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Law, Moral Facts and Interpretation: A Dworkinian Response to Mark Greenberg’s Moral Impact Theory of Law

Published online by Cambridge University Press:  08 February 2019

Abstract

Ronald Dworkin’s philosophy of law, in its mature version, is grounded in at least two central claims: first, a thesis about law and morality, which we might call the One-System Thesis; second, a thesis about how moral and legal propositions can be said to be true or false, which we might call the Interpretive Thesis. While the One-System Thesis holds that law and morality form a single system, the Interpretive Thesis makes two distinct claims: first, truth of interpretive propositions—such as moral and legal propositions—must be established from within the practice in which they figure; second, the soundness of an interpretive proposition is related to the purpose of the practice under consideration. Mark Greenberg’s Moral Impact Theory of Law accepts the One-System Thesis while rejecting the Interpretive Thesis. The Moral Impact Theory is a metaphysical theory of how moral facts rationally determine the content of the law. Its main contention is that the actions of legal institutions have an impact on the moral obligations people have in a polity, and the content of the law is made up of the moral obligations that result from the actions of such institutions. Greenberg assumes that moral facts pre-exist and have some metaphysical priority in relation to legal facts. Moral facts must be prior and independent from legal practice in order to play a part in the rational determination of the content of the law. The point of this paper is to offer a response to Greenberg. I argue that the One-System Thesis only should be supported if the Interpretive Thesis is correct, and that without the latter the former becomes an implausible version of natural law jurisprudence.

Type
Research Article
Copyright
Copyright © Canadian Journal of Law and Jurisprudence 2019 

Introduction

Ronald Dworkin’s philosophy of law, in its later version, is grounded in at least two central claims: first, a thesis about law and morality, which we might call the One-System Thesis; second, a thesis about how moral and legal propositions can be said to be true or false, which we might call the Interpretive Thesis.

According to the One-System Thesis, law and morality form a single system. Law is a department of morality in which the actions of institutions are of special importance. Instead of looking for relations or connections between law and morality, legal philosophers should understand the realm of value as a single domain. What is special about law, under this view, is that the content of the law is determined in light of the action of political institutions.Footnote 1 According to the Interpretive Thesis, the truth of interpretive propositions—such as moral and legal propositions—must be established from within the practice in which they figure. Furthermore, the soundness of an interpretive proposition is related to the purpose of the practice under consideration. A successful interpretation is one that makes the best sense of a practice in the light of the purpose of such practice.

Greenberg’s Moral Impact Theory of Law accepts the One-System Thesis while rejecting the Interpretive Thesis. The Moral Impact Theory is a metaphysical theory of how moral facts rationally determine the content of the law. Its main contention is that the actions of legal institutions have an impact on the moral obligations people have in a polity, and the content of the law is made up of the moral obligations that result from the actions of such institutions. This sounds similar to Dworkin’s One System Thesis, for in both cases there is just one big system of values, rights and obligations, of which law is a subset that concerns the rights and obligations that obtain in virtue of the actions of political institutions. Nonetheless, Greenberg assumes that moral facts pre-exist and have some metaphysical priority in relation to legal facts. Moral facts must be prior and independent from legal practice in order to play a part in the rational determination of the content of the law.

The point of this paper is to offer a response to Greenberg. I argue that the One-System Thesis should be supported only if the Interpretive Thesis is correct, and that without the latter the former becomes an implausible version of natural law jurisprudence. The paper is divided in four sections, which purport to elucidate the steps that lead to this conclusion. In the first section, I elaborate upon the One-System Thesis, which is commonly upheld by Dworkin and Greenberg. In the second section, I explain the core elements of Dworkin’s Interpretive Thesis and of Greenberg’s Rational Intelligibility Thesis, which furnishes Greenberg’s explanation of the contribution of moral facts to the content of laws. In the third section, I focus on the objections that Greenberg offers against Dworkin. I argue that Greenberg makes implausible criticisms against Dworkin because he mistakenly describes Dworkin’s theory as if it were an Archimedean theory of law. Finally, in the fourth section, I discuss two objections against the Moral Impact Theory, which are independent of whether Greenberg’s critiques against Dworkin are sound.

1. Dworkin and Greenberg on the One-System Thesis

Greenberg’s Moral Impact Theory offers an account of “how the actions of legal institutions make the law what it is”,Footnote 2 which he summarized as follows:

Legal institutions—legislatures, courts, administrative agencies—take actions that change our moral obligations. They do so by changing the morally relevant facts and circumstances, for example by changing people’s expectations, providing new options, or bestowing the blessing of the people’s representatives or particular schemes. My theory holds, very roughly, that the resulting moral obligations are legal obligations. I call this view the Moral Impact Theory because it holds that the law is the moral impact of the relevant actions of legal institutions.Footnote 3

This account of how the content of the law is determined assumes a version of the One-System Thesis: law is a “subset of what morality, taking into account all the relevant considerations, requires.”Footnote 4

Dworkin’s latest account of law and morality stakes a similar claim, as indicated in the following excerpt from Justice in Robes:

I want to suggest that this traditional understanding, which encourages us to chart relations between two different intellectual domains, is unsatisfactory. We might do better with a different intellectual topography: we might treat law not as separate from but as a department of morality. We understand political theory that way: as part of morality more generally understood but distinguished, with its own substance, because applicable to distinct institutional structures. We might treat legal theory as a special part of political morality distinguished by a further refinement of institutional structures.Footnote 5

In Justice for Hedgehogs, he presses this one-system picture further and argues that we should place the doctrinal concept of law in a “tree structure” as a “branch, a subdivision, of political morality.”Footnote 6 Instead of assuming that law and morality are “different systems of norms and that the crucial question is how they interact”,Footnote 7 Dworkin now treats the law “as a part of political morality.”Footnote 8

Can we find an important difference between these statements and what Greenberg is arguing when he introduces the Moral Impact Theory of Law? In both cases, we are considering the law as a subset of political morality, and in both cases we should expect that the actions of legal institutions will have an impact on our overall moral obligations. In both cases, furthermore, Greenberg and Dworkin would not be able to point to a legal obligation that is not also described as an all-things-considered moral obligation citizens have. As Dworkin asserted when considering conventions, the two classes of political obligations that he relies on—performative and associative obligations—are “dramatically affected by social facts.”Footnote 9

Greenberg and Dworkin believe that legislative facts such as statutory enactments, precedents and customs do not create obligations directly. To stick with Dworkin’s familiar image, both reject the “plain-fact view”, which assumes that “the law is only a matter of what legal institutions, like legislatures and city councils and courts, have decided in the past.”Footnote 10 To understand the content of the law it is not enough to acknowledge that a given legislative event took place and to determine the meaning of the words of the authoritative enactments that stem from this legislative event, since the content of our legal obligation is the moral obligation that results from the action of these institutions. The set of moral obligations that we have in virtue of the action of our political institutions is what we call the “law.” This conclusion is equally accepted by Dworkin’s interpretivism and Greenberg’s Moral Impact Theory of law.

On the Moral Impact Theory, institutions change our legal obligations by changing what Greenberg calls the “moral profile” of our society, i.e., the set of “all of the moral obligations, powers, permissions, privileges, and so on that obtain in that society.”Footnote 11 When legal institutions make a change in that moral profile, they do it indirectly, not merely by making authoritative pronouncements, but by “changing the relevant circumstances” of our moral obligations.Footnote 12 In order to understand a legal obligation, we must make moral judgments taking into account the effect or the impact of the actions of our institutions. Since the content of the law is equivalent to the moral impact of the action of political institutions, the law can be said to be a part of morality, an institutional part that has to do with the rights and obligations we have in the political community we belong.Footnote 13

On Dworkin’s interpretivism we have a similar description. Perhaps an example can illustrate this point. When Dworkin discusses the case Riggs v. Palmer,Footnote 14 to provide an example for the notion of theoretical disagreement, he stresses that in the opinions of the majority and minority judges there is no disagreement either about the fact that a statute is in force or about what the statute says. The whole point of the disagreement lies at a more general level, which concerns the best theory of legislation for the case at hand:

The words of the statute of wills that figured in Elmer’s case [Riggs v. Palmer] were neither vague nor ambiguous. The judges disagreed about the impact of these words on the legal rights of Elmer, Goneril and Regan because they disagreed about how to construct the real statute in the special circumstances of that case.Footnote 15

This quotation makes it clear that Greenberg and Dworkin share the assumptions that brute legislative facts are insufficient to determine the content of the law and that the impact of these facts is partly determined by moral considerations. As Greenberg expressly recognizes, the Moral Impact Theory and Dworkin’s conception of law—also known as “Law as Integrity”—are species of a larger group of theories that are equally committed to what he calls the “Dependence View”, the underlying idea of which is that “the content of the law is constituted by that part of the moral profile that obtains in virtue of the actions of legal institutions.”Footnote 16 As Jeremy Waldron notices, the position that Dworkin holds in Justice for Hedgehogs and Greenberg’s Moral Impact Theory are both driven by the idea that “the events giving rise to what we think of as positive law are events whose moral impact has to be assessed by moral reasoning against a moral background.”Footnote 17

Why should we think, therefore, that there is a relevant difference between Dworkin’s and Greenberg’s accounts? My hypothesis is that the core of the difference between Greenberg and Dworkin is that the former does not subscribe to a second thesis, which insists that constructive interpretation provides the only way to establish the truth of a moral assertion. Call it the Interpretive Thesis.

2. Dworkin and Greenberg between Interpretation and Metaphysics

2.1. Dworkin’s Interpretive ThesisFootnote 18

The Interpretive Thesis offers an account of interpretive—or political—concepts and how propositions about these concepts can be true or false.Footnote 19 According to Dworkin, “we share an interpretive concept when our collective behavior in using that concept is best explained by taking its correct use to depend on the best justification of the role it plays for us.”Footnote 20 We need interpretive concepts to describe values such as liberty, equality, justice, democracy, and so on, or interpretive practices such as law, morality, or courtesy. In these realms, we lack a factual agreement about the content of the concepts we use, and the meaning of these concepts is functionally related to the purpose of the practices we purport to explain.

On Dworkin’s view, interpretation is not merely a process to determine the meaning of words or authoritative pronouncements. It is, instead, a justificatory reasoning we must adopt when we argue that certain propositions—interpretive propositions—are true or false. To establish the truth of an interpretive proposition one requires an attitude that takes into account not only the linguistic content of a given sentence, but also the point of the practice in which such proposition is sustained.Footnote 21

According to Dworkin, depending on the practice we engage we must use different types of concepts: “we must accept what Wittgenstein pointed out: that concepts are tools and that we have different kinds of tools in our conceptual toolbox.”Footnote 22 Archimedean theories—which claim to be “second-order philosophical theories” that are “neutral, philosophical and uncommitted”—might be appropriate for some of these practices.Footnote 23 But it is a mistake, Dworkin argues, to think that all practices and all concepts can be explained with an Archimedean theory. Once we argue about interpretive practices we must use interpretive concepts. When using criterial concepts, one can expect a settled list of features for instantiation of shared criteria, and when using natural kind concepts, one can expect an experiment or verification process to identify a natural fact. But with interpretive concepts none of this will do. When we try to deploy criterial or natural kind concepts to explain an interpretive practice such as “law”, we commit a mistake called the “semantic sting.” The semantic sting, according to Dworkin, “lies in the assumption that all concepts depend on a convergent linguistic practice … that marks out the concept’s extension either through shared criteria of application or attaching the concept to a distinct natural kind.”Footnote 24

To understand the force of Dworkin’s approach to interpretation we must leave Archimedeanism behind and acknowledge that it is incapable of explaining interpretive practices. In interpretive practices, language users lack a decisive test to establish the truth or falsehood of the claims that they make or contest. It is wrong to assume—as Archimedean philosophers do—that the substantive value judgments of ordinary people and the philosophical analysis of such judgments are at different levels of discourse.Footnote 25 When we argue about morality, for instance, there is no distinction between questions of morality and questions about morality, since both of these questions are situated on the same level.Footnote 26

Interpretation is a distinct intellectual process that entails, for interpreters, a special type of responsibility to the practice in which they participate.Footnote 27 In short, as Dworkin expressed in one of his most famous contentions, an interpretation of a social practice “must both fit that practice and show its point or value.”Footnote 28 The truth of an interpretive proposition depends not only on the application of some linguistic criteria or scientific test, but rather, at least in an important part, on a normative judgment of the interpreter. One cannot interpret a concept correctly without assuming the political and moral responsibilities involved in that judgment. It is this normative position about the interaction between interpretation and purpose that constitutes the core of the Interpretive Thesis. The point of Dworkin’s famous analogy between law and courtesy, which appeared at the core of Law’s Empire, is to make clear that one cannot understand interpretive practices without “an attitude that has two components:” first, “the assumption that the practice of courtesy [or law] does not simply exist but has value”, and second, “the further assumption that the requirements of courtesy [or law]—the behavior it calls for or judgments it warrants—are not necessarily or exclusively what they have always been taken to be but are instead sensitive to its point, so that the strict rules must be understood or applied or extended or modified or qualified or limited by that point.”Footnote 29

When Dworkin refers to interpretive concepts, such as “law” and “morality”, he is considering argumentative practices in which purpose is especially important for truth. Interpretation differs from science, for instance, “because interpretation is purposive, not just in vocabulary but in the standards of its success.”Footnote 30 It is “part of the organizing structure” of science that “justifying goals have nothing to do with truth.”Footnote 31 You can make a plausible scientific theory about the movement of planets no matter what the justifying purpose of your enquire is. You do not need to make any moral or political judgment to understand the laws of physics that determine the movement of these planets, and your inquiry is completely independent of the purpose of these laws, if there is such a purpose. Interpretation, in turn, is an entirely different matter. In the realm of interpretation “justifying purpose is at the heart of success.”Footnote 32 When we interpret, “our standards for success in an interpretive genre” depend “on what we take to be the best understanding of the point of interpreting that genre.”Footnote 33 We give a right answer to a question whether an interpretive proposition is true only if we grasp the point of the interpretive genre to which it belongs and we construct the object of our interpretation in the best possible way.

