3. The Unique Duties of the Government Lawyer Applied: Public Law Litigation
3.1. Public Law Responsibilities
As a general matter, government lawyers in Canada advise and represent the executive branch. The legislative branch – the federal Parliament and the provincial legislative assemblies – have their own, independent legal advisers. However, government lawyers do intersect with the legislative branch in certain matters. It is not uncommon for them to appear before parliamentary committees, often with the Minister of Justice or as the Minister's representatives, in order to explain and clarify legislation. In so doing, they are clearly acting as representatives of the Department of Justice. They explain proposed legislation that has been sponsored by the executive to be considered for adoption by the legislature.
In court, government lawyers defend legislation enacted by Parliament when it has been challenged. Unlike Israel, government lawyers in Canada do not argue that certain laws are unconstitutional and should be declared invalid. In rare instances, government lawyers have conceded the unconstitutionality of legislation and have been reprimanded by the Supreme Court of Canada.Footnote 53 Under the Canadian Charter of Rights and Freedoms, there is a two-part test for determining whether legislation is unconstitutional. First, the claimant bears the burden of proof of showing that a constitutionally protected right has been infringed; second, the government then has the onus of demonstrating that the infringement is ‘reasonable and demonstrably justified in a free and democratic society’.Footnote 54 It is not uncommon for government lawyers to concede a prima facie violation of a constitutionally protected right and focus on the second element of justifying that infringement as a reasonable limitation. However, conceding that legislation is unconstitutional in its entirety and cannot be justified is exceedingly rare because it conflicts with accepted notions of separation of powers and the role of the Attorney General.
It is generally accepted in Canada that both the power and the responsibility of constitutional judicial review resides with the courts. Since Canada's creation in 1867, its courts have exercised the power of judicial review over legislation on federalism grounds. The legitimacy of this power was accepted. The Constitution Act of 1982 made this power of judicial review explicit and expanded it to include all matters under the Constitution, most notably the Canadian Charter of Rights and Freedoms. Section 52 of the Constitution Act, 1982, provides that ‘[t]he Constitution of Canada is the supreme law of Canada, and any law that is inconsistent with the provisions of the Constitution is, to the extent of the inconsistency, of no force or effect’.Footnote 55 This provision was understood by those involved in the constitutional reform process to explicitly recognise the power of judicial review. Thus, there is no Canadian equivalent to Marbury v Madison Footnote 56 or Bank Mizrahi Footnote 57 in which the US Supreme Court and the Supreme Court of Israel, respectively, declared that they had the power of judicial review. Those decisions have been the subject of debate and criticism ever since. In Canada, it is accepted that it is both the power and the duty of the courts to exercise judicial review, which explains why the courts frown on constitutional concessions by government lawyers. Such actions are seen to inhibit the courts in exercising their constitutional responsibilities. Criticism is expressed in terms of concessions ‘precluding’ the court from undertaking an analysis of a constitutional provision on its merits or ‘depriving’ the court of access to evidence necessary for the court to do its job.Footnote 58
Another explanation as to why government lawyers in Canada do not argue that particular provisions are unconstitutional is because to do so would be completely inimical to the general understanding of the role of the Attorney General in Canada. One of the understood responsibilities of the Attorney General is to ‘see that the administration of public affairs is in accordance with the law’.Footnote 59 The Attorney General is also ‘the official legal adviser of the Governor General and the legal members of the Queen's Privy Council for Canada’.Footnote 60 This means that if the Attorney General, being a member of the Cabinet, determines that legislation is unconstitutional, it would be incumbent on him or her to so advise the Cabinet and the responsible Minister and advise them to change or repeal the legislation. To ignore such advice from the Attorney General would mean in essence that the government was ignoring the advice that it was acting unconstitutionally; most commentators agree that in such circumstances the Attorney General could not continue in office and must resign. These were the general circumstances surrounding the resignation of Attorney General Brian Smith in British Columbia in 1986.Footnote 61
Finally, in Canada, the federal Cabinet may ask the Supreme Court for an advisory opinion on any legal question that it submits to the Court, including the constitutionality of an existing or a proposed statute.Footnote 62 Similar powers exist for provincial governments.Footnote 63 Thus, if a government has reason to question the constitutionality of any current legislation, the means exist for it to refer the matter to the courts for an advisory opinion.
For these reasons, government lawyers rarely concede the unconstitutionality of legislation and do not ask the courts to declare legislation unconstitutional. If they were to so ask, they would be conceding that the government was not acting according to the law and that the Attorney General had failed in his or her constitutional responsibilities.
