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Attitudes of Future Lawyers and Psychologists to the Use of Genetic Testing for Criminal Behavior
Published online by Cambridge University Press: 22 June 2005
Abstract
Developments in the last several years have sparked renewed interest in the ethics of research involving humans. Issues relating to the global extent of research and its guiding principles are of particular importance to researchers, health officials, and individual ethics committees who want a deeper and more encompassing inquiry regarding the foundation and evolution of human research. This department of CQ launches a long overdue effort to explore these wider issues. Readers are invited to submit papers to Charles MacKay, 5011 Worthington Drive, Bethesda, MD, 20816, USA. E-mail: mackaycharles@yahoo.com.Funding was provided by a research fund of the faculty of medicine, University of Geneva. I thank Prof. T.W. Harding and Prof. C.-N. Robert for their support.
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- ETHICS OF HUMAN RESEARCH
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- © 2005 Cambridge University Press
In a democratic society, adults are viewed as moral agents who are responsible for their acts. A crime is a violation of a widely agreed upon set of rules by an individual presumed to understand that he is committing the offence. In the long run, new insights provided by molecular genetics could influence society to adopt a disease model for some types of crime. Claims that a genetic condition is the underlying cause of an individual's criminal act have already appeared (albeit rarely) in the courts.1
Denno DW. Legal implications of genetics and crime research. Ciba Foundation Symposium 1996;194:248–56; Reilly PR, Page DC. We're off to see the genome. Nature Genetics 1998;20:15–17, see p. 17.
Parker M, Hope, T. Medical ethics in the 21st century. Journal of Internal Medicine 2000;248:1–6.
Until recently, evidence for the genetic influence on criminal behavior has been poor and controversial.3
Alper JS. Biological influences on criminal behaviour: How good is the evidence? British Medical Journal 1995;310:272–3; Jensen P, Fenger K, Bolwig TG, Sorensen SA. Crime in Huntigton's disease: A study of registered offences among patients, relatives, and controls. Journal of Neurology, Neurosurgery and Psychiatry 1998;65:467–71; Gotz MJ, Johnstone EC, Ratcliffe SG. Criminality and antisocial behaviour in unselected men with sex chromosome abnormalities. Psychological Medicine 1999;29:953–62; Brennan PA, Mednick SA, Jacobsen B. Assessing the role of genetics in crime using adoption cohorts. Ciba Foundation Symposium 1996;194:115–23; Lyons MJ. A twin study of self-reported criminal behaviour. Ciba Foundation Symposium 1996;194:61–70; Coid B, Lewis SW, Reveley AM. A twin study of psychosis and criminality. British Journal of Psychiatry 1993;162:87–92; Freyne A, O'Connor A. XYY genotype and crime: 2 cases. Medicine, Science and the Law 1992;32:261–3.
Caspi A, McClay J, Moffitt TE, Mill J, Martin J, Craig IW, Taylor A. Role of genotype in the cycle of violence in maltreated children. Science 2002;297:851–4.
See note 4, Caspi et al. 2002:853.
Stokstad E. Violent effects of abuse tied to gene. Science 2002;297:752.
Crusson M. La criminologie. Paris: Hachette, 2000; see note 3, Alper 1995.
In autumn 2002, the Nuffield Council on Bioethics published its report on “Genetics and Human Behaviour.”8
Nuffield Council on Bioethics. Report on genetics and human behaviour. 2002. Available at: http://www.nuffieldbioethics.org/go/ourwork/behaviouralgenetics/introduction. Accessed Nov 11, 2003.
Concerning prenatal selection, the working party expressed its opinion that “the use of selective termination following PND [prenatal diagnosis] to abort a foetus merely on the basis of information about behavioural traits in the normal range is morally unacceptable” (p. 152). It also recommended that preimplantation genetic diagnosis “should not be extended to include behavioural traits in the normal range such as intelligence, sexual orientation and personality traits” (art. 13.78).
