Gangs are one of the key players in urban violence. That has been the case throughout history, but the urbanization of our societies is making them more visible and increasing their numbers. Today, hundreds of thousands of people belong to territorial gangs, affecting the lives of millions of others. In many countries, humanitarian workers come face to face with that reality, not only in the fields of health, education, and development but also in connection with refugee work and protection work in prisons.
The word ‘gang’ is often misused in media reports; some gangs, whose members indicate their membership by tattoos on their faces and who can be extremely violent, provide excellent material for sensationalist reporting. Some years ago, one American writer went so far as to suggest that gangs are a new form of insurgency against the state, or even against the states in an entire region.Footnote 1
It is important to define what is meant by the word ‘gang’, particularly when the gang is described as ‘territorial’. Etymologically, a ‘gang’ is a team or a group. In English, the word has in turn designated a group of convicts chained together and then a group of individuals engaging in criminal activities. The nature of those criminal activities is often ill-defined: whereas some use the word ‘gang’ for any kind of group of adolescents hanging around on street corners, others do not hesitate to apply it to transnational organizations such as the Italian or Russian mafia.
We will begin by giving a broad typology of the perpetrators of armed violence in order to position gangs with regard to other organizations and to shed light on some of their specific features. We will then study the main characteristics of gangs, and some elements that suggest that they are more likely to survive or even to grow than to die out. We will conclude by considering the humanitarian implications of their activities and the courses of action that may be taken by humanitarian players working in communities affected by gangs or among gang members.
Armed perpetrators of internal violence
In situations of internal violence,Footnote 2 parties are more diverse than the parties to non-international armed conflicts. Before we focus on territorial gangs, it is useful to establish an overview of the perpetrators of internal – frequently urban – violence. The police and/or the army may find themselves dealing with some players who do not resort to organized armed violence and others who make systematic use of it. Among the groups that only resort to armed violence in exceptional circumstances, reference may be made to trade unions, student groups,Footnote 3 indigenous movements and/or landless farmers' associations,Footnote 4 unorganized mobs, and groups with minimal organization.Footnote 5
The players who habitually resort to armed violence may be divided into five categories, based on the rationale behind their activities: armed opposition groups, armed pro-government groups, ‘community’ groups, territorial gangs, and ‘criminal’ groups. Their activities and often their very existence place all these groups in conflict with the national law.
There is no broadly accepted definition of these categories. For want of genuine definitions, we will make use here of ideal types. The main goal is not to seek the perfect definition but to determine the operational rationale of a given group, which then guides our understanding of the phenomenon and helps when devising the strategy to be pursued by a humanitarian player. It is enough to bear in mind that a given group may present characteristics found in several models or – more frequently – may shift from one to another.Footnote 6
Typology
Armed opposition groups
Armed opposition groups take part both in internal conflicts and also in situations of internal violence. They set themselves up in opposition to the state or its administration, by contesting either their existence or some of their decisions. Their political aim may be vague but they generally have at least one slogan. They are found in both urban and rural areas. Examples: the Movement of Democratic Forces of Casamance (MFDC) in Senegal, the Sabaot Land Defence Forces (SLDF) in Kenya until 2008, the remnants of Shining Path in Peru after 1999, the Huthis in Yemen.Footnote 7
Pro-government armed groups
These groups are active in non-international armed conflicts, as well as in situations of internal violence. They set themselves up in rivalry to armed opposition groups, although they do not work directly under state control. They are frequently created with the agreement and the support of the states or of some of their agents. They exist more frequently in rural areas. Examples: the Autodefensas Unidas de Colombia (AUC) in Colombia, the Civil Defence Forces/Kamajors in Sierra Leone.
‘Community’ groups – for want of a better term
‘Community’ groups see themselves as taking part in a struggle but do not set themselves up as rivals to the state; their adversaries are other similar groups. They oppose them to protect ‘their own people’ or to harm ‘others’. Although they are very diverse in nature, what they have in common is that they act in defence of their own interests, or rather those of the community to which they belong. The clashes are often motivated by the desire to gain physical or symbolic territory but sometimes also property such as livestock. These groups are rarely permanent and, once an operation is over, their members generally merge back into the community. They are found in urban and rural areas. Examples: the lashkars (tribal armies) in Afghanistan and in Pakistan, the so-called Arab groups in Darfur, the armed ‘citizen's defence patrols’ in Guatemala, European football hooligans, landowners' militias in the Philippines, ‘youth gangs’ in French banlieues.