There is one instance at the federal level where government lawyers are involved indirectly in advising the legislative branch of government. This relates to the statutory responsibility of the Minister of Justice to examine every government bill introduced in the House of Commons and every draft regulation to determine whether any of the provisions contained in the instrument in question are ‘inconsistent’ with the Canadian Charter of Rights and Freedoms or the Canadian Bill of Rights.Footnote 64 The relevant legislation requires the Minister to ‘report any inconsistency to the House of Commons at the first convenient opportunity’.Footnote 65 There has never been such a report, although many statutes have been found to violate the Canadian Charter of Rights and FreedomsFootnote 66 (and only one statute has been found to violate the Canadian Bill of Rights since it was enacted in 1960Footnote 67).
While the statutory responsibility and ultimate decision to report an ‘inconsistency’ lie with the Minister, it is government lawyers who are involved in the actual review of every government bill and regulation. Moreover, government lawyers have developed standards for determining when a government bill or regulation meets the threshold of ‘inconsistency’ with the Canadian Charter of Rights and Freedoms or the Canadian Bill of Rights. These guidelines or policies remained secret until 2013 when a Department of Justice lawyer, Edgar Schmidt, took the extraordinary step of suing the Attorney General of Canada, claiming that the Minister was and had been in violation of his statutory responsibilities because the Department of Justice had implemented policies requiring its lawyers to assess all government bills and regulations to determine whether they were ‘manifestly’ or ‘certainly’ inconsistent with the Charter or the Canadian Bill of Rights. That lawsuit has attracted significant media attention and the trial took place in October 2015. A decision in the action is under reserve. Whatever the outcome, the decision is likely to be appealed against, perhaps all the way to the Supreme Court of Canada.Footnote 68 The Schmidt case has attracted significant attention within the legal profession and in the broader public precisely because of interest in the role of government lawyers and the Attorney General.
3.2. Tensions in Public Law Litigation
Several tensions may be identified in the role of government lawyers in public law litigation. These tensions are likely to present more theoretical than practical problems in public law litigation, but they are worth exploring precisely because they raise issues about the role of government lawyers in this area of litigation.
The main tension is between the rhetoric of zealous advocacy and the reality of the commitment to the public interest. The dominant model of law practice in Canada sees the advocate as zealously representing his and her client's rights against the state or another adversary.Footnote 69 Canadians have raised generations of lawyers on the inspirational words of Lord Brougham, in his defence of Queen Caroline, that an advocate ‘knows but one person in all the world, and that person is his client’ and ‘[t]o save that client by all means and expedients, and at all hazards and costs to other persons, and, among them, to himself, is his first and only duty; and in performing this duty he must not regard the alarm, the torments, the destruction which he may bring upon others’.Footnote 70
The dominant model rests upon the twin notions of moral non-accountability by lawyers for the acts of their clients and zealous advocacy – namely, that the lawyer must do everything possible within the bounds of law to assist the client to prevail. These are the foundations of the Canadian adversarial system of justice.Footnote 71 This standard conception continues to dominate Canadian codes of conduct, lawyers’ practice, legal education and depictions of lawyers in the media and popular culture.Footnote 72 This dominant view ‘is everywhere in Canadian law’.Footnote 73 However, there is growing recognition that this view is flawed both on a descriptive and a normative level.Footnote 74 This is especially so for government lawyers.
This standard conception is based on the adversarial model and would thus appear to apply naturally to public law litigation involving government lawyers. The standard conception dominates codes of ethical conduct for Canadian lawyers, which make no distinction between the responsibilities of government and non-government lawyers in litigation, outside the criminal context.Footnote 75
Canadian codes of conduct generally consider lawyers working in government as equivalent to lawyers working in private practice. Indeed, the definition of ‘law firm’ in codes of conduct expressly includes lawyers working ‘in a government, a Crown corporation or any other public body’.Footnote 76 These codes of conduct treat government lawyers as a species of a special class of lawyer, but that special class is not ‘government’; it is lawyers for an ‘organization’.Footnote 77 Consequently, in terms of their ethical expectations, government lawyers in Canada are lumped together with lawyers for organisations such as Air Canada, BlackBerry, Tim Horton's and the National Hockey League. Similarly, rules of court and rules of law do not impose any special duties on government lawyers, although the Attorney General through counsel is often afforded special privileges. Thus, on one level, government lawyers should practise the Canadian equivalent of the familiar ‘zealous advocacy’,Footnote 78 representing their client ‘resolutely’ and honourably within the limits of the law.Footnote 79
This duty applies explicitly to administrative proceedings.Footnote 80 Thus, according to this conception, the government lawyer is not only entitled, but has a duty, to ‘raise fearlessly every issue, advance every argument and ask every question, however distasteful, that the lawyer thinks will help the client's case and to endeavour to obtain for the client the benefit of every remedy and defence authorized by law’.Footnote 81 Moreover, this rule states that because the lawyer's function is ‘openly and necessarily partisan’, ‘the lawyer is not obliged (except as required by law or under these rules and subject to the duties of a prosecutor set out below) to assist an adversary or advance matters harmful to the client's case’.Footnote 82 This language is particularly notable because of the reference to the duties of the prosecutor; it would thus implicitly envision and embrace government lawyers acting outside the criminal context. According to this model, the role of the government lawyer in administrative proceedings is equivalent to that of the private lawyer: to do everything possible within the bounds of the law to defend the actions of the government body being challenged.