After discussing Dworkin’s general theory of interpretation, it should be clear how interpretive concepts differ from “criterial” and “natural-kind” concepts: the use of any of such concepts depends on the context of different social practices. In all these concepts there is room for disagreement, so what matters is how these disagreements are resolved. If you and I disagree whether someone is a “bachelor”, we can understand “bachelor” as a criterial concept and appeal to a social agreement to figure out how our disagreement is best resolved. If we disagree whether some feline is a cheetah or a leopard, we are probably talking about a natural kind concept and we can make some DNA test to determine the species of that big cat. But when we use interpretive concepts and disagree about these concepts our disagreements are “value disagreements rather than disagreements of fact or disagreements about dictionary or standard meanings.”Footnote 34 When, for instance, liberals and conservatives debate whether progressive taxation is just or unjust, they cannot be adopting a criterial concept of justice, since they lack common criteria to determine what justice is. They disagree about the concept of justice, but they can still be said to share the concept of justice “because they participate in a social practice of judging acts and institutions just and unjust and because each has opinions, articulate or inarticulate, about what the most basic assumptions of that practice, its point or purpose, should be taken to be.”Footnote 35

Dworkin’s Interpretive Thesis, therefore, is a theory about how interpretive propositions—which include propositions about values and social practices—can be legitimately recognized as true or false. The need for an interpretive concept of law arises when we use the concept of law in the doctrinal context in which we purport to justify our propositions about the rights and duties that we have in the political community. Dworkin’s jurisprudence, in fact, is concerned only with the doctrinal concept of law. In Law’s Empire, Dworkin stresses for several pages that his conception of interpretation is constructive, and that it is “essentially concerned with purpose and not cause.”Footnote 36 It is “a matter of imposing purpose on an object or practice in order to make it the best possible example of the form or genre to which it is taken to belong.”Footnote 37 But how does someone impose a purpose on an object or a practice? Dworkin answers that one of the key features of law is that it is an argumentative social practice. Hence, “every actor in the practice understands that what it permits or requires depends on the truth of certain propositions that are given sense only by and within the practice: the practice consists in large part in deploying and arguing about these propositions.”Footnote 38

When we deploy our arguments in an interpretive practice, we need not to appeal to basic or ultimate moral facts. According to Dworkin, our statements about morality are “statements within rather than about the enterprise of morality.”Footnote 39 When I deploy an argument for the moral proposition that “slavery is objectively wrong”, I need not to show that some “atmospheric moral quaverings confirm my opinion, for example, or that it matches a noumenal metaphysical fact.”Footnote 40 Rather, “the practices of interpretation and morality give these claims all the meaning they need or could have.”Footnote 41

Given the One-System Thesis, these conclusions are equally applicable to the practice of law. The internal aspect of the practice of law has important consequences for Dworkin’s jurisprudence. Philosophical theories of law must be abstract because they “aim to interpret the main point and structure of legal practice.”Footnote 42 But since this practice is argumentative and sensitive to the arguments about the grounds of the practice itself, legal philosophers cannot step out of this practice. The arguments they make are also part of this practice, no matter how abstract they are. This is the core of Dworkin’s famous assertions that “no firm line divides jurisprudence from adjudication or any other aspect of legal practice” and that jurisprudence is a “silent prologue to any decision at law.”Footnote 43 Interpretation, for Dworkin, is a way to make sense of a social practice from within that same practice, and not from an external point of view. “The only argument that can provide a reason for endorsing or abandoning or qualifying a legal judgment is a legal argument, and that holds for morality and art and science as well.”Footnote 44 Dworkin’s jurisprudence, like his moral philosophy, is radically Anti-Archimedean, as Ripstein explains in the following text:

For Dworkin, the interpretive approach has fundamental implications for the ways in which we think about questions of law and political philosophy. If he is correct in his contention that law is an interpretive concept, then no purely conceptual Archimedean theory of law can be correct, because conceptual arguments are put forward as noninterpretive. Similarly, no conceptual argument about the relation between liberty and equality can engage with the normative concerns that make those concepts command our attention. At a more general level, no Archimedean argument can dislodge our confidence in the ordinary moral arguments that are the stuff of moral and political debate.Footnote 45

2.2. Greenberg on the Rational Determination of Law

Greenberg’s explanation of how morality contributes to the content of the law is very different, given that he has a different approach to morality and interpretation. The first step to understand Greenberg’s departure from Dworkin’s position about the character of legal concepts is to consider his way of framing the controversy between positivist and non-positivist conceptions about the nature of law. In a sophisticated paper about the metaphysical foundations of law, which predates his more recent writings on the Moral Impact Theory, Greenberg claimed that the content of the law depends “not just on descriptive facts but on value [or moral] facts as well.”Footnote 46 Once this argument is specified, we need a richer philosophical vocabulary to understand his point.

According to Greenberg, “nearly all philosophers of law agree that non-normative, non-evaluative, contingent facts—descriptive facts, for short—are among the determinants of the content of the law.”Footnote 47 The controversial issue is only whether these descriptive social facts are the exclusive determinants of legal content, or whether moral facts (or, more broadly, evaluative facts) are also necessary to determine the content of the law. According to Greenberg, this debate is metaphysical or constitutive, and “only secondarily epistemic”,Footnote 48 for the central question in this discussion is what makes the content of the law what it is, and not how we get to know about this content.

According to Greenberg, we need a metaphysical theory to explain the making of the law because the “legal-content facts”, i.e., the social facts that constitutively determine the law, are not “metaphysically basic or ultimate facts about the universe.”Footnote 49 A complete metaphysical explanation of the foundations of law must, therefore, explain not only the descriptive facts that constitutively determine the content of the law, but also the more fundamental facts that make these descriptive facts rationally intelligible. To clarify this point, Greenberg proposes to distinguish the notions of metaphysical or constitutive determinationFootnote 50 from that of rational determination, although both appear as metaphysical concepts.Footnote 51

When it comes to the constitutive or metaphysical determination of law, Greenberg thinks that both sides of the positivist versus non-positivist debate can agree that “descriptive facts alone metaphysically determine the content of the law”, since both accept that “even if value facts are relevant to the content of the law, it is still true that the content of the law could not be different from what it is without the descriptive facts being different.”Footnote 52 Nonetheless, constitutive determination is not sufficient to tell us what the content of the law is. There must be something that makes such descriptive facts intelligible, which cannot be confused with the descriptive facts themselves. It is here, for Greenberg, that the idea of rational determination comes into play.

Suppose we agree that the law-determining practices such as legislation, precedent and other acts of legal institutions constitutively determine the content of the law. For Greenberg, this constitutive determination is not sufficient to fix the content of the law because constitutive determination can be brute. According to Greenberg,

A full constitutive account of the legal facts must do more than specify the constitutive determinants that modally determine the legal facts; the constitutive determinants must constitute reasons why the legal facts obtain. Reasons, in the relevant sense, are considerations that make the explanandum intelligible in rational terms, as opposed to, say, emotional or aesthetic ones. In other words, the relation between the constitutive determinants and the legal facts must be rationally intelligible.Footnote 53

This is, briefly stated, Greenberg’s rational determination doctrine . If this doctrine is accepted, the social facts in virtue of which the law has the content it has “cannot determine their own significance”, and moral facts are “needed to make it intelligible that law practices support certain legal propositions over others.”Footnote 54 It follows from the rational determination doctrine that there must be “systematic” and “intelligible” connections between “practices and the content of law.” There must be “rules that, given any pattern of law practices, yield a total set of propositions.”Footnote 55 A “model of the role of law-determining practices in contributing to the content of law”, or simply a “model”, for short, is such a “rule or set of rules.”Footnote 56 Given that we need a model to determine the significance of legal practices, Greenberg rejects the idea that legal practices themselves can provide a model or even adjudicate between alternative models that we offer to explain them. Legal practices cannot determine which model is correct even if the content of the law includes “rules for the bearing of law practices on the content of law”, and the reason is simple: the content of the law itself “depends on which model is correct.”Footnote 57

Greenberg’s rational intelligibility doctrine, summarized in the previous paragraph, provides the basis of a stronger philosophical claim, which holds that value facts, or moral facts, are the best candidates to determine the relevance of law practices. Value facts, for Greenberg, “include facts about the relevance of descriptive facts” and, “at least in the case of the all-things-considered truth about relevant values”, their relevance is “intelligible without further reasons.”Footnote 58 They are the best candidates to meet the rational-relation requirement and function as the reasons that determine the contribution of legal practices for the content of the law.Footnote 59 The crucial step in Greenberg’s reasoning, as Barbara Levenbook explains, is the contention that the rational intelligibility requirement is an appeal to an “external validation of a theory’s reasonableness.”Footnote 60 According to Greenberg, proponents of the positivist social fact thesis fail to explain the content of the law because they only have resources to offer an internal validation for their own tenets to determine the content of the law.Footnote 61

It is interesting to observe that Greenberg’s argument, if sound, would be a problem not only for Hart and the supporters of the social fact thesis, but also for Dworkin. Greenberg is postulating a rational intelligibility requirement that steps outside of the practice of legal argumentation. The value facts to which he appeals are external from legal practice and do not depend on interpretation. Greenberg’s requirement is a second-order theory of intelligibility, which can be true only if Dworkin’s contention that legal philosophers use propositions about the grounds of law that “are given sense only by and within the practice” is false. For Dworkin, “answers to large questions about moral truth and knowledge” must be sought within morality, not outside it.Footnote 62 By the same token, granted the One-System Picture, questions about legal truth and the grounds of law are also internal questions of the practice of law. This point provides, I submit, the key to distinguish between Greenberg and Dworkin in their conceptions of law.

When Greenberg advocates that one needs moral facts to make the social determinants of law rationally intelligible, he must appeal to moral facts that are practice-independent in the sense that they precede the social practice of law and are probably not dependent on the attitude and the arguments of the practice’s participants. Greenberg’s ultimate moral facts, which are postulated to satisfy the rational intelligibility requirement, approach the practice of law from a second-order point of view. They stand at a different level, and so does the legal theorist who tries to understand them.

If, along with Greenberg, we describe the inquiry over the determinants of the content of the law as a metaphysical explanation of how legal facts obtain, then Dworkin’s assertion that legal theory rests on ordinary moral and ethical judgments can no longer be upheld. As Dworkin explains in response to Hart, his methodological point against conceptual theories of legal positivism concerns the “connection between theory and practice”, for he believes that “it follows from the interpretive character of law that jurisprudence must be interpretive too.”Footnote 63 On Dworkin’s view, any legal theory must be interpretive because there is no second-order and non-evaluative theory that can provide an adequate understanding of an interpretive concept. The idea that we need an interpretive theory to explain an interpretive practice is central to Dworkin. As indicated by Stephen Guest, “it follows from the fact that moral concepts are interpretive that they can’t be analyzed neutrally. Engaging in what the best sense is of a particular moral concept rules out a non-committed, detached and neutral account.”Footnote 64

If Dworkin is right about the nature of legal argument, there is no external standpoint to which one can resort in order to apply a second-order test to determine the status of a legal fact. Unlike the Moral Impact Theory, Dworkin’s Law as Integrity does not assume the existence of practice-independent moral facts. As Dennis Patterson explains, Dworkin’s view in Law’s Empire is that “the meaning of ‘justice’ is not fixed by identifying a normative core but by appeal to the participant’s own sense of the point or purpose of the institution in question.”Footnote 65 For Dworkin, “a useful analysis of an interpretive concept—beyond the bare statement that it is interpretive and a very general account of the practices in which it figures—cannot be neutral. It must join issue in the controversies it hopes to illuminate.”Footnote 66

Greenberg’s theory, in turn, conveys a different intellectual attitude. Greenberg’s explanation of how facts make law is, on Dworkinian terminology, an Archimedean theory of law that purports to be conceptual and descriptive. Like the conceptual methodology adopted by most forms of legal positivism, Greenberg’s Moral Impact Theory seems to figure amongst the Archimedean theories that “claim not themselves to be normative theories”, in the sense that they “claim rather to be philosophical or conceptual theories that are only descriptive of the social practice and neutral among the controversies that make up that practice.”Footnote 67 He postulates, to satisfy the rational intelligibility requirement that he upholds, the existence of moral facts whose content is not determined by interpretation. Greenberg is not an interpretivist, since his theory must assume, by implication, the existence of ultimate moral facts. He calls these ultimate moral facts fundamental value facts and assumes as uncontroversial that “the fundamental value facts are metaphysically necessary.”Footnote 68

Since Greenberg believes we do not need constructive interpretation to determine the fundamental value facts, he argues that “working out the content of law is not a genuinely hermeneutic enterprise”, and involves instead a “straightforward moral reasoning about the moral consequences of various facts and circumstances.”Footnote 69 I think this is the most important difference between Greenberg and Dworkin. Given that both authors believe we must resort to moral considerations to determine the content of the law, the central difference between the two positions concerns how we should establish the truth of a moral proposition. While Greenberg assumes that there must be some basic or underived moral facts (the fundamental moral facts), which make legal-content facts rationally intelligible at the ultimate level, Dworkin thinks that moral propositions are true only to the extent that they are redeemed by a sound interpretation.Footnote 70 Dworkin’s interpretive theory of law is not and should not be transformed into a metaphysical theory of law.Footnote 71

3. Greenberg’s Objections to Dworkin’s Interpretive Theory of Law

3.1. Greenberg’s Statement of the Difference between his Theory and Dworkin’s Interpretivism

Even though Dworkin lacks a metaphysical theory of law, Greenberg appears to overlook this when he tries to distinguish the Moral Impact Theory from Dworkin’s theory of law. He makes a set of critical claims against Dworkin, which purport to show that his account is a better version of the One-System Thesis. Given what Greenberg says while comparing his own theory with Dworkinian interpretivism, I believe he envisages three differences that make his theory superior to Dworkin’s Law as Integrity (1. Dworkin’s Judicial Enforceability Thesis; 2. Dworkin’s resort to idealized principles; and 3. The possibility of conflicts between legal and moral obligations in Dworkin’s theory of law). Nevertheless, I believe these differences come down to different aspects of the same issue, which is the possibility of a metaphysical theory of law. I argue in this section that Greenberg’s criticisms against Dworkin are unsound. His objections to Law as Integrity are inaccurate because they implicitly assume Dworkin is also proposing a metaphysical theory about the determinants of the law. Greenberg misses, therefore, the really important difference between his theory and Dworkin. It is this fourth difference that provides the key to dissolve Greenberg’s arguments against Dworkin, as I try to show in the next paragraphs.