As a source of more or less ready-made ‘troops’, they are often instrumentalized by the parties during a non-international armed conflict and fairly easily become pro-government armed groups; among the best known examples of this shift are the Kamajors in Sierra Leone and the Awakening Councils in Iraq.Footnote 8
‘Criminal’ groupsFootnote 9
The aim of these groups is to get rich by means of illegal activities. They may specialize in one particular illegal activity, such as drug trafficking, burglary, or racketeering. They may be very small or spread out over an entire country or region, city or rural area. They do not need to have physical control of a territory and they think more in terms of controlling the markets; rather than challenging the state, they try to infiltrate it if they can, so that they are, to a certain extent, left in peace. Examples: the Russian mafia, the Chinese triads, the Afghan narcotics smugglers, the Somalian pirates.Footnote 10
Territorial gangs
These groups are midway between criminal groups and community groups: they try to gain control of a territory to oversee all criminal activities in that area and/or to ‘protect’ the people living there. They only question the authority of the state (or of some of its representatives) when it gets in the way of their activities or interferes on their territory. The phenomenon is mainly urban and prison-related.Footnote 11 Examples: the Bloods and the Crips in the USA,Footnote 12 the Seven Seven in Timor-Leste,Footnote 13 the Numbers in South Africa, the Mungiki in Kenya,Footnote 14 the maras in North and Central America.
Some territorial gangs provide a protection service for criminal groups, and particularly for drug traffickers, which makes it difficult to distinguish between them.
The phenomenon of territorial gangs
Having situated them in the environment of internal, frequently urban, violence, we can now consider territorial gangs as such. ‘Gangs’ are not a new feature of the landscape of violence: the sociologist Frederic Milton Thrasher counted 1,313 of them in Chicago in 1927.Footnote 15 ‘Gangs’ are found in all societies throughout the world. They mainly flourish in the disadvantaged and marginalized neighbourhoods of large cities, where the police provide little security and where the state services are not very effective. Many of them are no more than very short-lived youth gangs, but a certain number of them have become permanent enough to allow them to control an area and enforce their law there, thus changing from being an ordinary gang to a territorial gang. The best known of these currently exist in Central America, in Brazil, and in the USA,Footnote 16 but every continent is affected, albeit to differing degrees.Footnote 17
A gang responds primarily to two needs: the sense of belonging to a group and personal status. Territorial gangs are primarily made up of young peopleFootnote 18 with no economic or social prospects, for whom gang membership opens up the perspective of a more enjoyable or more exciting life, even if it is shorter, and provides a sense of purpose. The decision to join a gang may be perfectly logical when other economic and social prospects are limited. In Brazil, the hallowed expression defines the choice as living ‘pouco como um rei, ou muito como um zé’ (‘a little like a king or a lot like a nobody’).Footnote 19 Poverty and marginalization are at one and the same time the causes and the consequences of gangs, and a culture of violence in the youth environment may be an aggravating factor in terms of their emergence. That culture of violence often includes domestic violence, violence linked to an armed conflict,Footnote 20 or a culture that glorifies the power of warriors;Footnote 21 but music and film productions, as well as video games and magazines,Footnote 22 also glorify criminal violence or that of gangs.Footnote 23
Evolution
Although gangs that control a territory are not a new phenomenon, several developments have been observed that alter the problem and seem to predict long life for them.
First, the urban population is increasing (representing 50% of the world population in 2008Footnote 24), thus creating more and more densely populated agglomerations, which are as many recruitment areas, especially when essential services are not – or only inadequately – provided. Second, the weapons used are increasingly powerful: the gangs have graduated from using steel weapons such as flick knives to the systematic use of handheld firearms. At present, war weapons – including assault rifles such as the M16 and the AK47 – are regularly used or seized. Various indications suggest that the development will not end there and that heavy weaponry could become more widespread among both the gangs and criminal groups: in France, anti-tank missiles and explosives have been used in some robberies;Footnote 25 and in some favelas in Rio de Janeiro, Brazil, heavy machine guns have been used against police helicopters.Footnote 26
Moreover, the largest gangs extend far beyond the limits of their town of origin. Fairly centralized organizations may operate on a countrywide scale (Bloods and Crips in the USA) or even across a whole continent (maras in Central and North America). They may also have thousands of members, often more than the police force. Two extreme cases may be cited: according to some estimations, in Timor-Leste the gangs outnumber the police, the army, and the United Nations mission taken together;Footnote 27 similarly, the MS 13, a gang originally from El Salvador, is said to have 10,000 members in the United States and 20–40,000 others in Central America.Footnote 28 In both cases, those figures may be exaggerated, but the phenomenon has clearly assumed a dimension that goes far beyond that of most guerrilla forces.
