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Beyond the facts in schizophrenia: closing the gaps in diagnosis, pathophysiology, and treatment

Published online by Cambridge University Press:  14 September 2011

H. Nasrallah*
Affiliation:
University of Cincinnati – College of Medicine, Cincinnati, OH, USA
R. Tandon
Affiliation:
University of Florida College of Medicine, Gainesville, FL, USA
M. Keshavan
Affiliation:
Harvard Medical School, Boston, MA, USA
*
*Address for correspondence: Dr H. A. Nasrallah, Department of Psychiatry, University of Cincinnati, 260 Stetson Street, Suite 3200, Cincinnati, OH 45244, USA. (Email: henry.nasrallah@uc.edu)
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Abstract

Background.

Although schizophrenia has been considered a distinct disease entity for the past century, its precise definition and etio-pathophysiology remain obscure and its treatment remains unsatisfactory. In this review, we summarize our state of knowledge about the etiology, pathophysiology, clinical features, and treatment of schizophrenia.

Methodological Issues.

The inadequacy of the major conceptual models of schizophrenia is a major roadblock in providing a coherent explanation for the known facts of this illness, despite these limitations and its changing definitions, the construct of schizophrenia does convey useful information: (i) patients diagnosed as having schizophrenia do have a real disease – they experience both suffering and disability; (ii) a diagnosis of schizophrenia does suggest a distinctive clinical profile – a characteristic long-term course; an admixture of positive, negative, and cognitive symptoms; (iii) a diagnosis of schizophrenia has clear treatment and prognostic implications – likelihood of benefit from antipsychotic treatment and likelihood of incomplete recovery; and (iv) schizophrenia satisfies criteria for a valid diagnostic entity better than almost any other psychiatric diagnosis.

Discussion.

On the other hand, the concept of schizophrenia has serious shortcomings. First, it is not a single disease entity – it has multiple etiological factors and pathophysiological mechanisms but common phenotypic features. Second, its clinical manifestations are so diverse that its extreme variability has been considered by some to be a core feature. Third, its boundaries remain ill defined and not clearly demarcated from other clinical entities.

Conclusions.

A necessary next step is to deconstruct schizophrenia as an entity into component dimensions –endophenotypes linked to unique etiological and pathophysiological processes that may yield unique treatment targets. Innovative approaches are needed to elucidate the biological substrates of these entities because such clarity is vital for replicable research. We conclude by identifying the critical gaps in our knowledge, and unmet needs in our approaches to care, and outline steps that can move the field forward.

Type
Special Article
Copyright
Copyright © Cambridge University Press 2011

Introduction

Schizophrenia is arguably one of the most challenging diseases in all of medicine. The challenge is not just in terms of the burdens of suffering and disability inflicted by this illness, the as-yet unclear nature of its causation, the complexities of diagnosis and the limits of treatment, but also its threat to our broad concepts of illness and disease. The last several decades have witnessed an impressive expansion of our knowledge base about this illness, which we summarized in a series of ‘Schizophrenia – just the facts’ papers recently (Tandon et al. Reference Tandon, Keshavan and Nasrallah2008a, Reference Tandon, Keshavan and Nasrallah2008b, Reference Tandon, Nasrallah and Keshavan2009, Reference Tandon, Nasrallah and Keshevan2010; Keshavan et al. Reference Keshavan, Tandon, Boutrus and Nasrallah2008, Reference Keshavan, Nasrallah and Tandon2011). In this paper, we synthesize the key points made in these papers, will attempt to identify the gaps in knowledge as well as unmet needs for each area of knowledge (Table 1), and will outline the important steps needed to move this field forward.

Table 1. Knowledge gaps in schizophrenia: questions begging for answers

Clinical features of schizophrenia

Schizophrenia is generally referred to as a major psychotic disorder; Kraepelin was more impressed by its cognitive impairment and labeled it ‘dementia praecox’ (Kraepelin, 1919; reprinted as Kraepelin, Reference Kraepelin and Robertson1971). Bleuler was more impressed by the thought disorder (which led him to coin the term ‘schizophrenia’) reflecting a splitting of associations (Bleuler, Reference Bleuler and Zinkin1911). He also highlighted the negative symptoms as ‘fundamental’, while regarding the psychotic symptoms as ‘accessory’. Interestingly, Kurt Schneider who proposed the ‘first-rank symptoms’ of schizophrenia (Schneider, Reference Schneider and Hamilton1959) focused entirely on delusions and hallucinations and almost ignored the negative and cognitive features that are currently regarded as the main causes of functional disability in schizophrenia (Green, Reference Green1996).

