1 Introduction
Let
$\mathbf {F}$
be a fixed real quadratic field over
$\mathbf {Q}$
, with ring of integers
$O = O_{\mathbf {F}}$
and the real imbeddings
$\sigma _{1} = 1,\; \sigma _{2}$
. For simplicity, we assume the narrow class number of
$\mathbf {F}$
is
$1$
, so the totally positive units are squares of units and every ideal has a totally positive generator. Let
$SL(2, O)$
be the Hilbert modular group. For any ideal
${\cal C} \subset O$
, the Hecke congruence subgroups
$\Gamma _{0}({\cal C}) = \left \{\left(\!\!\!\begin{array}{cc} a & b \\ c & d \end {array} \right ) \in SL(2, O),\;\;\; c \equiv 0\ \ \pmod {{\cal C}} \right \}$
, act discontinuously on the upper half-space
$\mathbf {H}^{2}$
in the usual way with finite co-volumes, i.e., for
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu1.png?pub-status=live)
we have
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu2.png?pub-status=live)
Denote by
$M_{k}(\Gamma _{0}({\cal C}))(k \in 2\mathbf {Z}\; \mbox {and}\;\geq 2),$
the space of Hilbert modular forms of parallel even weight
$(k, k)$
, level
${\cal C}$
with trivial character, i.e., the space of holomorphic functions
$f(z)$
on
$\mathbf {H}^{2}$
such that for
$\gamma = \left (\!\!\!\begin {array}{cc} a & b \\ c & d \end {array} \right ) \in \Gamma _{0}({\cal C}), f(\gamma (z)) = N(cz+d)^{k}f(z)$
, where for
$ z = (z_{1},\; z_{2}) \in \mathbf {H}^{2} $
,
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu3.png?pub-status=live)
Any
$f(z)$
in
$M_{k}(\Gamma _{0}({\cal C}))$
has the following Fourier expansion (we assume that the different of
$\mathbf {F}$
is generated by
$\delta = \delta _{\mathbf {F}}> 0$
, where and henceforth
$\xi> 0 $
for
$\xi \in \mathbf {F}$
means that
$\xi $
is a totally positive element in
$\mathbf {F}$
, and denote
$\nu ^{(i)} = \sigma _{i}(\nu )$
, the ith conjugate of
$\nu $
for
$i = 1, 2$
):
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqn1.png?pub-status=live)
where
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu4.png?pub-status=live)
Since any
$f(z)$
in
$M_{k}(\Gamma _{0}({\cal C}))$
is invariant under
$ \left(\begin{array}{cc} \epsilon & 0 \\ 0 & \epsilon ^{-1} \end {array} \right ) $
, where
$\epsilon $
is an unit in O, we have
$a(\epsilon ^{2} \nu ) = a(\nu ) $
.
$f(z) \in M_{k}(\Gamma _{0}({\cal C}))$
is called a Hilbert modular cusp form if the Fourier expansion of
$ f(g(z)) N(cz+d)^{-k} $
(see [Reference LuoLu, p. 130]) has no constant term for all
$g = \left(\begin {array}{cc} a & b \\ c & d \end {array} \right ) \in SL(2, \mathbf {F})$
. Space of all such cusp forms is denoted by
$S_{k}(\Gamma _{0}({\cal C}))$
.
It is well-known (see [Reference GarrettGa]) that
$ \mbox {dim}_{\mathbf {C}}S_{k}(\Gamma _{0}({\cal C}))$
is finite, and (see [Reference ShimizuSh])
$J =:\mbox {dim}_{\mathbf {C}}S_{k}(\Gamma _{0}({\cal C})) \sim \frac {\mbox {vol}(\Gamma _{0}({\cal C}) \backslash \mathbf {H}^{2})}{(4\pi )^{2}} (k-1)^{2} $
as
$k \rightarrow \infty $
. Moreover,
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu5.png?pub-status=live)
where
$\zeta _{\mathbf {F}}(s) $
is the Dedekind zeta-function of
$\mathbf {F}$
and
$D = D_{\mathbf {F}}$
is the discriminant. The Petersson inner product on
$S_{k}(\Gamma )$
is defined by
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu6.png?pub-status=live)
where
$z = (z_{1},\;z_{2})$
with
$z_{i} = x_{i} + y_{i} \sqrt {-1}, \;i = 1, 2$
.