To conclude this list, the predominant position assumed by narcotics in gang activities has helped to boost potential profits and hence to raise the level of violence.Footnote 29 It also proved to be a tremendous opportunity for gangs who needed resources to finance a higher level of activity.
Structure and identification
As we have already mentioned, there is no agreed definition of a ‘gang’.Footnote 30 All existing definitions are, to an extent, intuitive and are, moreover, often too broad to be of any use to humanitarian agencies, for which the territorial – or non-territorial – nature of a gang has a direct bearing on their operational ability. The definition proposed by the anthropologist Dennis Rodgers goes a fair way towards meeting their needs. He states that gangs are:
definite social organizations that display an institutional continuity independent of their membership. They have fixed conventions and rules, which can include initiation rituals, a ranking system, rites of passage and rules of conduct that make the gang a primary source of identity for its members.
Gang codes often demand particular behaviour patterns from members, such as adopting characteristic dress, tattoos, graffiti, hand signs and slang, as well as regular involvement in illicit and violent activities. … their relationship with local communities can be either oppressive or protective (indeed, this can shift from one to the other over time).Footnote 31
Territorial gangs have an organized structure, often with a clear hierarchy that is sometimes pyramidal in form. A member must prove himself; if he is successful, he may be promoted. That change involves new functionsFootnote 32 and may be signalled by an external mark such as a new tattoo. Decision-making processes may be fairly democratic or very authoritarian; as a general rule, the larger the gang, the less decision-making power is given to its individual members. Some high-ranking leaders retain their influence even while in prison and may continue to give orders to those on the outside. National or regional gangs are often made up of smaller units known as sets or chapters in the USA and as cliquas and pandillas in Central America. These units have considerable independence, although they comply with certain rules, which often involve handing some of their gains over to the higher echelon. They may adopt a quasi-military structure in their confrontations with other gangs.Footnote 33
For the members of a territorial gang, there is a clear dividing line between them and the rest of the world.Footnote 34 Becoming a member is often the outcome of an initiation process to determine whether the potential recruit has the character required for membership of the group. Some gangs require newcomers to commit an illegal act: often murder,Footnote 35 and sometimes theft. In Rio, many gangs merely observe the youngsters that ‘hang out with them’ before giving them minor tasks to do.Footnote 36 In El Salvador, the maras resort to the candidate being beaten up by several members.Footnote 37 Very young children may be recruited as full members; the socialization aspect of gangs must not be underestimated as it allows young people to form an alternative identity to that proposed by society.Footnote 38 That makes it particularly difficult to leave a gang unless there is another option.
As a corollary to the dividing line between members and non-members, a gang has its own codes, its own values, its own rules, and, ultimately, its own culture. Several groups have a code or sign language. This culture may reinterpret elements of the culture of the prevailing societyFootnote 39 and often implies ostentation: the choice of colours for their clothes,Footnote 40 tattoos,Footnote 41 and graffiti on the walls, which is, moreover, one way of marking out their territory.
Gang rules are often simple, the emphasis being on solidarity with other members and an absolute ban on informing the police. Behaviours such as disobedience and desertion are punished because they threaten the very existence of the gang.Footnote 42 However, several agree to their members leaving them on good terms if certain conditions are fulfilled.Footnote 43 The rules regarding relations with ‘civilians’, members of other gangs, and the police vary enormously from one gang to another.
Territory and relations with the local population
The notion of territory is fundamental to gang life; it is what defines the gang. Moreover, a number of gangs use street or neighbourhood names in their official designation, even if they have largely outgrown their original location.
