Introduction
The increasing political attention being paid to the humanitarian consequences of nuclear weapons is an important and timely reframing of the debates about nuclear weapons generally. It draws our attention to why nuclear disarmament is essential and underscores and strengthens the already existing taboo against the use of nuclear weapons.Footnote 1 While the humanitarian discourse explains why nuclear disarmament is desirable, this paper focuses on nuclear disarmament as a matter for legal analysis. It does so in two ways. First, it argues that pursuing negotiations in good faith on effective measures for nuclear disarmament is a legal obligation, not an optional foreign policy choice. Second, it explores the legal aspects of the different proposals that are being put forward as ways of advancing towards that goal.
While there has been some discussion on whether there is a legal obligation to pursue negotiations in good faith, it is time to renew a serious discussion about how that might happen and what legal tools are available to that end. Thus, having briefly traversed the legal obligation assumption, this paper goes on to draw on the Working Paper prepared by Ireland on behalf of the New Agenda Coalition in April 2014, which set out four possible pathways by which effective measures towards nuclear disarmament might be pursued.Footnote 2 This essay, based on an earlier presentation at the United Nations (UN) hosted by New Zealand, explores these pathways and draws out some thoughts on the potential legal issues involved in each pathway.
Finally, the paper sets out some reflections on why a legal discourse is important at this point, and how it acts as a complement to the humanitarian discourse. For seventy years, since the birth of nuclear weapons,Footnote 3 there has been a policy debate on whether we should pursue nuclear disarmament. For the past thirty-five years, the legal obligation to focus on disarmament in the NPT has been woefully neglected. I set out the reasons here why a legal framework of analysis is important even in the absence of a settled political commitment.
Pursuing “effective measures” as a legal obligation
Article VI of the 1968 Nuclear Non-Proliferation Treaty (NPT) provides that:
Each of the Parties to the Treaty undertakes to pursue negotiations in good faith on effective measures relating to cessation of the nuclear arms race at an early date and to nuclear disarmament, and on a treaty on general and complete disarmament under strict and effective control.Footnote 4
Looking at the language of this provision, it is clear that States Parties undertake to pursue negotiations in good faith to achieve three different but related objectives (cessation of the nuclear arms race at an early date, nuclear disarmament, and a treaty for “general and complete disarmament”).Footnote 5 The focus of this paper is on the obligation to pursue negotiations in good faith on effective measures relating to nuclear disarmament. Much ink has been spilt on what, precisely, it means to “pursue negotiations in good faith”.Footnote 6 For present purposes, the important point is that Article VI uses the expression “undertakes”. The Oxford Dictionary of Law defines an “undertaking” as a “promise, especially in legal proceedings, that creates an obligation”.Footnote 7 Thus, pursuing negotiations in good faith on effective measures relating to nuclear disarmament is a promise, a legal obligation.Footnote 8
The NPT States Parties have repeatedly affirmed this legal obligation. In 1995, in agreeing to extend the Treaty beyond its initial twenty-five-year term, the Conference of the States Parties affirmed the need to attain the ultimate goal of complete elimination of nuclear weapons.Footnote 9 In 2000, the States Parties agreed to 13 practical steps for systematic and progressive efforts towards disarmament.Footnote 10 The 2010 Review Conference affirmed that all States needed “to make special efforts to establish the necessary framework to achieve and maintain a world without nuclear weapons”.Footnote 11 To that end, they adopted by consensus a set of Conclusions and Recommendations for Follow-on Actions, now commonly known as the 2010 Action Plan.Footnote 12 The first twenty-two action points relate to nuclear disarmament.
Outside of the framework of the NPT, there has also been acknowledgement of the binding legal obligation by the International Court of Justice (ICJ). In a unanimous finding in the Nuclear Weapons Advisory Opinion in 1996, all fifteen of the judges expressed the view that there exists an “obligation to pursue in good faith and bring to a conclusion negotiations leading to nuclear disarmament in all its aspects under strict and effective international control”.Footnote 13
In 2008, the UN Secretary-General presented a five-point plan for achieving a nuclear weapon-free world, the first point of which called on all parties to the NPT to fulfil their obligation under Article VI of the Treaty to undertake negotiations on effective measures leading to disarmament.Footnote 14
It should be noted that this legal obligation is not one that is imposed on nuclear weapons States alone, but rather is an obligation on all States party to the NPT. This is in no doubt from the terms of the NPT itself (Article VI does not confine itself to any category of State; rather, it is expressed in general terms), but it is also the experience of other multilateral disarmament treaties. Once in place, a legal regime might well create differentiated obligations (as indeed the NPT does), but the obligation to negotiate in good faith is one that applies to all parties. For example, during the negotiations within the Conference on Disarmament for the Chemical Weapons Convention (CWC), it was clear that only a handful of States would be declaring possession of chemical weapons, but it was nonetheless understood that the international community as a whole shared responsibility to build the regime against those weapons.Footnote 15 While the CWC does not perpetuate the division between possessor and non-possessor States in the same way as the NPT, it nevertheless stands as an example of all States Parties accepting disarmament obligations, while the practical impact of the obligation will differ from State to State.