The concept of schizophrenia has changed over the past half-century (Bruijnzeel & Tandon, Reference Bruijnzeel and Tandon2011) as reflected in Diagnostic and Statistical Manual (DSM) definitions of schizophrenia from the first to the fourth revised edition (American Psychiatric Association, 1952, 2000), which reflect the evolution in our understanding of its core clinical characteristics, incorporating various symptom domains as follows (items 1–6 are core domains and the rest are additional features):

  1. 1. Positive symptoms: which comprise the psychotic symptoms of delusions and hallucinations, and agitation.

  2. 2. Disorganization of speech and behavior, including derailment of thought.

  3. 3. Negative symptoms: which include avolition, amotivation, alogia, and inappropriate affect (from flat and blunted to incongruous) (Andreasen, Reference Andreasen1982).

  4. 4. Cognitive deficits: which include severe impairments in memory, executive functions, and learning (Saykin et al. Reference Saykin, Gur, Gur, Mozley, Mozley, Resnick, Kester and Stafiniak1991; Keefe, Reference Keefe, Eesley and Poe2005).

  5. 5. Mood symptom: including depression and suicidal urges as well as hostility, aggression, and homicidal urges (Yung & McGorry, Reference Yung and McGorry1996; Hafner & an der Heiden, Reference Hafner and an der Heiden1999).

  6. 6. Neuromotor symptoms: which include varying degrees of catatonia, stereotypic movements, dystonia, akathisia, hypokinesia, and dyskinesia (all in the drug-naïve phase, not secondary to medications) (Honer et al. Reference Honer, Kopala and Rabinowitz2005; Morrens et al. Reference Morrens, Hulstijn and Sabbe2007).

  7. 7. Disorders of self-integrity, which includes loss of self/non-self-boundaries, depersonalization, de-realization, and lack of a sense of urgency or insight (Raballo et al. Reference Raballo, Saebye and Parnas2011).

  8. 8. Minor physical anomalies: including a furrowed tongue, high-arched palate and abnormal dermatoglyphics (Compton et al. 2007).

  9. 9. Soft neurological signs: including right–left confusion, mirroring, dysiodokinesia, clumsiness, perseveration/repetitive movements (Nasrallah et al. Reference Nasrallah, Tippin, McCalley-Whitters and Kuperman1982; Heinrichs & Buchanan, Reference Heinrichs and Buchanan1988).

  10. 10. Psychiatric comorbidities: both axes I and II including depression, anxiety, OCD, eating disorders, sexual disorders, and sleeping disorders as well as mental retardation, schizoid or paranoid or schizotypal personality disorder (Braga et al. Reference Braga, Petrides and Fifueira2004), substance abuse is a very common comorbidity condition (Lubman et al. Reference Lubman, King and Castle2010).

  11. 11. Medical comorbidities: including metabolic disorders such as diabetes, dyslipidemia, and hypertension, which can become worse with some antipsychotic medication (McEvoy et al. Reference McEvoy, Meyer, Goff, Nasrallah, Davis, Sullivan, Stroup and Lieberman2005).

Schizophrenia is now recognized to be a lifetime disorder starting from birth and manifesting throughout life with different manifestations and stages (Tandon et al. Reference Tandon, Nasrallah and Keshavan2009) including the following:

  1. 1. Infancy: erratic developmental milestones often delayed (such as walking), as well as neurological soft signs and dysregulation (Fish, Reference Fish1957; Fish et al. Reference Fish1968).

  2. 2. Childhood: social anxiety, shallow affect, neuromotor abnormalities, lack of friends, and a decline in school performance between age 8 and 11 (Done et al. Reference Done, Crow, Johnstone and Sacker1994).

  3. 3. Prodromal phase: in early to mid teens characterized by a variety of non-psychotic symptoms and attenuated psychotic symptoms as well as various negative symptoms and cognitive decline (McGorry et al. Reference McGorry, Hickie, Yung, Pantelis and Jackson2006).

  4. 4. First-episode psychosis: the emergence of psychotic symptoms usually occurs between age 17 and 25 in males and somewhat later (20–30) in females. Delusions, hallucinations, bizarre behavior, and severe thought disorders appear during this first episode along with prominent negative symptoms and substantial cognitive decline. Response to antipsychotic treatment in patients with first episode is usually faster and more favorable than in their more chronic counterparts (Weiden et al. Reference Weiden, Buckley and Grody2007).