Territorial control must first be guaranteed against other gangs. That gives rise to veritable wars, in which a vast array of weapons may be used. A gang generally has more members than a criminal group: it needs them to be able physically to control its territory or to extend it. Control must also be guaranteed against the state,Footnote 44 but the gangs do not set out to overthrow the authorities; they may even be an offshoot or creation of political players, as is the case in Jamaica, for example, or be used by them for political purposes, as is the case in Nigeria. They then help to collect votes in the elections or to prevent the opposition from campaigning on their territory. In the rare cases of gangs attempting to undermine a state directly, this is in response to a direct threat.Footnote 45
Relations with the people living in the controlled neighbourhoods are more complex than might be thought: the gangs may be predators or protectorsFootnote 46 and change over from one to the other.Footnote 47 Some even use the vocabulary of social justice and present themselves as an alternative to a state that is absent within their limited territory.Footnote 48 Even if the group is more predator than protector, it should not be forgotten that the community may derive immediate tangible benefits from it, for example ‘protection, status, income, credit, rough justice’.Footnote 49 Control of the neighbourhoods sometimes creates a kind of moral obligation towards the inhabitants, who allow the gangs to rule in exchange for security from other threats, or consider them ‘part of the family’.
Some gangs view civil society associations that may offer an alternative to their control of the community with little appreciation. Generally, however, assistance and development activities are likely to be received well; activities relating to human rights, to community empowerment, and demobilization of gang members without the consent of their leaders are often badly perceived.
Humanitarian consequences
The local population may be both direct victims (targets of extortion, rape, or killing to enforce gang dominance) and indirect victims (gang activities disrupt life and do damage to the rare services that are available). When warfare between gangs or against the police is permanent, the phenomenon of victimhood is intensified.
In some countries the level of violence matches, or even exceeds, that observed during a non-international armed conflict, with extremely high homicide rates. To give some examples, the homicide rate per 100,000 inhabitants worldwide may be estimated as 7.6.Footnote 50 It was 57.9 in Honduras in 2008,Footnote 51 51.8 in El Salvador in 2008, and 45.2 in Guatemala in 2006. These figures may be compared with those of countries in conflict in the same region, such as Colombia where the homicide rate was ‘only’ 38.8 in 2008.Footnote 52 Gang members may themselves fall victim to violence, being killed or wounded,Footnote 53 and they may also be taken captive by security forces.
The families of gang members who have been killed or imprisoned suffer similar consequences to those observed during internal conflicts in terms of economic security or even of security pure and simple. If the prisoner was the only source of revenue for his family, the fact that the revenue was gained illegally makes little difference: unless support is coming from the gang hierarchy, his family is without an income. While gang members cannot expect to earn a fortune,Footnote 54 their absence may mean destitution for the members of their families.
People caught up in a ‘war’ between gangs or between a gang and the security forces are exposed to forced displacement as a result of the fighting going on close to their homes. Gang activity also disrupts the smooth functioning of services such as health care, drinking water, refuse collection, and education. This may occur because restrictions of movement have been imposed on the populationFootnote 55 or because the employees in those services no longer feel safe enough in the neighbourhood. It may also be because those services did not exist even before the gang came into being.
The greatest concern regarding the consequences of gang violence for the population is that they affect countries, regions, or communities that have already been weakened by a difficult social and economic environment. Gang activity causes even greater disruption to the coping mechanisms that have been developed. The most blatant example of that dynamic has to do with money levied on the income of the economic playersFootnote 56 in both the informal sector and the rare businesses in the formal sector within the neighbourhoods controlled by gangs. Small shopkeepers have little choice other than to put up with the levies imposed on them, which prevents them from building up their businesses. As for formal businesses, they relocate as soon as they can or cease trading. The loss of these jobs contributes to reducing the number of opportunities for young (and not so young) people, pushing them into the gangs. This phenomenon is all the stronger in that merely living in such a neighbourhood may cause an external employer to turn down an application for fear of the applicant's being a ‘gangster’.Footnote 57
Prisons in which members of different gangs are detained are the scene of numerous clashes between gangs and of atrocities meted out to the other detainees (rape, murder, extortion, etc.). The battle for control of the territory is shifted into the prisons. Imprisoned gang members are a factor aggravating prison violence, unlike the situation frequently observed with members of armed opposition groups in armed conflicts, where places of detention tend to remain relatively calm.
Is there a place for humanitarian agencies?
A priori, urban violence seems fairly far removed from the situations in which humanitarian agencies work; this is not a case of armed conflict, natural disaster, or even underdevelopment.Footnote 58 Moreover, it could be argued that any external intervention in the neighbourhood controlled by a gang could only contribute to reinforcing the gang's structures or its control and would be in violation of the principle ‘do no harm’.