Judicial Enforceability. First, Greenberg argues that under Dworkin legal rights are a class of political rights which are “enforceable upon demand”, whereas on the Moral Impact Theory institutional enforceability is not a necessary feature of law.Footnote 72 Given Dworkin’s view that law is a department of morality, the specific feature to distinguish a legal right from a general political right would be the judicial enforceability of the former.

Greenberg’s target is the claim that Dworkin raises in the final chapter of Justice for Hedgehogs, where legal rights are defined as “those that people are entitled to enforce on-demand, without further legislative intervention, in adjudicative institutions that direct the executive power of Sheriff or police.”Footnote 73 He believes Dworkin gives only an “extremely weak” argument for this position. Briefly stated, Dworkin’s argument is that we cannot accept law and morality as separate systems of norms because “any attempt to answer the question of whether the content of the law depends on the content of morality must be viciously circular.”Footnote 74 When we ask whether legal positivism or interpretivism is more accurate, Dworkin assumes that if law and morality were different systems we would be stuck with two mutually exclusive alternatives: either law or morality would have to specify the relation between these separate domains, and both alternatives are question-begging.Footnote 75

To respond to this argument, Greenberg maintains that Dworkin is wrong to formulate the question in this way because the separability between law and morality is not an internal affair of either law or morality, but rather a “metaphysical question about the relation between the two domains.”Footnote 76 When Dworkin suggests treating law and morality as part of a single system of values, Greenberg thinks he “blatantly begs the question against his positivist opponents”,Footnote 77 who provide, according to Greenberg, a metaphysical argument for the autonomy of law. Nonetheless, I think that Greenberg is the one who begs an important question in this criticism, for he does not even begin to assess the “most radical view”—and perhaps also the most important point—that Dworkin defends in Justice for Hedgehogs, which is the thesis of the “metaphysical independence of value.”Footnote 78 On this view, whether any moral assertion is true “is a matter of moral judgment and argument.”Footnote 79 If there is a way to show that moral judgments are true, it must be by offering a further moral argument belonging to the same level of discourse:

Moral judgments are true, when they are true, by an adequate moral argument for their truth. Of course that invites the further question: What makes a moral argument adequate? The answer must be a further moral argument for its adequacy. And so forth.Footnote 80

The whole point of the argument in Justice for Hedgehogs, as Guest explains, is to “demolish the idea of second-order theorizing about morality”, such that an account of morality must be based “entirely on evaluative judgments.”Footnote 81 There can be “no arguments for the objectivity of moral judgments except moral arguments, no arguments for the objectivity of interpretive judgments except interpretive judgments, and so forth.”Footnote 82 It is only because of this thesis that Dworkin is skeptical about meta-ethics and ends up advocating that we should not seek for answers about what makes a “moral fact” or a “legal fact” in abstract metaphysical theories.

In order to provide a solid criticism against Dworkin’s thesis of the unity of law and morality—which stems from the more abstract thesis of the unity of value—Greenberg should tell us why Dworkin’s argument against the possibility of non-moral metaphysical claims about morality or law is false.Footnote 83 Although Greenberg recognizes that if this thesis were true “it would indeed be hard to see how one could answer the question of the relation between law and morality”, he merely says that the thesis is “confused” and begs the question of whether it is correct.Footnote 84

Furthermore, I suspect that Greenberg fails to understand the actual importance of the Enforceability Thesis in Dworkin’s theory of law. Under Dworkin, the point of a conception of law is not to provide an Archimedean description of the practice of law. It is to show the practice of law in its best light, i.e., to “deploy some argument why the law on that conception provides an adequate justification for coercion.”Footnote 85 Legal theory is regarded as part of a political theory of legitimacy. Thus, the main question is neither who enforces the law nor whether there are specific laws that can be valid even though they cannot be judicially enforced. Rather, the gist of Dworkin’s argument is that law must be construed as legitimate or justified. Institutional enforceability matters because Dworkin is considering a doctrinal concept of law, which is a concept we employ when it matters what rights and duties we have in our political community, in the sense that some practical consequence follows from the truth of the legal propositions we hold. As Dworkin states in the initial pages of Justice in Robes, his jurisprudence is mainly concerned with the doctrinal sense of the concept of law. When we argue about law in that way,

[We] explore the concept of “the law” of some place or entity being to a particular effect: we use that doctrinal concept when we say, for example, that under Rhode Island law a contract signed by someone under age of twelve is invalid or, more controversially, that American constitutional law permits the President to order foreigners suspected of terrorism to be tortured. We all make claims of this kind, about what the law requires or prohibits or creates, and we share a great many assumptions about the kinds of argument that are relevant in defending such claims and also about the consequences that follow when such claims are true.Footnote 86

When Dworkin considers the doctrinal concept of law, he wants to know what our rights are and what correlative obligations can be legitimately enforced. As Stephen Perry puts it, Dworkin’s legal theory is linked with his theory of political obligation: the latter “does not treat the question whether there is ever a general obligation to obey the law as independent from the philosophical problem about the nature of law.”Footnote 87 Dworkin says that legal rights are enforceable, normally by judicial institutions, because he wants to distinguish these rights from the general category of “political” rights.Footnote 88 Dworkin’s enforceability argument can be read, therefore, in the sense suggested by Jeremy Waldron when he claims enforceability is one of the central features we should expect to find in a fruitful account of Natural Law. Natural Law, for Waldron, must be enforceable not in the sense that there is a coercive apparatus for its application, but in the sense of “being appropriate, or at least not inappropriate, to uphold a given norm with force.”Footnote 89

Even Greenberg might be happy with this version of the enforceability argument. The “Judicial Enforcement Theory”—the name Greenberg assigns to Dworkin’s view about the enforceability of rights—can be compatible with “a variant of the Moral Impact Theory”Footnote 90 if it is revised in one of the following two ways: first, if we abandon the assumption that legal obligations are ones that people are always “entitled to enforce on-demand”, and argue that “courts have a pro tanto obligation to enforce them”, in the sense that “it is permissible for courts to enforce or that courts are entitled to enforce;”Footnote 91 second, if we “broaden the focus from adjudicative institutions to legal institutions generally”, allowing for the existence of legal rights that are enforceable by other institutions.Footnote 92 As we can see, neither Dworkin’s fundamental argument about the nature of morality and law, nor Dworkin’s One-System Thesis would be substantially affected if we followed Greenberg’s two suggestions. Dworkin’s theory survives unharmed.

Dworkin is probably right to think that we ordinarily use the concept of law in the doctrinal sense, and that in this context our arguments about the content of the law are put forward in order to know what rights can be duly enforced. We might think of different ways to use the concept of law, for instance, if we want a sociological concept to describe the notion of legal system accepted in a particular community. But even if we can imagine one particular type of use of the concept of law in which some part of “the law” is not enforceable by judges or other legal institutions, we need not think Dworkin’s theory of law will suffer from severe damage, since his worry is not about necessary properties of law, but only about building a conception of law that is consistent with how the law works in our political debates. To restate the point: Dworkin’s is a theory of legitimate law, not a metaphysical explanation of the ontology of law.

It is because of the need to provide an account of the legitimacy of law that Dworkin thinks jurisprudence must use an interpretive concept of law. Dworkin never argued against the logical or linguistic possibility of using criterial concepts to identify the law. He thinks it is possible to define the law, by stipulation, in such a way that “recognizes as ‘legal’ standards only those standards judges and lawyers cite that are in fact identified by some commonly-recognized test.”Footnote 93 Nonetheless, this picture is unsatisfactory because it fails to fit legal practice when the law is employed in the institutional context of courts and officials, who make a justificatory use of the concept of law in order to identify the “rights and duties that a government has a duty to recognize and enforce.”Footnote 94 If we employ the concept of law in order to determine what rights and duties we have and what measures can be legitimately enforced upon those of us that fail to comply with these duties, then we must use a doctrinal concept of law, which has always a justificatory function.

Principles and Legal Justification. Second, Greenberg maintains that under Dworkin the law should be found in idealized sourcesFootnote 95 or in principles “upstream” of legal practices, such that we should classify as legal the principles of political morality that justify ex ante the action of legal institutions.Footnote 96 Greenberg shares with Stavropoulos, therefore, the impression that Dworkin assumes that in the order of explanation, moral principles come before legal facts.Footnote 97

Nonetheless, this description neglects the interpretive character of justification in Dworkin’s philosophy of law. When Greenberg claims that under Dworkin the law is what justifies ex ante the action of legal institutions, he seems to treat justification and interpretation as separate processes. He uses his own notion of justification, instead of Dworkin’s.Footnote 98 According to Greenberg, the relevant question for Dworkin is not what a statute says, let alone what moral duties we have in virtue of that statute. Rather, it is “what principles would have justified the enactment of the statute.”Footnote 99 Once we identify these principles, we have successfully established the content of the law. Nonetheless, this description is inaccurate if we fail to explain how Dworkin sees the relation between interpretation and justification. On Dworkin’s view, justification is an aspect of interpretation. We cannot say that a principle justifies something without adopting an interpretive attitude towards this principle, for the very existence of this principle is not a brute moral fact. To interpret morality is to produce a moral argument in support of a moral proposition that is supposed to integrate itself in the web of moral convictions that one accepts. You cannot step out of morality during this process because there is neither an agreed procedure for testing moral propositions nor a set of moral particles in nature that could make something a valid moral claim.Footnote 100 The truth of a moral claim must be established from within morality. Interpretation, for Dworkin, is not a process of discovery. Rather, it has a performative aspect: “interpretation is interpretive, just as morality is moral, all the way down.”Footnote 101 Interpretation provides the way to make a case for the truth of any given moral proposition, and involves a special discipline or responsibility to pursue moral truths by an integrative reasoning process: “the nerve of responsibility is integrity and the epistemology of a morally responsible person is interpretive.”Footnote 102

The same can be said about law. This is important to understand the relation between fit and justification in Dworkin’s theory of law. The dimension of fit is added when we move from morality to law because the law has an institutional aspect that morality lacks. The historical political decisions of the community always matter in legal argument.Footnote 103 Because of the mutual dependence between fit and justification, which are regarded as two equally important aspects of legal integrity, legal justification is not free-standing; it is not independent from the practice of law.Footnote 104 The theories we employ to justify a legal proposition are embedded in legal practices.Footnote 105 If a moral argument does not fit the law practices it purports to justify, any justification based on this argument will be flawed. What makes the ideas of fit and justification mutually supportive in Dworkin’s account of law is the fact that both are required for the success of any legal interpretation. Interpretation, for Dworkin, is not external to the practice or the realm that constitutes its object. The content of principles does not precede interpretation. There is an important circularity in interpretation that Greenberg appears to miss because he sees justification as independent from that which it purports to justify. Interpretation for Greenberg has nothing to do with justification, whereas for Dworkin the opposite is true. As Gerald Postema explains, Dworkin’s view is that the content of legal practices is made by the arguments that are employed by the participants of these practices: “social practices are not only meaningful human activities, but they are meaningful to those who take part in them.”Footnote 106 The participants’ understanding of the social practice of law is in some way “constitutive of the practice”, whereas the observers’ understanding is “logically parasitic upon that of the (self-identified) participant.”Footnote 107 No observer can understand a social practice “until he has his own sense of what counts as a good or bad argument within the practice.”Footnote 108

Tradeoffs between Law and Morality. The third difference that Greenberg sees between the Moral Impact Theory and Law as Integrity concerns the possibility of tradeoffs between legal and moral obligations. According to Greenberg, the Moral Impact Theory upholds that the law cannot diverge from what morality requires, whereas Dworkin’s Law as Integrity is constrained by the requirement of fit in such a way that the content of the law can be very different from our all-things-considered political obligations:

On the face of it [Dworkin’s requirement of fit], one might expect that the principles that best fit and justify the actual, often severely morally flawed, practices would be principles that one should not follow, even given the existence of the legal practices. And, in fact, Dworkin accepts that legal requirements may not be moral requirements, indeed that law may be “too immoral to be enforced.”Footnote 109

Here is the alleged difference: the Moral Impact Theory is “more thoroughly moralized than Dworkin’s theory”,Footnote 110 for it claims that legal content is the sum of the all things considered moral obligations we have in virtue of the action of legal institutions, whereas under Dworkin’s description “it seems likely that legal obligations will often diverge from moral obligations, even ex post ones.”Footnote 111 Although legal interpretation is constrained by the requirement of moral justification, it is equally constrained by the requirement of fit with existing legal practices, whatever these practices might be. If the principles underlying a given legal system are wicked, it would be possible to arrive at the moral conclusion that the content of the law is too wicked to be enforced or obeyed.