Pathways to nuclear disarmament
In April 2014, pursuant to the obligation to negotiate effective measures towards nuclear disarmament, Ireland submitted a proposal on behalf of the New Agenda Coalition (Working Paper on Article VI of the Treaty on the Non-Proliferation of Nuclear Weapons, or WP.18) to the Third Session of the Preparatory Committee for the 2015 Review Conference of the NPT.Footnote 16 The paper was an attempt to think about ways in which States might sidestep the seemingly irreconcilable difference between those States that advocated an incremental approach towards eventual nuclear disarmament and those States that advocated a more immediate and comprehensive approach. The aim of the paper was to set out the different ideas and offer some reflections on each. Thus, the Working Paper outlined four possible options, or pathways, which could be explored as a means of achieving these effective measures. This paper seeks to further develop those ideas by exploring the various pathways from an international legal perspective.
First pathway: A comprehensive nuclear weapons convention
The first pathway identified in WP.18 is that States should explore the modalities of a comprehensive nuclear weapons convention.Footnote 17 Such a treaty would include a set of comprehensive prohibitions relating to the use, development and possession of nuclear weapons, and would create a system of verification to be conducted by a specially created inter-governmental agency.Footnote 18 Thus, the treaty would put in place a process for legally binding, time-bound, irreversible and verifiable nuclear disarmament. Such a concept has been around for quite some time; see, for example, the draft convention tabled by Costa Rica and Malaysia.Footnote 19
A number of important legal issues are raised by such a proposal. The following comments are directed generally towards the idea of a comprehensive nuclear weapons convention, rather than at any specific proposal.
Substantive overlap with other regimes or obligations
There is no legal difficulty with, or constraint against, exploring additional treaties, protocols or agreements in furtherance of achieving effective measures towards nuclear disarmament. As has been pointed out previously,Footnote 20 the NPT does not require that those “effective measures” of Article VI be advanced under its umbrella. Further, it is clear that any instrument, no matter how broadly or narrowly drawn, would be at least an advance on the status quo and therefore compatible not only with Article VI of the NPT but more broadly with the object and purpose of the NPT as a whole. Concluding a comprehensive, verifiable nuclear disarmament treaty would be the gold standard – a full implementation of this aspect of the obligation set out in Article VI of the NPT.
That being said, consideration does need to be given to some complexities that may arise. Any such new comprehensive treaty will sit within a mosaic of treaties and agreements relating to nuclear weapons, including the NPT and the 1996 Comprehensive Test Ban Treaty (CTBT). Thus, for many States, there may be an overlap between the obligations in the new legal instrument and their existing substantive obligations. The potential overlaps will depend on the nature of the new proposed instrument, the particular States in question and their nuclear status, and the precise treaty obligation being considered. To give one simple example, non-nuclear-weapon States party to the NPT must not “manufacture or otherwise acquire nuclear weapons or other nuclear explosive devices”.Footnote 21 The CTBT prohibits nuclear weapons test explosions.Footnote 22 The prohibitions set out in a comprehensive prohibition treaty would almost certainly capture these prohibitions as well.