We are not aware of any other study concerning the Nuffield Council report on genetics and human behavior. The aim of our study was to explore the attitudes of law and psychology students, taking part in a course on criminology, toward genetic testing for a disposition to violent and antisocial behavior and the use of these tests by the criminal system. We chose this group of students because they represent, first, a group of educated young adults interested in criminology, and second a group of future lawyers, judges, and psychologists who will be faced by the issue of making use or not making use of genetic knowledge. To determine a possible need for more general education of interested members of the public about the subject, it is important to know about attitudes of young educated adults, which they have most probably gained from their education, the media, and perhaps other more personal sources. On the other hand, we were interested in knowing whether the recommendations of the Nuffield Council are in tune with the views of these students who will, as future professionals, act or not act according to the cited recommendations. Our hypothesis was that the years of study, the field of studies (law versus psychology), cultural background, and religion might influence students' attitudes as has been established for other ethical issues.9
Christakis NA, Asch DA. Physician characteristics associated with decisions to withdraw life support. American Journal of Public Health 1995;85:367–72.
Participants and Methods
We developed a standardized questionnaire (see the Appendix) about attitudes to genetic testing for behavioral traits, including violent and antisocial behavior, based on the Nuffield Council report,10
See note 8, Nuffield Council, 2002.
Holden M. Judges urged to consider criminal genes. Wed Oct 2, 2002, 11:02 AM ET. London Reuters.
Milner KK, Collins EE, Connors GR, Petty EM. Attitudes of young adults to prenatal screening and genetic correction for human attributes and psychiatric conditions. American Journal of Medical Genetics 1998;76:111–9; Wertz DC. Eugenics is alive and well: A survey of genetic professionals around the world. Science in Context 1998;11:493–510.
At the first session of the criminology course at the University of Geneva (law school, winter semester 2002/2003), before any teaching had taken place, the 91 students present in the auditorium filled out the anonymous questionnaire. They were informed that the research was conducted by an independent researcher from the medical faculty with the aim to find out about the students' attitudes on some ethical issues. Besides the questions, we asked students about their age, sex, field of studies, study year, mother tongue, religion, and frequency of participating in religious activities.13
See note 9, Christakis, Asch 1995.
All statistical analyses were performed with the personal computer version of the Statistical Package for the Social Sciences (SPSS). Comparisons between the scores (responses to the questions) of dichotomic groups (e.g., psychology students vs. law students or Catholic students vs. non-Catholic students) used the Student's t-test for independent variables. For other simple comparisons we used chi-square and two-tailed t-tests where appropriate.
Results
Eighty-seven of the 91 participants (96%) returned completed questionnaires. Sixty-two (71.3%) were law students, 21 (24.1%) were psychology students, and 4 (4.5%) students were from other faculties, mostly educational sciences. Overall, 70% of students were women, 30% men. The mean age of students was 23.5 years. Most of them were second to fourth year students, a few students being more advanced (minimum 2, maximum 10, mean 3.2). The mother tongue of 80% was French, of 5% German, of 6% Italian, of 6% Spanish, and of 3% other languages. Twenty-three percent of students were without religious affiliation, 46% Catholic, 19% Protestant 7% Jewish, 4% Orthodox, and 1% Moslem. The 64 students with a religious affiliation attended religious activities from 0 to 52 times per year (mean: 6.7 ± 13.85). No significant differences existed between law and psychology students with regard to sex, age, study year, mother tongue, the writing of a comment, attendance of religious activities, and religious affiliation, except Catholic religion. Forty-one percent of law students versus 67% of psychology students (p = 0.4) were Catholic.
The answers to the questions are shown in Table 1. No significant differences were found between the answers of psychology and law students and between older and younger students. The 23 students who were in their fourth year or more advanced agreed significantly more often than less advanced students with question 5 (mean 2.6 vs. 1.8, p = 0.2), question 9-2 (mean 2.6 vs. 1.8, p = 0.46), and question 9-3 (mean 2.9 vs. 2.2, p = 0.06). Female students agreed significantly more often than male students with question 3 (mean 1.6 vs. 1.2, p = 0.02), question 7a (mean 3.5 vs. 2.7, p = 0.02), question 8a (mean 3.1 vs. 2.4, p = 0.048), question 8b (mean 2.1 vs. 1.4, p = 0.002), and (less significantly) question 7b (mean 2.0 vs. 1.6, p = 0.07). Catholic students agreed significantly less often than non-Catholic students with question 8a (mean 2.6 vs. 3.2, p = 0.05). Protestant students agreed more often with question 7a than non-Protestant students (mean 3.9 vs. 3.2, p = 0.03). The most important differences were found between students who indicated French as their mother tongue and students with other languages as mother tongue (from now on referred to as “foreign” students, although of course in Switzerland, German speaking and Italian speaking may mean coming from another part of Switzerland). Foreign students agreed less often than native French speakers with all 15 questions, differences being significant for question 2 (mean 2.3 vs. 1.4, p = 0.001), question 3 (mean 1.6 vs. 1.1, p < 0.001), question 7a (mean 3.5 vs. 2.4, p = 0.005), and question 8a (mean 3.2 vs. 1.8, p < 0.001).