  5. 5. Recurrent psychotic episodes with deterioration: this phase is usually triggered with poor adherence to medications, resulting in repeated re-emergence of psychotic symptoms, less optimal response to antipsychotic medication, and the increasing prominence of negative symptoms and cognitive impairments. Suicide risk is high during this phase.

  6. 6. Residual phase: after several years of recurrent psychotic episodes, the patient settles into a chronic state of unremitting positive, negative, and cognitive symptoms, severe social and vocational dysfunction (McGlashan & Fenton, Reference McGlashan and Fenton1993).

The course of schizophrenia is usually a deteriorative one in over 80% of patients (Tsuang et al. Reference Tsuang, Woolson and Fleming1979). Recovery has been documented in about 20% of patients with reliably diagnosed schizophrenia. Mortality is high in schizophrenia from all causes (Brown et al. Reference Brown, Inskip and Barraclough2000). About 5–10% of patients with schizophrenia will die of suicide (Pompili et al. Reference Pompili, Lester, Innamorati, Tatarelli and Girardi2008) and another 2–5% may commit a violent or homicidal act (Large & Nielssen, Reference Large and Nielssen2011). Most of the deaths in schizophrenia are due to cardiovascular disease, which is inadequately treated in a majority of patients due to lack of treatment and disparity of care (Nasrallah et al. Reference Nasrallah, Meyer, Goff, McEvoy, Davis, Stroup and Lieberman2006). Finally, with the wholesale closure of state psychiatric facilities around the country during the deinstitutionalization period (1970–1990), a substantial number of persons with schizophrenia are currently incarcerated in jails and prisons that have become the new ‘asylums’ but with a criminal not a medical context, which is deplored by many psychiatrists, advocates, and observers.

The conceptualization of schizophrenia has evolved substantially over the past century (Tandon & Maj, Reference Tandon and Maj2008), but especially over the past three decades with the acceleration of neuroscience research and the increasing sophistication of research methods. The thrust of the investigation leads to several broad and important models of the clinical concept of schizophrenia, especially the extensive heterogeneity of the illness in symptoms, course, and outcome (Keshavan et al. Reference Keshavan, Nasrallah and Tandon2011). The clinical studies of first-degree relatives of schizophrenia also point to the heritability of several biological, cognitive, and behavioral features of the illness, leading to the concept of endophenotypes (Gottesman & Gould, Reference Gottesman and Gould2003; Braff et al. Reference Braff, Freedman, Schork and Guttesman2007). This has spurred extensive research into the genetic and environmental factors in schizophrenia, as discussed in the epidemiology section of this article.

There are many questions waiting to be answered and gaps of knowledge that need to be filled about the exact clinical nature of schizophrenia (Table 1). These include the lack of biomarkers to validate the clinical construct of schizophrenia as currently diagnosed by DSM IV-TR (American Psychiatric Association, 2000). There are also very few clues to confirm early predictors of schizophrenia during the age of risk or to identify who is at risk to develop the illness. Valid and reliable clinicobiological predictors of psychotic relapse are also lacking in patients who have already begun their illness. There still does not exists a valid approach to differentiating schizophrenia from closely related disorders such as schizoaffective disorder, delusional disorder, or psychotic bipolar disorder (Tandon & Maj, Reference Tandon and Maj2008). The veritable surge of molecular biology and genetic findings has yet to be translated into a form that has clinical utility. Finally, there is an urgent need to translate biological endophenotypes into the diagnostic subtyping of schizophrenia.

Epidemiology

The annual incidence of schizophrenia averages 15 per 100 000, the point prevalence averages approximately 4.5 per population of 1000, and the risk of developing the illness over one's lifetime averages 0.6% (McGrath et al. Reference McGrath, Saha, Welham, El Saadi, MacCauley and Chant2004; Saha et al. Reference Saha, Chant, Welham and McGrath2005). Schizophrenia runs in families and there are significant variations in the incidence of schizophrenia, with urbanicity (Kirkbride et al. Reference Kirkbride, Fearon, Morgan, Dazzan, Morgan, Tarrant, Lloyd, Holloway, Hutchinson, Leff, Mallett, Harrison, Murray and Jones2006), male gender (Aleman et al. Reference Aleman, Kahn and Selten2003), and a history of migration (Cantor-Graae & Selten, Reference Cantor-Graae and Selten2005) being associated with a higher risk for developing the illness. The fairly consistent relative risk of urban v. rural birth (2.4) across studies and the finding of a dose–response relationship between degree of urbanicity and risk of schizophrenia (Pedersen & Mortensen, Reference Pedersen and Mortensen2001) support the proposition that some factor associated with urbanicity is causally related to schizophrenia. What that specific risk-modifying factor linked to urbanicity might be, however, is unclear (Cantor-Graae, Reference Cantor-Graae2007). The relative risk of developing schizophrenia is greater than double for immigrants than for residents. Although the association between migration and increased risk of developing schizophrenia provides the most compelling evidence supporting a role for social factors in the etiology of schizophrenia; the specific risk-mediating factor (social or biological), however, remains to be elucidated (Cantor-Graae, Reference Cantor-Graae2007).