Nevertheless, this is not a correct understanding of the argument Dworkin developed in Law’s Empire. Dworkin does not claim that under Law as Integrity the interpreter might arrive at the conclusion that the law—or, to be more precise, what we call law when we use it as an interpretive concept—can be “too wicked to be enforced.” Dworkin used these words only to reply to the positivist position that he criticized. The fragment that Greenberg cited to distinguish his own theory from Dworkinian interpretivism is removed from its original context. In its original context, Dworkin explains a possible objection that one may adduce against the interpretive theory that Hercules—the imaginary judge who always decides legal controversies according to his model—would adopt. In Dworkin’s reasoning, the conclusion that the law might be “too wicked to be enforced” is not available to Hercules when he is acting in his judicial capacity. Instead, it is a typical assumption of the critic who thinks that Hercules is disingenuous because he is merely stating what the law should be, rather than what the law actually is in a given case.Footnote 112

Greenberg’s analysis misses, therefore, an important point about Dworkin’s conception of interpretation. Dworkinian interpretivism, as Postema explains, is a theory that intends not only to fit legal practice as we know it, but also that “commands our allegiance because it portrays the law as serving a fundamental political ideal to which we are properly committed, namely, integrity.”Footnote 113 Interpretivism does not distinguish between the grounds of a law and its moral force. For Archimedean legal theories, the question of the moral force of legal obligations is separated from the question of the nonmoral determination of what these legal obligations are. But Dworkinian interpretivism “assumes no nonmoral prior accounts of grounds and leaves no residual question about whether legal obligations have moral force.”Footnote 114 If Greenberg were right, Dworkin’s theory of law would be Archimedean, not interpretive, since there would be cases with legal force that lack a moral force in the practical contexts in which we use a doctrinal concept of law. As Wil Waluchow admitted, shortly after the publication of Law’s Empire, this is not a fair reading of Dworkin. Here is the correct way to understand Dworkin’s overlap between the grounds and the force of law:

Judging … is not a matter of following settled legal rules until their guidance is uncertain, at which point one repairs to political morality. It is always a matter of enforcing rights of political morality which a legal rule may not in fact express accurately… In Dworkin’s latest terminology, “propositions of law are true if they figure in or follow from principles of justice, fairness, and procedural due process that provide the best constructive interpretation of the community’s practice.” In short, law is just an important part of political morality: it is not a set of special rules supplemented by political morality.Footnote 115

It is true that Dworkin claims in Law’s Empire that integrity would not be needed in a utopian society where all political decisions are morally perfect.Footnote 116 Integrity may require, for instance, that we “support a legislation that we believe would be inappropriate in a perfectly just and equitable society and to recognize rights that we do not believe people would have there.”Footnote 117 Nonetheless, this goes a long distance from saying that integrity would sometimes require that we come to the conclusion that legal and political obligations come apart in a particular political community where the associative obligations underlying the political value of integrity are in force. In such a community, on Dworkin’s view, governments and citizens alike recognize reciprocal obligations of equal respect and consideration.Footnote 118 Dworkin’s doctrinal concept of law is a concept we employ only in such communities, for it is only in this kind of polity that it makes sense to adopt the interpretive attitude towards the law that Dworkin’s model requires.Footnote 119

On Dworkin’s view, the context of our arguments about the interpretive concept of law is an institutional context in which our concept of law is used in a justificatory way, with a view to identify our rights and duties. His normative point is that “we must interpret the law to make the best ‘moral’ sense of it.” As Guest explains, “we must always assume when we try to work out what the law requires or permits that it makes moral sense.”Footnote 120 There is an important political aspect of Dworkin’s theory of law that is missed if we describe it as a purely metaphysical theory.Footnote 121

Legal argumentation, if Dworkin is correct, should take place on a sort of plateau of rough consensus that “if law exists it provides a [moral] justification for the use of collective power against individual citizens or groups.”Footnote 122 Although integrity demands that we respect communal decisions with which we may disagree, this demand only exists because our commitment to the associative obligations underlying integrity requires that we respect the decisions arrived at by a legitimate process. Unlike the mainstream tradition of legal positivism, Dworkin does not think that the question “what the law is” must be examined in a previous and independent way with regards to the question whether judges and officials must obey the law. These questions should not be regarded as separated, as if the validity of law were established in a purely factual way and the question whether we must or not obey the law were a purely moral concern.Footnote 123 One of Dworkinian interpretivism’s distinctive features is that legal concepts only can make sense if they are illuminated by moral considerations.Footnote 124 A theory of law, on Dworkin’s view, must be a theory of the legitimacy of the political power of legal institutions.Footnote 125-Footnote 126

3.2. The Real Difference between the Moral Impact Theory and Dworkin’s Interpretivism

We are now ready to examine the most important contrast between Greenberg and Dworkin. This contrast does not consist in whether “legal rights” are enforceable upon demand, whether Dworkin’s principles justify “ex ante” our moral obligations in our political community, or whether we admit conflicts between legal and moral obligations. Rather, these distinctions only make sense because the kind of moral facts that Greenberg is considering are not interpretive moral facts as Dworkin understands them. Moral facts, on Greenberg’s view, are metaphysically prior with regards to legal practice, and there are no analogous entities in Dworkin’s accounts of law or morality. Although Dworkin sometimes speaks of moral facts,Footnote 127 he does not believe there are any noninterpretive moral facts. According to Dworkin, the only alternative to interpretation would be to assume the existence of moral realism and its implausible thesis that moral facts cause people to have moral convictions. Dworkin expressly rejects this assumption, which he designates the “causal impact hypothesis.” On this hypothesis, “moral facts can cause people to form moral convictions that match moral facts.”Footnote 128 But moral propositions, for Dworkin, “make no causal claims.”Footnote 129 According to Dworkin, the “causal impact hypothesis” is based on the mistaken assumption that moral facts are some sort of natural kinds, and Dworkin has strong views against this position. For Dworkin “there are no bare moral facts: moral reasoning … means drawing on a nested series of convictions about value, each of which could in turn draw on still other such convictions.”Footnote 130 Dworkin and Greenberg, therefore, have different things in mind when they talk about moral facts. Even though they agree that moral facts determine the significance of the social facts that purport to establish the content of the law, they think that moral facts are true or false in very different ways.

In the process of establishing the content of the law, there is an important worry that must be dealt with by any theory that upholds the One-System Thesis and regards the law as a subset of morality: the content of the law will always depend, at least in part, on the content of moral truths or moral facts. How do Dworkin and Greenberg deal with this problem?

Dworkin, as we saw at the first section of this paper, thinks that morality is a subject area in which there are no metaphysical tests to which we can appeal to check the truth of a given proposition. “Value judgments are true, when they are true, not in virtue of any matching but in view of the substantive case that can be made for them.”Footnote 131 There is nothing external from morality that could make something a true moral fact. It is in this sense that Dworkin conceives morality as an independent metaphysical domain. No metaphysical theory can be of any use to determine the content of moral facts, as we can read in the following excerpt:

How shall we classify the independence thesis? In what philosophical pigeonhole does it rest? Is it a kind of moral realism? Or constructivism? Or even anti-realism? Is it itself a nonmoral metaphysical theory? Or a quietist or minimalist theory that just ignores rather than really escapes troublesome metaphysics? None of these labels fit exactly—or exactly doesn’t fit—because each is stained with the mistaken assumption that there are important philosophical questions about value that are not to be answered with value judgments. Please forget the pigeonholes as you read this book.Footnote 132

Dworkin is skeptical about moral metaphysics because he is convinced that there is nothing in our world that can simply make a moral fact true or false. We must resort to interpretation precisely because there are no previous moral facts to match.

Greenberg, on the other hand, uses a different notion of moral facts, since these facts exist in a fundamental level. In his view, “we cannot figure out the content of the law without understanding how more basic facts make the legal facts obtain.”Footnote 133 Given his rejection of the Interpretive Thesis, he has to assume the existence of moral facts that our judgments are supposed to match.Footnote 134 If, as Greenberg suggests, Dworkinian interpretation is unavailable, then we need to find some other way to explain how moral facts obtain, and we can safely assume that there must be some metaphysical explanation for their existence.

Moreover, given that Law as Integrity does not admit the existence of non-interpretive moral facts that can be matched, Greenberg is not correct when he claims that Dworkin must resort to idealized principles to understand the content of the law. Interpretation, for Dworkin, is an argumentative process in which we test the consistency of our convictions on the basis of the principles that justify the practice we interpret. It is not correct to argue, as Greenberg does, that “jurisprudential theories like those of Hart and Dworkin offer accounts of how the content of the law is determined at the fundamental level”,Footnote 135 given that Dworkin probably would deny that there is any fundamental level beyond legal practice. Though this assertion might be correct about Hart, who advocates an Archimedean theory of law and subscribes to the Separability Thesis, it is definitely not for Dworkin. We cannot claim that moral facts determine the content of the law at some fundamental level while we advocate, as Dworkin does, a non-Archimedean theory of how not only legal, but also moral propositions can be true.Footnote 136

Moral theories are made of abstract moral arguments that “are drawn from within morality”, in the sense that they are “themselves moral judgments.”Footnote 137 For Dworkin, when we stake a moral claim we do not apply second-order tests to determine the truth of the propositions we try to establish. What we have is neither an agreement about criteria nor a scientific process of verification. It is rather a special responsibility to try to “knit our values together” through interpretation.Footnote 138 Our moral epistemology, therefore, “must be integrated rather than Archimedean epistemology, and it must therefore be a substantive, first order moral theory.”Footnote 139 As interpreters, we are “morally responsible to the degree that our various concrete interpretations achieve an overall integrity so that each supports the others in a network of value that we embrace authentically.”Footnote 140

In fact, it is Greenberg (not Dworkin) that appeals to idealized moral entities. In a recent paper in response to William Baude and Stephen E. Sachs, we can notice that even though Greenberg sometimes talks about legal interpretation, his notion of interpretation is very different from Dworkin’s constructive interpretation. Legal interpretation, for Greenberg, means the “activity of ascertaining what the law is”, not constructing legal propositions in a way that fits existing practices while coheres with its justifying principles.Footnote 141 On the Moral Impact Theory, “a method of interpretation is correct if it accurately identifies the legal facts.”Footnote 142 Although Greenberg—just like Dworkin—believes interpretation requires more than just “working out what the [legal] texts mean”,Footnote 143 his notion of interpretation is an intellectual process very different from Dworkin’s “constructive” interpretation. While Dworkin sees interpretation as a holistic and purposive activity in which one tries to read the law in the way that makes it the best it can be, Greenberg envisages interpretation as an inquiry in which we identify a law that is ultimately determined by some independent moral facts. “The role of interpretation is merely epistemic; that is, interpretation is just a way of figuring out what the law is.”Footnote 144 If one is looking for the justification of such moral facts, interpretation does not provide any answer. Hence, if we need moral facts to rationally determine the content of the law at the ultimate level, it is very hard to talk about moral truths without looking up to the ideal world.

Moreover, when Greenberg advocates that there are theoretical approaches that can be “upstream” or “downstream” of legal practices, he must be assuming that none of these approaches can be interpretive in Dworkin’s sense. He must be assuming that the principles or moral facts that lie upstream of the law must have some sort of ontological status, and fails to grasp the interpretive character of Dworkin’s project. The idea that interpretation has three-stages, which appeared in Law’s Empire, can explain why Dworkin’s interpretive theory is very different from this. According to Dworkin, we first identify a practice in the “pre-interpretive stage”, then settle on some “general justification for the main elements of the practice” in the second stage, by producing an “argument why a practice of that general shape is worth pursuing”, and then, if necessary, reform that practice in the “post-interpretive stage.”Footnote 145 Dworkinian interpretation is an abstract way to make a case for some moral truth. When Dworkin talks about truth, he means “to describe method, not metaphysics.”Footnote 146 He uses the concept of truth in the Peircean spirit, to refer to “what counts as a uniquely successful solution to a challenge of inquiry.”Footnote 147 We can “seek truth about morality”, he argues, “only by pursuing coherence endorsed by conviction.”Footnote 148 We test the truth of our moral claims in light of the other moral truths we already know and we try to make it part of the web of convictions we have. One of the reasons why Dworkin thinks that the doctrinal concept of law is a department of morality is because he thinks we also have such moral responsibility while interpreting a legal proposition in order to establish what rights and duties we, as members of the political community, are entitled to claim or obliged to fulfill.