Students' Answers to Questions 1–10b (1–6. Ranged from Highest to Lowest Disagreement)
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A reliability analysis obtained a Cronbach's alpha coefficient of 0.9 for the 15 questions. A factor analysis (principal component analysis) showed a main component that explains 42% of variance. In the component matrix, most questions obtain a value of at least 0.6. The exceptions are questions 7a and 8a, with lower values (0.3). When comparing the sum of the scores of all 15 questions, significant differences were found between native French speakers and foreign students (mean 35.8 vs. 29.0, p = 0.04) and between students who wrote comments and those who did not write any comment (mean 30.0 vs. 36.0 of the maximum 45 score, p = 0.04). Foreign students and students who wrote comments had lower agreement with the statements.
Overall, one-third of students wrote a comment at the bottom of the questionnaire. Apart from some comments (identification number of questionnaire in brackets) indicating that the questions were interesting, complicated, and difficult to answer because “the issue is delicate,” (28) and some other comments explaining that answering the questions is of no use to the student, the comments brought about the issues shown in Table 2.
Students' Comments (Identification Number of Questionnaire in Parentheses)
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Discussion
Genetic Testing for Criminal Behavior
Most law and psychology students at the University of Geneva who are interested in criminology have critical attitudes toward genetic testing for criminal behavior. The majority of them, independent of whether they studied law or psychology, disagreed with the use of genetic testing for aggressive or antisocial behavior in different circumstances. The greatest opposition was that concerning preventive measures, including deprivation of freedom, in regard to individuals with a genetic disposition to criminal behavior (question 3). The attitudes of 90% of students were in accordance with the recommendations of the Nuffield Council: “We don't think the case is made out yet for preventive detention or anything of that kind. That would be horrifying science fiction stuff, he [B. Hepple, chairman of the council's working party] said.”14
See note 11, Holden.
Overall, students' attitudes were more generally against the use of all testing and less differentiated than the recommendations of the Nuffield Council report.15
See note 8, Nuffield Council 2002.
See note 11, Holden.
See note 11, Holden.
The reason most students reported such a consistent opposition to genetic testing for criminal behavior was apparently their conviction that nurture is more important than nature in causing criminal behavior (see comments, Table 2). Most students did not think that the evidence of reliable genetic influence on different kinds of behavior is sufficient nor that it will ever be sufficient. This conviction can also explain why most students (64.4%) did not believe that, in the future, research on genetic factors of criminal behavior will have significant contributions, for example, to public safety (question 4).
As shown in the comments, students who wrote them shared the Nuffield Council's opinion against genetic determinism, implying the possibility to “correct” the genetic predisposition through environmental influences. “If you are aggressive you can go and have anger management courses. You can restrain your genetic predisposition or channel it in certain ways, he [B. Hepple] said.”18
See note 11, Holden.
On the other hand, it is also important to see that an important minority (one-fourth to one-third of students) were constantly at least partially in favor of the use of genetic testing for antisocial or violent behavior in the context of the criminal justice system, the most important exception being the use of preventive measures for genetic reasons (only 6.8% of students in favor).
Students' Attitudes to Prenatal Testing for Serious Genetic Disease versus Predisposition to Criminal Behavior
One of the most striking results of the study is the clear difference between students' attitudes on the “fairness” of bringing into the world a child at great risk of suffering from a serious genetic disorder (61.6% thought this would be “unfair”) and bringing into the world a child with a genetic predisposition to criminal behavior (only 13.8% thought this would be “unfair”).
Critical voices have warned that the availability of genetic tests not only for diseases but also for undesirable characteristics will create a pressure on women to request testing.19
Lippman A. Prenatal genetic testing and screening: Constructing needs and reinforcing inequities. American Journal of Law and Medicine 1991;17:15–50; Hubbard R. Transparent women, visible genes, and new conceptions of disease. Cambridge Quaterly of Healthcare Ethics 1995;4:291–5.
See note 8, Nuffield Council 2002:152.