A large number of humanitarian agencies intervene nonetheless in such situations without the legitimacy of their action being called into question. To be convinced of this, it is sufficient to take a look at programmes in the fields of health or education carried out by various NGOs and Red Cross or Red Crescent national societies. There are two scenarios in which a humanitarian agency – regardless of whether it is an international organization, a national society, or an NGO – may have reason to interact with a gang.
In the first instance, the organization is carrying out its ‘normal’ activities in the same area in which a gang is carrying out its own activities. It will, for example, be difficult to avoid detainees belonging to a gang in the course of rehabilitation work in a prison. The gang is present in areas where that organization had in any case decided to act but its presence has no direct connection with the humanitarian impact.
In the second instance, the humanitarian needs of people under the control of the gang may themselves justify action. That is frequently the case immediately after a peace agreement has been reached, when the consequences of the conflict continue to exist and are made more complicated by gangs that have taken advantage of the confusion to organize themselves or to strengthen their position. The presence of a gang is thus a direct cause of problems, with an impact in humanitarian terms.
In practice, the two scenarios are not so very different; it is, for example, difficult to know what situation in some favelas in Rio is caused by the activities of the comandos and to what extent the emergence of those same comandos is the outcome of pre-existing conditions. The main thing is for a humanitarian agency to identify real needs and for it to have the capacity to manage the activities that it intends to carry out, while being aware that this will imply dialogue with gangs and long-term commitment. Not every humanitarian agency is necessarily prepared for that and the decision must be carefully thought through.Footnote 59
Courses of action for humanitarian agencies: contact and dialogue with gangs
It is possible for external players to meet gang members, though that implies serious research before any voluntary meeting, including research into the gang's culture. That research is all the more important because the media and the authorities tend to make scapegoats of the gangs.Footnote 60 It is illusory to hope that the gang will spontaneously make contact with a humanitarian player unless the latter has already encroached onto its territory.
Any work carried out by humanitarian players in a city neighbourhood, or in an area within a prison, that is controlled by a gang will be subject to discussion or authorization by the gang, whether one is aware of it or not. An agreement must be given by one or more leaders at the appropriate level of command. The ICRC's prison work (and occasionally the work carried out on the fringes of gang territory) has sometimes enabled it to establish initial contact, but few humanitarian agencies have that possibility.
Approaches made to individual members, in particular to offer reintegration programmes,Footnote 61 have proved limited. They are difficult to carry out when a gang is strong and well structured, and dangerous if they are undertaken without its consent. Moreover, they do not allow the greatest potential problem to be resolved: that is to say, the pressure that a gang may put on its former members to get them to return to the fold.
Entering into dialogue with the gang as a group first involves engaging with the leaders. It is illusory to believe it possible to turn up in a neighbourhood without being invited or tolerated in the hope that an intrusion of that kind will not be noticed.Footnote 62 The top-down approach is the only viable one, the only one that may allow discussions to take place with any semblance of security guarantees. The leaders may sometimes be approached directly; when that is not the case, intermediaries may enable a meeting with the leaders (or an envoy) to take place or messages to be transmitted. Those intermediaries will often be former members who still enjoy respect. Some political players also have privileged communication channels. It is vital for the intermediary to be personally credible.
Gang members are often prepared to talk to outsiders (to justify themselves, to show off, or out of boredom). It is vital to listen to them and to take time to do so. That is the price to pay for a relationship of personal trust and a better understanding of the gang's culture. However, that must not be at the expense of sound judgement: part of the ‘game’ for them consists of showing off in front of someone from the outside, if necessary by completely inventing imaginary atrocities. The Comemuertos (dead-eaters) in Nicaragua, for example, developed an appalling reputation as eaters of the flesh of the dead as a result of unfounded boasting that was obligingly taken up by rumour and by some media.
Credibility of humanitarian agencies
The credibility of every humanitarian agency depends to a large extent on the personal credibility of its staff. Criteria relating to language, nationality, training, and experience must be taken into consideration. That credibility will also depend on the humanitarian agency's not being perceived as a police informant and on its ability to provide useful services for the population controlled by the gang and hence indirectly for gang members.