The important point to compare Greenberg and Dworkin is not that each has a different metaphysical explanation of the nature of law (for Dworkin explicitly claims that he does not need such type of metaphysical explanation), but that their legal conceptions entail a different attitude in the process of fixing the content of the law. Greenberg’s Moral Impact Theory holds that at the fundamental level the content of the law is determined by moral facts. We must resort to moral facts in order to understand the significance of the legislative events that purport to alter the moral profile in our political community, given that these events must be rationally determined by something else. When we appeal to moral facts, we appeal to something external and independent from the practice of law. Dworkin’s Law as Integrity is different. First, while the Moral Impact Theory is an Archimedean theory of law, Law as Integrity proposes to explain the law from the internal point of view of the practice of law. Second, since for Dworkin the legal materials are “law” only in a “pre-interpretive sense”, the content of the law is determined by an integrative reading of the sources of law, in which these pre-interpretive materials constantly interact with the principles that provide their moral justification. We need interpretation because our legal propositions must be vindicated from within legal argumentation, which is a subset of moral argumentation. Our propositions about legal facts or moral facts are also substantive moral judgments. There is no fundamental level to which we can appeal.Footnote 149

Greenberg is wrong, therefore, when he treats Law as Integrity as a metaphysical explanation of the foundations of law, because this reading is incompatible with the Interpretive Thesis. Greenberg’s Moral Impact Theory of Law is what we get when we abandon Dworkin’s theory of interpretation and try to retain the One-System Thesis. If we reject the Interpretive Thesis, we cannot continue to insist on the One-System Thesis unless we are prepared to hold that there is some metaphysical test to establish the truth of moral facts. If we adopt Greenberg’s theory of law we will end up being forced to admit, at an abstract level, that such metaphysical test is somehow legally binding, since we must apply this test to identify the content of the moral facts that partly determine the content of legal obligations.

4. A Critical Comment on Greenberg’s Moral Impact Theory of Law

If my argument in the previous section was successful, it should be plain now that Dworkin’s jurisprudence survives the criticisms that Greenberg raised against it in the essays where he developed the Moral Impact Theory of Law. Nonetheless, this is not enough to dismantle Greenberg’s legal theory, given that it might still be a plausible explanation of how the content of the law is determined. I will try to explore, in this session, a couple of reasons why we should be suspicious of the Moral Impact Theory.

4.1. Natural Law Jurisprudence without an Ethical Theory?

The Moral Impact Theory is a form of natural law theory of the determination of law.Footnote 150 Nonetheless, it is a peculiar form of natural law jurisprudence, since it lacks an ethical theory and refuses to discuss any principle for explaining the foundation of the moral facts which are needed to determine the content of the law. The Moral Impact Theory lacks an account of values and practical rationality; it purports to be ecumenical about this matter: although it asserts that moral facts are required to determine the content of our legal obligations at the most fundamental level, it argues that any moral theory can do the work of explaining the root of such moral facts. To be more specific, the Moral Impact Theory is a form of natural law jurisprudence in the sense of Mark Murphy’s account of natural law theories, inasmuch as it claims that there is a “positive internal connection between law and decisive reasons for action.”Footnote 151 The enactment of a given statute, for instance, must give rise to “genuine obligations” in order to make a contribution to the content of the law.Footnote 152 Nonetheless, the Moral Impact Theory is not, and makes no appeal to, a natural law theory of practical rationality, which intends to elucidate the “basic goods” that constitute the “fundamental reasons for action.”Footnote 153

Although I do not dispute Mark Murphy’s claim that a natural law jurisprudence can be “independent of the central theses of the natural law account of practical rationality”,Footnote 154 I find it odd to support a natural law jurisprudence entirely indifferent to any sort of ethical theory. Greenberg is probably the first historical example of a jurisprudential theory of this kind. Even if it is true that an account of natural law jurisprudence can be logically independent from a natural law account of practical rationality, it is hard to see how the former could be a sound theory of natural law, given that it fails to identify any “conditions and principles of practical right-mindedness.” As John Finnis explains, “a sound theory of natural law is one that explicitly, with full awareness of the methodological situation just described [i.e., of the need to select a “practical point”], undertakes a critique of practical viewpoints, in order to distinguish the practically unreasonable from the practically reasonable, and thus to differentiate the really important from that which is unimportant or is important only by its opposition to or unreasonable exploitation of the really important.”Footnote 155

Given Greenberg’s claim that the content of the law always depends on the content of moral facts, it should be natural to expect him to believe in moral objectivism, even if it is not the strong sense of moral objectivity required by a typical natural law account of practical reasonableness. If we fail to establish the objectivity of moral facts, it is not clear how these facts can be able to determine the significance of the legislative events that constitute the social determinants of the law. We need objective moral facts if we consider that it is important that the law is determined in an objective way. In this sense, Kenneth Himma argued that Greenberg’s rational intelligibility requirement implies, by a reductio ad absurdum, the truth of moral objectivism. One of the implications of the rational intelligibility requirement is that “law is not possible if there are no independent value facts”,Footnote 156 and this assertion, in turn, implies that if we grant the existence of law we must accept the premise that value facts must have an independent and objective existence.Footnote 157

In spite of Himma, Greenberg claims that the argument in How Facts Make Law is based on considerations that are “metaphysical in character and do not involve normative or meta-ethical claims.”Footnote 158 He sustained in response that his account of the role of moral facts in determining the content of the law can be neutral vis-à-vis the meta-ethical justification of normative facts, for it intends “merely to offer a common, plausible and relatively non-committal account of value facts.”Footnote 159 It need not take issue with any particular meta-ethical theory, for it is compatible even with a subjectivist or a non-cognitivist theory of morality.Footnote 160

Greenberg believes that different people can uphold very different accounts of moral facts and yet agree about some requirements of moral facts or, more specifically, about how these facts play a part in determining the content of the law. To give an example, although a utilitarian, a libertarian, an egalitarian and, perhaps, even an advocate of moral subjectivism or some sophisticated version of non-cognitivism might diverge about the concept of democracy, they might still converge on the proposition that democracy requires fidelity to written statutes, in such a way that some interpretive techniques like traditional forms of originalism are not appropriate methods to determine the content of the law. Though the supporters of these accounts of moral facts strongly disagree about what makes something a valid moral fact, they are likely to agree that democracy, fairness and equality (or perhaps other fundamental values) require us to rationally determine the content of the social facts that are designed to make the law in a similar way. The Moral Impact Theory does not need to offer a complete account of the foundation of moral facts, since it is satisfied with an explanation of how moral facts ultimately determine the content of the law.

Nonetheless, this is not a satisfactory explanation of the objectivity of law. There is a flip-side to the account of moral facts that appears in Greenberg’s response to Himma, which leads to unwanted consequences for the process of determining the content of the law. If, for instance, we admit a non-cognitivist or a subjectivist conception of moral facts, the Moral Impact Theory faces the risk of attributing a serious degree of indeterminacy to the content of the law. Given that moral facts always play at least some role in determining legal facts, we need a measure of moral objectivity in order to arrive at objective legal facts. If we adopted Greenberg’s theory, we would always face the risk of turning the difficulties that moral non-cognitivism and moral subjectivism face in their explanation of morality into legal difficulties. Whatever is the type of indeterminacy we ascribe to a moral fact, we can easily imagine cases in which such indeterminacy is transferred to the content of the law, since the determination of the relevant moral facts is part of the judgment we make to identify the law. It is not obvious that we can achieve, without a convincing account of the objectivity of moral facts, the kind of accuracy that Greenberg believes we need in order to provide a plausible method of legal interpretation.Footnote 161 For example, if we suppose that democracy is an empty concept or lacks an objective content, as a skeptic might believe, how could we hold that democracy excludes an appeal to legislative intentions or any other interpretive resource? If we cannot know what democracy is and why it is objectively important, how can we claim that democracy (or any other value) plays a part in the process of determining the content of the law? It is difficult to imagine how a theory which argues that the content of the law is rationally determined by a moral fact can be indifferent about the meta-ethical principles that we have to apply in order to ascertain this moral fact. If there are no objective moral facts, it is hard to demonstrate how there can be any objective legal facts.

I cannot find any reason, therefore, to adopt any version of the One-System Thesis without either a natural law account of practical rationality or, if this turns out to be unavailable, at least an interpretive or procedural conception of moral truths. Since the Moral Impact Theory accepts neither, I cannot find any reason for accepting it as a plausible theory of law and legal interpretation.

4.2. Greenberg’s Defense of a Version of Strong Natural Law

Just like Dworkin, Greenberg believes that legal practices are “brute facts” that must be rationally determined by a moral fact. Dworkin called these practices “law in a pre-interpretive sense” precisely because he thinks that we need a moral judgment to understand the content of the law.Footnote 162 But there is also an important difference. While Dworkin thinks there are no pre-interpretive moral facts, Greenberg must accept the existence of some independent moral facts.

I think that this difference has serious implications for the Moral Impact Theory of Law. It makes it a form of natural law much more demanding than other versions of natural law, such as, for instance, Finnis’ jurisprudence. Under the Moral Impact Theory, the content of concrete legal norms will be determined neither by an interpretive moral judgment, as Dworkin advocates, nor by an authoritative enactment, as legal positivists and most natural lawyers maintain. On the contrary, it will be partly determined by metaphysically prior moral facts.

My main worry is not about what Greenberg actually says about moral facts. Instead, it is about what he allows others to say about the truth of a legal proposition. Consider, again, the case of natural law theories. We all know that a theory of natural law, as John Finnis says, “claims to be able to identify conditions and principles of practical right-mindedness, of good and proper order among persons, and in individual conduct.”Footnote 163 What we do not know in most theories of natural law, including Finnis’ account, is how we can metaphysically demonstrate the principles that these theories purport to reveal. When Finnis explains his “basic” goods or values, he claims that they are “self evident, obvious”, and admits that they “cannot be demonstrated, but equally need no demonstration.”Footnote 164 Could Greenberg do a better job? The only answer I can find is: “we do not know”, since we are still waiting for his metaphysical explanation for the foundation of moral facts.

The problem is not only that Greenberg lacks a proper metaphysical theory for determining moral facts, but the political consequences of his theory of law. Unlike most contemporary natural lawyers, Greenberg is not satisfied with only a “weak version” of natural law jurisprudence. According to the “weak” natural law thesis, “law that is not backed by decisive reasons for compliance is defective as law”,Footnote 165 but this alone is not a ground for stripping a norm of its legal character. Weak natural lawyers, therefore, do not support the One-System-Thesis. Unjust laws are defective because they fail to satisfy an important claim to legitimacy that legal enactments necessarily presuppose, but we cannot infer from this failure that such laws are not valid and enforceable by a legal authority. In effect, proponents of a weak natural law jurisprudence are usually based on a natural law argument about practical reasonableness, for they assume that the principles of natural law “justify the exercise of authority in community”, according to the “manner conveniently labeled as the Rule of Law.”Footnote 166 John Finnis, for instance, in the most sophisticated contemporary account of natural law, defines authoritative pronouncements as “exclusionary reasons” in the sense of Joseph Raz,Footnote 167 such that an act is authoritative “if and only if one treats it as giving one sufficient reason for believing or acting in accordance with it notwithstanding that one cannot oneself see good reason for so believing or acting.”Footnote 168 The principles of natural law are not meant to be balanced against authoritative pronouncements. Rather, they provide the grounds for authoritative government and co-ordination towards the common good. The “point of jurisprudence”, according to Finnis, “is to explain certain human institutions by showing how they are responses to the requirements of practical reasonableness.”Footnote 169As Waldron explains, Finnis’ account of natural law is a “natural law account of positive law”, which provides us with the basic values that justify authority and “produce a set of moral criteria for evaluating positive law.”Footnote 170

Greenberg follows a very different track. He comes close to the “strong” version of the natural law thesis, which holds that if a positive law is inconsistent with our moral obligations we must infer that such positive law is not part of what we call “the law” in a proper sense. If a statute or some other authoritative material is not “backed by decisive reasons for compliance”, then the strong natural law thesis tells us that we should not recognize this authoritative material as legally valid.Footnote 171 The only difference we can find between the strong version of the natural law thesis and the Moral Impact Theory is that while the former is supposed to apply to all possible legal systems, the latter is true only for the legal systems to which it applies (i.e., to legal systems that are sufficiently legitimate to be able to generate genuine obligations). Thus, “the Moral Impact Theory has a consequence that is roughly equivalent to the strong natural law thesis, but with limited scope.”Footnote 172 In the ordinary application of law in the legal systems to which the Moral Impact Theory applies, which Greenberg takes to be our legal systems, the strong natural law thesis is part of the explanation of the content of the law.Footnote 173

We should be worried, therefore, with the political consequences of the Moral Impact Theory, given that any theory of law must deal not only with the question of determining the “identity” of the law, i.e., with “what it is about” law that makes it “the law”, but also with what Scott Shapiro calls the “Implication Question”, which concerns “what necessarily follows from the fact that it [the law] is what it is an not something else.”Footnote 174

Every dispute about the concept of law, as the Hart-Dworkin debate illustrates, has relevant political consequences that follow from the methodological decision of determining the practical viewpoint to be adopted in the description of the law.Footnote 175 A debate about the concept of law should not be regarded as morally neutral insofar as it “reflects a substantive disagreement about the best—the politically best—way to conceive law and its boundaries.”Footnote 176

