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Monitoring Compliance with Professional Guidance. A Discussion Paper prepared by the Compliance/Peer Review Working Party of the Professional Affairs Board

Published online by Cambridge University Press:  10 June 2011

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Abstract

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This is a discussion paper prepared by the Compliance/Peer Review Working Party of the Professional Affairs Board. It considers the monitoring of compliance with the professional conduct standard and guidance notes, how this is being done, and whether changes need to be made to the monitoring in the light of on-going changes to the regulation of financial services.

Keywords

ComplianceProfessional Conduct StandardGuidanceMonitoring
Type
Sessional meetings: papers and abstracts of discussions
Information
British Actuarial Journal , Volume 6 , Issue 2 , 01 August 2000 , pp. 365 - 431
Copyright
Copyright © Institute and Faculty of Actuaries 2000