Now, let f be a cuspidal Hilbert modular form of parallel weight
$(k, k)$
for even
$k \geq 2$
and with respect to
$GL^{+}(2, O) \supset SL(2, O)$
. We assume f is a normalized Hecke eigenform with Fourier coefficients
$a_{f}(\nu ) = a_{f}(1) \lambda _{f}(\nu ) N(\nu )^{(k-1)/2}, \;\nu \in O$
, where
$\lambda _{f}(\mu ) $
is the eigenvalue of
$f(z)$
for the Hecke operator
$T_{(\mu )}$
(see, e.g., [Reference GarrettGa]). We have
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu7.png?pub-status=live)
The standard L-function associated with f is defined, for
$\Re (s)> 1$
, by
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu8.png?pub-status=live)
which has Euler product
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu9.png?pub-status=live)
where
$\pi $
stands for prime element of O. It is well-known that
$L(s,\;f)$
has analytic continuation to the whole complex plane as an entire function. Let
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu10.png?pub-status=live)
We then have the functional equation
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu11.png?pub-status=live)
where
$\epsilon _{f}$
is the root number of absolute value
$1$
.
Asai [Reference AsaiAs] defined a new Dirichlet series by restricting the coefficients on rational integers,
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu12.png?pub-status=live)
He showed that the function
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu13.png?pub-status=live)
admits analytic continuation to the whole s-plane with possible simple poles at
$s = 0, 1$
, and satisfies the functional equation
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu14.png?pub-status=live)
Moreover, if
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu15.png?pub-status=live)
then we have
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu16.png?pub-status=live)
where
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu17.png?pub-status=live)
Ramakrishnan [Reference RamakrishnanRa] and Krishnamurthy [Reference KrishnamurthyKr] proved that
$\Lambda (s, \mbox {As}(f))$
is in fact the L-function associated with an automorphic form on
$GL(4, A_{\mathbf {Q}})$
, the Asai lift
$\mbox {As}(f)$
of f. Then, in view of the Splitting Formula in [Reference AsaiAs] and assuming
$D = D_{\mathbf {F}}$
is odd, we have
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu18.png?pub-status=live)
where
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu19.png?pub-status=live)
is the Kronecker symbol, and
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu20.png?pub-status=live)
If f is a base change from an Hecke eigenform
$h \in S_{k}(SL_{2}(\mathbf {Z}))$
, then f is symmetric, i.e.,
$f = f^{t}$
, and
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu21.png?pub-status=live)
while if f is a base change from an Hecke eigenform
$h \in S_{k}(\Gamma _{0}(D), \chi _{D})$
, then also
$f = f^{t}$
, and
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu22.png?pub-status=live)
(see [Reference AsaiAs, Section 5]).
Moreover, Prasad and Ramakrishnan [Reference Prasad and RamakrishnanPR] established the following (special case of) cuspidal criterion for
$\mbox {As}(f)$
.
Theorem 1.1 (Prasad and Ramakrishnan)
With the same notation as above. If f is non-dihedral, then
$\mbox {As}(f)$
is non-cuspidal iff f and
$f^{t}$
are twist-equivalent; if f is dihedral, then
$\mbox {As}(f)$
is non-cuspidal iff f is induced from a quadratic extension K of F which is biquadratic over
$\mathbf {Q}$
.
Choosing an orthonormal basis
$\{f_{j}(z)\}_{j=1}^{J}$
of
$S_{k}(\Gamma _{0}({\cal C}))$
and denote the Fourier coefficients of
$f_{j}(z)$
by
$a_{j}(\cdot )$
. We normalize the Fourier coefficients
$a_{j}(\mu )$
by
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu23.png?pub-status=live)
We then have the Petersson formula for Hilbert modular forms as proved in [Reference LuoLu],
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu24.png?pub-status=live)
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqn2.png?pub-status=live)
where
$\chi _{\nu }$
is the characteristic function of the set
$\{ \nu \epsilon ^{2}, \;\epsilon \in U \} $
, U is the unit group of
$\mathbf {F}$
,
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu25.png?pub-status=live)
is the generalized Kloosterman sum, and
$e(x) = \exp (2\pi i \mbox {Tr}(x))$
for
$x \in \mathbf {F}$
. We will assume that in the above formula, the c’s are chosen among their associates the representatives satisfying
$|N(c)|^{1/2} \ll |c ^{(i)}| \ll |N(c)|^{1/2},\; i = 1, 2$
.
