1. Purpose of research
This century has witnessed the inevitable socio-legal challenges of an ageing society under globalization.Footnote 1 The advanced world thus endeavours to make legislative mechanisms to face this global phenomenon.Footnote 2 The international advocacy groups have long promoted a Convention to protect the human rights of old persons.Footnote 3 For the time being, Article 12 of the Convention on the Rights of Persons with Disabilities (CRPD) is generally availed of to argue for the equal protection of elders in care. Others urge the provision of welfare services for senior citizens, including an adult-guardianship system, and long-term-care measures.Footnote 4 This state-paternalism school of thought endeavours to improve the quantity of welfare and quality of elderly care at the expense of the freedom and autonomy of “disabled persons.”Footnote 5
This paper presupposes that legally defined disabilities with care may infringe the individual dignity of old persons.Footnote 6 Field visits and narrative analyses are thus adopted to observe the living images of dignity that are depicted by the words of elders in care.Footnote 7 The Senior Citizen’s Welfare ActFootnote 8 of Taiwan sets up an ideal promise to guarantee an autonomous and positive role for senior members of society. The newly amended Civil Code also adopts the “voluntary guardianship system” to respect the autonomy of old persons who may become mentally or physically impaired.Footnote 9 By using findings in the field, this paper intends to identify the challenges envisaged by the Taiwan aged society to maintain the autonomy and dignity of elders in care. Proposals may then be found to suggest a paradigm shift for the best governance of the ageing society of Taiwan.Footnote 10
2. Taiwan laws to promote the dignity and autonomy of senior citizens
The welfare and medical laws of Taiwan have in recent years aimed to protect the autonomy and dignity of senior citizens. The Civil Code has also moved towards a voluntary guardianship system that respects the right of people to plan for elderhood in which they may face mental or physical impairments.Footnote 11 This section will look into the detailed provisions to see how the legislative purpose for ageing with dignity may be written into the law.
2.1 Civil Code
Under Article 6 of the Civil Code, the capacity to possess rights commence from birth and ends at death. However, in the name of protection, minor persons have restricted legal capacities to act.Footnote 12 This protectionism extends to regulate the legal capacity to act of elders by the adult-guardianship system without considering the experiences and feelings of a person who has lived to make decisions as well as take responsibilities.Footnote 13 On the other hand, Article 1113 regulates that “[u]nless otherwise provided by the provisions of this Section, the provisions concerning the guardianship over minors shall apply mutatis mutandis to the guardianship over adults.” In practice, it further reduces the special needs of elders under guardianship to those of minors.Footnote 14
An elder who “is not able to make declaration of intention, receive declaration of intention, or who lacks the ability to discern the outcome of the declaration of intention due to mental disability” is treated in the same way as a person under the age of seven,Footnote 15 who enjoys no legal capacity to act, is treated.Footnote 16 Under the modern adult-guardianship system, a guardian will be appointed by the court to make substitute decisions for the ward.Footnote 17 Upon the appointment of a guardian, the Taiwan court is instructed by law to respect the opinion of the ward for his/her best interests.Footnote 18 Yet, judicial records in recent years show that more than 90% of legally appointed guardians have been the spouse, children, and close relatives.Footnote 19 Leading scholars have observed that, in most adult-guardianship cases, upon reviewing paper evidence including medical reports, the court appoints the petitioner as the guardian in as far as it is considered to be in line with the interests of the ward, and thus the opinions of the ward might not have been heard, let alone respected.Footnote 20
It should also be noticed that, under Article 1112, “[w]hen enforcing guardianship relating the ward’s life, treatment, and financial management, the guardian shall respect the will of the ward.” In practice, how the “will of the ward” may be “respected” depends on the guardian.Footnote 21 Since the ward is deprived of the legal capacity to act upon the petition of the guardian, Article 1112 may only serve as moral guidance instead of a mandatory provision.Footnote 22
In June 2019, provisions to govern voluntary guardianship were added to the Civil Code.Footnote 23 The official legislative purpose was set to respond to the needs of accelerating ageing in Taiwan society as well as to protect the individual dignity and autonomy of older persons by setting up the voluntary guardianship system with an agreement made between the future ward and self-appointed guardian(s).Footnote 24 Under Article 1113–2(I),
[g]uardianship over adults by agreementFootnote 25 is an agreement whereby parties agree that one of them appoint the other party as his/her guardian when he/she has become subject to the order of commencement of guardianship, and the latter agrees to do so.