The genetic basis for schizophrenia

Genetic factors contribute about 80% of the liability for developing schizophrenia and a number of chromosomal regions have been ‘linked’ to the risk of developing the disease (Sullivan et al. Reference Sullivan, Kendler and Neale2003; Tandon et al. Reference Tandon, Keshavan and Nasrallah2008b). Environmental factors linked to a higher likelihood of developing schizophrenia include cannabis and other substance use, a history of obstetric and perinatal complications, and a history of winter birth; the exact relevance or nature of these contributions are unclear (Tandon et al. Reference Tandon, Keshavan and Nasrallah2008b). Genetic and environmental factors need to be considered together because both are important in the etiology of schizophrenia and neither operates in isolation (van Os, Reference Van Os2008). How various genetic and environmental factors interact to cause schizophrenia and via which precise neurobiological mechanisms they mediate this effect is not understood.

It is well known that schizophrenia aggregates in families (Gottesman et al. Reference Gottesman, McGuffin and Farmer1987). Although over two-thirds of the new cases of schizophrenia occur sporadically, having an affected family member substantially increases the risk of developing schizophrenia. This risk increases as the degree of genetic affinity with the affected family member increases. Recent advances in the technology and science of molecular biology have substantially driven developments over the past decade and four broad approaches and combinations thereof have been utilized to elucidate the nature of genetic contributions to the etiology of schizophrenia (Gejman et al. Reference Gejman, Sanders and Kendler2011; Kim et al. Reference Kim, Zerwas, Trace and Sullivan2011). Linkage studies attempt to identify chromosomal regions that are linked to differences in liability for schizophrenia. Candidate gene studies assess the association between variations in specific genes of interest and risk for schizophrenia; positional candidate gene studies combine the above two approaches. Mapping of the human genome has enabled large-scale genome-wide association studies (GWAS). What specific brain processes may be affected by such genetic variations and how this may result in schizophrenia constitutes the fourth approach to elucidating the genetic basis of schizophrenia.

What is the status of our understanding of the nature of genetic contributions to the etio-pathogenesis of schizophrenia in 2011? This is what we do know:

  1. (i) Heritability is high and genetic factors contribute about 80% of the liability for the illness.

  2. (ii) There is no major gene locus and a large number of susceptibility genes, each of small effect, contribute to the liability for the illness. No single genetic variation likely more than doubles the risk of developing schizophrenia across the population at large.

  3. (iii) No gene yet appears to be sufficient or necessary for the development of schizophrenia.

  4. (iv) Molecular genetic studies have identified multiple chromosomal regions and variations in several positional candidate genes to be linked to differential risk for developing the illness. Multiple chromosomal regions across the genome have been linked to transmission of schizophrenia and variations in several specific genes (many located in the ‘linked’ chromosomal regions) have been found to be associated with differences in liability for developing schizophrenia (Purcell et al. Reference Purcell, Wray, Stone, Visscher, O'Donovan, Sullivan and Sklar2009; Stefansson et al. Reference Stefansson, Ophoff, Steinberg, Andreassen, Cichon, Rujescu, Werge, Pietiläinen, Mors, Mortensen, Sigurdsson, Gustafsson, Nyegaard, Tuulio-Henriksson, Ingason, Hansen, Suvisaari, Lonnqvist, Paunio, Børglum, Hartmann, Fink-Jensen, Nordentoft, Hougaard, Norgaard-Pedersen, Böttcher, Olesen, Breuer, Möller, Giegling, Rasmussen, Timm, Mattheisen, Bitter, Réthelyi, Magnusdottir, Sigmundsson, Olason, Masson, Gulcher, Haraldsson, Fossdal, Thorgeirsson, Thorsteinsdottir, Ruggeri, Tosato, Franke, Strengman, Kiemeney, Melle, Djurovic, Abramova, Kaleda, Sanjuan, de Frutos, Bramon, Vassos, Fraser, Ettinger, Picchioni, Walker, Toulopoulou, Need, Ge, Yoon, Shianna, Freimer, Cantor, Murray, Kong, Golimbet, Carracedo, Arango, Costas, Jönsson, Terenius, Agartz, Petursson, Nöthen, Rietschel, Matthews, Muglia, Peltonen, St Clair, Goldstein, Stefansson and Collier2009).