If the
$L^{2}$
-normalized basis element
$f_{j} = \tilde {f}_{j}/|\!| \tilde {f}_{j} |\!|$
is a newform, where
$\tilde {f}_{j}$
is the corresponding arithmetically normalized newform with the first Fourier coefficient
$1$
, then
$\psi _{j}(\mu ) = \psi _{j}(1)\;\lambda _{j}(\mu )$
, where
$\lambda _{j}(\cdot )$
denotes the (normalized) Hecke eigenvalues of
$f_{j}$
as noted above. For
${\cal C} = (1)$
, from the integral representation for
$L(s,\; \tilde {f}_{j}\otimes \overline {\tilde {f}_{j}})$
, and the factorization
$L(s, \;\tilde {f}_{j}\otimes \overline {\tilde {f}_{j}}) = \zeta _{\mathbf {F}}(s)\; L(s, \; \mbox {ad}(\tilde {f}_{j}))$
, we have
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu26.png?pub-status=live)
Thus for
${\cal C} = (1)$
,
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu27.png?pub-status=live)
For each
$j,\;1\leq j \leq J$
and any
$\epsilon> 0$
, we have (see [Reference TaylorTa])
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu28.png?pub-status=live)
and by a straightforward extension of results of [Reference IwaniecIw] and [Reference Hoffstein and LockhartHL] that
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu29.png?pub-status=live)
In [Reference LuoLu], we proved an asymptotic formula for the mean value of the linear form in
$\psi _{j}(\cdot )$
in the level aspect. In this paper, we establish an analogous result for the weight aspect as well in the context of the quadratic field
$\mathbf {F}$
, with an application to the second moment of
$L(1/2, \mbox {As}(f))$
. The generalization of Theorem 1.2 to the general totally real fields is straightforward.
Theorem 1.2 Let
$b(\cdot )$
be an arbitrary complex numbers such that
$b(\epsilon ^{2} \mu ) = b(\mu ) $
for
$\epsilon \in U$
, and
$\eta> 0$
. Then for
$S_{k}(\Gamma _{0}({\cal C})),$
we have as
$k \rightarrow \infty $
,
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu30.png?pub-status=live)
where the summation over
$\mu $
’s is restricted to
$\mu \in O^{\times }/U^{2},\; \mu> 0,\; N(\mu )\leq X $
, and the implicit constant only depends on the quadratic field
$\mathbf {F}$
and
$\eta $
.
Assume
$\mbox {As}(f)$
is cuspidal. From [Reference Iwaniec and KowalskiIK, p. 98], we have a series representation for the central L-value of
$ L(s, \mbox {As}(f))$
,
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqn3.png?pub-status=live)
where
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu31.png?pub-status=live)
Since
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu32.png?pub-status=live)
by Stirling’s formula, we see that
$V_{1/2}(y) \ll k^{-A}$
for any
$A \geq 1,$
if
$y> k^{1 + \eta }$
for any
$\eta> 0$
. Thus, we have
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu33.png?pub-status=live)
From Theorem 1.2 and the above formula for
$L(1/2,\; \mbox {As}(f))$
, and by extending the orthonormal Hecke basis of
$S_{k}(GL^{+}_{2}(O))$
to an orthonormal (Hecke) basis of
$S_{k}(SL(2, O))$
and the positivity, we obtain the following theorem.
Theorem 1.3 For the orthonormal Hecke basis
$\{f_{j}\}$
of
$S_{k}(GL^{+}_{2}(O))$
and any
$\eta> 0$
, we have
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu34.png?pub-status=live)
where the * means that the summation is restricted to cuspidal Asai lifts
$\mbox {As}(f_{j})$
, and the constant implicit only depends on the quadratic field
$\mathbf {F}$
and
$\eta $
.
It remains to prove Theorem 1.2, which is the goal of the next section.
2 Proof of the Theorem 1.2
From the Poisson integral representation [Reference Gradshteyn and RyzhikGR, p. 953, (8)], we have
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqn4.png?pub-status=live)
where the implicit constant is absolute.