Isn't that tantamount to reinforcing the gang's structures or its control over the population? That question is sometimes raised but takes little account of the ‘services’ on which that control is actually based. If coercion is excluded, the reasons given by communities to explain why they accept being controlled by the gang are not related to services such as water or electricity but to security and justice. In particular, the population benefits from gang control by being protected against enemy gangs, the police, or violence by the gang itself. The contribution made by a humanitarian agency does not reinforce a gang's ability to provide that protection.Footnote 63 As its intention is not to replace the state, a territorial gang has very little to gain in terms of legitimacy if it allows humanitarian players to carry out their activities.
By contrast, an external contribution tends rather to be seen as a threat to the gang, which until then had a monopoly as the only contact to which the local people could appeal, and which has to ask itself whether those outsiders are not working for its opponents. It is vital for the humanitarian agency to be credible if an atmosphere of sufficient trust is to be created for work to be carried out in acceptable conditions. In that process, trust is first placed in an individual and only then (and not always) in the institution that he or she represents.
Courses of action for humanitarian agencies: education
Community assistance is certainly the area in which humanitarian agencies can have the greatest impact. It is not without difficulties, however, if only because of the material resources used and the wealth that these represent. Blackmail and robbery are more than likely occurrences.
Another area of difficulty is often overlooked when the aim is to give gang members an alternative through education or vocational training, for example. Most young people in a neighbourhood are not gang members and do what they can to avoid having to join a gang.Footnote 64 An over-generous offer made to gang members would ultimately amount to rewarding them for having taken part in criminal activities, favouring them over people who have kept out of such activities. It would violate the principle of non-discrimination. The ideal situation would be to give members and non-members the same opportunities, even if they are offered by different agencies, which implies the need for effective co-ordination.
A humanitarian agency cannot really give a comprehensive answer for the reasons why gangs develop; poverty, the lack of social prospects, or the lack of state services cannot be alleviated by NGOs, however numerous and effective they are. It is just as illusory to hope to change the cultural features in the medium term.
An approach that sets out to prevent young people at risk from joining gangs seems more promising but is not without difficulties. It can be achieved, for example, by offering alternative activities to unemployed young people.Footnote 65 Humanitarian agencies may at best address some consequences and not the causes for the gangs' existence,Footnote 66 thus making a major difference in the lives of the people whom they are assisting. To an extent, it is possible to provide an alternative to gang culture: for example, by arranging sports activities.
Literacy and vocational training are another area where humanitarian assistance may bear fruit and even provide an alternative to involvement in a gang. Young people who can read, write, and do arithmetic have a greater chance of finding paid employment. If they have also completed a course of vocational training, involvement in a gang becomes even less attractive: unless they rise very quickly in the hierarchy, they will not earn more money in the gang and will be exposed to greater risks.
Courses of action for humanitarian agencies – provision of services
Access to essential services, particularly to drinking water and health care, is often a critical issue in neighbourhoods controlled by gangs, because such services either are not available, are poor in quality, or cost more than the inhabitants can afford. This is an area in which the involvement of humanitarian players may fill a gap that cannot be tackled by anyone else. On the other hand, there is a risk that this will result in total substitution of the usual service providers, leaving the inhabitants even more destitute if the NGO has to stop its work.
From 2004 to 2007, the ICRC engaged in a regular dialogue with gangs in Cité Soleil and Martissant, two shanty towns in Port-au-Prince. It was not particularly difficult to make contact with the leaders, although the approach had to be cautious and methodical. At the end of 2007 in Martissant, the ICRC had established direct regular contact with the leaders of five gangs and had made contact through an intermediary with the leader of a sixth gang.
The ICRC's work focused primarily on two areas in which it was convinced that it would be able to have an impact on the population of those neighbourhoods. First, it repaired the water system, while at the same time working to convince the gangs to allow the employees of the water board safe access to the neighbourhood. It had also ensured that the inhabitants would have access to drinking water without having to pay the gangs for it. Second, together with the Haitian Red Cross, it introduced a system for evacuating wounded and sick people and established first aid stations. That made it possible to evacuate 1,500 people from Cité Soleil between 2005 and 2007 (of a population of 250,000) and to treat around 200 more each month at the first aid stations.
The difficulties encountered in that operation mainly concerned the security of the personnel of the ICRC, the Haitian Red Cross, and the water board;Footnote 67 all the gangs contacted gave their assurance that they would respect those people as well as the wounded being evacuated. The few minor incidents were settled fairly quickly, thanks to the huge investment in dialogue with gang members at every level (once authorization had been obtained from the leaders).Footnote 68 The two factors that permitted this success were the immediate visible benefits of the activities and an approach based on the principles of the Red Cross and Red Crescent Movement, which was presented as such.Footnote 69
Courses of action for humanitarian agencies: dialogue on fundamental issues
Rather than trying to make the gangs' overall behaviour more ‘moral’, small but significant changes must be targeted. The area in which those changes seem possible is respect for the medical mission, in particular during the evacuation of wounded people,Footnote 70 with, as a corollary, giving the Red Cross or another humanitarian player access to the controlled areas.