This raises no legal difficulties – indeed, repeating the prohibition in different treaty regimes gives additional normative support. Any potential overlap would strengthen, not undermine, the existing legal obligations. Indeed, reiteration is a familiar dynamic in other areas of international law. For example, in the human rights field, the right to life is enshrined in a series of human rights treaty regimes, many of which overlap.Footnote 23 The reiteration of this right, in different contexts, serves to strengthen the underlying norm. In the disarmament sphere, a clear example of how reiterations of a prohibition strengthen a norm is the way in which the prohibition against using chemical or biological weapons in the Geneva Protocol of 1925 laid the normative foundations for the CWC and the Biological Weapons Convention (BWC). The Geneva Protocol remains in force, even with the creation of the two more elaborate regimes.Footnote 24
While it is clear that substantive overlap will give rise to greater normativity, regime overlap nevertheless poses some important issues that will need to be addressed. This is particularly the case when membership differs across the different treaty regimes. In addition, were there to be overlapping inspection or verification regimes, it is possible that there may be less than consistent results from any inspection or verification activity. Similarly, overlapping dispute resolution or enforcement mechanisms may produce conflicting outcomes and decisions.Footnote 25 There might also be resource implications, if two regimes are working separately to resolve a compliance concern. None of these are reasons to preclude the creation of overlapping regimes or substantive obligations; rather, they are factors that need to – and can – be managed.Footnote 26
In the context of nuclear disarmament and non-proliferation, a potential solution would be for the regimes to work cooperatively. One recent example of this happening was with the chemical weapons inspections carried out by the Organisation for the Prohibition of Chemical Weapons (OPCW)–UN Joint Mission in Syria.Footnote 27 There would also be lessons to be learnt from the UN Special Commission and International Atomic Energy Agency mandates in Iraq in the 1990s. While such a cooperative framework will very much depend on political will, it will be important to ensure that the legal framework allows for the transfer of information across regimes, particularly in situations where the membership of each regime is different.
Particular issues with the Comprehensive Test Ban Treaty
The question of overlap with the CTBT gives rise to a different complexity because the Treaty is not yet in force. While this is not complicated in terms of the substantive obligation not to test a nuclear device (as discussed above), the fact that the CTBT has not yet entered into force raises interesting questions regarding the de facto implementation of the International Monitoring System (IMS), particularly in light of Article 18 of the 1969 Vienna Convention on the Law of Treaties.Footnote 28 Ideally, any new treaty would be able to draw on the data being gathered by the IMS, instead of duplicating what is already a highly effective monitoring system.Footnote 29 One way to achieve this would be to explore whether the CTBT could be applied on a provisional basis.Footnote 30 This approach would avoid duplication and would build on, rather than hollow out, the extensive system already in place.Footnote 31
Leaving aside the political issues involved in such a process, international law on the provisional application of treaties has a long pedigree, and today is governed by Article 25 of the Vienna Convention on the Law of Treaties. Article 25 allows for provisional application of a treaty, provided that the treaty (that is, in this case, the CTBT) itself provides for this, or failing that, if the negotiating States have agreed. The CTBT does not provide for provisional application, and therefore consideration needs to be given as to whether the negotiating States might agree to provisional application. There are a number of examples of modern practice that might provide some guidance; for example, the 1982 UN Convention on the Law of the Sea (UNCLOS) and the 1947 General Agreement on Tariffs and Trade.Footnote 32
Dispute resolution
A common feature of treaties, including in the context of arms control, is the inclusion of dispute resolution provisions. Generally speaking, there is a graduated system attempting to resolve the issue through the organs of the relevant organization, but with the ultimate option of referring the situation to the UN, and to the Security Council, should the issue constitute a threat to international peace and security.
In drafting the proposed comprehensive nuclear weapons convention, this pattern of a graduated response leading to the ultimate sanction of Security Council referral needs careful consideration. It would be uncertain in the early phases of the treaty's life whether all, or even any, of the permanent members of the Security Council would participate. As such, while it would be legally possible to replicate the typical dispute resolution clause, it is likely to be unacceptable politically to allow non-participants in a regime to have a decisive role in dispute resolution within that regime. In light of this, it may be more productive in the short term to consider a broad range of options for dispute settlement.Footnote 33
One option would be to consider whether arbitration could be a mode of dispute settlement.Footnote 34 Although not a feature of today's arms control treaties, historically such mechanisms did feature in some draft treaties from the League of Nations era.Footnote 35 Consideration could also be given to dispute resolution mechanisms which exist outside of the arms control sphere. For example, in the World Trade Organization (WTO) system, there is a carefully crafted and extremely successful dispute resolution system with stages moving progressively towards compulsory and binding dispute resolution. Importantly, in the WTO system, there is scope for participation by interested third parties in the process.Footnote 36 The model provided by UNCLOS (whereby States Parties have a “menu” of dispute resolution options to choose from) could also be considered.Footnote 37
Verification – legal issues
Although primarily a technical area, creating a system of verification raises a number of legal questions.Footnote 38 The verification system of the CWC has been in operation since the Convention's entry into force in 1997 and, accordingly, there is a wealth of information on verification practices and related legal issues.Footnote 39 There are obvious differences in weapons type and therefore verification technologies, but there will be legal similarities across the regimes. It would be useful to engage in a “legal lessons learnt” process for negotiation of the verification system of the comprehensive nuclear weapons convention.