The model of zealous advocacy does not square with either the duties or the practice of government lawyers. As Morris and Nishikawa have written, ‘[t]his paradigm does not fit perfectly with the role of the government lawyer, infused as it is with notions of public service to the larger public interest and the Rule of Law’.Footnote 83 Government lawyers know that their client is no ordinary client: ‘Government lawyers work for a unique organization: the Crown. There is no private sector equivalent’.Footnote 84 Moreover, government lawyers know that the Attorney General has a relationship with the Crown that is very different from that of a private sector lawyer with an ordinary client. In the private sector, the advocate's duty of loyalty to his or her client is almost unconditional, as seen in the famous quote from Lord Brougham in Queen Caroline's Case, cited above.Footnote 85
This model of ‘zealous representation’ is not the appropriate standard of loyalty for government lawyers. Moreover, democratic governments have a responsibility to represent the interests of all citizens,Footnote 86 and not just the supporters of the party in power. Ian Scott, former Attorney General of Ontario, stated that ‘[t]he Attorney General must act in accordance with the interests of those whom the government represents and not simply in the interest of the government to which the Attorney General belongs’.Footnote 87 These opposing visions are further complicated by multiple competing considerations that exist for government lawyers in the specific context of judicial review proceedings.
The Crown must have the public interest in mind. As Kent Roach has expressed in terms of the Attorney General, the government lawyer is not simply the government's lawyer.Footnote 88 The office of the Attorney General has a unique constitutional status in Canada. It has been described as ‘the guardian of the public interest’Footnote 89 or ‘the defender of the Rule of Law’.Footnote 90 Despite Roach's assertion that ‘[t]he case for the Attorney General as defender of the rule of law is not an easy one’,Footnote 91 Lori Sterling and Heather Mackay conclude that ‘[t]here is a clear consensus that the Attorney General should actively promote the rule of law’.Footnote 92 The Attorney General has a statutory duty to ‘see that the administration of public affairs is in accordance with the law’.Footnote 93 As Scott explained, ‘the Attorney General has a positive duty to ensure that the administration of public affairs complies with the law. Any discussion of the Attorney General's responsibilities must keep this fundamental obligation in mind’.Footnote 94 The landmark 1968 McRuer Report into Civil Liberties in Ontario stated:Footnote 95
The duty of the Attorney General to supervise legislation imposes on him a responsibility to the public that transcends his responsibility to his colleagues in the Cabinet. It requires him to exercise constant vigilance to sustain and defend the Rule of Law against departmental attempts to grasp unhampered arbitrary powers, which may be done in many ways.
Thus, the Attorney General, and through his or her delegates the government lawyers, have a statutory duty to ‘see that the administration of public affairs is in accordance with the law’.Footnote 96 According to this conception of the role of the government lawyer, their job would not be simply to defend the actions of an impugned public authority on judicial review if there exists a valid basis for doing so, but rather to inquire proactively whether that public authority was acting in accordance with the rule of law. As one leading government lawyer has stated, in most governmental legal departments there is a ‘culture’ of respect for the rule of law, which informs the work that government lawyers do.Footnote 97
In administrative proceedings, the Crown needs to balance various potentially competing interests in arriving at a legal position:
(1) the policy preferences of the ministry whose actions are the subject of the judicial review;
(2) the policy preferences of the Ministry of the Attorney General;
(3) the political preferences of the government of the day;
(4) the long-term interests of government; and
(5) ensuring consistency in the government's legal position.