When the day comes on which a guardianship case is heard before the court, this agreement will be enforced unless it is obviously against the interests of the ward.Footnote 26
The voluntary as opposed to the legal guardianship may respect the choice of a person with full legal capacity. In this sense, the law protects individual dignity and autonomy. However, once a person is declared as a ward under guardianship, the legal effects of substitute decision-making prevail. It is then up to the guardian to decide how the “agreement” shall be enforced, which in reality does not guarantee “supported decision-making” (SDM) as the enjoyment of autonomy requires.Footnote 27
2.2 Welfare and medication laws
According to Article 1 of the Senior Citizen’s Welfare Act,Footnote 28 the purpose of legislation is “to assert the dignity and health, postpone and alleviate the disable condition of elders, to maintain the standard of living, to protect the rights and to facilitate the welfares of elders.” Article 16 follows to mandate that
[t]he elders care services should be processed under the principle of holistic care, localized ageing, health promotion, postpone and alleviate the disable condition of elders, and diversified continuing care. Based on the rule stated in preceding sentence and the need of the elder, the municipal and city/county authorities concerned shall provide home-base, community-base or institution-base services to elders. Furthermore, care management rules shall be set for the above services.
The law manifests the ideal of the welfare state, but the goal is too far to reach.Footnote 29 The nature of welfare law in Taiwan is that it is up to the capacities of the concerned public and private organs to make efforts to reach the goal. On the other hand, it is up to the policy-makers and practitioners to decide what constitutes the “dignity” and “rights” of elders.Footnote 30 In practice, as in many countries, because of the general shortage of manpower and budget, it is a big challenge for the welfare system, especially with long-term-care mechanisms, to maintain individual dignity and autonomy.Footnote 31 All kinds of tied-up tools and facilities are availed of to protect elders in care from possible dangers.Footnote 32 The use of empowerment measures to keep one’s physical and psychological integrity is expensive and time-costing. When resources are restricted, the self-respect and self-worth of a person are easily sacrificed.Footnote 33
In order to protect the rights of elders under care, the Long-Term Care Services ActFootnote 34 was promulgated on 26 January 2017.Footnote 35 Article 1 urges that the purpose of this specific law is to “guarantee the dignity and the interest of the persons receiving the services and the care providers.”Footnote 36 The principle is reinforced by Article 44,Footnote 37 which not only requires long-term-care institutions and their personnel to provide proper care and protection for the elders in care, but also prohibits infringements on the physical freedom or other interests of the cared person.
Apart from the ideal law to promote “welfare with dignity,” the Taiwan Legislature also made the Patient Right to Autonomy Act to uphold “medication with dignity.”Footnote 38 Article 1 of the law makes it clear that “[t]he Act is stipulated to respect patient autonomy in healthcare, to safeguard their rights to a good death, and to promote a harmonious physician-patient-relationship.” The Act allows a person with full legal capacity to act to make, revoke, or later use an “advance decision (prior written and signed statement)” to “express the willingness of a person to accept or refuse life-sustaining treatment, artificial nutrition and hydration, or other types of medical care and a good death when he/she is in specific clinical conditions.”Footnote 39
Therefore, similarly to the legal effect of “voluntary guardianship,” the right of a patient to autonomy is protected while that person could still make sound decisions under the judgment of medical and legal experts. When an elder is subjected to assistance or guardianship under the Civil Code, his/her right to informed consent is correspondingly restricted together with related medication decisions.Footnote 40
3. Narrative accounts of elders in community care
As mentioned above, the main legislative purposes of the new “voluntary guardianship law” are first to respond to the care needs of ageing society and second, but more importantly, to protect the individual dignity and free will of the person under guardianship. However, if the basic design of guardianship to deprive a ward of the legal capacity to act, how can individual dignity and free will be guaranteed simply because a contract has been made in advance? Instead of interviews conducted with experts, my teaching team decided to take the students of the “Elderly Rights Clinic” course to visit elders in care who were eligible to appoint a legal or voluntary guardian.Footnote 41 Narrative accounts of elders in care were taken to understand how they picture dignified ageing.Footnote 42
3.1 Methods for fieldwork
Before we set off to conduct field studies, students were given introductory lessons on the “human rights of elders in care,” “methods of communicating with vulnerable social groups,” “narrative analyses of law and society,” “Taiwan laws concerning elder rights and care,” as well as “CRPD and older persons.” Under the pedagogy of “learning by doing,” students were instructed to learn to “chat” with old people and thereby gather information.Footnote 43 Such filed work did not aim to do formal interviews, but simply to understand old people under care by listening to their complaints and daily difficulties.Footnote 44 After teamwork visits, narrative accounts were taken back to the classroom to share and discuss. With the help of interdisciplinary experts who visited our classes, students were led to analyze concerned human rights issues connected to “law in action.”Footnote 45
The traditional use of a “case” to train law students is to pick up a legal provision to develop “facts” for students to learn how to apply and understand the law. In this course, a conversational learning approach is adopted by leaving the design of “a story for analyses” to student teamwork based on the narrative accounts derived in the field. Equipped with “learning by doing” techniques, students first approached one or a group of elders (with/without the families) to do mutual self-introductions, followed by daily-life chats derived from classroom-prepared open-ended questions. Instead of acting as a professional to tell people what to do, students (and the instructor) listened to the life stories of a person or a family, collected words, and wrote a story as the “case-study” for later classroom activities.Footnote 46 As formal notes were not taken from interviewed elders, nor was any name or community identified in our joint studies, we explained in detail to the interviewed persons and their families that the noted accounts during the “chats” would be used in later classroom discussions and published papers, and thus oral agreements were obtained instead of signing informed-consent forms.