The areas in which those changes seem difficult but possible to achieve are the practice of hiding the bodies of killed opponents and some forms of resort to armed violence, when the gangs might be convinced that it would be counter-productive for them (e.g. damaging their control of populationFootnote 71) or futile (e.g. ill-treatment of a hostage).
The areas in which those changes seem impossible – unless they are dealt with on a case-by-case basis (without changing the nature of the gang) – are trafficking (including of human beings) and other lucrative activities in which the gang specializes (such as kidnapping), murder (the aim of armed violence being to intimidate the population or the police), and the recruitment of minors.
The notion of humanitarian consequences may be used in discussions but it needs to be borne in mind that a fair number of those consequences are the direct outcome of the gang's activities or of reasons that go beyond them.
Medium- and long-term action
None of these activities will be able to achieve a significant result in the short term; to change dynamics just a little, there must be a commitment over several years or even decades. Some categories of people are even more vulnerable and may need very long-term support; these include orphans (whether related to gang members or not), women left without resources because their partners have been arrested or killed, and gang members who want to leave the gang.
The reintegration of those gang members is a particularly sensitive issue because they suffer from a number of disadvantages: a criminal record, lack of training, outward signs (such as tattoos) that are likely to put any employer off, grudges borne by members of other gangs – or of their own – in their regard but without the protection previously provided by their fellow gang members, active efforts to recruit them back, and the need to learn another way of living. All that should inspire caution before launching a programme of this kind. Continual support must be provided over several years and all dimensions of the problem must be taken into account. That difficulty militates in favour of activities conducted as upstream as possible to avoid young people joining gangs. It also suggests giving precedence to work carried out by local players rather than by organizations from another country, which are more likely to change the direction of their activities two or three years later.
Efficient activities that are stopped too soon may create more problems than they resolve. For example, the establishment of a drinking water distribution system by a humanitarian agency may undermine the coping mechanisms of the communities, who will cease to maintain their makeshift wells. If the humanitarian agency leaves a few years later, the inhabitants will find themselves in a situation worse than before anything was done. The same may apply to reintegration activities: former gang members may be given protection because of their participation but that will cease when the programme comes to an end because of a lack of funds or because new priorities have been established. In the ‘do no harm’ assessment, the capacity to carry out an activity over more than five years seems to be one of the decisive criteria.
Conclusion
Of the humanitarian agencies that may be called to work in an environment of gang activity, the National Red Cross or Red Crescent Societies have potentially several advantages: first, they have a fairly broad network of volunteers, which will provide them with intermediaries when endeavouring to contact a gang, and qualified people in areas as diverse as law, education, health, local customs and languages, sociology, security, and legal defence. Second, by definition they are required to remain in the country over a very long period, which is not the case for an international NGO, the ICRC, or a United Nations agency; they can thus plan long-term projects without being caught up in annual priority reviews. Lastly, they often carry out activities at the national level whose benefits are also felt in the neighbourhoods affected by gangs; first aid training, health and AIDS education, or the prevention of diseases such as malaria are examples that come to mind.
That does not mean that they are the only ones authorized or able to address the problem of gangs. First, not all of them have the organizational capacities to do so; second, other local or international humanitarian agencies may have knowledge not available to them. That may include security management – which, as we have already mentioned, is vital – as well as the management of complex projects or the ability to be perceived by the gangs as more trustworthy players because of their very local or, conversely, international basis.
Humanitarian action is, however, only one part of the necessary response to the phenomenon of gangs. On the one hand, the very existence of gangs presents problems and, on the other, it is merely a sign of greater problems. The provision of services and security and socio-economic perspectives, which may be the sole means of resolving those problems, is the remit of the states. In Haiti, during the years spent by the ICRC in dialogue with the gangs, the problem in Cité Soleil was as much the lack of security – with its trail violence, killings, rape, and extortion – as it was poverty and decay. That lack of security was caused by the gangs, and the means to remedy it was not solely humanitarian action.