Implementation – legal issues
Similarly, there will be a number of legal questions to be addressed when considering the way in which the treaty should be implemented.Footnote 40 Many of these questions will have been addressed in the context of the implementation of the CWC. In all treaty negotiations, there is a tension between, on the one hand, the imperative to have fixed, time-bound obligations and, on the other, the need to allow sufficient flexibility for unexpected difficulties encountered by States acting in good faith and attempting to fully implement the treaty.Footnote 41
In the event that the current possessor States remain outside the system (at least in the beginning), the legal provisions governing accession to the treaty will need careful consideration. It will be important not to put in place legal barriers to participation by possessor States. Thus, due regard needs to be given as to the relationship between any bilateral disarmament obligations that might exist, and this new multilateral obligation.
Ultimately, all of these implementation issues will be resolved by political agreement during the negotiations. However, that process can be facilitated by providing clear legal advice as to the options available to negotiating States and setting out examples and illustrations of how other regimes have managed, and solved, comparable issues.
Second pathway: A nuclear weapons ban treaty
The second pathway outlined in WP.18 is to explore the option of a nuclear weapons ban treaty. As articulated in WP.18, the essential difference between the comprehensive convention and a ban treaty is that the first pathway is directed towards time-bound, verifiable elimination of all nuclear weapons, whereas this second pathway is aimed at achieving a comprehensive ban on nuclear weapons, which would pave the way for their eventual elimination. That might be a simple ban on use, or it may extend to a much more comprehensive prohibition, as discussed in the paragraph below.Footnote 42 A number of specific legal considerations that arise in the context of a ban treaty are considered below.
Scope of the prohibition
The scope of the prohibition contained in such a treaty could vary considerably from a simple ban on actual use, or threat of use, of nuclear weapons to encompassing more comprehensive prohibitions on the development, manufacturing, control, possession, testing, stationing or transporting of any nuclear explosive device.Footnote 43
While the narrower ban on use only would not be overly ambitious in scope, it would still have immediate normative impact. Both the CWC and the BWC grew out of an earlier (modest) ban on use, in the form of the 1925 Geneva Protocol.Footnote 44 Attention would have to be paid to the need to avoid any implication that a use-only ban would explicitly or impliedly legitimize the possession of nuclear weapons.
If a more comprehensive ban were to be considered, there are a number of models that could be drawn on for inspiration. The CWC, for example, provides:
Each State Party to this Convention undertakes never under any circumstances:
(a) To develop, produce, otherwise acquire, stockpile or retain chemical weapons, or transfer, directly or indirectly, chemical weapons to anyone;
(b) To use chemical weapons;
(c) To engage in any military preparations to use chemical weapons;
(d) To assist, encourage or induce, in any way, anyone to engage in any activity prohibited to a State Party under this Convention.Footnote 45
The Model Nuclear Weapons Convention presented to the General Assembly articulates a range of prohibitions, including those relating to nuclear weapons delivery vehicles, and funding or conducting nuclear weapons research.Footnote 46 It would also be a useful exercise to map the prohibitions set out in the various Nuclear Weapons Free Zones against the aims of a ban treaty in this context and so identify which of those prohibitions could usefully be included.Footnote 47
A ban treaty could even extend to destruction or disabling obligations, which would move it very close, in terms of its substantive obligations, to the first (comprehensive convention) pathway. The broader the scope of the prohibition, the closer the ban treaty option comes to the comprehensive pathway. In this sense, the first two pathways are best considered not as separate ideas but rather as pathways on a spectrum from, on the one end, a fully verifiable treaty requiring time-bound disarmament of all nuclear weapons arsenals, through to less comprehensive prohibitions with little or no verification. While this would be a departure from modern practice in the context of arms control treaties, which have generally placed importance on verification mechanisms, a treaty with a weak or even non-existent verification system would still have some normative significance.