3.2 Images of elderhood dignity from narrative accounts
From the chats with elders in care, we memorized noteworthy statements in relation to dignity and autonomy. Many accounts bear similar denotations. This paper picks some represented ones to share:
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1. My children simply want me to spend less to save for their inheritance.
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2. I simply regret what I decided yesterday, not forgetting what I have said.
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3. I told my children to let me die, but they said I had been out of my mind.
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4. I wish I could go out for a dinner with my old friends.
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5. No one listens to me. How can I tell the court?!
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6. When you voluntarily give up your property, you give up yourself.
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7. I can never escape from the palm of my Buddha wife.
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8. Throughout my life I had been an unreasonable person before the court said it.
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9. Even my grandson has more say in family decisions.
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10. They water the plants nicer than feeding me.Footnote 47
3.3 Core concepts of dignity derived from the fieldwork
Apart from the above quotations for readers or listeners to feel for oneself, my team also extracted from the field accounts some core concepts of elder dignityFootnote 48:
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1. Self-determination, autonomy, making choice: Most elders in care cannot decide their own daily schedule and are forced to get up and go to bed at the same time every day, to eat the same dishes on Mondays, to join the arranged activities, and so on.
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2. Independence: Elders wish to be allowed to enjoy privacy while using the toilet or taking a shower as well as to eat on their own.
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3. Care with respect: Elders complain that their caretakers have treated them like “vegetables” and are “deaf” (not listening).
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4. Filial piety: For the generation of 65- to 85-year-old parents, they have enjoyed parental authority and expect the Confucius “filial piety”Footnote 49 devoted by children including not only financial support, but most importantly respect and reverence.
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5. Company and family contacts: Apart from intrusive care, elders in care are mostly left unattended and cannot expect visits paid by families or friends.
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6. Friendship and social participation: Many physically or mentally disabled elders wish to have help to go out from home/institutes to enjoy fresh air, have a meal with family and friends, watch a movie, go shopping, and so on.
4. Prospects for elderhood dignity under Taiwan law and society
In order to define the “dignity” of old people in care, my team read the CRPD to pick up keywords and concepts. According to CRPD Article 1:
(I) The purpose of the Convention is to promote, protect and ensure the full and equal enjoyment of all human rights and fundamental freedoms by all persons with disabilities, and to promote respect for their inherent dignity. (II) Persons with disabilities include those who have long-term physical, mental, intellectual or sensory impairments which in interaction with various barriers may hinder their full and effective participation in society on an equal basis with others.
It may be availed of to protect elders in care. Under the guardianship system, an elder in care may be deprived (fully or in part) of their legal capacities to act. Our presumption was that such “barriers” may in practice “hinder their full and effective participation in society on an equal basis with others.”
4.1 Essence of individual dignity
The concepts and keywords (essence of individual dignity) derived from the CRPD to develop interview guidelines include: (1) respect for inherent dignity; (2) individual autonomy: the freedom to make one’s own choices, and independence of persons; (3) full and effective participation and inclusion in society; (4) respect for differences and acceptance of persons with disabilities as part of human diversity and humanity.
According to Article 12 of the CRPD, persons with disabilities should enjoy legal capacity on an equal basis with others in all aspects of life and appropriate measures must be taken to provide access by persons with disabilities to the support they may require in exercising their legal capacity, and the measures shall respect the rights, will, and preferences of the person.Footnote 50 With respect to application to an elder with physical or mental impairments, the Convention mandates the state to take appropriate and effective measures to ensure the equal rights of the elder to own property and to control their own financial affairs.Footnote 51 In order to render the needed support with proper measures, the “reasonable accommodation” under Article 2 should be provided to generate the necessary and appropriate modification and adjustments to ensure the enjoyment or exercise of rights and freedom by an elder on equal bases with others.