We can notice, at this point, that even though Greenberg presents his Moral Impact Theory of Law as a variant of “strong natural law jurisprudence”, he equivocally believes that his theory is just a neutral description of legal activity. He seems to replicate the same mistake that Hart made in the Postscript to the second edition to The Concept of Law, where he argued that his theory is “descriptive in that it is morally neutral and has no justificatory aims.”Footnote 177 Just like Hart, Greenberg fails to see that his own theoretical work—like any theoretical work in jurisprudence or social science—is “controlled by the adoption”, quite often “on grounds left inexplicit and inadequately justified”, of “some practical viewpoint as the standard of relevance and significance in the construction of his descriptive analysis.”Footnote 178

When the Moral Impact Theory of Law combines the One-System Thesis with the rejection of the Interpretive Thesis and a silent attitude towards the objectivity of morality, it opens a very dangerous road, as we can illustrate in the following example. Suppose Jane and Mary live together in the same polity and have a strong sense of respect for community values, although each has a different doctrine about the nature and the foundations of moral principles. Jane is a devoted Christian and accepts Finnis’ account of the “basic values” that define our common good, whereas Mary is a member of a socialist party and a strong supporter of “women’s rights.” Suppose they both take up jobs as judges in the same county. If they follow Finnis, who admits only a weak version of Murphy’s natural law thesis, they will accept Aquinas’ view that it is up for the legitimate political authorities to do the activity called determinatio, which is the process of specification of the legislative alternatives left open to positive laws. They will think that “issues of justice or injustice of the determinatio are pushed to the margins of the legal domain”,Footnote 179 and will accept a concept of “legal validity” similar to that of legal positivists, inasmuch as they agree with Finnis that “natural law theory has no quarrel with—indeed promotes—a bifurcation between intra-systemic [legal] validity (and obligatoriness) and legal validity (and obligatoriness) in the moral sense.”Footnote 180 Even though each may have her own views about gay marriage, abortion, euthanasia, gender, sexual morality, pornography, hate speech, praying at public schools, public financing of religious institutions, and so on, I can reasonably expect that in spite of these views they will abide by the positive laws as they are identified by something analogous to Hart’s rule of recognition. Weak natural law jurisprudences are theories about the justification of authority, so the content of valid law is ultimately determined by authority, not by a second-order moral fact.

What would happen, however, if Jane and Mary reject the weak version of natural law jurisprudence and adopt something like Greenberg’s explanation of the way moral facts determine the content of the law? Would they feel morally compelled to follow the legislative decisions that stem from the action of political institutions? Even though I (along with most people) believe this is what they should actually do, there is no guarantee that everyone else will have reasons to do the same. They will not have any standard against which they could test their moral intuitions. Without any ethical theory and without the Interpretive Thesis, which attributes to interpreters a moral responsibility of equally respecting not only everyone’s view in the community, but also the institutional history of such community, they might feel tempted to treat their moral preferences as if they were objective moral facts. Mary, for instance, is very likely to think that abortion is a fundamental legal right, and perhaps she feels disgusted by the U.S. Supreme Court’s case law about the First Amendment, when it comes to the permission of pornography and gender-sensitive publications. As strong natural lawyers, in Murphy’s jurisprudential sense, both Jane and Mary might be unsatisfied with the political values underlying the laws of their community; they might appeal, instead, to external values that should be accepted at some pre-political fundamental level.

Jane might think, as some decent people in our society do, that it is her duty to enforce the substantive values that define our common good, and that some of these goods are so important that they often override wrong political decisions of democratic assemblies. Perhaps she might also be impressed by Jason Brennan’s recent book and think that democracy is the rule of the stupid,Footnote 181 so it should not figure amongst the ultimate moral truths that determine the content of the law. Perhaps Mary reasons in a similar way, although in the opposite direction. Perhaps, in an extreme case, the only assumption they share in a contested case is the argument of Brennan’s book. In that case, it is very likely that both Jane and Mary will appeal to their own abstract moral values as the primary source of their judgments about the significance of the actions of legal institutions. They might think, for instance, that what statutes and precedents say are only ancillary sources of the content of the law. Even though Greenberg would not subscribe to these views, there is nothing in the Moral Impact Theory that can stop them from understanding values in that way.

We should worry, therefore, about the political consequences of Greenberg’s account of the grounds of law. As Liam Murphy explains, in every debate about the determinants of legal content there is a “political dimension” about the “place of moral and political considerations in the grounds of law”, which “matters more than any purely intellectual concern we might have.”Footnote 182 What the Moral Impact Theory of Law would tell you if you subscribe to one of the views that I stated above is that “the master question is what is morally required in light of the enactment of the statute, not what the statute’s linguistic content is”,Footnote 183 and that the contribution of a statute to the content of the law will depend on the “on-balance best resolution of conflicts between moral considerations.”Footnote 184 All I can do is hope that you achieve the right balance between what the statute says and your own personal moral views.

If, on the contrary, you—or, in our example, Jane and Mary—accept Dworkin’s interpretive theory of law and morality, we get a very different picture. Dworkin wants a non-Archimedean or internal theory of law because he thinks that we cannot step outside legal practice in order to understand the law. The content of the law, for him, depends “not on special conventions or independent crusades but on more refined and concrete interpretations of the same practice it has begun to interpret.”Footnote 185 Participants of this practice share the interpretive attitude and responsibility towards their fellow citizens that their justificatory roles entail. Once you accept this responsibility, you will tend to accept also his interpretive principle that no government can be legitimate unless its laws and policies “can reasonably be interpreted as recognizing that the fate of each is of equal importance and that each has a responsibility to create his own life” (which includes the individual responsibility of making the ethical judgments about how to live one’s life).Footnote 186 If we lose this sense of political responsibility, which follows from his interpretive approach, we turn Dworkin’s liberal theory of the legitimacy of law into a dangerous version of strong natural law.Footnote 187

Greenberg’s non-interpretive version of the One-System Thesis makes the content of the law always dependent on an external judgment based on a second-order moral fact. Moral metaphysics drives legal argumentation, given that the beginning of our reasoning about legal facts lies on fundamental moral facts that also stand in need of a metaphysical explanation.

5. Conclusion

Greenberg’s Moral Impact Theory of Law is important to warn us against an indispensable connection between Dworkin’s position about the character of law and his theory of interpretation. Nothing that Dworkin says about the doctrinal concept of law should be read without the background of the Interpretive Thesis, which is a theory about how we can successfully redeem the claims we make about the propositions we use in interpretive practices. If Dworkin is right about the Interpretive Thesis, then it is not possible to detach ourselves from these practices when we theorize about them. Philosophy of law is part of legal practice and sometimes ordinary people only can fulfill their responsibilities as citizens if they also construct philosophical arguments. You might want to disagree with Dworkin. You might think his theory adopts a quietist position about moral metaphysics in order to beg the difficult question of which metaphysical theory of morality is best. But it is not fair to him if we take up just a fraction of his argument and forget his hedgehog approach to philosophy, ethics, morality, politics and law while retaining the One-System Thesis.

It is implausible to suppose, as Greenberg does, that you can accept something like the One-System Thesis while also accepting a non-interpretive metaphysical theory of how moral facts make law. If one subscribes to the One-System Thesis while also advocating practice-independent moral facts, one must find an illuminating metaphysical theory of moral truth. But at the moment we start looking for this metaphysical theory we betray Dworkin’s political project and we can no longer claim to have any affinity with his interpretive theory of law. If, together with Greenberg, you choose to follow this road, beware of the risk of making Dworkin’s One-System Thesis sound much less appealing than it initially sounded.

Footnotes

The research that led to the publication of this paper was funded by The Brazilian National Council for Scientific and Technological Development (CNPq), Grant # 305645/2017-0 (CNPq Research Fellowship, Level 2). I would like to thank Brian Bix, Misabel Derzi, Saulo Matos, Thiago Decat, David Gomes, Emílio Peluso, Marcelo Cattoni and my research students Franklin Dutra, Vinicius Faggion, Igor Enríquez, Henrique Noya, Rodrigo Dornas, Tiago Clemente and Ludmila Lacerda, who provided very helpful comments on previous versions of this paper. Furthermore, I am indebted to an anonymous reviewer of the Canadian Journal of Law & Jurisprudence for the comments on the original submission.

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31. Ibid at 153-54.

32. Ibid.

33. Ibid.

34. Ibid at 7.

35. Dworkin, Justice in Robes, supra note 5 at 224.

36. Dworkin, Law’s Empire, supra note 10 at 52.

37. Ibid.

38. Ibid at 13 [emphasis added].

39. Ibid at 82.

40. Ibid at 80-81.

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48. Ibid at 226.

49. Ibid.

50. The expressions “metaphysical determination” and “constitutive determination” are used by Greenberg as synonyms, and concern the descriptive facts that are considered to be the determinants of the content of the law. In the following paragraphs I will use both expressions in Greenberg’s sense, regardless of any other technical and ordinary usages of the terms.

51. Greenberg, “How Facts Make Law”, supra note 46 at 227-28.

52. Ibid at 227.

53. Mark Greenberg, “Hartian Positivism and Normative Facts: How Facts Make Law II” in Exploring Law’s Empire, supra note 46 at 268.

54. Greenberg, “How Facts Make Law”, supra note 46 at 240.

55. Ibid at 245.

56. Ibid.

57. Ibid at 246-47.

58. Ibid at 254.

59. Greenberg, “How Facts Make Law II”, supra note 53 at 271.

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62. Dworkin, Justice for Hedgehogs, supra note 1 at 24-25.

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66. Dworkin, Justice in Robes, supra note 5 at 225.

67. Ibid at 147.

68. Greenberg, “How Facts Make Law”, supra note 46 at 227.

69. Greenberg, “Moral Impact”, supra note 2 at 1302.

70. Although Greenberg assumes the existence of fundamental value facts, he does not make it clear how these value facts are determined. Since no account is provided in order to avoid the problem of circularity (given that further facts would be required to ground these fundamental value facts), it is fair to suggest that he is supposing that just like the Basic Goods in Aquinas’ account of Natural Law, the ultimate moral facts “are not derived or inferred from anything.” See John Finnis, Natural Law and Natural Rights, 2nd ed (Oxford University Press, 2011) at 35.

71. There are influential legal philosophers who reject this claim and subscribe to Greenberg’s interpretation of Dworkin. Scott Hershovitz, for instance, recently attributed to Dworkin a metaphysical theory that holds that law has some kind of “distinctive normativity” when compared to moral or pragmatic considerations. Dworkin would think that there are some “distinctively legal upshots—that is, normative or quasi-normative upshots that are legal but not moral or prudential.” Scott Hershovitz, “The End of Jurisprudence” (2015) 124:4 Yale LJ 1160 at 1165. Dworkin’s disagreement with positivists would be a metaphysical disagreement about “what facts determine the content of law” (ibid at 1167), in such a way that “the only difference is that Dworkin took morality to play a part in determining the content of distinctively legal rights, obligations, privileges and powers.” Ibid at 1195. All participants in this debate, including Dworkin, would “purport to provide a metaphysical account of our legal rights, obligations, privileges, and powers.” Ibid. I am skeptical about this description of Dworkin’s conception of law. Hershovitz neglects Dworkin’s own statements on the nature of jurisprudence and ends up taking for granted the assumption that Dworkin—just like Hart—is proposing an Archimedean legal theory to explain the concept of law. But Dworkin’s position is not that jurisprudence is a metaphysical inquiry. His actual view is that when we—I mean “we” as citizens, as lawyers, as officials or as professional legal theorists—join a jurisprudential controversy, we raise arguments and counter-arguments from within the practice we participate. The kind of “normativity” of law is not unique to a specific domain, for law functions in the same way as all interpretive concepts do. At an abstract level, arguments that resolve jurisprudential disagreements about the best conception of law are moral arguments, and these arguments are not antecedently-given facts we are merely asked to ascertain. Well understood, they are ordinary moral arguments. Just as legal standards lack a second-order point of view from which we can describe them, moral principles (or, if you prefer, moral facts) lack a meta-ethical point of view from which we can establish their truth. Once we understand this point, we can see that in fact Dworkin tries to avoid the metaphysical controversy that Hershovitz mistakenly categorized as the “Hart-Dworkin debate” (i.e., a controversy about what facts make law). As a matter of fact, Hart himself did not fail to notice this important difference between the two theoretical projects, when he wrote in the Postscript to The Concept of Law that “legal theory conceived in this [Hart’s] manner as both descriptive and general is a radically different enterprise from Dworkin’s conception of legal theory as in part evaluative and justificatory and ‘addressed to a particular culture’”. HLA Hart, The Concept of Law, 2nd ed by Penelope A Bulloch & Joseph Raz (Oxford University Press, 1994) at 240. Instead of focusing on a metaphysical debate about the necessary properties of law, Dworkin was concerned with a theory of law which is a branch of a theory of political legitimacy. His interpretivist account of “what the law is” should be seen not as a metaphysical enquiry, but rather as part of the answer of the more general question of what our political obligations are.

72. Greenberg, “Moral Impact”, supra note 2 at 1299-300 n 28.

73. Dworkin, Justice for Hedgehogs, supra note 1 at 406.

74. Greenberg, “The Moral Impact Theory, the Dependence View and Natural Law”, supra note 16 at 283.

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76. Greenberg, “The Moral Impact Theory, the Dependence View and Natural Law”, supra note 16 at 284.

77. Ibid.

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84. Ibid.