  5. (v) Rare copy number variations may account for a proportion of individuals with phenotypic manifestations of schizophrenia (Bassett et al. Reference Bassett, Scherer and Brzustowicz2010).

  6. (vi) GWAS confirm the association of specific alleles in chromosomal regions such as 2q32.1, 6p22-21, and 18q21.2 with schizophrenia risk, but these alleles collectively explain less than 5% of the overall liability for schizophrenia (Psychiatric GWAS Consortium, 2009; Nieratschker et al. Reference Nieratschker, Nöthen and Rietschel2010; Sullivan, Reference Sullivan2010). GWAS also show an overlap in the genetic basis of schizophrenia with autism and bipolar disorder.

Currently, the predominant genetic view of schizophrenia is that it is a heterogeneous, polygenic disease with multiple genes of small effect that are shared across populations worldwide. This ‘common disease–common alleles with multiple genes of small effect’ model of schizophrenia is the basis for the large-scale genetic association studies being conducted around the world in the past decade. An alternate genetic model for schizophrenia proposes that schizophrenia is better conceptualized as a highly heterogeneous genetic entity caused by multiple, highly penetrant, and individually very rare mutations of large effect that may be specific to single cases or individual families. Results of GWAS provide support for this model. A third genetic model proposed for schizophrenia is that it is not DNA sequence variation but heritable changes in gene expression (epigenetic factors) that explain its genetic origins. It is conceivable that all the above mechanisms might partially explain the genetic basis of schizophrenia.

Environmental risk factors

A variety of specific environmental exposures have been implicated in the etiology of schizophrenia. These include both biological and psychosocial risk factors during the antenatal and perinatal periods, early and late childhood, adolescence, and early adulthood. In the antenatal period, maternal infections and nutritional deficiency during the first and early second trimesters of pregnancy have been linked to an increased liability for developing schizophrenia (Penner & Brown, Reference Penner and Brown2007). Although maternal risk factors for schizophrenia during the prenatal–perinatal period receive the most attention, older paternal age at conception has been linked to an approximate doubling of the risk for developing schizophrenia (Malaspina et al. Reference Malaspina, Harlap, Fennig, Heiman, Nahon, Feldman and Susser2001). Urbanicity during the childhood years and migration are important risk factors for schizophrenia, although how these effects are mediated is not completely understood. Childhood trauma and abuse (Read et al. Reference Read, van Os, Morrison and Ross2005) and parental separation or death during childhood or early adolescence has also been linked to an increased liability for developing schizophrenia. During adolescence, cannabis use has been linked to an increased risk of developing schizophrenia. Social adversity and stressful life events have long been linked to the precipitation of schizophrenia and might also increase the liability for developing the illness.

Although a range of environmental risk exposures have been linked to liability to develop schizophrenia, none appears to be sufficient or necessary. Precisely how these factors might interact with one another and with genetic risk factors to cause schizophrenia and exactly what neurobiological processes mediate these effects remain as major ‘knowledge gaps’ in schizophrenia, and are key priorities for research (Table 1).

Pathophysiology of schizophrenia

Investigating the neurobiological basis of schizophrenia is critical for establishing its diagnostic validity, predicting outcome, delineating causative mechanisms and identifying targets for treatment research. As discussed earlier, in our recent ‘facts’ series of papers (Tandon et al. Reference Tandon and Maj2008a; Keshavan et al. Reference Keshavan, Nasrallah and Tandon2011), we reviewed what is known about schizophrenia to date, and identified a limited number of key clinical facts of this illness: persistent cognitive deficits, positive and negative symptoms typically beginning in adolescence or young adulthood, premorbid alterations, and functional declines early illness in a substantive proportion of the afflicted individuals. What are the neurobiological facts that may underlie these clinical facts?