Savulescu J. Procreative beneficience: Why we should select the best children. Bioethics 2001;15:413–26; Savulescu J. Why genetic testing for genes for criminality is morally required. Princeton Journal of Bioethics 2001;4:79–97.
See note 12, Wertz 1998; Mill JS. On liberty and other essays (1855). Oxford: Oxford University Press, 1991.
See note 12, Wertz 1998.
A great majority of students (81.6%) did not agree with the idea that responsible parenthood requires prenatal testing for undesirable behavior such as aggression, alcoholism, or criminal behavior in general (questions 7b and 8b). The reasons for these critical attitudes toward prenatal testing for criminal behavior were apparently the same as for such testing in the context of the criminal justice system: the lack of belief (a) that such behavior is sufficiently genetically determined, and (b) that, if existing, the part of genetic determinism could be measured by gene tests.
The Nuffield Council's report identified “the start of a trend towards selection on other [than clinical] grounds”24
See note 8, Nuffield Council 2002.
See note 12, Milner et al. 1998.
Hepple resumes the opinion of The Nuffield Council's working party in the following way: “If you allow it [prenatal testing] for abnormal conditions such as chronic diseases, it doesn't follow that you have to allow it for what we regard as the normal make-up of mankind.”26
See note 11, Holden.
See note 8, Nuffield Council 2002:151.
See note 12, Milner et al. 1998; Smith LB, Sapers B, Reus VI, Freimer NB. Attitudes towards bipolar disorder and predictive gene testing among patients and providers. Journal of Medical Genetics 1996;33:544–9.
Eugenic Ideas with Regard to Criminal Behavior
Eugenic practices in the 20th century have aimed at among others things decreasing aggression and antisocial behavior in society by decreasing the birth rate of the “feeble minded” and “morally incompetent.”29
See note 8, Nuffield Council 2002:14; Paul DB. Controlling Human Heredity 1865 to the Present. Amhurst, NY: Humanity Press, 1998.
American Society of Human Genetics. Eugenics and the misuse of genetic information to restrict reproductive freedom: ASHG statement. American Journal of Human Genetics 1999;64:335–8; Garver KL, Garver B. The human genome project and eugenic concerns. American Journal of Human Genetics 1994;54:148–58; see note 12, Wertz 1998.
See note 8, Nuffield Council 2002:18.
See note 8, Nuffield Council 2002:16.
See note 8, Nuffield Council 2002.
See note 8, Nuffield Council 2002.
Students' agreement with eugenic ideas might be concluded from several questions. Some 34.5% of students agreed that if precise gene tests for aggression existed, such tests “should be proposed to all adults of an age to have children who have in their family a person convicted for a particularly violent crime (murder, trial of murder, etc.)” (question 10b); a lesser percentage (23%) agreed with the proposal of tests if the relative in question had been convicted more generally for “violence against a human being” (question 10a). More important, 30% of students agreed that “society should do everything possible to diminish the frequency of genes predisposing to criminal behaviour” (question 1). This statement not only has a clear eugenic goal, it also does not exclude the use of coercive means. Seventy-one percent of the students from our sample disagreed with the idea of reproductive autonomy in the form of a positive right to select children according to a predisposition to criminal behavior (question 2). Such acceptance of a limitation of reproductive autonomy might be the first step on a slippery slope to other types of coercion, including eugenic coercion. According to Wertz,35
Wertz DC. Commentary to the Nuffield Council Report, cited in note 8, Nuffield Council 2002:152.
A General Attitude toward Genetic Testing for Criminal Behavior
We found a main component that influenced the answers to the 15 questions. This component seems to be a general belief in the influence of genes on behavior and leads to a general agreement with genetic testing about socially undesired behavior such as antisocial behavior, violence, or alcoholism. Part of this component, although of less importance, was also the agreement that socially responsible parents who want to be fair to their child would do prenatal testing for serious genetic disease. Students seemed to be of two types: either they disagreed with all statements about genetic testing (the majority) or they agreed to some extent to the use of genetic testing for antisocial or violent behavior in the context of the criminal justice system as well as to prenatal testing (a sizable minority of one-fourth to one-third of students). This tendency to generalization for or against testing could be due to several factors. First, a lack of more detailed information could have led to a general, most often critical, position nourished by fears of abuse of genetic tests and adverse effects on society (see Table 2). As reflected by many critical comments to the Nuffield Council report from official organizations and the public,36
See note 8, Nuffield Council 2002:13.