85. Dworkin, Law’s Empire, supra note 10 at 139.

86. Dworkin, Justice in Robes, supra note 5 at 2.

87. Stephen Perry, “Associative Obligations and the Obligation to Obey the Law” in Exploring Law’s Empire, supra note 46 at 186. In the same vein, Dan Priel argues that the core of the difference between analytical legal positivism and Dworkin’s theory of law lies in the explanation of political legitimacy: the former maintains the “separation between the jurisprudential question of validity and the political question of legitimacy” (Dan Priel, “The Place of Legitimacy in Legal Theory” (2011) 57:1 McGill LJ 1 at 18), whereas the latter argues that jurisprudence is continuous with legal practice because “it is jurisprudence that can explain how coercive acts of the state—including those involved in legal decisions—are (potentially) legitimate, and are not merely force backed by the threat of punishment.” Ibid at 23.

88. Dworkin, Justice for Hedgehogs, supra note 1 at 331. The paradigmatic example of a legal right for Dworkin is a “right enacted by a legislative body of a legitimate government to be enforced on demand of individual citizens through the decisions, if necessary, of an adjudicative institution like a court.” Ibid. These rights are different from mere political rights because “no nation turns all political rights into constitutional rights or even ordinary legal rights.” Ibid. Dworkin thinks that the U.S. legal system, for instance, “failed in its duty” to its people to provide adequate health care or insurance for them. Ibid. Political rights, on Dworkin’s view, create moral obligations for governments and legislatures, but do not create enforceable rights and obligations for citizens.

89. Waldron, Jeremy, “What is Natural Law Like?” in Keown, John & George, Robert P, eds, Reason, Morality and Law: The Philosophy of John Finnis (Oxford University Press, 2013) 73 at 78.Google Scholar

90. Greenberg, “The Moral Impact Theory, the Dependence View and Natural Law”, supra note 16 at 286.

91. Ibid.

92. Ibid.

93. Dworkin, Ronald, Taking Rights Seriously, revised ed (Belknap Press, 1978) at 47.Google Scholar

94. Ibid.

95. Greenberg, “Moral Impact”, supra note 2 at 1299.

96. Ibid at 1301.

97. See my comment on Stavropoulos, supra note 18.

98. See my comment on Greenberg’s account of justification below at note 126.

99. Greenberg, “The Moral Impact Theory, the Dependence View and Natural Law”, supra note 16 at 297.

100. Dworkin, Justice for Hedgehogs, supra note 1 at 23-39.

101. Ibid at 131.

102. Ibid at 101.

103. Greenberg thinks that “fit should be understood as an aspect of justification”, for otherwise Dworkin would rely on “two unrelated dimensions, one non-normative and one normative”, without any way of “balancing them against each other.” Greenberg, “Moral Impact”, supra note 2 at 1300 n 29. Greenberg is probably right about this. Nonetheless, because justification is something made within the practice of law, by participants of this practice and with the arguments that these participants employ when they succeed in establishing the truth of their legal propositions, justification must be also an aspect of fit.

104. As Dworkin explains in his early essay Hard Cases, reprinted in Taking Rights Seriously, “institutional history acts not as a constraint on the political judgments of judges, but as an ingredient of that judgment, because institutional history is part of the background that any plausible judgment about the rights of an individual must accommodate.” In short, “political rights are creatures of both history and morality.” Dworkin, Taking Rights Seriously, supra note 93 at 87.

105. Dworkin, Justice in Robes, supra note 5 at 50-53.

106. Postema, Gerald J, “Protestant Interpretation and Social Practices” (1987) 6:3 Law & Phil 283 at 286.CrossRefGoogle Scholar

107. Ibid.

108. Dworkin, Law’s Empire, supra note 10 at 14.

109. Greenberg, “Moral Impact”, supra note 2 at 1302. The quote inside Greenberg’s paragraph is from Dworkin, Law’s Empire, supra note 10 at 262.

110. Greenberg, “The Moral Impact Theory, the Dependence View and Natural Law”, supra note 16 at 298.

111. Ibid.

112. See Dworkin, Law’s Empire, supra note 10 at 261-62, where it reads: “The second elaboration [of the objection that Hercules is disingenuous] does not rely on skepticism: ‘Hercules is a fraud even if morality is objective and even if he is right that the principle of foreseeability he settled on is objectively fairer and more just. He is a fraud because he pretends he has discovered what the law is, but he has only discovered what it should be.’ That is the form of the objection I shall consider here. We ask of a conception of law that it provide an account of the grounds of law—the circumstances under which claims about what the law is should be accepted as true or sound—that shows why it licenses coercion. Law as integrity replies that the grounds of law lie in integrity, in the best constructive interpretation of past legal decisions, and that law is therefore sensitive to justice in the way Hercules recognizes. So there is no way Hercules can report his conclusion about Mrs. McLoughlin’s case except to say that the law, as he understands it, is in her favor. If he said what the critic recommends, that she has no legal right to win but has a moral right that he proposes to honor, he would be misstating his view of the matter. He would think that a true account of some situations—if he found the law too immoral to enforce, for example—but not of this one. A critic might disagree with Hercules at many levels. He might reject law as integrity in favor of conventionalism or pragmatism or some other conception of law. Or he might accept it but reach different conclusions from Hercules because he holds different ideas about the necessary requirements of fit, or different convictions about fairness or justice or the relation between them. But he can regard Hercules’ use of ‘law’ as fraudulent (or grammatically wrong) only if he suffers from the semantic sting; only if he assumes that claims of law are somehow out of order when they are not drawn directly from some set of factual criteria for law every competent lawyer accepts.”

It seems to be clear, once we read the whole paragraph, that Dworkin is not advocating that when the concept of law is used in an interpretive way it can be too immoral to be enforced. Perhaps a clarification of Dworkin’s use of the interpretive concept of law can be helpful here. Dworkin thinks that the concept of law is interpretive in the context of the doctrinal debates we have in a political community: “Interpretive theories are by their nature addressed to a particular legal culture, generally the culture to which the authors belong.” Ibid at 102. It makes sense to read the law as an interpretive concept when it matters from the practical point of view to know what our rights and duties are. In the case of judges and citizens, they have a political responsibility of interpreting the law in order to make the best moral sense of it. When the law is applied in that way, Law as Integrity does not admit that the law can be too unjust to be enforced. There might be exceptional or historic examples in which Dworkin could admit this conclusion, but only when we don’t use the concept of law in a doctrinal way, i.e., when we don’t use the concept of law to figure out what our enforceable obligations are. The question whether Nazi Germany had a “law” is one of these cases. There is, for Dworkin, a sense in which one can sensibly say that Nazis had a legal system: one can argue that the institutional enactments and rules of their institutions are “law” in a “pre-interpretive sense.” Ibid at 103. That is to say, we can understand the talk of a historian or a sociologist who speaks of Nazi decrees as “law” in some general sense, even though we can clearly distinguish that sense from the fully interpretive sense that we use in our doctrinal debates. By the time Dworkin wrote Law’s Empire, his distinction between a sociological, a taxonomic and a doctrinal concept of law had not appeared in his philosophical works. But it is easy to see now what he meant at that time: we can use a sociological or a taxonomic concept of law to explain foreign or historical legal systems we despise, but since we assume that this class of extremely unjust systems can neither justify state coercion nor impose legitimate obligations upon their citizens, we do not adopt an interpretive attitude towards these systems. Furthermore, Dworkin is convinced that the important question is not how we call Nazi statutes, but rather how we should act given their existence. The important issue is the normative issue, not the semantic question of how we should call grossly immoral authoritative sources. Ibid at 102-08. When state violence reaches the level that we observed in Nazi Germany, overall integrity is not a possible ideal and there is no reason to adopt an interpretive attitude towards the law. Once we grant that we cannot plausibly argue that one’s moral judgment should fit the practice of Nazi officials, Law as integrity is not the appropriate conception for this extremely unjust system. Rather, it is a jurisprudential theory for communities that recognize a duty of equal respect and consideration for each citizen. In the communities to which Law as Integrity applies, integrity “insists that each citizen must accept demands on him, and make demands on others, that share and extend the moral dimension of any explicit political decisions. Integrity therefore fuses citizens’ moral and political lives: it asks the good citizen, deciding how to treat his neighbor when their interests conflict, to interpret the common scheme of justice to which they are both committed just in virtue of citizenship.” Ibid at 189-90. Dworkin is aware, however, that there might be situations where a judge in good faith—call him Judge Siegfried—might be asked to adjudicate in accordance with the laws of a wicked legal system. In this situation, a new difficulty arises: “In ordinary cases in our own legal system, we reach opinions about hard cases by asking which decision flows from the best interpretation we can give of the legal process as a whole. In our new example, however, we cannot do this, because we believe that Siegfried’s legal system is too wicked to be justified in any overall interpretation.” Ibid at 106. What should Siegfried do? The Dworkinian answer is that Siegfried might take up different intellectual attitudes, depending on the context and the factual circumstances of the case. It might be the case, for instance, that we end up with a fully skeptical interpretation of Siegfried’s judicial duties: “We might decide that the interpretive attitude is wholly inappropriate there, that the practice, in the shape it has reached, can never provide any justification at all, even a weak one, for state coercion.” Ibid at 105. If this is the case, perhaps we should advise Siegfried to “simply ignore legislation and precedent altogether, if he can get away with it, or otherwise do the best he can to limit injustice through whatever means available to him.” Ibid. If, on the contrary, we believe there are parts of the legislation that can be applied without flagrant injustice, such as, for instance, in an “ordinary contract case that seems to involve no issue of racial or political discrimination or otherwise any piece of tyranny” (ibid at 105), we might advise Siegfried to adopt a more “local” interpretation of the legal materials, minimizing the impact of the overall system of wicked enactments. In both cases, however, we are dealing with legal pathologies, i.e., with normative systems where Dworkin’s interpretive attitude is unavailable—or at least severely restricted—and we are not using a properly interpretive concept of law.

113. Postema, supra note 106 at 284.

114. Stavropoulos, supra note 18.

115. Waluchow, Wil, Inclusive Legal Positivism (Oxford University Press, 1994) at 44Google Scholar [emphasis added], citing Dworkin, Law’s Empire, supra note 10 at 225.

116. Dworkin, Law’s Empire, supra note 10 at 176.

117. Ibid 176-77.

118. Ibid at 200.

119. This point is the basis of a powerful objection to the application of Dworkin’s theory in the realm of international law. According to the objection, “interpretivism as a theory of law relies on the very existence of community and more importantly a community which is aimed at … equal concern and respect for individual lives.” Başak Çali, “On Interpretivism and International Law” (2009) 20:3 Eur J Int’l L 805 at 817. For an attempt to show that Dworkin’s theory survives this criticism, see Thomas Bustamante, “Revisiting Dworkin’s Philosophy of International Law: Could the Hedgehog Have Done it Any Other Way?” (2017) 30:2 Can JL & Jur 259.

120. Guest, supra note 64 at 19.

121. As Ronaldo Macedo explains, “for him [Dworkin], legal practices occur within and impact a context. This contextual impact of law is measured and evaluated in moral terms. For this reason, the concept of law is a political concept. It is important to stress that what makes it political is the presence of a point in reference to a claim for moral legitimacy. This is not about acknowledgment of its political nature simply because it involves an influence from interests articulated in the form of power or because they report to a public differentiation between friends and enemies, but rather a demand for moral legitimacy of the exercise of power itself. Ronaldo Porto Macedo Jr, “On How Law is Not Like Chess—Dworkin and the Theory of Conceptual Types” in Thomas Bustamante & Bernardo Fernandes, eds, Democratizing Constitutional Law (Springer, 2016) at 304.