Advances in this field have occurred, largely via developments in neuroimaging, electrophysiological and neuropathological approaches. Several neurobiological alterations in domains of brain structure, physiology and neurochemistry have been documented which may reflect diverse pathophysiological pathways from the ‘genome to the phenome’. A large body of literature has accumulated showing brain structural alterations in a substantial proportion of patients, including reduced volumes of gray matter in a wide range of brain regions that subserve cognitive, thought and affective processes, notably prefrontal, superior and medial temporal, inferior parietal, thalamic and striatal regions, and impaired white matter integrity as evidenced by reduced fractional anisotropy in critical white matter (WM) pathways in diffusion tensor imaging (DTI) studies (Prasad & Keshavan, Reference Prasad and Keshavan2008; Shenton et al. Reference Shenton, Whitford and Kubicki2010). There is increasing evidence for functional brain alterations such as reduced prefrontal efficiency while performing executive function tasks (Minzenberg et al. Reference Minzenberg, Laird, Thelen, Carter and Glahn2009) and hippocampal alterations while performing declarative memory tasks (Heckers & Konradi, Reference Heckers and Konradi2010), neurophysiological alterations include reduced amplitude of P300 evoked response potentials, abnormal smooth pursuit with eye movement studies (Thaker, Reference Thaker2008), and reduced gamma oscillations in response to cognitive tasks (Uhlhaas & Singer, Reference Uhlhaas and Singer2010). Neurochemical alterations include dopaminergic (Howes & Kapur, Reference Howes and Kapur2009), glutamatergic (Kantrowitz & Javitt, Reference Kantrowitz and Javitt2010), and GABAergic dysregulation (Gonzalez-Burgos & Lewis, Reference Gonzalez-Burgos and Lewis2008). At a neuropathological level, there is a consistent evidence of reduced dendrite density, largely due to loss of excitatory glutamatergic synapses, and decreased neuronal somal size as well as glial numbers but normal or increased neuronal density, and reductions in functional activity and expression of GABAergic interneurons (Sweet et al. Reference Sweet, Fish and Lewis2010; Beneyto & Lewis, Reference Beneyto and Lewis2011).

While none of the observed pathophysiological abnormalities are likely to qualify as diagnostic markers at this time, many can serve as potential biomarkers for elucidating causal factors including genes, and as targets for therapeutic discovery. The substantial phenotypic, pathophysiologic, etiological heterogeneity of schizophrenia, technological limitations, and the less than ideal animal models limit progress in this area. A major constraint to progress in unraveling the biology of schizophrenia is the fact that the concept of schizophrenia as a unitary disease entity remains poorly defined. However, several promising models of schizophrenia are emerging. An important example is that of a neurodevelopmentally mediated imbalance in excitatory/inhibitory neural systems (i.e. glutamatergic and GABAergic) leading to impaired neural plasticity (leading to premorbid and persistent negative and cognitive symptoms), downstream tonic, and phasic dopaminergic alterations leading to psychosis. Such an imbalance could result from genetic, epigenetic, and environmental causes, as well as infections/inflammation and oxidative stress (Keshavan et al. Reference Keshavan, Nasrallah and Tandon2011). Several key steps are needed to move the field forward: (a) more neuroscience-based phenotype definitions; (b) cross-diagnostic dimensional and a staging approach to psychopathology; (c) elucidating genomic and environmental factors and their interactions; (d) separating causes from consequences and compensatory phenomena; and (e) formulating refutable predictions and developing animal models close to biological phenotypes. Hopefully all these steps will help redefine schizophrenia and move the field beyond the current conceptual impasse.

Treatment

The treatment of schizophrenia has come a long way from its primitive roots to the current approaches. However, the current standard treatments, both pharmacological and psychosocial, remain limited and inadequate as evidenced by partial response and functional disability in the majority of patients at this time (Tandon et al. Reference Tandon, Nasrallah and Keshevan2010).

For centuries, insanity (the term used prior to the early 20th century when Bleuler coined the term schizophrenia) was completely mysterious, misunderstood or attributed to evil spirits, leading to mistreatment and persecution rather than any medical treatment. In the 18th century, the institutionalization movement began as a humane treatment extending for 200 years until the early 1950s. Futile treatments such as hydrotherapy, rotating chairs, insulin coma, psychotherapy, electroconvulsive therapy, and even the extremely harmful prefrontal lobotomy were all used to no avail to reduce the psychotic or violence symptoms (Valenstein, Reference Valenstein1997).

Finally, the serendipitous discovery of chlorpromazine in 1952 was a dramatic turning point in the treatment of psychotic symptoms, eventually leading to the hurried emptying of mental institutions and the rise of homelessness and incarceration of patients with schizophrenia. The limitations of chlorpromazine, other phenothiazines, and the other various neuroleptic classes that were manufactured were numerous including:

  1. 1. Serious neurological side effects that were intolerable, leading to ubiquitous non-adherence rate, and frequent rehospitalization (instigating the term ‘revolving door syndrome’). For four decades, it was not known that psychotic relapses are associated with progressive brain atrophy, drug resistance, and functional deterioration. Recent studies report that the antipsychotic drugs themselves may be associated with some brain tissue loss as well (Ho et al. Reference Ho, Andreasen, Ziebill, Pierson and Magnotta2011).