Forum for negotiationFootnote 48
Although the obligation to pursue effective measures towards nuclear disarmament is founded in Article VI of the NPT, there is no obligation to pursue those measures within the NPT system itself. Indeed, the CTBT, seen as a key step towards creating the necessary framework to consider nuclear disarmament, was negotiated within the Conference on Disarmament (CD) before it was shifted to the UN General Assembly (UNGA) at a point when it became clear that the CD would block its adoption.Footnote 49 Given the seemingly intractable deadlock in that body, it does not seem useful to consider the CD as an appropriate forum for negotiation.
The UNGA offers a viable multilateral approach. One option would be an ad hoc committee of the UNGA, drawing on the approach used for the Convention on Nuclear Terrorism.Footnote 50 Most recently, negotiations for the Arms Trade Treaty (which had their genesis in a Group of Governmental Experts followed by an Open Ended Working Group) took place under the auspices of a UNGA Negotiating Conference. Working within the General Assembly would be a logical next step following the convening in 2013 of the Open Ended Working Group to carry forward multilateral nuclear disarmament negotiations.Footnote 51
There are also a number of arms control initiatives that have taken place outside the formal, institutional, multilateral system but which are not considered to have threatened the multilateral system. The most well-known examples are the 1997 Anti-Personnel Landmines Convention and the 2008 Cluster Munitions Convention. Because the negotiations for a ban treaty would be an important step towards nuclear disarmament, far from being a threat to the multilateral system, such initiatives would complement both Article VI of the NPT and the spirit and purpose of the CTBT. In fact, it is not inconceivable that separating these negotiations from the NPT, particularly in light of the failure of the 2015 Review Conference to reach agreement on an Outcome Document, might enhance the possibility of the four non-NPT States participating in such negotiations.
Verification
If this pathway were understood as not including a verification system, that may mean that achieving agreement is easier than under the first pathway. After all, as mentioned above, for most States (though, of course, not all) this treaty would be a reiteration of existing obligations. A ban treaty without a compliance or verification system would still be an important contribution to the nuclear disarmament effort because of its contribution to the normative force of the prohibition against nuclear weapons, whether or not a verification system were in place. There are many examples of disarmament agreements that do not have verification procedures in place but which are generally understood to have contributed in a meaningful way to the norm against the weapons in question. For example, neither the 1925 Geneva Protocol nor the 1972 BWC provided for verification, and yet there is international consensus that there is a binding prohibition on all States against the use of biological weapons.Footnote 52 That is not to say that it is ideal, or even sufficient, to have no treaty verification system in the BWC, but only that even without such a system, the treaty is important in terms of building the norm against the use and possession of biological weapons.
The CTBT presents us with a slightly different example. While it has an elaborate verification system, the Treaty is not yet in force, and therefore compliance with its terms cannot be verified in terms of legal determinations. That being said, it is generally accepted that the “treaty in waiting” has already contributed in a meaningful way to the norm against nuclear testing.Footnote 53
Relationship with the other regimes
As with the first, comprehensive pathway discussed above, a nuclear weapons ban treaty will sit within a mosaic of regimes dealing with nuclear weapons and international security. Thus, many of the same complexities arise as set out in the discussion under the comprehensive pathway discussed earlier.
Third pathway: A framework approach
The third pathway suggested by WP.18 is that of a framework arrangement, whereby a series of mutually supporting instruments addressing different aspects of what is necessary in order to have a nuclear weapons-free world could be formulated.Footnote 54
A framework approach to building an international regime is a relatively recent development and is most common in the area of international environmental law. A framework approach involves negotiating a type of legally binding “umbrella” treaty that sets out broad commitments and a governance system which are then expanded upon in a further instrument or series of instruments that provide more detailed technical, legal and other arrangements.Footnote 55 Perhaps the best-known framework agreement is the UN Framework Convention on Climate Change (UNFCCC)Footnote 56 and its Kyoto Protocol.Footnote 57 There are many existing examples,Footnote 58 and others are being proposed.Footnote 59 In the weapons context, the 1980 Convention on Conventional Weapons, which now has five protocols, is an important model.Footnote 60
The framework approach can be useful where there is a significant difference of interests between States and where, therefore, it is better to agree to an initial broad framework and then fill in the details at a later stage.Footnote 61 In other words, framework agreements are useful where parties are prepared to make general, broadly expressed legal commitments, but to defer the making of specific obligations to subsequent instruments or protocols. The initial substantive obligation can be quite vague (for example, asking for “appropriate measures” as in the Ozone Convention), but it will be combined with provisions setting up a conference of the parties (COP) as a forum for negotiations of future protocols, as well, perhaps, as a secretariat, dispute resolution provisions and decision-making rules.Footnote 62
In the specific context of nuclear disarmament, contemplating a framework approach raises a number of legal questions.