To prove Theorem 1.2, we may assume that
$\mu $
’s are chosen among their associates
$\mbox {mod}\;U^{2}$
the representatives satisfying
$N(\nu )^{1/2}\ll \nu ^{(i)} \ll N(\nu )^{1/2},\;i = 1, 2$
. We have by the Petersson formula (2),
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu35.png?pub-status=live)
We first prove Theorem 1.2 under the condition that
$k^{2} N({\cal C}) \geq 8 (4\pi )^{2}X$
. In view of (4) and bound
$|J_{k-1}(y)| \leq 1$
, we have
$J_{k-1}(y) \ll \left (\frac {e y}{2k} \right ) ^{k-1-\eta ^{\prime }} \ll \left (\frac {2y}{k} \right ) ^{k-1-\eta ^{\prime }} $
, for
$y>0$
and
$0\leq \eta ^{\prime } < 1/2$
, we have (choosing
$\eta ^{\prime }$
to be
$ 0 $
or
$\eta ,\; 0<\eta <1/2$
depending upon whether
$|\epsilon ^{(i)}| \geq 1$
or not)
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu36.png?pub-status=live)
where we write
$c = c_{1} {\cal C} $
.
Also we have trivially
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu37.png?pub-status=live)
Hence, the partial sum of
$\;\sum \!_{2}$
with the condition
$*$
on U that
$\epsilon ^{(0)} =: \max (|\epsilon ^{(1)}|, |\epsilon ^{(2)}|) \geq \exp (\log ^{2} N({\cal C}))$
, is bounded by
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu38.png?pub-status=live)
where we use the fact that the number of units
$\epsilon $
satisfying
$x \leq \log \epsilon ^{(0)} < 2x$
, is
$O(x)$
since U is cyclic and generated by a fundamental unit of O.
It remains to deal with the remaining sum
$\Sigma _{2}^{'}$
with the sum over the units
$\epsilon $
in U satisfying the condition
$\#$
:
$\log \epsilon ^{(0)} < \log ^{2}N({\cal C})$
. Note the above method clearly also works in this case if
$N({\cal C}) \leq 2^{k/2}$
. Hence, we may assume
$N({\cal C})> 2^{k/2}$
and thus
$k \ll \log N({\cal C}) $
. We will apply the following lemma proved in [Reference LuoLu].
Lemma Let
$c_{1},\;c_{2}> 0$
be constants,
$X \geq 1$
,
$d(\cdot )$
arbitrary complex numbers, and
$c \in O$
. Then we have
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu39.png?pub-status=live)
where “
$\prime $
” means that the summation is restricted to those
$\nu $
’s such that
$\nu> 0, c_{1}N(\nu )^{1/2}\leq \nu ^{(i)} \leq c_{2}N(\nu )^{1/2}$
.
Using the Mellin–Barnes integral representation [Reference Magnus, Oberhettinger and SoniMOS, Section 3.6.3, p. 82],
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu40.png?pub-status=live)
opening the Kloosterman sum, and by Cauchy’s inequality, we infer that for
$c\in {\cal C}^{\times }/U$
and with
$s_{i} = 2+\eta + \sqrt {-1} t_{i}\; (i = 1, 2)$
and
$0 < \eta < 1/2$
,
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu41.png?pub-status=live)
since
$k \ll \log N({\cal C})$
, where as before, we write
$c = c_{1} {\cal C} $
.
Thus the partial sum
$\Sigma _{2}^{'}$
is bounded by
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu42.png?pub-status=live)
since
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu43.png?pub-status=live)
Hence, Theorem 1.2 is true if
$k^{2} N({\cal C}) \geq 8 (4\pi )^{2}X$
.
In the case
$k^{2} N({\cal C}) < 8 (4\pi )^{2}X$
, we reduce it to the previous case by the famous embedding trick of Iwaniec. Choosing a prime ideal
${\cal P} \subset O$
such that
$N({\cal P}) k^{2} N({\cal C}) \asymp X$
and
$N({\cal P}) k^{2} N({\cal C}) \geq 8 (4\pi )^{2}X$
. Note that
$[\Gamma _{0}({\cal C}): \Gamma _{0}({\cal P} {\cal C})] \leq N({\cal P}) + 1 $
. Let
$H_{k}({\cal C})$
denote an orthonormal basis of
$S_{2k}(\Gamma _{0}({\cal C}))$
, and write
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu44.png?pub-status=live)
We deduce that
![](https://static.cambridge.org/binary/version/id/urn:cambridge.org:id:binary:20250130141107416-0620:S0008439524000171:S0008439524000171_eqnu45.png?pub-status=live)
and this completes our proof.
Acknowledgment
The author wishes to thank the referee for careful reading of the paper and for the valuable comments.