  2. 2. The patients remained disabled despite the improvement in psychotic symptoms like delusions and hallucinations. In the 1980s, researchers began to recognize that schizophrenia is associated with negative symptoms that were unresponsive to neuroleptics and were even worsened by excessive dopamine blockade of antipsychotic drugs (Carpenter & Koenig, Reference Carpenter and Koenig2008).

  3. 3. In the 1990s, another clinical domain of schizophrenia, cognitive dysfunction, was recognized as not responsive to dopamine-blocking agents and was often worsened by high doses of neuroleptics and the anticholinergic (memory impairing) drugs added to mitigate the Parkinsonian side effects of excessive dopamine blockade (Nasrallah & Smeltzer, Reference Nasrallah and Smeltzer2011). Cognitive deficits, especially poor memory and impaired executive functions, were soon established to be another cause of disability (Green, Reference Green1996). Impaired social cognition (misreading cues, dysfunctional theory of mind, poor social skills, and attributional bias) also contribute to social dysfunction and was not responsive to available antipsychotic agents.

The accidental discovery of the first atypical antipsychotic clozapine, which does not cause any neurological movement disorders, led to the development of the second-generation antipsychotic (SGA) class in the mid 1990s, now consisting of 15 agents, all of whom block dopamine but have a stronger antagonism to the serotonin 2A receptors (5-HT2A) and a lower movement disorders profile (Tandon et al. Reference Tandon, Belmaker and Gattaz2008c; Nasrallah & Smeltzer, Reference Nasrallah and Smeltzer2011). Over the past 15 years, the SGA class has become the main staple of schizophrenia, but was soon found to cause significant weight gain, hyperglycemia, and hyperlipidemia (Newcomer & Haupt, Reference Newcomer and Haupt2006). Large-scale effectiveness studies such as the CATIE trial confirmed those metabolic adverse events of the SGAs but found that their effectiveness (measured by all-cause discontinuation) was similar to the first generation drugs. A United Kingdom study (CUtLASS) (Jones et al. Reference Jones, Barnes, Davies, Dunn, Lloyd, Hayhurst, Murray, Markwick and Lewis2006) and a European study (EUFEST) (Kahn et al. Reference Kahn, Fleischhacker, Boter, Davidson, Vergouwe, Keet, Gheorghe, Rybakowski, Galderisi, Libiger, Hummer, Dollfus, López-Ibor, Hranov, Gaebel, Peuskens, Lindefors, Riecher-Rössler, Grobbee and EUFEST Study2008) reached similar conclusions, casting doubts about the SGA class. Furthermore, initial claims of efficacy on the primary negative and cognitive symptoms were not validated. Thus, the current status of pharmacologic treatment of schizophrenia is at a stalemate with a strong recognition of the huge unmet needs in schizophrenia. The efficacy of clozapine in patients with refractory psychotic symptoms or suicidal risk is considered the only bright spot but the metabolic side effects of clozapine and the need for close monitoring of white blood cell counts for possible agranulocytosis, tempers the enthusiasm for a large-scale use of clozapine.

The main thrust of research efforts to advance the pharmacological treatment of schizophrenia now focuses on the following targets:

  1. 1. A shift to a glutamate-modulating class of antipsychotic agents. A large body of evidence over the past two decades suggests a hypofunction of the N-methyl-d-aspartate (NMDA) receptor in schizophrenia. Such a hypofunction can in fact lead to dysregulation of dopamine pathways (which are stimulated by the excitatory neurotransmitter glutamate). Activity of the mesolimbic dopamine rises and the activity of the mesocortical dopamine pathway declines. This produces positive symptoms and negative/cognitive deficits, respectively. There are currently several strategies to enhance the activity of the NMDA by enhancing the levels of the co-neurotransmitter glycine at the glutamate receptor site. Early results are encouraging but nothing has been approved for use yet.

  2. 2. A concerted effort to improve negative symptoms is another ongoing research effort to overcome the apathy, avolition, impoverished thinking, and affective blunting or incongruity in schizophrenia. Nothing is yet approved or close to approval by the FDA.

  3. 3. An organized program to develop cognition-enhancing drugs has been developed as a partnership between NIMH, pharmaceutical industry, and academia. The MATRICS (Measurement and Treatment Research to Improve Cognition in Schizophrenia) has focused mainly on memory as a cognitive target deficit. Several mechanisms of action were prioritized and a number of trials are currently underway.