122. Dworkin, Law’s Empire, supra note 10 at 109.

123. Ibid.

124. Dworkin, Justice in Robes, supra note 5 at 51.

125. Perry, supra note 87 at 99; Priel, supra note 87 at 21-28.

126. We should pause to consider an argument that Greenberg levies against Dworkin when he considers the concept of justification in Law as Integrity. For Greenberg, Dworkin’s notion of justification includes a requirement of fit with existing practices, and therefore it cannot be the “ordinary notion” of justification. On Greenberg’s description of the “ordinary” view, “for an action to be morally justified is for it to be supported or required by the balance of reasons.” Greenberg, “Moral Impact”, supra note 2 1301 n 29. Given that some actions taken by institutions “are not supported by the balance of reasons”, when Dworkin seeks for principles that justify these actions “he is seeking for principles that are not in fact morally justified in the ordinary sense.” Ibid. In other words, “Dworkin’s idea is that in trying to find the principles that best justify the relevant practices, there is a trade-off between increasing the degree of fit and improving the moral merit of the principles.” Ibid. At first sight, one can think that there might be some truth in this description of Dworkin’s position in Law’s Empire, since Dworkin characterizes “integrity” as a political value that can come into conflict with the values of “justice” and “fairness.” Dworkin, Law’s Empire, supra note 10 at 178. Dworkin’s position was, in fact, that integrity is a political value “independent” from others such as justice and fairness. This position, however, changed in Justice for Hedgehogs, where Dworkin explicitly upholds the thesis of the “Unity of Value” and claims that in the realm of value—which includes ethics, morality, politics and law—there is no principle or single proposition that can be defined or interpreted independently of the others. In a critical—yet sympathetic—comment, Jeremy Waldron criticized Dworkin’s Law’s Empire view because it is based on a “category mistake” consistent in treating these values as “to some degree independent of one another.” Dworkin, Law’s Empire, supra note 10 at 177. Waldron’s point is that justice, integrity and equity are not independent in the sense accepted by Dworkin in Law’s Empire, given that each of these values is “functionally related to the other.” Jeremy Waldron, Law and Disagreement (Oxford University Press, 1999) at 196. On Waldron’s view, “any putative trade-off between justice and integrity begs the question of which contestant view about justice is being privileged in our account of such a trade-off. It seems better to say, not that justice and integrity conflict, but that integrity like fairness is a political value that approaches issues of justice from an oblique angle—an angle defined functionally by the need to deal with the fact that various decisions to which our community has already committed itself have been made on the basis of disparate and conflicting conceptions of justice.” Ibid at 198. I think that Dworkin’s account of interpretation in Justice for Hedgehogs is closer to Waldron than to his own original formulation in Law’s Empire, as we can read in the following excerpt: “Interpretation is pervasively holistic. An interpretation weaves together hosts of values and assumptions of very different kinds, drawn from very different kinds of judgment or experience, and the network of values that figure in an interpretive case accepts no hierarchy of dominance and subordination. The network faces the challenge of conviction as a whole; if any one strand is changed, the result may be locally seismic.” Dworkin, Justice for Hedgehogs, supra note 1 at 154. On Dworkin’s later view, integrity is the standard of success of moral propositions: “if you can’t help believing something, steadily and wholeheartedly, you’d better believe it, not of course because the fact of your belief argues for its truth but because you cannot think any argument a decisive refutation of a belief it does not loosen. In the beginning and in the end is the conviction. Integrity lies in the middle.” Ibid at 86. As we can see, Greenberg’s criticism simply does not apply to Dworkin’s Justice for Hedgehogs view, which is the one I’m considering in this paper. In Justice for Hedgehogs, there is no trade-off between integrity and justice.

Moreover, Greenberg’s criticism would be unsound even if we considered Dworkin’s earlier view that we might sacrifice justice to protect integrity. Under this earlier view, it is not correct to conclude that Dworkin’s judgment about justification is not a moral judgment, given that Dworkin’s theory is a theory of legitimacy. Even in the cases where integrity might win the competition against the best decision from the point of view of justice, we would still be morally obligated to abide by the solution at stake, given that our associative obligations and the fact that the norm under consideration is legitimately established by the community provide a moral reason for us to regard it as binding. Under Dworkin’s earlier position, we might have a conflict between the obligations we have in virtue of justice and the obligations we have in virtue of integrity; nonetheless, this is still a conflict of moral reasons. Even in Law’s Empire, Dworkin never admitted a conflict between legal obligations (when we use the concept of law in an interpretive sense) and moral obligations.

127. See Dworkin, Justice in Robes, supra note 5 at 225, where it reads: “I have argued for many years that in many circumstances moral facts figure among the basic truth conditions of propositions of law”; Ronald Dworkin, “Legal Theory and the Problem of Sense” in Ruth Gavison, ed, Issues in Contemporary Legal Philosophy—The Influence of HLA Hart (Oxford University Press, 1987) at 11, where he describes “theoretical disagreements” as disagreements “about which non-legal facts make a proposition of law true or false.” Furthermore, in a short comment on How Facts Make Law, Dworkin comes into an explicit agreement with Greenberg: “I agree, as he [Greenberg] notes, with his conclusion that ‘value facts are among the determinants of the content of the law.’” Ronald Dworkin, “Response” in Exploring Law’s Empire, supra note 46 at 310. This agreement, however, requires a qualification that places a limit in its scope, for Dworkin’s talk of “moral facts” must presuppose, on the pain of falling into a spectacular contradiction, that moral facts have an interpretive status and, as a consequence, lack any non-moral metaphysical ground.

128. Dworkin, Justice for Hedgehogs, supra note 1 at 70.

129. Ibid at 85.

130. Ibid at 118-19 [emphasis added].

131. Ibid at 11.

132. Ibid.

133. Greenberg, Mark, “What Makes a Method of Legal Interpretation Correct? Legal Standards vs. Fundamental Determinants” (2017) 130:4 Harv L Rev Forum 105 at 112.Google Scholar

134. We should stress here that there is more than a mere terminological difference between Greenberg’s talk of “moral facts” and Dworkin’s talk of objective moral truths. Moral propositions can be recognized as true, for Dworkin, only if they are demonstrated by an interpretive reasoning, which requires a holistic assessment of these moral propositions in the web of moral principles in which they are supposed to figure. As we saw above, Dworkin believes that there are no basic moral facts that can be grounded without a constructive interpretation. I would like to thank John Finnis for attracting my attention to this point.

135. Greenberg, “What Makes a Method of Legal Interpretation Correct? Legal Standards vs. Fundamental Determinants”, supra note 133 at 112-13.

136. Dworkin’s opinion in this matter is quite radical: in his view, “Archimedeans are bad metaphysicians who think that the old-fashioned, full-blooded, shameless morality of the face value [i.e., the morality we talk about in our ordinary moral and political judgments] needs non-moral foundations.” Ronald Dworkin, “Objectivity and Truth: You’d Better Believe It” (1996) 25:2 Phil & Public Affairs 87 at 127. He advocates that moral Archimedeanism is a fallacy because he is convinced that “we cannot climb outside morality to judge it from some external tribunal, any more than we can climb out of reason itself to test it from above.” Ibid at 128.

137. Dworkin, Justice for Hedgehogs, supra note 1 at 10.

138. Ibid at 101.

139. Ibid at 100.

140. Ibid at 101.

141. Greenberg, “What Makes a Method of Legal Interpretation Correct?”, supra note 133 at 110 [emphasis added].

142. Ibid [emphasis added].

143. Ibid.

144. Greenberg, “The Moral Impact Theory, the Dependence View and Natural Law”, supra note 16 at 298.

145. Dworkin, Law’s Empire, supra note 10 at 65-66.

146. Dworkin, Justice for Hedgehogs, supra note 1 at 121.

147. Ibid at 177.

148. Ibid at 120.

149. According to Greenberg, “to say that the content of the law is determined in a particular way at the most fundamental level is to say that the content of the law is determined in that way and that it is not the case that it is determined in that way because of some further determinant.” Greenberg, “What Makes a Method of Legal Interpretation Correct?”, supra note 133 at 112 [emphasis in original]. For Dworkin, on the other hand, even the most abstract principles of political morality—for instance, the value of “dignity”—must be determined in what Dworkin describes as the “interpretive” way.

150. Greenberg, “The Moral Impact Theory, the Dependence View and Natural Law”, supra note 16 at 295-97.

151. Murphy, Mark, Natural Law in Jurisprudence and Politics (Cambridge University Press, 2006) 1.CrossRefGoogle Scholar

152. Greenberg, “The Moral Impact Theory, the Dependence View and Natural Law”, supra note 16 at 275-76.

153. Murphy, Natural Law in Jurisprudence and Politics, supra note 151 at 4. According to Murphy, the “natural law account of practical rationality” maintains that “the fundamental reasons for action are certain basic goods, whose status as goods is grounded in human nature, and, further, [that] there are correct principles of practical reasonableness that govern how one ought to pursue these goods, which principles have their warrant from the features exhibited by the basic goods.” Ibid.

154. Ibid.

155. Finnis, Natural Law and Natural Rights, supra note 70 at 18.

156. Kenneth Einar Himma, “How much a Theory of Law can Tell us about the Nature of Morality: A Response to Mark Greenberg’s ‘How Facts Make Law’” (2012) 40 Dir Estado e Sociedade 132 at 141.

157. Ibid at 151.

158. Ibid at 134.

159. Mark Greenberg, “‘How Facts Make Law’ and the Nature of Moral Facts” (2012) 40 Dir Estado e Sociedade 165 at 172.

160. Ibid.

161. To recap, Greenberg is convinced that “a method of legal interpretation is correct if it accurately identifies the legal facts.” Greenberg, “What Makes a Method of Legal Interpretation Correct?”, supra note 133 at 110 [emphasis added].

162. Dworkin, Law’s Empire, supra note 10 at 65-66.

163. Finnis, Natural Law and Natural Rights, supra note 70 at 18.

164. Ibid at 65. Although Finnis writes in this fragment that basic goods are “self evident, obvious”, one may argue that this is just an unhappy sentence in the context of a more plausible theory. In a more charitable reading, one may hold that Finnis uses the word “self evident” not to mean “obvious”, or at least not obvious to everyone. Properly understood, Finnis’ point would be just that these values are not subject to further proof, but understood by observation and reflection. See ibid at 32 (I thank Brian Bix for pointing out to me this interpretation). Even the more charitable interpretation, however, concedes that these values lack a complete metaphysical demonstration.

165. Murphy, Natural Law in Jurisprudence and Politics, supra note 151 at 57.

166. Finnis, Natural Law and Natural Rights, supra note 70 at 23.

167. See Joseph, Raz, Practical Reason and Norms, 2nd ed (Oxford University Press, 1999) at 37Google Scholar where an “exclusionary reason” is defined as a “second-order reason to refrain from acting on some reason.”

168. Finnis, Natural Law and Natural Rights, supra note 70 at 233 [emphasis in original].

169. Ibid at 265.

170. Waldron, “What is Natural Law Like?”, supra note 89 at 74.

171. Murphy, Natural Law in Jurisprudence and Politics, supra note 151 at 10-11.

172. Greenberg, “The Moral Impact Theory, the Dependence View and Natural Law”, supra note 16 at 296.

173. Most contemporary natural law theories of law adopt only Murphy’s weak natural law thesis (see Finnis, Natural Law and Natural Rights, supra note 70 at 354-66 and Murphy, Natural Law in Jurisprudence and Politics, supra note 151 at 57-59). Yet, there might be an intermediate position between the weak and the strong versions of the natural law thesis, which holds that statutory enactments become “unlawful” only in the rare cases in which they produce an “extreme” or “insupportable” degree of injustice. In the years that followed World War II, this was the position of the German Constitutional Court, which was based on Gustav Radbruch’s post-war papers on legal philosophy. According to this intermediate position, which came to be known as Radbruch’s Formula, “appropriately enacted and socially effective norms lose their legal character or their legal validity when they are extremely unjust”. Robert Alexy, “A Defence of Radbruch’s Formula” in David Dyzenhaus, ed, Recrafting the Rule of Law: The Limits of Legal Order (Hart, 1999) 17. See also Gustav Radbruch, “Statutory Lawlessness and Supra-Statutory Law” (2006) 26:1 Oxford J Legal Stud 1; Gustav Radbruch, “Five Minutes of Legal Philosophy” (2006) 26:1 Oxford J Legal Stud 15; Robert Alexy, The Argument from Injustice: A Reply to Legal Positivism (Oxford University Press, 2010); Stanley L Paulson, “On the Background and Significance of Gustav Radbruch’s Post-War Papers” (2006) 26:1 Oxford J Legal Stud 17. There is an important difference, however, between the argument of Radbruch’s Formula and the Moral Impact Theory, since the former is applicable only to marginal cases in which there are extremely unjust laws, whereas the latter is meant to apply to the ordinary application of laws in reasonably just legal systems. I should add, finally, that the interpretation of Radbruch offered by Alexy (and some decisions of the German Constitutional Court) is not uncontroversial. Brian Bix, for instance, plausibly argued that Radbruch might be making not a conceptual point about the nature of law, but only a political claim about how judges should decide difficult cases. See Brian Bix, “Radbruch’s Formula and Conceptual Analysis” (2011) 56:1 Am J Juris 45, 52.

174. Shapiro, Scott, Legality (Belknap Press, 2011) at 8-9.CrossRefGoogle Scholar

175. See Finnis, Natural Law and Natural Rights, supra note 70 at 1-18.

176. Murphy, Liam, “The Political Question of the Concept of Law” in Jules Coleman, ed, Hart’s Postscript—Essays on the Postscript to ‘The Concept of Law’ (Oxford University Press, 2001) at 372.Google Scholar

177. Hart, supra note 71 at 240.

178. Finnis, Natural Law and Natural Rights, supra note 70 at 18.

179. Finnis, John, “Natural Law Theory—Its Past and Its Present” in Marmor, Andrei, ed, The Routledge Companion to Philosophy of Law (Routledge, 2012) at 25.Google Scholar

180. Ibid at 26.

181. Brennan, Jason, Against Democracy (Princeton University Press, 2016).Google Scholar

182. Murphy, “The Political Question of the Concept of Law”, supra note 176 at 384.

183. Greenberg, “The Moral Impact Theory of Law”, supra note 2 at 1334.

184. Ibid at 1330.

185. Dworkin, Law’s Empire, supra note 10 at 410.

186. Dworkin, Justice for Hedgehogs, supra note 1 at 321-22.

187. You might think that I am making a caricature of natural law, but I am not making a general claim about all natural lawyers. In fact, almost no natural lawyer sustains the strong version of the natural law thesis. According to Finnis and most experts in natural law theory, Aquinas has never held such position. If I am making such caricature, it is only because Greenberg explicitly accepts the core elements of the caricaturized version of natural law. If we think of other senses of natural law, even Dworkin might be said to be an adept of such view. If natural law is the view that “what the law is depends in some way on what the law should be”, or that “the content of law sometimes depends on the correct answer to some moral questions”, then Dworkin would happily accept to be called a natural lawyer. See Ronald Dworkin, “Natural Law Revisited” (1982) 34:2 U Fla LR 165.