Sequencing
As outlined in WP.18, a framework pathway could build on some existing agreements, such as the NPT and the CTBT, but there would also be a need to negotiate other agreements or instruments, including a treaty on fissile material, as well as agreement on legally binding negative assurances and possibly a phased programme of destruction of weapons (or at least their lowered operational readiness).
The sequencing of these negotiations in the context of an overarching framework will be contentious and, in light of the political sensibilities, it does seem that consecutive negotiations of the various proposed agreements or protocols may not be possible. Simultaneous negotiations, while legally possible, may not be feasible in terms of the level of resources required to sustain them. One option may be to consider a system of negotiating the different instruments on the model of the “closed chapters” approach used in trade negotiations. This would allow negotiations to proceed consecutively but would prevent the entry into force (or even the opening for signature) of any one instrument until all negotiations are completed. In this way, nothing is ultimately agreed, in the sense of binding obligations, until everything is agreed, and yet, the negotiations could be undertaken “step by step”.
Normative force
Despite this difficulty, a framework approach offers the possibility of normative evolution. The umbrella treaty would reiterate the NPT's Article VI obligation to enter into disarmament negotiations; indeed, the creation of the COP in itself would be facilitating the commencement of those negotiations. This would represent an immediate legal advance as it would mark a small but still significant step by elaborating the promise of disarmament. Even if the framework treaty contained just a simple repetition of the Article VI obligation, it would have normative impact. It is evident from other regimes that the reiterative nature of a framework arrangement does reinforce the evolution of normative and cognitive shifts.Footnote 63 If the framework treaty itself went beyond that iteration, and created a COP for further negotiations or discussions, that would be a small but important institutional and normative step.
Institutionalized framework
A key strength of a framework convention model is that it is specifically designed to promote long-term interaction between treaty parties.Footnote 64 There are already a number of forums available to allow such interaction, including the Conference on Disarmament, the Review Conferences of the NPT, and the UNGA First Committee.Footnote 65 However, a framework model would be premised on a different basis because, unlike the CD, its membership could be open to all States. While the new treaty may not initially attract a membership broader than the existing CD, that possibility would at least be open to such States, and in that sense, it would have more legitimacy.
It would be desirable to encourage as broad a membership as possible to strengthen its normative impact. Further, the COP would determine its own rules of procedure and decision-making processes (for example, it could decide to follow the practices developed in the Ottawa Process for the Anti-Personnel Landmines Convention regarding the involvement of NGOs and other interested parties).Footnote 66
A careful study and comparative analysis should be undertaken of the different approaches taken in the existing framework treaties in order to evaluate those approaches in light of what would be the best option in the context of nuclear disarmament.
Substantive content of a framework treaty
There is no standard format for the scope or design of framework treaties and consequently there is significant variance in format and scope. The UNFCCC, for example, really only sets out principles and objectives to guide global climate policy and establishes institutions and processes for further treaty development.Footnote 67 In contrast, while the CCW itself is devoid of any substantive obligations, States are required to ratify at least two of the protocols to the treaty in order to be brought within the system.Footnote 68 Generally, in framework treaties, there is a separation between the adoption by the COP of a protocol and the process of that protocol becoming a binding obligation on any State Party. This can encourage States to participate in the framework treaty without pre-determining their precise legal obligations. That being said, in addition to negotiating protocols, COPs in other contexts have made recommendations that are considered by some to be “soft law”.Footnote 69
Relationship with other regimes
The question of linkage between existing treaty arrangements and a framework treaty would need to be considered carefully, and many of the same issues arise as with the comprehensive nuclear weapons convention pathway.Footnote 70 The starting point in this consideration is that a broadly stated framework treaty would simply reiterate the nuclear disarmament obligation of the NPT, thus duplicating (and complementing) the obligation to work towards effective measures towards nuclear disarmament.
The linkage between the CTBT and a framework treaty raises issues similar to those raised by the approaches already discussed above.
