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Therapeutic encounters and the elicitation of community care

Published online by Cambridge University Press:  06 April 2018

Leander Steinkopf
Affiliation:
Scholar of Andrea von Braun Stiftung Foundation, D-81679 Munich, Germany. lsteinko@gmail.comhttp://www.leandersteinkopf.com
Mícheál de Barra
Affiliation:
Centre for Culture and Evolution, Department of Life Sciences, Brunel University London, Uxbridge UB8 3PH, United Kingdom. mdebarra@gmail.com

Abstract

Singh's analysis of shamanism is regarded as a contribution to the evolutionary study of healing encounters and evolutionary medicine. Shamans must create convincing healing spectacles, while sick individuals must convincingly express symptoms and suffering to motivate community care. Both have a shared interest in convincing onlookers. This is not restricted to shamanic treatment, but is still true in modern medical care.

Type
Open Peer Commentary
Copyright
Copyright © Cambridge University Press 2018 

Singh's work can be regarded as a useful contribution to the evolutionary science of healing developed by Fabrega decades ago (Fabrega Reference Fabrega1997; Steinkopf Reference Steinkopf2017). One of Singh's main proposals is that those shamanic practices should succeed in the process of cultural evolution that create the strongest impression of effectiveness – irrespective of actual effectiveness. This commentary extends this argument by arguing that both shamans and their patients are engaged in an act of joint persuasion: Shamans strive to convince others that their actions are effective therapies; patients strive to convince others in the community that they have a legitimate need for care.

The social environment of sick or injured humans is fundamentally different from the social environment of sick individuals of other species. In non-human animals, being recognized as sick or injured can lead to a loss of attractiveness as a mate or cooperation partner, to a challenge of social rank, to avoidance or exclusion from the group, or to preferential targeting by predators (Tiokhin Reference Tiokhin2016). Although all of this also could happen to sick or injured humans, a different response from the social environment is rare in other species and highly common in humans: social support and treatment (Steinkopf Reference Steinkopf2015). Ethnographic and archeological research has demonstrated that this kind of social support is essential for convalescence; disease and injury mortality would be markedly higher in its absence (Gurven et al. Reference Gurven, Stieglitz, Hooper, Gomes and Kaplan2012; Navarrete & Fessler Reference Navarrete and Fessler2006; Tilley Reference Tilley2015). Thus, patients must convincingly communicate their need for care to others in their communities. This has a number of implications for the evolution of health and healing: The prosocial environment of humans should favor symptoms that signal suffering convincingly and motivate others to acknowledge the sick state and grant help and treatment (Steinkopf Reference Steinkopf2015; Reference Steinkopf2017; Tiokhin Reference Tiokhin2016). Marked displays of pain in humans might be selected for their effectiveness in mobilizing others' support (Finlay & Syal Reference Finlay and Syal2014; Steinkopf Reference Steinkopf2016; Williams Reference Williams2002). Self-injury and suicidal behavior (Hagen et al. Reference Hagen, Watson and Hammerstein2008; Nock Reference Nock2008) and the use of invasive and harmful treatments (de Barra & Cownden Reference De Barra and Cownden2016) have been hypothesized to serve as highly costly signals to convince others of the victim's neediness. Somatization can be regarded as a mechanism of changing the channel from psychological to somatic symptoms in an environment in which psychological symptoms would not be acknowledged (Brüne Reference Brüne2015; Kleinman Reference Kleinman1986).

Thus, the community at large has an important role in the healing encounter. This group has to acknowledge the sick state to absolve the sick individual from tasks and responsibilities and to legitimize provision of food and care. An additional function of the shamanic intervention, therefore, may be to point to – and to convince others of – the fact that the focal individual needs care. In this context of cooperative caregiving, rituals that are dramatic or striking may be more effective in convincing others (de Barra & Cownden Reference De Barra and Cownden2016): Who but someone in true need of care would undergo such a treatment? The cultural selection pressures acting on the shaman thus may favor performances that inspire fear and trepidation. Formidable dress, contact with powerful forces, and simulated surgical interventions are culturally effective displays because they signal to others that the sick individual has a legitimate problem and need for care. In a sense, the role of the shaman may be diagnostic (reliably informing others of the patient's illness and care) as much as curative. Remarkably, both the sick individual and the shaman should have a shared interest in a convincing healing performance; a successful illusion of treatment effect and patient response supports both the shaman's claim of expertise and the patient's adoption of the sick role.

The aforementioned mechanisms of reciprocal communication and persuasion are not restricted to the environment of small-scale societies and shamans; they can still be observed in modern medical environments (Moerman Reference Moerman2002). Today, as before, sick individuals have to convince others of their need for care, and doctors (especially when self-employed) have to convince people of their competence and care (Steinkopf Reference Steinkopf2012; Reference Steinkopf2017). Further, the rituals and structure of contemporary medicine still play an important role in highlighting and legitimizing patients' need for care. Although health belief systems have largely changed from spiritual to biological, parallels between contemporary medicine and shamanism are evident. Although medical training no longer requires celibacy, the arduous and prolonged training can be considered a similarly transformative event. Interestingly, the duration of medical training in Western medicine has remained at six or seven years since medieval times at least, despite great differences in availability of useful biomedical knowledge (French Reference French2003). Further, patients usually go to doctors with the expectation of receiving acknowledgment of their sick states by being prescribed treatments, often leading to the prescription of pure or impure placebos or even overtreatment (e.g., Faessler et al. Reference Faessler, Meissner, Schneider and Linde2010; Howick et al. Reference Howick, Bishop, Heneghan, Wolstenholme, Stevens, Hobbs and Lewith2013; Meissner et al. Reference Meissner, Höfner, Fässler and Linde2012). Although the prescribed treatment is ineffective or even harmful, it contributes to the legitimization of the patient's suffering as well as to the doctor's reputation. On the one hand, the doctor's acknowledgement of the patient's sick state manifested in diagnosis and prescription is a signal to the community for a legitimate need for relief and care. On the other hand, a doctor generously prescribing treatment and thus acknowledging the patient's needs may develop a better reputation (and more economic success) than a medical miser who treats only when treatment is indicated (Fabrega Reference Fabrega1997; Steinkopf Reference Steinkopf2017).

In sum, the shaman has to persuade patients and onlookers through a healing spectacle, and the sick individual has to convince others of a sick state, incapacity, and a need for care. Both may have a shared interest in making the healing encounter appear effective, because it supports the shaman's claim of expertise and the patient's adoption of the sick role. Modern doctors also act and compete in terms of satisfying expectations and building community consensus around the sick person's need for care.

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