Taiwan has made a CRPD Implementation LawFootnote 52 to enforce the above provisions as national lawFootnote 53 and thus measures taken under Article 12 for elders in care shall “safeguard their full and equal participation in society, politics, the economy and culture, and promote their individual independence and development.”Footnote 54 However, the guardianship law has deprived the ward of the right to act, and thus the ward loses control over financial matters and ownership of property. Most importantly, the legal effects of substitute decision-making in many ways hinder the freedom and autonomy of elders in care.Footnote 55
4.2 SDM Footnote 56
According to General Comment No. 1 of the CRPD, in order to implement SDM, the state should not make laws or enforce measures to deprive any person with disabilities of the right to equal recognition before the law. Debates over whether the guardianship system is in line with the CRPD may remain a hot issue of human rights for further research. Yet, in terms of the real life of elders who are subjected to the care of families or institutions, deprivation of the capacity to act is done under the justification of “protection” after expert assessments.Footnote 57 In contrast to Article 12 of the CRPD, these elders in care cannot “enjoy legal capacity on an equal basis with others in all aspects of life” as a result of the exercise of the guardianship system.Footnote 58 Before the law can be amended, it may be beneficial to available of Article 1112 of the Civil Code that “[w]hen enforcing guardianship relating the ward’s life, treatment, and financial management, the guardian shall respect the will of the ward.” And thus useful and appropriate measures may be taken to provide the elders with the support they may require in exercising their legal capacity.Footnote 59 For such a purpose, the SDM system may operate to promote the autonomy of elders in care.Footnote 60
The General Comment No.1 of the CRPD has mandated the States Parties to replace substitute decision-making regimes (including adult guardianship) with SDM.Footnote 61 SDM is generally urged to be an alternative to guardianship that allows an elder in care (and the family) to work with a team of experts to make choices and daily-life decisions.Footnote 62 One advantage of the SDM is similar to that of voluntary guardianship to allow a mentally competent elder to designate experts and laypersons as members of the support network who will work together to promote the freedom, autonomy, and independence of the elder, including to negotiate with caretakers on daily details and legal matters.Footnote 63 If SDM is adopted in the exercise of guardianship, especially emphasizing Article 12 of the Civil Code, the appointed guardian(s) together with family and caretakers may work together in the best interests of the elder to offer needed support to make reasonable decisions.Footnote 64
4.3 Suggestions for socio-legal policy reform
In Taiwan society, it is a common expectation that life needs to be extended to the maximum. Long-term care constitutes a substantial part of the government expenditure. We learned from the field that spouses and children avail of the guardianship system to protect their future “inheritance interests” in the name of “filial piety.”Footnote 65 Elders in care are deprived of freedom and autonomy in the name of protection.Footnote 66 Therefore, even with the law of voluntary guardianship, interviewed elders (who can still make sound communications) stated that, even with the agreement made with caretakers, they are still “in the hands of” the people who would treat them as a person of “no capacity.”Footnote 67
It is the shared suggestion of leading scholars in this field that the special needs of “elderhood” shall be taken seriously by policy-makers to create a socio-legal environment for “supported ageing” with interdisciplinary measures of reasonable accommodation that deliver support for a person (and the family) during the process of ageing.Footnote 68 The welfare and medication laws have enshrined SDM principles that are put into practice with budgeted programmes.Footnote 69 The replacement of substitute decision-making by SDM is the final goal, but law in books cannot change social practice without practical measures to inspire and steer changes.Footnote 70 Government-paid and NGO-led programmes to promote “protection with freedom” and “care but independence” may lead to socio-legal transition.Footnote 71 SDM needs to link from global theory, interdisciplinary research to local practice to enhance the self-determination and quality of elderly life.Footnote 72 For the middle-aged generation, “self-planned elderhood” may be advocated to avoid a sudden limit or deprivation of legal capacity.Footnote 73
5. Concluding remarks
The functions of the modern family in the ageing/aged society may face legal challenges in the reforms of social welfare, long-term care, and adult-guardianship systems as well as laws pro human dignity to guarantee patient autonomy, SDM, and living wills.Footnote 74 The contemporary Taiwan society still worships “finial piety” as a moral command. Reinforced by the traditional epitome “to treat elders as children,” elders in care are generally treated like little children with no reasoning capacities.Footnote 75 As an ageing person myself whose parents are way over 80 years old, I feel uneasy in the practice of family law in cases involving elders in care.Footnote 76 The very essence of family law is love—love between spouses, love between parents and children, and hopefully love among family members.Footnote 77 Yet, when interactions of family relations switch from love to unbearable responsibilities, individual dignity may be sacrificed under the disguise of protection.Footnote 78
This paper has no concluding remarks to make, as it is simply an effort to draw more attention to the issue. There is, though, a scene in my mind to share:
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I hosted a couple of my age whom I know more than ten years.
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During the dinner I realized that the wife has dementia symptoms.
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She repeatedly asked the same questions many times.
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Her conditions reminded me of my mother at the early stage of dementia.
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I am sure that her husband noticed this but takes her as a normal partner.
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I think that this may be a way to treat a human being as a respectable person.
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It is not easy.
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I did not talk about her conditions with him.
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But we had a good time.