Fourth pathway: Other possibilities
WP.18 suggests that consideration should also be given to any combination of the first three pathways, as well as other pathways to “effective measures” for achieving and maintaining a world without nuclear weapons.Footnote 71
No first use
Some commentators have raised the possibility of a “no first use” (NFU) treaty.Footnote 72 While some States have articulated an NFU strategy in their nuclear doctrine, an NFU treaty would harden this policy into a binding legal obligation which could apply universally. In itself, this will not lead directly to nuclear disarmament, but it would be confidence-building and would strengthen the norm against nuclear weapons.Footnote 73
Another option to express the principle of no first use would be to provide a forum for States to make unilateral declarations that they will adhere to an NFU policy. These declarations could be made within any of the existing multilateral bodies (for example, the NPT Review Conference in 2015, the CD, or even at the UN itself), or indeed in any other way. Unilateral declarations, if made publicly and intended to produce obligations under international law, can be binding on States.Footnote 74
Alternative modes of negotiations
Negotiations towards effective measures for nuclear disarmament must necessarily canvass a broad range of complex issues. Not only is each issue itself complicated, but the negotiations must also hold together States with differing security concerns and understandings. These complexities are not unique to nuclear weapons issues – many areas of international law face similar challenges. As such, consideration should be given to the different ways in which negotiations could be approached, rather than resorting to traditional treaty negotiation practices.
Inspiration might be found in the “closed chapter” practices of the European Union when considering new members, and which are also used in some trade negotiations.Footnote 75 Broadly speaking, this approach allows negotiation and agreement of “chapters” which are then “closed” and, although negotiated, do not take effect until such time as the entire agreement is in place.Footnote 76 In the specific context of nuclear disarmament, such an approach might allow negotiations on different issues to proceed (for example, agreement on fissile material) without taking effect until the next step is also agreed.
An immediate step that could be taken is to engage in discussions on possible alternative negotiating procedures.
Why does law matter?
Just as the humanitarian discourse is an important means of reframing the nuclear weapons debate, in my view there is also an important reframing movement to be established in opening up the discourse on Article VI to include discussions about the nature of the legal obligations on States party to the NPT, and the legal vehicles by which those obligations can be articulated. A great deal has been said on whether there is a legal obligation to pursue negotiations in good faith, and it is time to renew a serious discussion about how that might happen, what legal tools are available to us and the legal complexities raised by each option.
It is true that, ultimately, there will need to be political will in order to move forward towards nuclear disarmament. Legal arguments, by themselves, will have insufficient traction. That being said, there are important reasons why it is timely to start a proper legal discussion.
The first reason is entirely pragmatic, and that is to ensure that any political agreement which might be forthcoming is legally workable. Regardless of the pathway chosen, the actual implementation and verification of nuclear disarmament will be immensely complicated from a legal point of view. Some issues raised in this paper illustrate that point, including the formulation of dispute resolution mechanisms, how to craft provisions for dealing with potential regime overlap, and even the structure of treaty regimes. There is a great deal of experience already to draw on, however, and one of the aims of this paper has been to identify some of that experience so that it can be explored further. Detailed legal analysis now can ensure that political will can be expressed in a legally workable way.
The second reason why it is timely to start the legal discussion is more conceptual. In this author's view, to argue that law has no place in the discussion prior to political agreement being reached is to misunderstand the dynamic and complex relationship between law and politics, or to put it another way, between law and society. As legal sociology tells us,Footnote 77 as well as the constructivist school of international relations,Footnote 78 law does not simply reflect our societies and their values – it shapes and reshapes them. Insisting on political agreement being reached prior to engaging in a legal discussion is to discount the social impact of law. It has long been accepted that there is a complex relationship between law and society in the context of domestic law,Footnote 79 and it must surely be accepted that a similar dynamic exists within the international community.
Conclusion
The ongoing failure to make any meaningful progress on nuclear disarmament is not only a breach of Article VI of the NPT, but also undermines the Treaty's objectives and purpose regarding non-proliferation by keeping the threat of nuclear weapons as an ever-present reality. The obligation under Article VI to pursue effective measures towards nuclear disarmament is an obligation that applies to all States party to the NPT, not just those States possessing nuclear weapons.
There is no legal impediment to exploring the pathways discussed in this paper, even without input from the nuclear possessor States. The difficulties are political, not legal.
All of the options discussed in this paper offer a means to strengthen the norm against the use, and eventually possession, of nuclear weapons. While this is insufficient in and of itself to fully satisfy the terms of Article VI, it is an important step in the right direction. A hardening of the norm against nuclear weapons would contribute to the growing impetus towards nuclear disarmament.Footnote 80