Factors Influencing Attitudes
The critical attitudes do not seem to be the result of particular university education in law or psychology. Contrary to our hypothesis, whether students belonged to one or the other “school” apparently was not related to the type of studies (psychology vs. law). Only in 3 (questions 5, 9-2, 9-3) of the 15 questions was higher agreement associated with advanced study year. The fact that more advanced students' attitudes were closer to the opinion of the Nuffield Council's working party concerning question 5 could be due to the fact that these students had more detailed knowledge on the role of psychiatric reports in the courts. Interestingly, in all three questions, advanced students' attitudes were more in favor of testing than less advanced students' attitudes. A prudent conclusion would be that both types of university education (law or psychology) might contribute to a more differentiated, less generally critical, attitude toward behavioral genetics.
Our hypothesis that cultural origin and religion would be associated with different attitudes was confirmed. “Foreign” students (i.e., those whose mother tongue was not French) showed significantly more critical attitudes toward testing than did native French speakers. Cultural differences are known to influence ethical attitudes.37
Blackhall LJ, Murphy ST, Frank G, Michel V, Azen S. Ethnicity and attitudes toward patient autonomy. JAMA 1995;274:820–5; Thomsen OO, Wulff HR, Martin A, Singer PA. What do gastroenterologists in Europe tell cancer patients? The Lancet 1993;341:473–6.
Kolb S. Medizin und Gewissen: Wenn Würde ein Wert würde. Frankfurt a.M.: Mabuse, 2002.
Female students were more often in favor of statements 7a and 8a affirming that prenatal testing for serious genetic diseases would be fair to the future child and socially responsible. This seems to indicate that potential mothers are more sensible to the pressures resulting from the idea of responsible parenthood. Possible reasons could be that women are particularly concerned about having a healthy child and feel personally guilty of transmitting a genetic disease to a future child. Women might also be more concerned about social responsibility in general39
Jones NJ. Sex and racial differences in preference for a caring morality in a corporate environment that promotes diversity and equal opportunity. Psychological Reports 2002;91(2):641–9.
Strengths and Weaknesses of the Study
Strengths of our study are the high participation rate and the good reliability of the different parts of the questionnaire. Our study has also several weaknesses. First, all questions have been formulated in the same direction (in favor of testing). We can therefore not completely exclude that the high interitem reliability as well as differences found between students generally in favor and students generally against testing are in part due to a psychological tendency of some to rather agree, and of others to rather disagree. The different percentages found concerning different questions show, however, that many students gave differentiated answers according to the content of the questions.
A second weakness might be that some of the significant associations we found between sociodemographic characteristics and responses might be due to chance alone. However, because the differences we found are consistent and confirm typical differences toward ethical issues found in other studies speaks against the influence of chance.
Third, a problem of all questionnaire studies using hypothetical questions is that the reported attitudes might not be representative of attitudes that future judges, lawyers, or psychologist will show in a real situation.
Last, another weakness concerns the limited generalizability of our study. Our sample was composed of students interested in the course about criminology taught at the University of Geneva. Not all of these students will intervene later in the field of criminology. The personality of the two teachers (a university professor in criminal law and another in legal medicine) might have attracted a particular type of student—for example, students who agreed with the general opinion of the teachers known from previous courses. The course has been attended by mostly women. Their attitudes might not be representative of judges or psychologists who will later intervene in the field of criminology, the majority of whom will not be female. On the other hand, we were interested in comparing the attitudes of students interested in criminology with the recommendations of the Nuffield Council. Less important than the exact majorities in favor or against particular statements is the fact that we found groups of students who hold opposite opinions, as well as a general component distinguishing students generally against and students generally in favor of testing. This finding is important independent of the generalizability of our sample.
Conclusion
More detailed education of the interested public and in particular of present and future professionals intervening in the criminal justice system is needed in order to ensure a more differentiated view about the justified use of genetic testing for violent or antisocial behavior in different areas of the justice system, as well as about the usefulness of more research on genetics and human behavior.
However, given the limited scientific evidence for the time being, it is difficult to imagine teaching in this area that is entirely ethically neutral.
APPENDIX
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Students' Answers to Questions 1–10b (1–6. Ranged from Highest to Lowest Disagreement)
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Students' Comments (Identification Number of Questionnaire in Parentheses)
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