In summary, there is a tremendous unmet need in the pharmacotherapy of schizophrenia including a safer and more effective treatment for positive symptoms, a treatment for negative symptoms, and a treatment for cognitive deficits. Theoretically, a glutamate-modulating agent may accomplish all the above but the possibility of a combination therapy for schizophrenia is quite likely as well. There is growing interest in exploring agents (or non-pharmacotherapy approaches such as neurostimulation) that have the following neuroprotective properties:

  1. 1. Enhance neuroplasticity (to regenerate the lost neuropil in schizophrenia) as well as,

  2. 2. anti-inflammatory agents (to counteract putative inflammatory processes that underlie the elevated cytokines in schizophrenia) and,

  3. 3. drugs that stimulate the production of neurotrophic factors such as nerve growth factor (NGF) and brain-derived neurotrophic factor (BDNF) (which decline severely during psychotic episodes) may all be parts of a future treatment model in schizophrenia to address both the structural and neurochemical pathologies in schizophrenia.

In addition to pharmacotherapy, non-pharmacological treatments for schizophrenia have always been a key component of long-term management and rehabilitation. In addition to the basic supportive therapy, social skills training, family intervention, environmental support, cognitive behavioral therapy, group therapy, illness self-management training, and vocational rehabilitation, all are being used to varying degrees in treatment settings.

Unfortunately, learning is impaired in schizophrenia and that may undermine the outcomes of some psychosocial interventions in schizophrenia, and the positive but not the negative findings tend to be published in the literature. One encouraging treatment, cognitive remediation therapy, appears to be a promising new approach to improving the core cognitive deficits in schizophrenia. One study even found an increase in cortical tissue following cognitive remediation (Eack et al. Reference Eack, Hogarty, Cho, Prasad, Greenwald, Hogarty and Keshavan2010). If replicated, it may indicate that non-pharmacological approach may do what pharmacotherapy is yet to do. However, much remains to be done to improve clinical, cognitive, social, and vocational outcomes in schizophrenia.

Conclusions: Filling the gaps in schizophrenia

Although we know a great deal about schizophrenia, significant challenges remain to close the numerous clinical, etiological, and treatment of this disabling and heterogeneous brain syndrome with many overlapping genotypes and phenotypes. These challenges will require innovative approaches to research and investigators need to unshackle themselves from the traditional concept of schizophrenia and untether themselves from the simplistic notions about a highly complex clinical entity. Research into schizophrenia must espouse an agnostic stance towards diagnosis in order to make major breakthroughs and to glean new insights. As van Os (Reference Van Os2011) suggested, researchers must transcend existing facts to explore and define ‘metafacts’ about schizophrenia. A potential source of inspiration for future researchers is the dozens of neglected facts and discarded hypotheses of the past that may have some nuggets of truth in them, although they have been relegated to the trash heap of unproven or untested theories. An example is the observation of reduced flush response to nicotinamide in schizophrenia (Horrobin, Reference Horrobin1980), which led to the prostaglandin hypothesis of this illness. This replicable observation is in search for alternative hypotheses (Lin & Hudson, Reference Lin and Hudson1996). Most importantly, entirely new and novel paradigms must be introduced and employed to discover both the numerous genetic, environmental and epigenetic factors as well as to design more effective treatments that are disease modifiers not simply symptom modulators. The ultimate goal for a radically creative approach to the study of schizophrenia and filling its gaps is to develop a personalized medicine approach where each patient receives the most accurate diagnostic formulation and treatment intervention.

Acknowledgements

We acknowledge the tens of thousands of patients who have taught us what really matters in schizophrenia and our clinical and research colleagues who continually help us sharpen our thinking about its essential nature. We thank Angela Olive, Department of Psychiatry, University of Cincinnati for preparing this manuscript.

Declaration of interest

This statement was independently developed by Rajiv Tandon, Matcheri S. Keshavan, and Henry A. Nasrallah.

Financial Disclosures

Henry A. Nasrallah, MD

Employer: University of Cincinnati

Rajiv Tandon, M.D.

Employer: University of Florida College of Medicine

No relationships

Matcheri S. Keshavan, M.D

Employer: Harvard University School of Medicine

Commercial relationships with GSK and Sunovion.

Contributors

Contributors to research and writing of manuscript. Rajiv Tandon, Henry Nasrallah, and Matcheri Keshavan.

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Figure 0

Table 1. Knowledge gaps in schizophrenia: questions begging for answers