The government lawyer potentially plays an important role in helping to balance these varying interests. With regard to the last three interests, a former Ontario Deputy Attorney General wrote that government lawyers, in giving legal advice, must ensure ‘that both the short-term interests of this government and the long-term interest of Government with a capital “G” are addressed’ and that ‘the Crown's legal position [is] consistent and uniform’.Footnote 98
In most cases where government lawyers are defending the actions of a government body on judicial review, these conflicts are unlikely to arise or they are dealt with through the ordinary government process. It is interesting to consider the exceptional and generally rare circumstances in which a stark conflict could arise. The conflicts become most acute where there is a clash between interests (3) and (4): the political preferences of the government of the day and the long-term interests of government. This may arise in a number of contexts but perhaps most notably where government lawyers are called upon to defend policy enacted by a previous government, which is anathema to the political preferences of the government of the day. The political inclination of the government of the day is likely not to defend its predecessor's policy; however, this political desire clashes with the government lawyer's responsibility to defend all validly enacted laws unless and until they have been repealed.
Because the Attorney General is not the ‘decider in chief’, he or she may be subject to internal and sometimes external political pressures. Senior political officials may not understand why the Attorney General's lawyers – government lawyers – are defending the actions of an administrative body created by a former administration which is now a political adversary. It is not unusual for government lawyers in Canada to be called upon to defend the decisions of administrative officials appointed by the same political adversary who were appointed because of their partisan ties to that political party or politician. It is not easy for government lawyers to resist such political pressure. However, it is one of the responsibilities of the Attorney General and senior public service officials (themselves government lawyers) to do precisely this. Thus, in high-profile cases, senior public service and political officials in the Attorney General's ministry may confer and consult with their counterparts in the ministry responsible for the impugned policy or impugned agenda action in order to arrive at an agreed legal position on the judicial review application. To complicate (or assist) matters, the Privy Council Office (federal) or Cabinet Office (provincial) may become involved. To further complicate matters, the Prime Minister's Office or the Premier's Office may become involved and communicate instructions.
It is important to distinguish between situations that require a balancing of differing interests, as described above, and situations where there is a true clash of interests which raise rule of law concerns. As former Deputy Attorney General of Canada and Deputy Minister of Justice, John Tait, explained,Footnote 99
If disputes arise at any level relating to whether a possible action clearly offends the rule of law or is unethical, it is the duty of the officials involved, including the public sector lawyer, to raise the matter of a higher authority. The most important matters would in theory go to the Justice Minister and the Prime Minister, although in practice this is not necessary.
Again, such situations are relatively rare in Canada because of the strong ‘ethical culture’ that has developed within governments. As senior government lawyer and leader within the Canadian legal profession, Janet Minor, has explained with reference to Canada's largest provincial government, there exists within Ontario a culture that supports the ability of the Attorney General and his or her lawyers to advise that a proposed course of action potentially infringes the rule of law or the Constitution.Footnote 100 As Minor explained, government lawyers in Ontario are able to provide such advice because they are confident that it will be considered ‘legitimate advice’ – that the advice will be taken seriously.Footnote 101 The existence of such an ‘ethical culture’ supports the rule of law, and where it is eroded the rule of law is threatened.
The idea of an ‘ethical culture’ within government supports the Attorney General's role of functioning essentially as a ‘rule of law regulatory agency’ in which government lawyers function as ‘rule of law regulators’. The Attorney General is responsible for vetting every piece of government legislation, and ensuring its legality and consistency with the Constitution. It is the duty of the Attorney General to raise any such concerns with the appropriate ministry. This regulatory role extends to the administrative field. The federal government and most provinces require the Attorney General to be given notice of every application for judicial review and the Attorney General has the right to participate in the proceedings.Footnote 102 Others require only that notice be given to the Attorney General where a constitutional question is raised.Footnote 103 As a result of these provisions, there are government lawyers who must spend time reviewing every judicial review application, even in areas which might be considered matters of ‘private law’, such as labour disputes or student discipline. They reflect a conception that the Attorney General has an interest in each and every judicial review application.Footnote 104
This notice requirement reflects the responsibility of the Attorney General as guardian of the public interest. It is reflected in the explanation of the 1968 Royal Commission Inquiry into Civil Rights in Ontario (chaired by James C McRuer),Footnote 105 which led to the adoption of that province's Judicial Procedure Review Act:Footnote 106
It should be imperative that the Attorney General should be served with notice of all proceedings for judicial review, even though he may not be a party thereto. Such a practice would give the Attorney General an opportunity to fulfil his function as the guardian of the public interest and to bring the legal proceedings of administrative tribunals under the supervision of the Attorney General, which should be a safeguard to the rights of the individual and give guidance to tribunals in the exercise of the powers conferred on them.
Public lawyers Lori Sterling and Heather Mackay have fleshed out this explanation. Regarding the Attorney General's role as guardian of the public interest, they explain that ‘[b]ecause a judicial review may touch on broader public interest issues in addition to the issues between the parties, the Attorney General may wish to intervene to make submissions on those issues’.Footnote 107 They provide the example of a case where the parties had not addressed the effect of the enactment of a new statute on the production of health care records and the Attorney General intervened in order to bring the issue before the court and make submissions on the appropriate test to apply.Footnote 108
A related, but somewhat separate rationale for the Attorney General's potential intervention in judicial review is his or her responsibility to ensure that the administration of public affairs is carried out in accordance with the law. Sterling and Mackay explain that because administrative tribunals are part of the administration of justice, the Attorney General should intervene to ensure that all relevant issues are brought to the court's attention: ‘[t]he classic example of this type of intervention occurs where the Attorney General intervenes to set out the appropriate standard of review’.Footnote 109
Another rationale for intervention recognises the role of the Attorney General as ‘superintendent of legislation to ensure that it is within jurisdiction’. Judicial review applications often deal with the statutory mandate of a particular tribunal and, as Sterling and Mackay state, government lawyers are ‘uniquely situated to educate courts about the legislature's intention with respect to a particular tribunal’.Footnote 110 The migration in some provinces of supervisory responsibilities for all administrative bodies to the Attorney General is a recognition of this role.
In Ontario, a centralised law department (the Crown Law Office – Civil Law) receives and evaluates all notices of application for judicial review. In the three-year period between 2012 and 2014 this office received an average of just over 140 notices each year. The Attorney General intervened in only one or two cases each year, representing less than 2 per cent of all cases.Footnote 111 Sterling – herself a former Director of the Crown Law Office (Civil) and a former Assistant Deputy Minister, Legal Services Division which oversees that office – and her co-author Mackay explain the process that is followed:Footnote 112
Typically, counsel in those branches will advise the ministries whose interests are at issue of the notice, or they will distribute the notice across the government in order to canvass what interests may be affected. Counsel will then consider all of the interests at stake. Where there are opposing views, counsel may try to assist in the development of a common ‘government’ position. In addition, counsel will brief the Attorney General on the views of different ministries. The Attorney General will then decide which interpretation of the law would best serve not just partisan interests, but also the rule of law and the broader public interest.
Writing in 2009, Sterling and Mackay asserted that interventions in judicial reviews were more common at that time than was the case 20 years earlier. They attributed this escalation to ‘the increasing complexity of administrative law, and specifically to the Supreme Court's evolving jurisprudence regarding the standard of review, which requires consideration of the expertise of the decision maker and the decision maker's legislative mandate’.Footnote 113 They also asserted that ‘[t]he requirement that the legislature's view be considered frequently leads the Attorney General to intervene to explain why a particular tribunal was created and what decisions the legislature envisioned it making’.Footnote 114 Unfortunately, neither the Ontario Ministry of the Attorney General nor any Attorney General's office publish statistics on judicial review applications, so there are no comparative statistics to assess. However, with the number of interventions provided by Ontario – Canada's largest province – of only one or two per year over the past several years (as was suggested to me by a senior government lawyer), we might wonder whether the practice conforms with the original intent of providing notice to the Attorney General.
The lack of any clearly articulated public standard for the Attorney General's intervention in judicial review proceedings creates a rule of law problem. The right to intervene and participate in judicial reviews is a significant power in the hands of the Attorney General. As government departments in Canada are highly bureaucratic entities, I suspect that internal guidelines for intervening in judicial reviews exist in some ministries of justice. If they do not already exist, they should certainly be formulated in order to create objective criteria for the Attorney General's intervention.
The Attorney General should publish and publicise such policies. As explained in the McRuer Report,Footnote 115 one of the primary justifications for the requirement of giving notice to the Attorney General of every judicial review is because of the Attorney General's role as ‘guardian of the public interest’. The public has a right to know the criteria upon which intervention on behalf of safeguarding its interest is exercised.
4. Conclusion
Government lawyers in Canada acknowledge that they are ‘unique’. This uniqueness stems both from their principal, the Attorney General, and from their client, the Crown. Canadian statutes articulate the responsibilities of the Attorney General, but they do not specify how these impact on the role and responsibilities of government lawyers; nor have Canadian justice ministries published policies which explain the role of government lawyers outside the criminal context. This is unfortunate and should be remedied because government lawyers in Canada are significant actors in the Canadian legal system and exercise substantial power within it. Their role is not widely understood and at times their responsibilities are subject to speculation and debate. While government lawyers in Canada are certainly ‘unique’, there is no need for them to be opaque.